UND ALUMNI ASSOCIATION AND FOUNDATION: Form 990, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- UND ALUMNI ASSOCIATION AND FOUNDATION (EIN 45-0348296)
- Tax period
- 2009-07-01 to 2010-06-30
- Filed
- 2011-08-15
- IRS object ID
- 201122319349300417
- Schema version
- 2009v1.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-08-15T14:24:58-05:00 | Timestamp |
| Tax Period End Date | 2010-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Baker Tilly Virchow Krause LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 225 S 6th St Ste 2300 | AddressLine1 |
| City | Minneapolis | City |
| State | MN | State |
| ZIP Code | 55402 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2009-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 450348296 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | University of North Dakota Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | UNIV | NameControl |
| Phone | 7017772611 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3100 University Avenue Stop 8157 | AddressLine1 |
| City | Grand Forks | City |
| State | ND | State |
| ZIP Code | 58202 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | LAURA BLOCK | Name |
| Title | Chief Financial Officer | Title |
| Phone | 7017773734 | Phone |
| Date Signed | 2011-08-18 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Lawrence H Mohr CPA | Name |
| Phone | 6128764500 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amended Return | X | AmendedReturn |
| Name Of Principal Officer Person | Laura Block | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3100 University Avenue Stop 8157 | AddressLine1 |
| City | Grand Forks | City |
| State | ND | State |
| ZIP Code | 58202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 90347837 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c | X | Organization501c |
| Web Site | WWW.UNDFOUNDATION.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1978 | YearFormation |
| State Legal Domicile | ND | StateLegalDomicile |
| Activity Or Mission Description | The UND Foundation fosters a tradition of philanthropic support, leading efforts to raise and manage funds that secure a strong future for University of North Dakota and its students, faculty, and alumni. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 23 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 21 | NbrIndependentVotingMembers |
| Total Nbr Employees | 0 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -34998 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 10703057 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 26487647 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 440393 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 448924 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 2651655 | InvestmentIncomePriorYear |
| Investment Income Current Year | 1815715 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 1886494 | OtherRevenuePriorYear |
| Other Revenue Current Year | 1747165 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 15681599 | TotalRevenuePriorYear |
| Total Revenue Current Year | 30499451 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 10969838 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 14248460 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 2657570 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 2559068 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 64510 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 15378 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 2078510 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 1330568 | OtherExpensePriorYear |
| Other Expenses Current Year | 901532 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 15022486 | TotalExpensesPriorYear |
| Total Expenses Current Year | 17724438 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 659113 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 12775013 | RevenuesLessExpensesCY |
| Total Assets BOY | 178955107 | TotalAssetsBOY |
| Total Assets EOY | 197396223 | TotalAssetsEOY |
| Total Liabilities BOY | 34393786 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 32488464 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 144561321 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 164907759 | NetAssetsOrFundBalancesEOY |
| Mission Description | The UND Foundation fosters a tradition of philanthropic support, leading efforts to raise and manage funds that secure a strong future for University of North Dakota and its students, faculty, and alumni. The UND Foundation will provide the centralized infrastructure and services to support all private fund raising efforts on behalf of the University of North Dakota. We will act as the University's designated fund raising organization, partnering with all colleges and units. In the spirit of stewardship and fiduciary responsibility, we will successfully lead the University through campaigns to grow its endowment and secure a solid financial future that benefits the continued educational and economic development of the state of North Dakota. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 5371559 | Expense |
| Grants | 5371559 | Grants |
| Description | The UND Foundation awarded $5.4 million in scholarships to UND students in the fiscal year. In addition to scholarships received by UND student-athletes as part of their total award package from the university, program support grants were awarded to many campus organizations to support activities that reached out to the faculty and students on campus last year. Fundraising for scholarships and UND grants is a priority for the Foundation. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 422788 | Expense |
