THE KALTMAN FAMILY FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- THE KALTMAN FAMILY FOUNDATION (EIN 11-2773179)
- Tax period
- 2010-10-01 to 2011-09-30
- Filed
- 2011-11-29
- IRS object ID
- 201113339349100101
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-29T12:49:58-06:00 | Timestamp |
| Tax Period End Date | 2011-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM MCGLADREY INC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1185 AVENUE OF THE AMERICAS | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100362602 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 112773179 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KALTMAN FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KALT | NameControl |
| Phone | 5163337788 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8 COACHMANS CT | AddressLine1 |
| City | OLD WESTBURY | City |
| State | NY | State |
| ZIP Code | 115681324 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ERIC KALTMAN | Name |
| Title | OFFICER | Title |
| Phone | 5163337788 | Phone |
| Date Signed | 2011-11-16 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOE RICCHEZZA | Name |
| Phone | 2123721000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 912809 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 56843 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 56843 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -11176 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 205000 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 1444 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 0 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 47111 | TotalRevenueAndExpenses |
| Total Net Investment Income | 56843 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 5000 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 2500 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 2500 | AccountingFeesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 1914 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 0 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 1914 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 6914 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 2500 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 4414 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 54932 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 54932 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 61846 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 2500 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 59346 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -14735 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 54343 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 28612 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 27832 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 27832 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 53355 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 0 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 0 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 85 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 25030 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 24853 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 873004 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 735184 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 712897 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 0 | InvestmentsOtherBOY |
| Investments Other EOY | 152275 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 147227 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 955056 | TotalAssetsBOY |
| Total Assets EOY | 940321 | TotalAssetsEOY |
| Total Assets EOYFMV | 912809 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 955056 | RetainedEarningsBOY |
| Retained Earnings EOY | 940321 | RetainedEarningsEOY |
| Total Net Assets BOY | 955056 | TotalNetAssetsBOY |
| Total Net Assets EOY | 940321 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 955056 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 940321 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 955056 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -14735 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 940321 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 940321 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (7 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 25,000 CITIGROUP INC NTS 7.25% | P | 2002-09-09 | 2010-10-01 | 25000 | 28374 | -3374 | -3374 |
| 25,000 BANK OF AMER CORP NTS 7.4% | P | 2001-02-26 | 2011-01-15 | 25000 | 26207 | -1207 | -1207 |
| 50,000 FFCB 5.75% | P | 2005-10-03 | 2011-01-18 | 50000 | 53356 | -3356 | -3356 |
| 30,000 J P MORGAN CHASE & CO 6.75% | P | 2002-03-07 | 2011-02-01 | 30000 | 31184 | -1184 | -1184 |
| 25,000 LEHMAN BROS BANK DE US 6% | P | 2007-02-15 | 2011-03-05 | 25000 | 25000 | 0 | 0 |
| 25,000 MORGAN STANLEY DEAN WITT 6.75% | P | 2002-09-09 | 2011-04-15 | 25000 | 27272 | -2272 | -2272 |
| 25,000 BONY CORENOTES 5.55% | P | 2007-05-21 | 2011-09-15 | 25000 | 24783 | 217 | 217 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -11176 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 33062 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 934590 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.035376 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 149063 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 880565 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.169281 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 155796 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 995153 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.156555 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 96816 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 905805 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.106884 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 58413 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 862358 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.067736 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.535832 | TotalDistributionRatio |
| Average Distribution Ratio | 0.107166 | AverageDistributionRatio |
| Net Noncharitable Assets | 936377 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 100348 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 543 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 100891 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 59346 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 1087 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1087 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1087 | TaxBasedOnInvestmentIncome |
| Total Credits And Payments | 0 | TotalCreditsAndPayments |
| Penalty For Underpayment | 24 | PenaltyForUnderpayment |
| Tax Due | 1111 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | ERIC KALTMAN | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 5163337788 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8 COACHMANS CT | AddressLine1 |
