I T HIRSCHL CHARITABLE TR: Form 990PF, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- I T HIRSCHL CHARITABLE TR (EIN 13-6356381)
- Tax period
- 2009-11-01 to 2010-10-31
- Filed
- 2011-03-15
- IRS object ID
- 201120749349100207
- Schema version
- 2009v1.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-03-15T14:23:35-05:00 | Timestamp |
| Tax Period End Date | 2010-10-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2009-11-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136356381 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TRUST UWO IRMA T HIRSCHL FOR | BusinessNameLine1 |
| Business Name Line2 | CHARITABLE PURPOSES P60307009 | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | TRUS | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JPMORGAN CHASE BANK PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTHORIZED OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2011-03-08 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 41521396 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 268 | InterestOnSavingsRevAndExpnss |
| Dividends Rev And Expnss | 927635 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 927635 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -783241 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 34472136 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 144662 | TotalRevenueAndExpenses |
| Total Net Investment Income | 927635 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 119925 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 39576 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 80349 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 185512 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 185512 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 37500 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 37500 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 12355 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 5235 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 2097 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 472 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 1625 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 357389 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 82783 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 267486 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1820446 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1820446 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 2177835 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 82783 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 2087932 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -2033173 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 844852 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 11279 | CashBOY |
| Cash EOY | 23719 | CashEOY |
| Cash EOYFMV | 23719 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 4836534 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 775343 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 775343 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 17111869 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 17196190 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 20635329 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 17529060 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 18812230 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 19254880 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 0 | InvestmentsOtherBOY |