| Grants | 422788 | Grants |
| Description | The Alumni Association manages and communicates with the University of North Dakota Alumni and Friends. The employees promote the University to its Alumni, gather to strengthen and retain friendships, and keep former and current students informed of happenings. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 8454113 | Expense |
| Grants | 8454113 | Grants |
| Revenue | 448924 | Revenue |
| Description | In addition to scholarship support, the UND Foundation provided an additional $9.1 million in support to the University during the past fiscal year to support faculty initiatives, programs and campus improvement projects as directed by donors' gift designations and priorities of the university. The UND Foundation intends to achieve a 7-year fundraising goal of $300 million to support programs, faculty, students and campus improvements all benefiting the University of North Dakota. This goal includes gifts and commitments made via pledges and testamentary provisions. As the fundraising division at the University, the UND Foundation provides donor relations support, marketing assistance, manages the annual giving program and offers consultation support to the academic units on campus to assist them in achieving optimal fundraising success. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expense | 14248460 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 1 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Balance Sheet Amounts Reported | 1 | BalanceSheetAmountsReported |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 1 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 1 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 1 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 1 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 27 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 0 | NumberOfEmployees |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Nbr Voting Governing Body Members | 23 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 21 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | ND | StatesWhereCopyOfReturnIsFiled |
| Own Website | X | OwnWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | LAURA BLOCK | NamePerson |
| Telephone Number | 7017772611 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3100 UNIVERSITY AVENUE STOP 8157 | AddressLine1 |
| City | GRAND FORKS | City |
| State | ND | State |
| ZIP Code | 58202 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (31 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| Tim O'Keefe | |||||||
| EXECUTIVE VICE PRESIDENT | 40.00 | X | X | 178130 | 0 | 27586 | |
| Laura Block | |||||||
| Chief Financial Officer | 40.00 | X | X | 114792 | 0 | 17808 | |
| Linda pancratz | |||||||
| President | 1.00 | X | 0 | 0 | 0 | ||
| rick Burgum | |||||||
| vice President | 1.00 | X | 0 | 0 | 0 | ||
| CAROLYN BECRAFT | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| KRISTI BRINDLE | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| JILL BURCHILL | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| KRIS COMPTON | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| PATRICK DIRK | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| BOB ERICKSON | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| MARK FLIGINGER | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| BILL GUY | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| TIM HAAS | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| BART HOLADAY | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| CHUCK KLUENKER | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| ERWIN MARTENS | |||||||
| PART-YEAR DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| KEN MELLEM | |||||||
| PART-YEAR DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| LAURIS MOLBERT | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| JENNIFER NEPPEL | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| DIANE ODEGARD | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| KEITH REIMER | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| AL ROYSE | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| ROBERT SOLBERG | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| LISA WHEELER | |||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | ||
| JIM WILLIAMS | |||||||
| DIreCTOR | 1.00 | X | 0 | 0 | 0 | ||
| ALICE BREKKE | |||||||
| EX Officio | 1.00 | X | 0 | 0 | 0 | ||
| ROBERT KELLY | |||||||
| EX Officio | 1.00 | X | 0 | 0 | 0 | ||
| PAUL LEBEL | |||||||
| Ex Officio | 1.00 | X | 0 | 0 | 0 | ||
| DAVE MIeDEMA | |||||||
| DEVELOPMENT OFFICER | 40.00 | 117475 | 0 | 22099 | X | ||
| DEANNA CARLSON ZINK | |||||||
| CHIEF DEVELOPMENT OFFICER | 40.00 | 103901 | 0 | 22041 | X | ||
| KIM WOODS | |||||||
| DEVELOPMENT OFFICER | 40.00 | 98492 | 0 | 19331 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 514298 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 89534 | TotalOtherCompensation |
| Number Individuals GT100 K | 4 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| CONSTRUCTION ENGINEERS LTD | |||||
| PO BOX 13378 | GRAND FORKS | ND | 58208 | CONSTRUCTION | 531021 |
| RUFFALO CODY | |||||
| PO BOX 3018 | CEDAR RAPIDS | IA | 52406 | PHONEATHON MANAGEMENT | 370503 |
| BLUE CROSS BLUE SHIELD OF ND | |||||