| City | OLD WESTBURY | City |
| State | NY | State |
| ZIP Code | 115681324 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| ERIC KALTMAN | ||||||||
| 8 COACHMANS COURT | OLD WESTBURY | NY | 11568 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| MARNEE KALTMAN | ||||||||
| 8 COACHMANS COURT | OLD WESTBURY | NY | 11568 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1 |
| Amount1 | 0 | Amount1 |
| All Oth Prog Rltd Investments Total | 0 | AllOthProgRltdInvestmentsTotal |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 926205 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 24432 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 950637 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 950637 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 14260 | CashDeemedCharitable |
| Net Noncharitable Assets | 936377 | NetNoncharitableAssets |
| Minimum Investment Return | 46819 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 46819 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1087 | TaxBasedOnInvestmentIncome |
| Total Tax | 1087 | TotalTax |
| Distributable Amount Before Adj | 45732 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 45732 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 45732 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 59346 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 59346 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 59346 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 45732 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 17109 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 52683 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 106663 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 106207 | ExcessDistriCarryoverYear2 |
| Total Excess Distri Carryover | 282662 | TotalExcessDistriCarryover |
| Qualifying Distributions | 59346 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 45732 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 13614 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 296276 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 17109 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 279167 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 52683 | ExcessFromYear4 |
| Excess From Year3 | 106663 | ExcessFromYear3 |
| Excess From Year2 | 106207 | ExcessFromYear2 |
| Excess From Current Year | 13614 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ERIC KALTMAN | ContributingManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | ERIC KALTMAN | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8 COACHMANS CT | AddressLine1 |
| City | OLD WESTBURY | City |
| State | NY | State |
| ZIP Code | 11568 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 5163337788 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER REQUEST SETTING FORTH PURPOSE IN DETAIL. | FormAndInfoAndMaterials |
| Submission Deadlines | NO | SubmissionDeadlines |
| Restrictions On Awards | QUALIFIED EXEMPT CHARITABLE ORGANIZATIONS INCLUDING THE SCIENCE OF HORTICULTURE, THE PROMOTION OF MEDICAL RESEARCH AMD THE APPRECIATION OF CLASSICAL MUSIC... | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AVAILABLE UPON REQUEST | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8 COACHMANS CT | AddressLine1 |
| City | OLD WESTBURY | City |
| State | NY | State |
| ZIP Code | 11568 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationship |
| Recipient Foundation Status | PUBLIC | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | EXEMPT PURPOSE | PurposeOfGrantOrContribution |
| Amount | $54,932 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 54932 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $56,843 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$11,176 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL EXCISE TAX REFUND | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $1,444 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $47,111 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 47111 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 8 | LineNumber |
| Relationship Statement | CAPITAL LOSS ON SALE OF ASSETS | RelationshipStatement |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | RSM MCGLADREY | Category |
| Amount | $5,000 | Amount |
| Net Investment Income | 2500 | NetInvestmentIncome |
| Disbursements Charitable Prps | 2500 | DisbursementsCharitablePrps |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NONE | Description |
| Amount | $0 | Amount |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (23 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| GENERAL MTRS ACCPT 10/15/17 | 50000 | 47530 |
| PAINE WEBBER GROUP INC.2/15/14 | 27504 | 27703 |
| JP MORGAN CHASE 1/2/13 | 60548 | 62862 |
| CINCINNATI BELL INC 6/15/2023 | 36040 | 29925 |
| BANKERS TRUST NY CORP 11/15/15 | 94301 | 108146 |
| LOCKHEED MARTIN CORP 5/01/16 | 23701 | 30714 |
| MCDONNELL DOUGLAS FIN 2/1/12 | 84706 | 76485 |
| CITIGROUP INC NTS 2/21/12 | 111182 | 101559 |
| MERRILL LYNCH & CO 7/15/18 | 43190 | 37023 |
| GE CAPITAL INTERNOTES 2/15/21 | 25000 | 24338 |
| GE CAPITAL INTERNOTES 12/15/24 | 25263 | 24727 |
| MERRILL LYNCH & CO 7/15/18 | 26782 | 23139 |
| MERRILL LYNCH & CO 7/15/18 | 26174 | 23139 |
| UBS AG JERSEY BRANCH 08/04/20 | 25000 | 24603 |
| GE CAPITAL INTERNOTES 09/15/20 | 25787 | 25879 |
| MORGAN STANLEY STEP-UP MED TERM 06/11/25 | 25006 | 24625 |
| BANK OF AMER CORP SET UP CALL NTS 05/27/26 | 25000 | 20500 |
| CITIGROUP INC NTS 10/1/10 | 0 | 0 |
| BANK OF AMER CORP NTS 1/15/11 | 0 | 0 |
| JP MORGAN CHASE & CO 2/1/11 | 0 | 0 |
| LEHMAN BROS CD 3/5/2027 | 0 | 0 |
| MORGAN STANLEY DW 4/15/11 | 0 | 0 |
| BONY CORENOTES CALL 3/15/20 | 0 | 0 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (2 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| NORTEL NETWORKS CORP. | 85 | 0 |
| QWEST CORP 7.5% 9/15/51 | 24945 | 24853 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 0 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 0 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (6 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| ENERGY TRANSFER PARTNERS LP MLP | AT COST | 23451 | 18455 |
| ENTERPRISE PRODUCTS PARTNER LP MLP | AT COST | 23666 | 22083 |
| WILLIAMS PARTNERS LP UNIT LTD PARTNERSHIP INT | AT COST | 24280 | 28476 |
| BLACKSTONE/GSO SENIOR FLOATING RATE TERM FUND | AT COST | 24787 | 22088 |
| BLACKROCK BUILD AMER BOND | AT COST | 30699 | 34562 |
| BLACKSTONE/GSO LONG SHORT CREDIT INCOME FUND | AT COST | 25392 | 21563 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| NYS DEPT. OF LAW | 100 | 0 | 100 |
| EXCISE TAX | 1814 | 0 | 1814 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL EXCISE TAX REFUND | Description |
| Revenue And Expenses Per Books | 1444 | RevenueAndExpensesPerBooks |
| Adjusted Net Income | 1444 | AdjustedNetIncome |