| Investments Other EOY | 718000 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 832125 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 39488742 | TotalAssetsBOY |
| Total Assets EOY | 37525482 | TotalAssetsEOY |
| Total Assets EOYFMV | 41521396 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 39488742 | CapitalStockBOY |
| Capital Stock EOY | 37525482 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 39488742 | TotalNetAssetsBOY |
| Total Net Assets EOY | 37525482 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 39488742 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 37525482 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 39488742 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -2033173 | ExcessOfRevenueOverExpenses |
| Other Increases | 75124 | OtherIncreases |
| Subtotal | 37530693 | Subtotal |
| Other Decreases | 5211 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 37525482 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|
| SALES IN ACCOUNT OF PUBLICLY TRADED SECURITIES | 34472100 | 35255377 | -783277 | -783277 |
| CLASS ACTION/LITIGATION SETTLEMENTS | 36 | 36 | 36 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -783241 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 2666436 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 38579630 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.069115 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 2821077 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 51868362 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.054389 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2771967 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 61573815 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.045019 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 3265159 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 58272199 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.056033 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 3065048 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 59426530 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.051577 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.276133 | TotalDistributionRatio |
| Average Distribution Ratio | 0.055227 | AverageDistributionRatio |
| Net Noncharitable Assets | 40514747 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 2237508 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 8449 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 2245957 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 2087932 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 16897 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 16897 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 16897 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 13960 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 13960 | TotalCreditsAndPayments |
| Tax Due | 2937 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JPMORGAN CHASE BANK NA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2124640990 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 270 Park Avenue | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances | Address Line2USAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE BANK NA | |||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | TRUSTEE | 2.00 | 39975 | 0 | 0 | |
| LEO L SCHMOLKA ESQ | |||||||||
| 17 THE XING | ARMONK | NY | 10504 | TRUSTEE | 2.00 | 39975 | 0 | 0 | |
| ROBERT TODD LANG ESQ | |||||||||
| C/O WEIL GOTSHAL MANGES LLP 767 | NEW YORK | NY | 10153 | TRUSTEE | 2.00 | 39975 | 0 | 0 | FIFTH AVE |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Amount1 | 0 | Amount1 |