| PO BOX 6005 | FARGO | ND | 58108 | HEALTHCARE | 332335 |
| FORUM COMMUNICATIONS PRINTING | |||||
| PO BOX 2065 | FARGO | ND | 58107 | PRINTING | 154109 |
| BLACKBAUD INC | |||||
| PO BOX 930256 | ATLANTA | GA | 31193 | SOFTWARE MAINTENANCE AND CONSULTING | 129034 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 5 | NumberOfContractorsGT100K |
| All Other Contributions | 26487647 | AllOtherContributions |
| Noncash Contributions | 6071061 | NoncashContributions |
| Total Contributions | 26487647 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEES & CHARGES | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 448924 | TotalRevenueColumn |
| Related Or Exempt Function Income | 448924 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 448924 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2214494 | TotalRevenueColumn |
| Exclusion | $2,214,494 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 209437 | TotalRevenueColumn |
| Exclusion | $209,437 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 411191 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 357584 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 53607 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 53607 | TotalRevenueColumn |
| Exclusion | $53,607 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 59083023 | Securities |
| Other | 9000 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 59044507 | Securities |
| Other | 446295 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 38516 | Securities |
| Other | -437295 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -398779 | TotalRevenueColumn |
| Exclusion | -$398,779 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ORGANIZATION INSTITUTI | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 1484121 | TotalRevenueColumn |
| Exclusion | $1,484,121 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1484121 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 30499451 | TotalRevenueColumn |
| Related Or Exempt Function Income | 448924 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $3,562,880 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14248460 | Total |
| Program Services | 14248460 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 352402 | Total |
| Management And General | 352402 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1600986 | Total |
| Management And General | 349667 | ManagementAndGeneral |
| Fundraising | 1251319 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 188306 | Total |
| Management And General | 69782 | ManagementAndGeneral |
| Fundraising | 118524 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 271030 | Total |
| Management And General | 114475 | ManagementAndGeneral |
| Fundraising | 156555 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 146344 | Total |
| Management And General | 59544 | ManagementAndGeneral |
| Fundraising | 86800 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7173 | Total |
| Management And General | 5721 | ManagementAndGeneral |
| Fundraising | 1452 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 50975 | Total |
| Management And General | 50975 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 15378 | Total |
| Fundraising | 15378 | Fundraising |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 57784 | Total |
| Management And General | 57742 | ManagementAndGeneral |
| Fundraising | 42 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 24191 | Total |
| Management And General | 2349 | ManagementAndGeneral |
| Fundraising | 21842 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 228361 | Total |
| Management And General | 70994 | ManagementAndGeneral |
| Fundraising | 157367 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 102557 | Total |
| Management And General | 102335 | ManagementAndGeneral |
| Fundraising | 222 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4200 | Total |
| Fundraising | 4200 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 184191 | Total |
| Management And General | 6336 | ManagementAndGeneral |
| Fundraising | 177855 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 119467 | Total |
| Management And General | 41613 | ManagementAndGeneral |
| Fundraising | 77854 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 20 | Total |
| Management And General | 20 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 48098 | Total |
| Management And General | 48098 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 21530 | Total |
| Management And General | 21530 | ManagementAndGeneral |
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MISCELLANEOUS EXPENSES | Description |
| Total | 52985 | Total |
| Management And General | 43885 | ManagementAndGeneral |
| Fundraising | 9100 | Fundraising |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 17724438 | Total |
| Program Services | 14248460 | ProgramServices |
| Management And General | 1397468 | ManagementAndGeneral |
| Fundraising | 2078510 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2439455 | BOY |
| EOY | 3639197 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26505225 | BOY |
| EOY | 33361603 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11048494 | BOY |
| EOY | 12140207 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 27619 | BOY |
| EOY | 31851 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 5241632 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 1151163 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5250017 | BOY |
| EOY | 4090469 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 346998 | BOY |
| EOY | 535177 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 130777614 | BOY |
| EOY | 141887478 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2559685 | BOY |
| EOY | 1710241 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 178955107 | BOY |
| EOY | 197396223 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 800076 | BOY |
| EOY | 465587 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1324994 | BOY |
| EOY | 4959 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13967270 | BOY |
| EOY | 13251987 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 300000 | BOY |
| EOY | 100000 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18001446 | BOY |
| EOY | 18665931 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 34393786 | BOY |
| EOY | 32488464 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14428945 | BOY |
| EOY | 13712699 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 32369457 | BOY |
| EOY | 39352636 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 97762919 | BOY |
| EOY | 111842424 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 144561321 | BOY |
| EOY | 164907759 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 178955107 | BOY |
| EOY | 197396223 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| College Support Org170b1 Aiv | X | CollegeSupportOrg170b1Aiv |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 17885596 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 36025147 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 26481775 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 10703057 | CurrentTaxYearMinus1Year |
| Current Tax Year | 26487647 | CurrentTaxYear |
| Total | 117583222 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 17885596 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 36025147 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 26481775 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 10703057 | CurrentTaxYearMinus1Year |
| Current Tax Year | 26487647 | CurrentTaxYear |
| Total | 117583222 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 15390163 | AmountsSubstContributorsTotal |
| Public Support Total170 | 102193059 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1560094 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 3103641 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 2944858 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 3238689 | CurrentTaxYearMinus1Year |
| Current Tax Year | 2835122 | CurrentTaxYear |
| Total | 13682404 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1639853 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 2968557 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 2959523 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 2081851 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1933045 | CurrentTaxYear |
| Total | 11582829 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 142848455 | TotalSupport |
| Public Support Pertcentage170 | 0.71540 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.70600 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Art Public Exhibition Amts ArtPublicExhibitionAmts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Assets In Part X | 1710241 | AssetsInPartX |
Collection Used For Other CollectionUsedForOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Collection Used For Other Purposes | X | CollectionUsedForOtherPurposes |
| Description Of Other Purposes | HISTORICAL | DescriptionOfOtherPurposes |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Solicited Assets For Sale | 0 | SolicitedAssetsForSale |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 91562000 | BeginningOfYearBalance |
| Contributions | 10830000 | Contributions |
| Investment Earnings Or Losses | 7440000 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 3652000 | GrantsOrScholarships |
| Other Expenditures | 3692000 | OtherExpenditures |
| Administrative Expenses | 1516000 | AdministrativeExpenses |
| End Of Year Balance | 100972000 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 115089000 | BeginningOfYearBalance |
| Contributions | 9826000 | Contributions |
| Investment Earnings Or Losses | -29293000 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 1516000 | GrantsOrScholarships |
| Other Expenditures | 2544000 | OtherExpenditures |
| End Of Year Balance | 91562000 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.23000 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.77000 | PermanentEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 3572250 | InvestmentCostOrOtherBasis |
| Book Value | 3572250 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 903433 | InvestmentCostOrOtherBasis |
| Depreciation | 450174 | Depreciation |
| Book Value | 453259 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 765949 | OtherCostOrOtherBasis |
| Depreciation | 700989 | Depreciation |
| Book Value | 64960 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 4090469 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (6 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| Investment Accounts | 103142141 | F |
| Trust Accounts | 32740521 | F |
| Annuities-TIAA CREF | 4606820 | F |
| MINERAL RIGHTS | 498166 | F |
| CASH SURRENDER VALUE | 399830 | F |
| OTHER INVESTMENTS | 500000 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 141887478 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| LIABILITIES UNDER CHARITABLE REMAINDER TRUSTS | $12,389,231 |