| All Oth Prog Rltd Investments Total | 0 | AllOthProgRltdInvestmentsTotal |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 40366996 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 764727 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 41131723 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 41131723 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 616976 | CashDeemedCharitable |
| Net Noncharitable Assets | 40514747 | NetNoncharitableAssets |
| Minimum Investment Return | 2025737 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 2025737 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 16897 | TaxBasedOnInvestmentIncome |
| Total Tax | 16897 | TotalTax |
| Distributable Amount Before Adj | 2008840 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 70078 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 2078918 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 2078918 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 2087932 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 2087932 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 2087932 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 2078918 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 1880251 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 2087932 | QualifyingDistributions |
| Applied To Year1 | 1880251 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 207681 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 1871237 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (21 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ALBERT EINSTEIN COLLEGE OF MEDICINE | |||||||
| 1300 Morris Park Avenue | BRONX | NY | 10461 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $216,200 |
| AMERICAN HEART ASSOCIATION | |||||||
| 7272 Greenville Ave | DALLAS | TX | 75231 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $21,000 |
| BLYTHEDALE CHILDREN'S HOSPITAL | |||||||
| 95 Bradhurst Avenue | Valhalla | NY | 10595 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $118,946 |
| COLUMBIA UNIVERSITY COLLEGE OF PHYSICIANS & SURGEONS | |||||||
| 630 W 168th St | New York | NY | 10032 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $50,000 |
| CYSTIC FIBROSIS FOUNDATION | |||||||
| 6931 Arlington Road 2nd floor | Bethesda | MD | 20814 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $26,000 |
| DAMON RUNYON CANCER RESEARCH FOUNDATION | |||||||
| 55 Broadway 302 | New York | NY | 10006 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| HEBREW HOME FOR THE AGED | |||||||
| 5901 Palisade Avenue | Riverdale | NY | 10471 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $43,000 |
| JCC ASSOCIATION | |||||||
| 520 Eighth Avenue | New York | NY | 10018 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| JEWISH GUILD FOR THE BLIND | |||||||
| 15 West 65 Street | New York | NY | 10023 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $47,000 |
| JEWISH HOME LIFECARE | |||||||
| 100 West Kingsbridge Road | BRONX | NY | 10468 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $31,000 |
| MOUNT SINAI SCHOOL OF MEDICINE | |||||||
| One Gustave L Levy Place | new York | NY | 100296574 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $216,200 |
| NATIONAL MEDICAL FELLOWSHIPS INC | |||||||
| 347 Fifth Ave Ste 510 | new York | NY | 10016 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| NEW YORK BLOOD CENTER | |||||||
| 1 New York Plaza | NEW York | NY | 10004 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $26,000 |