| DUE TO OTHERS | $2,670,256 |
| Annuities payable | $3,606,444 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 18665931 | TotalOfAmounts |
| Total Revenue | 30499451 | TotalRevenue |
| Total Expenses | 17724438 | TotalExpenses |
| Excess Or Deficit For Year | 12775013 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 5895286 | NetUnrealizedGLOnInvestments |
| Other | $1,676,139 | OtherAmount |
| Total Adjustments | 7571425 | TotalAdjustments |
| Excess Or Deficit Per FS | 20346438 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 36838321 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 5895286 | NetUnrealizedGainsInvestments |
| Donated Srvc And Use Of Facilities | 86000 | DonatedSrvcAndUseOfFacilities |
| Other Revenues | 357584 | OtherRevenues |
| Revenue Not Rptd F990 | 6338870 | RevenueNotRptdF990 |
| Revenue Subtotal | 30499451 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 30499451 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 17768781 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 86000 | DonatedServicesUseOfFacilities |
| Other Expenses Included | 381131 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 467131 | ExpensesNotRptdF990 |
| Expenses Subtotal | 17301650 | ExpensesSubtotal |
| Other Expenses Not Included | 422788 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 422788 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 17724438 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (7 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| Part III, Line 4: | The Organization's antique and fine art collection are held for public exhibition in furtherance of educational and public service purposes. | |
| Part V, Line 4: | The Foundation's endowment consists of approximately 964 individual funds established for a variety of purposes. Its endowment includes both donor-restricted endowment funds and funds designated by the Board to function as endowments. The long term goal of the endowment funds is to achieve a rate of growth sufficient to meet the Foundation's spending needs, while maintaining the inflation-adjusted principal of the endowment funds. | Description of Intended Use of Endowment Funds: |
| Part X: | FIN 48 FOOTNOTE ON THE FINANCIAL STATEMENTS: In accordance with the accounting standard on Accounting for Uncertainty in Income Taxes, the Organizations addressed the determination of whether tax benefits claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organizations may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merit of the position. Examples of tax positions include the tax-exempt status of the Organizations and various positions related to the potential sources of unrelated business taxable income. There were no significant unrecognized tax benefits identified or recorded as liabilities during fiscal year 2010. Open tax years subject to examination by the U.S. and state taxing authorities are for the years 2007 to 2009, which statutes expire in 2010 to 2012, respectively. | Description of Uncertain Tax Positions Under FIN 48: |
| Part XI, Line 8 - Other Adjustments: | CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS: 1676139. | |
| Part XII, Line 2d - Other Adjustments: | HYSLOP FARM RENTAL EXPENSES: 7244. EERC Rental Expenses: 335098. Beta: 15242. | |
| Part XIII, Line 2d - Other Adjustments: | GRANTS TO ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA: 23547. HYSLOP FARM RENTAL EXPENSES: 7244. EERC Rental Expenses: 335098. Beta: 15242. | |
| Part XIII, Line 4b - Other Adjustments: | GRANTS TO ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA: 422788. |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| Phone Solicitations | X | PhoneSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Agreement Ref Fundraising | 1 | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation (2 entries)
| ActivityActivity | Fundraiser Control Of FundsFundraiserControlOfFunds | Gross ReceiptsGrossReceipts | Amount Retained By ContractorAmountRetainedByContractor | Net To OrganizationNetToOrganization |
|---|---|---|---|---|
| Bentz Whaley Flessner Inc | ||||
| Fundraising | 0 | 0 | 15378 | -15378 |
| Ruffalo Cody | ||||
| Fundraising/ Phoneathon Management | 0 | 0 | 370503 | -370503 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Retained By Contractors | 385881 | TotalRetainedByContractors |
| Total Net To Organization | -385881 | TotalNetToOrganization |
| Licensed States | AK | LicensedStates |
| Licensed States | AZ | LicensedStates |
| Licensed States | CA | LicensedStates |
| Licensed States | MD | LicensedStates |
| Licensed States | MA | LicensedStates |
| Licensed States | NH | LicensedStates |
| Licensed States | NJ | LicensedStates |
| Licensed States | NY | LicensedStates |
| Licensed States | OH | LicensedStates |
| Licensed States | OR | LicensedStates |
| Licensed States | WV | LicensedStates |
| Licensed States | AR | LicensedStates |
| Licensed States | ME | LicensedStates |
| Licensed States | MO | LicensedStates |
| Licensed States | CO | LicensedStates |
| Licensed States | MI | LicensedStates |
| Licensed States | MN | LicensedStates |
| Licensed States | NC | LicensedStates |
| Licensed States | OK | LicensedStates |
| Licensed States | WA | LicensedStates |
| Licensed States | KY | LicensedStates |
| Licensed States | MS | LicensedStates |
| Licensed States | ND | LicensedStates |