| NEW YORK FOUNDLING HOSPITAL | |||||||
| 590 Avenue of the Americas | NEW York | NY | 10011 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $104,000 |
| NEW YORK UNIVERSITY SCHOOL OF MEDICINE | |||||||
| 550 First Avenue | new York | NY | 10016 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $216,200 |
| ROCKEFELLER UNIVERSITY | |||||||
| 1230 York Avenue | New York | NY | 10065 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $133,100 |
| TRUSTEES OF COLUMBIA UNIVERSITY | |||||||
| 2960 Broadway | New York | NY | 10027 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $162,600 |
| UNITED JEWISH APPEAL-FEDERATION OF JEWISH PHILANTHOPIES OF NY INC | |||||||
| 130 East 59th Street | New York | NY | 10022 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $37,000 |
| UNITED WAY OF NEW YORK CITY | |||||||
| 2 Park Avenue | New York | NY | 10016 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $69,000 |
| VISITING NURSE SERVICE | |||||||
| 1250 Broadway 7th floor | New York | NY | 10001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $62,000 |
| WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY | |||||||
| 1300 York Avenue | New York | NY | 10065 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $216,200 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1820446 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $268 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $927,635 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$783,241 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | EXCISE TAX REFUND - 10/31/2008 | Description |
| Exclusion Code | 01 | ExclusionCode |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $144,662 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 144662 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | N/A | Description |
| Amount | $0 | Amount |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (105 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| JPM SHORT DURATION BOND FD - SEL FUND 3133 1.23% - 274494.02 SHS | 2983750 | 3035904 |
| GNMA POOL NO 410170 6.50% OCT 15 2025 DTD 11/1/95 - 157297.75 SHS | 153070 | 175790 |
| BOEING CAPITAL CORP NOTES 6 1/2% FEB 15 2012 DTD 11/9/2001 - 50000 SHS | 53705 | 53727 |
| G E CAP CORP MED TERM NOTES 6% JUN 15 2012 - 100000 SHS | 102387 | 107852 |
| KRAFT FOODS INC NOTES 6 1/4% JUN 1 2012 DTD 5/20/2002 - 35000 SHS | 37801 | 37937 |
| ALLTEL CORP SR NOTES 7% JUL 1 2012 DTD 6/19/2002 - 75000 SHS | 80129 | 82147 |
| AT & T CORP SR NOTES 7.30% NOV 15 2011 DTD 5/15/2002 - 75000 SHS | 82975 | 80057 |
| VERIZON GLOBAL FUNDING CORP NOTES 7 3/8% SEP 1 2012 - 60000 SHS | 65475 | 67099 |
| HOUSEHOLD FINANCE CORP NOTES 6 3/8% NOV 27 2012 DTD 11/27/2002 - 45000 SHS | 48118 | 49180 |
| CONOCOPHILLIPS 4 3/4% OCT 15 2012 DTD 10/9/2002 - 75000 SHS | 80639 | 81048 |
| METLIFE INC NOTES 5% NOV 24 2013 DTD 11/24/2003 - 45000 SHS | 46996 | 49708 |
| TYCO INTERNATIONAL GROUP SA 6% NOV 15 2013 DTD 11/12/2003 - 55000 SHS | 61155 | 62395 |
| CAPITAL ONE FINANCIAL NOTES 4.80% FEB 21 2012 DTD 2/18/2005 - 30000 SHS | 27900 | 31313 |
| AMERICA MOVIL SA DE CV 5 1/2% MAR 1 2014 DTD 9/1/2004 - 55000 SHS | 60882 | 61087 |
| AMGEN INC SR NOTES 4.85% NOV 18 2014 DTD 11/18/2004 - 60000 SHS | 62548 | 68233 |
| CITIGROUP INC SR NOTES 5 1/2% AUG 27 2012 DTD 08/27/2007 - 40000 SHS | 36307 | 42760 |
| KINDER MORGAN ENER PART 5.85% SEP 15 2012 DTD 08/28/2007 - 45000 SHS | 48092 | 48673 |
| ROGERS COMMUNICATIONS 7 7/8% MAY 01 2012 DTD 04/30/2002 - 55000 SHS | 59929 | 60545 |