| Licensed States | VA | LicensedStates |
| Licensed States | AL | LicensedStates |
| Licensed States | DC | LicensedStates |
| Licensed States | FL | LicensedStates |
| Licensed States | GA | LicensedStates |
| Licensed States | KS | LicensedStates |
| Licensed States | LA | LicensedStates |
| Licensed States | PA | LicensedStates |
| Licensed States | TN | LicensedStates |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (14 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant | Amount Of Non Cash AssistanceAmountOfNonCashAssistance | Method Of ValuationMethodOfValuation | Description Of Non Cash AssistanceDescriptionOfNonCashAssistance |
|---|---|---|---|---|---|---|---|---|---|---|
| University of North Dakota-Aerospace Sciences | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | grAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 287113 | Scholarship, grants and operating support to the University of North Dakota | |||
| UniVERSITY OF NORTH DAKOTA-Arts & Sciences | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | gRAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 656588 | Scholarship, grants and operating support to the University of North Dakota | |||
| University of North Dakota-Athletics | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | gRAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 3675903 | Scholarship, grants and operating support to the University of North Dakota | |||
| University of North Dakota-College of Business & Public Admin | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | gRAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 755933 | Scholarship, grants and operating support to the University of North Dakota | |||
| University of North Dakota-Education & Human Development | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | gRAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 40442 | Scholarship, grants and operating support to the University of North Dakota | |||
| University of North Dakota-Fraternity & Sorority | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | gRAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 108196 | Scholarship, grants and operating support to the University of North Dakota | |||
| UNIVERSITY OF NORTH DAKOTA-General Administration | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | gRAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 1295461 | Scholarship, grants and operating support to the University of North Dakota | |||
| UnivERSITY OF NORTH DAKOTA-Graduate School | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | grAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 8048 | Scholarship, grants and operating support to the University of North Dakota | |||
| UnIVERSITY OF NORTH DAKOTA-Law School | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | grAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 173382 | Scholarship, grants and operating support to the University of North Dakota | |||
| UNIVERSITY OF NORTH DAKOTA-Medicine | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | grAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 4367708 | Scholarship, grants and operating support to the University of North Dakota | |||
| UnIVERSITY OF NORTH DAKOTA-Nursing | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | grAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 178699 | Scholarship, grants and operating support to the University of North Dakota | |||
| University of North Dakota-School of Engineering & Mines | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | grAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 390540 | Scholarship, grants and operating support to the University of North Dakota | |||
| University of NOrth Dakota-Other | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | GrAND FORKS | ND | 582028157 | 456002491 | 501(c)(3) | 273907 | Scholarship, grants and operating support to the University of North Dakota | 1613752 | FMV | Arts, Antiques and Building |
| ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA | ||||||||||
| 3100 UNIVERSITY AVENUE STOP 8157 | GRAND FORKS | ND | 582028157 | 450363216 | 501(c)(3) | 422788 | jc11980 - 10/04/10 03:40PM Worksheet Schedule I | |||
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Procedure for Monitoring Grants in the U.S.: | Identifier |
| Return Reference | Part I, Line 2: | ReturnReference |
| Explanation | Schedule I, Part I, Line 2: When a donor gives a gift to the UND Foundation with a designation, the UND Foundation assures that funds are spent for donor designated purpose by setting specific criteria, monitoring funds, and reporting to various departments, donors and UND officials. When a donor gives a gift, a receipt is mailed with 48 hours indicating the designation of this gift. This allows the donor to examine the purpose and insures that donor intent is followed Scholarships - A donor gives money for a scholarship endowment or if the endowment threshold is not met designates the funds to be used for scholarships. The Endowment Coordinator from the Foundation determines how much money is available from the payout of the endowment funds and the designated scholarship funds and authorizes payments from these funds. UND Student Financial Aid determines recipients and sends the Foundation a billing. The Endowment Coordinator runs a report to determine that all funds were used for scholarships. Other designated - Financial staff from UND complete a Request for Payment form for payment from funds held at the Foundation. This payment request is approved by the proper authority at UND and documentation is attached. Once the Foundation receives this request, the individual processing payment looks to the specific criteria of the fund to verify donor intent and that the invoice falls within the parameters of the fund. When a gift is given or expenditure is made out of a fund, information is captured in individual projects. We are able to print any/all activity for the current or prior fiscal periods by request from any approved UND individual. In addition activity reports are currently processed and emailed monthly to appropriate departments and officials at UND. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Tim O'Keefe | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Base Compensation Filing Org | 178130 | BaseCompensationFilingOrg |
| Comp Based On Related Orgs | 0 | CompBasedOnRelatedOrgs |
| Bonus Filing Org | 0 | BonusFilingOrg |
| Bonus Related Orgs | 0 | BonusRelatedOrgs |
| Other Compensation Filing Org | 0 | OtherCompensationFilingOrg |
| Other Compensation Related Orgs | 0 | OtherCompensationRelatedOrgs |
| Deferred Comp Filing Org | 17398 | DeferredCompFilingOrg |
| Deferred Comp Related Orgs | 0 | DeferredCompRelatedOrgs |
| Nontaxable Benefits Filing Org | 10188 | NontaxableBenefitsFilingOrg |
| Nontaxable Benefits Related Orgs | 0 | NontaxableBenefitsRelatedOrgs |
| Total Compensation Filing Org | 205716 | TotalCompensationFilingOrg |
| Total Compensation Related Orgs | 0 | TotalCompensationRelatedOrgs |
| Comp Report Prior990 Filing Org | 204246 | CompReportPrior990FilingOrg |
| Comp Report Prior990 Related Orgs | 0 | CompReportPrior990RelatedOrgs |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | Part I, Line 1a | ReturnReference |
| Explanation | The University of North Dakota Foundation, a related party, reimburses certain employees for companion travel that relate to a bonafide business expense. All reimbursements conformed to the Foundation's written policy on spousal travel. | Explanation |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)
| Issuer EINIssuerEIN | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer |
|---|---|---|---|---|---|
| University of North Dakota Foundation | |||||
| 450348296 | 2008-06-15 | 3680000 | Minot Center for Family Practice land & buildings | 0 | 1 |
| university of North Dakota Foundation | |||||
| 450348296 | 2008-04-16 | 2200000 | Presidents Home & Engineering Building addition | 0 | 1 |
| university of North Dakota Foundation | |||||
| 450348296 | 2009-11-01 | 1200000 | Fund construction of the North Dakota Center for Human Safety | 0 | 1 |
Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)
| Total ProceedsTotalProceeds | Amount DefeasedAmountDefeased | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind | Capital ExpendituresCapitalExpenditures |
|---|---|---|---|---|---|---|---|---|
| 3680000 | 3665177 | 14823 | 2004 | 1 | 0 | 1 | 1 | |
| 2200000 | 10000 | 2008 | 0 | 0 | 1 | 1 | 2190000 | |
| 1200000 | 10000 | 2010 | 0 | 0 | 1 | 1 | 1190000 |
Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Bond Counsel Routinely EngagedBondCounselRoutinelyEngaged | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 1 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 0 | 1 |
| 0 | 1 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 0 | 1 |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| Katie Itterman | |||
| Board member's daughter | 69123 | The Board Member's daughter is employed by the University of North Dakota Foundation. | 0 |
| A Bart Holaday | |||
| BOard member | 60267 | Board member is also a board member of Alerus Financial, which does business with the University of North Dakota Foundation by holding assets in a trust account as well as a line of credit. Alerus Financial was paid approximately $60,000 for its management of the assets held. All transactions involving Alerus Financial were handled in accordance with the Organization's conflict of interest policy. | 0 |
| KATIE COMPTON | |||
| BOARD MEMBER'S DAUGHTER | 33307 | The Board Member's daughter is employed by the University of North Dakota Foundation. | 0 |
| KRIS COMPTON | |||
| BOARD MEMBER | 60267 | Board member is also a board member of Alerus Financial, which does business with the University of North Dakota Foundation by holding assets in a trust account as well as a line of credit. Alerus Financial was paid approximately $60,000 for its management of the assets held. All transactions involving Alerus Financial were handled in accordance with the Organization's conflict of interest policy. | 0 |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 28 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 5102066 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FIXED | MethodOfDeterminingRevenues |
Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)
| Non Cash CheckboxNonCashCheckbox | DescriptionDescription | Number Of ContributionsNumberOfContributions | Noncash Contribs Rptd F990NoncashContribsRptdF990 | Method Of Determining RevenuesMethodOfDeterminingRevenues |
|---|---|---|---|---|
| X | INSURANCE PREMIUM | 1 | 204 | Fair Market Value |
| X | CRT | 1 | 968791 | Fair Market Value |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of8283 Received | 4 | NumberOf8283Received |
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (10 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| Form 990, Part VI, Section A, line 2 | Two board members, Bart Holaday and Kris Compton, have a business relationship. Both are board members of Alerus Financial. | |