| TIME WARNER CABLE INC 5.4% JUL 02 2012 DTD 07/02/2007 - 40000 SHS | 40286 | 42788 |
| ALLSTATE LF GLB FN TRST MED TERM NTS 5 3/8% APR 30 2013 - 80000 SHS | 79606 | 88527 |
| PHILIP MORRIS INTL INC NOTES 4 7/8% MAY 16 2013 DTD 05/16/2008 - 80000 SHS | 85125 | 87926 |
| CITIGROUP INC 5 1/2% APR 11 2013 DTD 04/11/2008 - 15000 SHS | 14525 | 16240 |
| COCA COLA ENTERPRISES NOTES 7 3/8% MAR 03 2014 DTD 11/03/2008 - 80000 SHS | 90594 | 96285 |
| GEORGIA POWER COMPANY 6% NOV 01 2013 DTD 11/19/2008 - 70000 SHS | 76247 | 79958 |
| GOLDMAN SACHS GROUP INC 3 1/4% JUN 15 2012 DTD 12/01/2008 - 250000 SHS | 260564 | 261520 |
| BANK OF AMERICA CORP MED TRM NTE 3 1/8% JUN 15 2012 - 325000 SHS | 337206 | 339268 |
| MORGAN STANLEY 1.95% JUN 20 2012 DTD 01/20/2009 - 270000 SHS | 271030 | 276839 |
| CITIGROUP INC 2 1/8% APR 30 2012 DTD 01/30/2009 - 130000 SHS | 130922 | 133370 |
| ENTERPRISE PRODUCTS OPER 6 3/8% FEB 01 2013 DTD 01/22/2003 - 45000 SHS | 48803 | 49733 |
| CATERPILLAR FINANCIAL SE MED TRM NTE 6 1/8% FEB 17 2014 - 103000 SHS | 102875 | 118836 |
| U S A NOTES 1 7/8% FEB 28 2014 DTD 02/28/2009 - 435000 SHS | 433319 | 452944 |
| GENERAL ELEC CAP CORP 2 1/4% MAR 12 2012 DTD 3/12/2009 - 150000 SHS | 152083 | 153758 |
| WELLS FARGO & COMPANY 2 1/8% JUN 15 2012 DTD 3/30/2009 - 260000 SHS | 262346 | 267228 |
| GOLDMAN SACHS GROUP INC MED TRM NTS 6% MAY 01 2014 - 30000 SHS | 30497 | 33702 |
| CITIGROUP INC 1 7/8% MAY 07 2012 DTD 05/07/2009 - 150000 SHS | 149609 | 153369 |
| BANK OF AMERICA CORP MED TRM NTE 7 3/8% MAY 15 2014 - 35000 SHS | 39111 | 39678 |
| FANNIE MAE SER 2006-109 CL HA 4.5% MAY 25 2024 DTD 10/01/2006 - 187400.3 SHS | 193827 | 193946 |
| NORDSTROM INC NOTES 6 3/4% JUN 01 2014 DTD 05/26/2009 - 50000 SHS | 57528 | 58335 |
| EUROPEAN INVESTMENT BANK NOTES 3% APR 08 2014 DTD 04/08/2009 - 70000 SHS | 70466 | 74997 |
| PRUDENTIAL FIN'L INC SR NOTES 6.2% JAN 15 2015 - 45000 SHS | 44972 | 51111 |
| NEBRASKA PUBLIC PWR DIST REV GEN SER 4.85% B JAN 01 2014 - 90000 SHS | 90000 | 98106 |
| FREDDIE MAC SER 2924 CL EH 5.25% MAR 15 2024 DTD 01/01/2005 - 190360.11 SHS | 197558 | 200137 |
| CITIBANK NA 1 7/8% JUN 04 2012 DTD 06/04/2009 - 80000 SHS | 79728 | 81807 |
| ORACLE CORP 3 3/4% JUL 08 2014 DTD 07/08/2009 - 70000 SHS | 72475 | 76283 |
| FHLMC GOLD PARTIC CTF 5.5% FEB 01 2020 POOL NO G11728 - 170214.34 SHS | 180268 | 186877 |
| FANNIE MAE NOTES 3% SEP 16 2014 DTD 08/14/2009 - 95000 SHS | 96338 | 102304 |
| WESTPAC BANKING CORP 4.2% FEB 27 2015 DTD 08/27/2009 - 60000 SHS | 60020 | 65141 |
| LANDWIRTSCH RENTENBANK 1 7/8% SEP 24 2012 DTD 09/24/2009 - 85000 SHS | 85270 | 87071 |
| GREATER ORLANDO AVIATION AUTH FL REV SPL PURP FACS 3.66% OCT 01 2013 - 75000 | 75000 | 78049 |
| FREDDIE MAC GOLD PARTIC CTF 5% OCT 01 2020 DTD 09/01/2005 POOL NO G11769 - 1 | 110800 | 112313 |
| BANK OF AMERICA CORP FLOATING RATE NOTE APR 30 2012 DTD 01/30/2009 - 310000 | 312252 | 311615 |
| CITIBANK NA FLOATING RATE NOTE MAY 07 2012 DTD 05/07/2009 - 115000 SHS | 115116 | 115106 |
| GOLDMAN SACHS GROUP INC FLOATING RATE NOTE DEC 05 2011 DTD 12/05/2008 - 1550 | 157617 | 156432 |
| INTER-AMERICAN DEVEL BK 1 3/4% OCT 22 2012 DTD 10/22/2009 - 80000 SHS | 79905 | 82075 |
| CITIBANK NA 1 3/4% DEC 28 2012 DTD 10/27/2009 - 155000 SHS | 154518 | 159132 |
| FFCB 1 7/8% DEC 07 2012 DTD 10/29/2009 - 155000 SHS | 154955 | 159602 |
| FFCB 1 3/4% FEB 21 2013 DTD 01/15/2010 - 100000 SHS | 99737 | 102594 |
| BANK OF NOVA SCOTIA 3.4% JAN 22 2015 DTD 01/22/2010 - 65000 SHS | 64917 | 69749 |
| ANHEUSER-BUSCH INBEV WOR 4 1/8% JAN 15 2015 DTD 10/16/2009 - 55000 SHS | 56810 | 59684 |
| BNP PARIBAS 3 1/4% MAR 11 2015 DTD 03/11/2010 - 60000 SHS | 62629 | 62791 |
| SHELL INTERNATIONAL FIN 1 7/8% MAR 25 2013 DTD 03/25/2010 - 80000 SHS | 79905 | 82145 |
| CVS CAREMARK CORP 3 1/4% MAY 18 2015 DTD 05/18/2010 - 55000 SHS | 55009 | 57848 |
| APPALACHIAN POWER CO 3.4% MAY 24 2015 DTD 05/24/2010 - 40000 SHS | 39891 | 42335 |
| DISCOVERY COMMUNICATIONS 3.7% JUN 01 2015 DTD 06/03/2010 - 45000 SHS | 45194 | 48126 |
| COVIDIEN INTL FINANCE SA 2.8% JUN 15 2015 DTD 06/28/2010 - 65000 SHS | 64878 | 67626 |
| U S A NOTES 1 7/8% JUN 30 2015 DTD 06/30/2010 - 310000 SHS | 170618 | 176163 |
| WILLIAMS PARTNERS LP 3.8% FEB 15 2015 DTD 02/09/2010 - 45000 SHS | 46808 | 47639 |
| U S A NOTES 1% JUL 15 2013 DTD 07/15/2010 - 840000 SHS | 843116 | 852466 |
| U S A TREASURY NOTES 0.3/4% AUG 15 2013 DTD 08/15/2010 - 225000 SHS | 224719 | 226829 |
| U S A NOTES 0 3/8% AUG 31 2012 DTD 08/31/2010 - 135000 SHS | 134589 | 135085 |
| U S A NOTES 1 1/4% AUG 31 2015 DTD 08/31/2010 - 70000 SHS | 69131 | 70410 |
| DOMINION RESOURCES INC 2 1/4% SEP 01 2015 DTD 09/02/2010 - 40000 SHS | 39942 | 40639 |
| DCP MIDSTREAM OPERATING 3 1/4% OCT 01 2015 DTD 09/30/2010 - 40000 SHS | 39969 | 40362 |
| U S A NOTES 0 3/8% SEP 30 2012 DTD 09/30/2010 - 1285000 SHS | 1283771 | 1285900 |
| U S A NOTES 1 1/4% SEP 30 2015 DTD 09/30/2010 - 215000 SHS | 0 | 0 |
| RABOBANK NEDERLAND 2 1/8% OCT 13 2015 DTD 10/13/2010 - 65000 SHS | 64841 | 64841 |
| U S A NOTES 0 1/2% OCT 15 2013 DTD 10/15/2010 - 465000 SHS | 324140 | 324974 |
| FREDDIE MAC GOLD PARTIC CTF SEP 01 2023 DTD 09/01/2003 POOL NO C90706 - 0 SH | 223480 | 221990 |
| U S A NOTES 1 1/4% OCT 31 2015 DTD 11/01/2010 - 0 SHS | 601085 | 602064 |
| CREDIT SUISSE FB USA INC NOTES 6 1/8% NOV 15 2011 DTD 11/6/2001 - 75000 SHS | 77459 | 79161 |
| ALTRIA GROUP INC 8 1/2% NOV 10 2013 DTD 11/10/2008 - 40000 SHS | 46390 | 48221 |
| PFIZER INC 4.45% MAR 15 2012 DTD 03/24/2009 - 80000 SHS | 84445 | 84174 |
| U S A TREASURY NOTES 1 7/8% APR 30 2014 DTD 04/30/2009 - 510000 SHS | 496992 | 531078 |
| MORGAN STANLEY 6% MAY 13 2014 DTD 05/13/2009 - 100000 SHS | 99810 | 110016 |
| HCP INC 5.65% DEC 15 2013 DTD 12/04/2006 - 40000 SHS | 40006 | 43746 |
| PLAINS ALL AMER PIPELINE 4 1/4% SEP 01 2012 DTD 07/23/2009 - 45000 SHS | 47124 | 47224 |
| U S A NOTES 2 5/8% JUL 31 2014 DTD 07/31/2009 - 1615000 SHS | 1654605 | 1726031 |
| BERKSHIRE HATHAWAY INC 3.2% FEB 11 2015 DTD 02/11/2010 - 70000 SHS | 69974 | 74409 |
| U S A NOTES 2 3/8% FEB 28 2015 DTD 03/01/2010 - 235000 SHS | 246041 | 248971 |
| TELEFONICA EMISIONES SAU 2.582% APR 26 2013 DTD 04/26/2010 - 80000 SHS | 79913 | 82094 |
| USA NOTES/BONDS 0 3/4% MAY 31 2012 DTD 06/01/2010 - 270000 SHS | 271245 | 271858 |
| U S A NOTES 2 1/8% MAY 31 2015 DTD 06/01/2010 - 510000 SHS | 508327 | 534506 |
| FNMA 0 3/4% DEC 18 2013 DTD 11/01/2010 - 0 SHS | 135005 | 135211 |
| BRITISH TELECOM PLC NOTES 8 3/8% DEC 15 2010 - 45000 SHS | 47981 | 45465 |
| TARGET CORP NOTES 6.35% JAN 15 2011 DTD 1/10/2001 - 23000 SHS | 24367 | 23282 |
| DAIMLER CHRYSLER NA HOLDING CORP 7 3/4% JAN 18 2011 - 55000 SHS | 58575 | 55791 |
| AT & T WIRELESS SERVICES INC SR NOTES 7 7/8% MAR 1 2011 - 50000 SHS | 54006 | 51227 |
| HOUSEHOLD FINANCE CO NOTES 6 3/8% OCT 15 2011 DTD 10/23/2001 - 45000 SHS | 48303 | 47268 |
| TELECOM ITALIA CAPITAL 6.20% JUL 18 2011 DTD 7/18/2006 - 40000 SHS | 40831 | 41424 |
| INTER AMERICAN DEVEL BK 1 1/2% JUN 23 2011 DTD 06/23/2009 - 155000 SHS | 154924 | 156114 |
| NORDIC INVESTMENT BANK 4 7/8% MAR 15 2011 DTD 02/23/2006 - 100000 SHS | 105934 | 101678 |