| Form 990, Part VI, Section B, line 11 | The organization's audit committee reviews the 990 tax return before it is filed. Representatives from the Foundation's Independent accounting firm review the 990 forms with the audit committee in detail and note for the committee any changes in the form from prior years. After thorough discussion, the head of the audit committee entertains a motion to send the 990 forms to the full board for approval. On 10/07/10, the audit committee presented the 990 to the full board who approved it and gave management the authorization to file the return. | |
| Form 990, Part VI, Section B, line 12c | All members of the Board of Directors and all employees receive a copy of the Conflict of Interest Policy each year. Each Board member and staff member fills out a Conflict of Interest Questionnaire in which they are asked to identify any relationship that would create a conflict of interest. The results are summarized and reviewed by the Governance Committee which evaluates each situation and determines any actual or potential conflict and recommends a course of action to the Board of Directors. | |
| Form 990, Part VI, Section B, line 15 | Compensation for key positions are reviewed by the Governance Committee. The Governance Committee insures that the Salary and Benefit Administration Review Process is being followed, which includes salary and benefit surveys and comparisons of all positions. | |
| Form 990, Part VI, Section C, line 19 | Governing documents and conflict of interest statements are available upon request. Financial documents are available by request and are also located on the UND Foundation website. | |
| Form 990, Part XI, line 2c | The process for the oversight of the audit has not changed from prior year. | Oversight of audit |
| Schedule G, Part I, Line 2b, Column (v) | University of North Dakota Foundation pays Bentz Whaley Flessner, Inc. to provide fundraising advice to the Foundation. The professional fundraiser does not directly receive any fundraising dollars and is only paid for consulting time. University of North Dakota Foundation pays Ruffalo Cody to hire, train and supervise the student workers who call the alumni for donations. The professional fundraiser does not directly receive any fundraising dollars and is paid only for consulting and management services. | Explanation of Fundraising Payments |
| Form 990, Part VI, line 1 | The Executive Committee consists of the President of the UND Foundation, Vice President of the Foundation, President of the UND Alumni Association, Vice President of the Alumni Association, Past President, Chairs of the standing committees for the UND Foundation and UND Alumni Association: Alumni Relations and Development Committee, Audit & Risk Committee, Budget and Allocations Committee, Governance Committee and Investment Committee. The President of the University of North Dakota and the Executive Vice President will serve as non-voting ex-officios. The Executive Committee will, during the intervals between the meetings of the Board, possess and may exercise all of the powers of the Board in the governance of the affairs of the UND Foundation, except as to such matters which the Board has, by resolution, expressly reserved to it, and except as limited by applicable law. | Executive Committee |
| Form 990, Part V, Lines 1a & 2a | The Alumni Association of the University of North Dakota and the University of North Dakota Foundation are related nonprofit corporations utilizing a common board of directors and administration exclusively for the benefit of the University of North Dakota. The entities' employees are colocated on campus. The Alumni Association of UND was incorporated in 1921 and the UND Foundation in 1978. The organizations file a common payroll under the Alumni Association and all tax reporting is done through utilizing the Alumni Association as a common paymaster. The wages of employees of the two organizations are accounted for as either entities expenses based on the time spent on activities. | W2 and 1099 reporting |
| Amended Return: | The University of North Dakota Foundation is amending its originally filed 2009 return to correct information reported on Schedule K. | Changes made to originally filed Form 990, Schedule K |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Alumni Association of the University of North Dakota | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3100 University Avenue Stop 8157 | AddressLine1 |
| City | Grand Forks | City |
| State | ND | State |
| ZIP Code | 58202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 450363216 | EIN |
| Primary Activities | alumni outreach | PrimaryActivities |
| Legal Domicile State | ND | LegalDomicileState |
| Exempt Code Section | 501(c)(3) | ExemptCodeSection |
| Public Charity Status | 9 | PublicCharityStatus |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | University of North Dakota Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 1 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 1 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (3 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved |
|---|---|
| Alumni Association of the University of North Dakota | |
| M | 135240 |
| Alumni Association of the University of North Dakota | |
| N | 2838026 |
| Alumni Association of the University of North Dakota | |
| B | 422788 |