| LANDWIRTSCH RENTENBANK 4 7/8% FEB 14 2011 DTD 02/14/2006 - 155000 SHS | 161944 | 156953 |
| FEDERAL HOME LOAN BANK FLOATING RATE NOTE SEP 26 2011 DTD 03/26/2010 - 31500 | 314627 | 314918 |
| XEROX CORPORATION SR NOTES 6 7/8% AUG 15 2011 DTD 8/10/2004 - 50000 SHS | 53596 | 52290 |
| FNMA NOTES 1 5/8% OCT 26 2015 DTD 09/27/2010 - 170000 SHS | 169408 | 171647 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (36 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 16100 SHS | 800061 | 826252 |
| AGRIUM INC - 6900 SHS | 167858 | 610719 |
| APPLE INC. - 3800 SHS | 1022114 | 1143724 |
| E M C CORP MASS - 53000 SHS | 549610 | 1114060 |
| GOODRICH CORP - 6700 SHS | 324685 | 549869 |
| INTEL CORP - 37500 SHS | 763932 | 751875 |
| JOHNSON & JOHNSON - 12800 SHS | 304578 | 815872 |
| MEDTRONIC INC - 22000 SHS | 869002 | 775060 |
| PEPSICO INC - 16500 SHS | 275531 | 1077450 |
| PROCTER & GAMBLE CO - 13500 SHS | 747418 | 858195 |
| SCHLUMBERGER LTD - 10000 SHS | 1035255 | 698900 |
| SCHWAB CHARLES CORP - 32300 SHS | 486113 | 497743 |
| CITIGROUP INC - 102000 SHS | 439620 | 425340 |
| BANK OF AMERICA CORP - 24000 SHS | 387888 | 274776 |
| FORD MOTOR CO - 33000 SHS | 420555 | 466290 |
| VELOCITYHSI INC - 5000 SHS | 6000 | 0 |
| ABB LTD SPONS ADR - 47200 SHS | 1169574 | 976568 |
| ERICSSON (LM) TEL SPONS ADR - 100000 SHS | 1042425 | 1098000 |
| ALTRIA GROUP INC - 10500 SHS | 172044 | 266889 |
| ALEXANDRIA REAL ESTATE 8 3/8% PFD C - 6500 SHS | 130117 | 166920 |
| PUBLIC STORAGE 7 1/8% PFD - 4300 SHS | 110725 | 108188 |
| GOOGLE INC CL A - 1700 SHS | 991749 | 1043290 |
| VANGUARD EMERGING MARKET ETF - 4500 SHS | 213873 | 210915 |
| COMCAST CORP 7% PFD - 4500 SHS | 101277 | 115875 |
| NATIONAL CITY CAP TR IV 8% PFD MULTI CPN - 6000 SHS | 132918 | 156000 |
| PHILIP MORRIS INTERNATIONAL - 10500 SHS | 395249 | 614355 |
| HSBC HOLDINGS PLC 8 1/8% PFD - 5000 SHS | 123011 | 136900 |
| SUNCOR ENERGY INC - 20000 SHS | 500297 | 640200 |
| DIRECTV CLASS A - 10841 SHS | 135777 | 471041 |
| KINDER MORGAN MANAGEMENT LLC - 15356 SHS | 698069 | 947005 |
| PRUDENTIAL FINANCIAL INC - 6900 SHS | 441897 | 362802 |
| CONOCOPHILLIPS - 15000 SHS | 832316 | 890820 |
| MASTERCARD INC - CLASS A - 2500 SHS | 614401 | 600150 |
| NYSE EURONEXT - 20000 SHS | 520784 | 612800 |
| ALLIANZ SE 8 3/8% PFD - 6000 SHS | 130060 | 160686 |
| PRUDENTIAL FINANCIAL INC 9% PFD - 6000 SHS | 139407 | 169800 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | PEABODY ENERGY CORPCV JR SUB DEBS 4 3/4% DEC 15 2066 - 700000 SHS | CategoryOrItem |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMV |
| Book Value | 718000 | BookValue |
| EOYFMV | 832125 | EOYFMV |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $185,512 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 185512 | DisbursementsCharitablePrps |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MUTUAL FUND TIMING/FACTORING DIFFERENCE | Description |
| Amount | $5,211 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAX WITHHELD ADR FEES | 472 | 472 | 0 |
| NY ATTORNEY GENERAL FILING FEE | 1500 | 0 | 1500 |
| PUBLICATION FEE | 125 | 0 | 125 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| RECOVERY OF UNUSED GRANT | $70,078 |
| RETURN OF CAPITAL/NON-DIVIDEND DISTRIBUTION ADJUSTMENT | $5,046 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | Category |
| Amount | $37,500 | Amount |
| Net Investment Income | 37500 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ESTIMATED EXCISE TAX - CURRENT YEAR | $7,120 | 0 | 0 |
| FOREIGN TAX WITHHELD | $5,235 | 5235 | 0 |