ANN LENTS AND J DAVID HEANEY FOUNDATION: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: ANN LENTS AND J DAVID HEANEY FOUNDATION (EIN 76-0453371)
Tax period: 2010-01-01 to 2010-12-31
Filed: 2011-04-09
IRS object ID: 201130999349100503
Schema version: 2010v3.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Other Increases Schedule
Other Professional Fees Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2011-04-09T11:45:23-07:00	Timestamp
Tax Period End Date	2010-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	KR Cheatham CPA	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	P O Box 93745	AddressLine1
City	Southlake	City
State	TX	State
ZIP Code	760920117	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2010-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	760453371	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	ANN LENTS AND J DAVID HEANEY FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	ANNL	NameControl
Phone	7133415731	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	9 GREENWAY PLAZA SUITE 2400	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	77046	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	J DAVID HEANEY	Name
Title	President	Title
Date Signed	2011-03-30	DateSigned

Preparer Preparer

Field	Value	IRS element (for citing)
Name	K R Cheatham	Name
Phone	8174881333	Phone
Self Employed	X	SelfEmployed

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	800058	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	1579	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	1579	InterestOnSavingsNetInvstIncm
Interest On Savings Adj Net Incm	1579	InterestOnSavingsAdjNetIncm
Dividends Rev And Expnss	35218	DividendsRevAndExpnss
Dividends Net Invst Incm	35218	DividendsNetInvstIncm
Dividends Adj Net Incm	35218	DividendsAdjNetIncm
Net Gain Sale Assets Rev And Expnss	-26249	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	695860	GrossSalesPrice
Net STCG Adj Net Incm	32127	NetSTCGAdjNetIncm
Total Revenue And Expenses	10548	TotalRevenueAndExpenses
Total Net Investment Income	36797	TotalNetInvestmentIncome
Total Adjusted Net Income	68924	TotalAdjustedNetIncome
Accounting Fees Rev And Expnss	787	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	630	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	157	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	10090	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	10090	OtherProfFeesNetInvstIncm
Deprec And Depletion Rev And Expnss	0	DeprecAndDepletionRevAndExpnss
Tot Opr Expenses Rev And Expnss	10877	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	10720	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	157	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	33400	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	33400	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	44277	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	10720	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	33557	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-33729	ExcessOfRevenueOverExpenses
Net Investment Income	26077	NetInvestmentIncome
Adjusted Net Income	68924	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	21892	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	65752	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	65752	SavingsAndTempCashInvstEOYFMV
Prepaid Expenses BOY	1331	PrepaidExpensesBOY
Prepaid Expenses EOY	809	PrepaidExpensesEOY
Prepaid Expenses EOYFMV	809	PrepaidExpensesEOYFMV
Investments Corp Stock BOY	53797	InvestmentsCorpStockBOY
Investments Corp Stock EOY	86425	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	101370	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	7363	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	9254	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	9320	InvestmentsCorpBondsEOYFMV
Investments Other BOY	693446	InvestmentsOtherBOY
Investments Other EOY	593945	InvestmentsOtherEOY
Investments Other EOYFMV	622807	InvestmentsOtherEOYFMV
Total Assets BOY	777829	TotalAssetsBOY
Total Assets EOY	756185	TotalAssetsEOY
Total Assets EOYFMV	800058	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	777829	CapitalStockBOY
Capital Stock EOY	756185	CapitalStockEOY
Total Net Assets BOY	777829	TotalNetAssetsBOY
Total Net Assets EOY	756185	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	777829	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	756185	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	777829	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-33729	ExcessOfRevenueOverExpenses
Other Increases	12085	OtherIncreases
Subtotal	756185	Subtotal
Total Net Assets Fund Balances EOY	756185	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (43 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
500 ROYCE VALUE TR INC	P	2009-08-13	2010-12-20	7109	4876	2233	2233
1900 LIBERTY ALL STAR EQUITY FND	P	2009-02-10	2010-12-29	9350	5956	3394	3394
3200 FORT DEARBORN INCOME SECS	P	2007-03-26	2010-02-16	49203	46944	2259	2259
18810 CORNERSTONE PROGRESSIVE RTN FND	P	2007-10-22	2010-08-17	151792	217682	-65890	-65890
1000 WESTERN ASSET GLB HI INC FND	P	2010-09-27	2010-12-27	12475	12686	-211	-211
1200 WESTERN ASSET GLB HI INC FND	P	2009-12-30	2010-09-07	16583	14849	1734	1734
1700 WESTERN ASSET GLB HI INC FND	P	2009-10-15	2010-02-18	18706	18143	563	563
2000 WELLS FARGO ADV MULTI	P	2010-08-17	2010-09-21	31471	30556	915	915
1000 ROYCE VALUE TR INC	P	2010-02-05	2010-02-08	14219	11229	2990	2990
2500 TAIWAN FD INC	P	2010-05-05	2010-08-30	39906	34541	5365	5365
1000 NUVEEN MULT CURR ST GV INCM FND	P	2010-02-05	2010-02-08	14630	14481	149	149
1300 MORGAN STANLEY ASIA PAC FND	P	2010-03-19	2010-11-16	21061	19630	1431	1431
1200 MFS CHARTER INC TR	P	2010-10-13	2010-12-22	11136	11726	-590	-590
3700 LIBERTY ALL STAR EQUITY FND	P	2010-01-08	2010-12-29	18208	16779	1429	1429
3000 LMP CAP & INCOME FND	P	2009-12-21	2010-10-13	35300	30338	4962	4962
2600 JOHN HANCOCK BK & THRIFT OPP FND	P	2009-12-15	2010-11-10	39352	35709	3643	3643
448 GREATER CHINA FND	P	2010-03-16	2010-03-23	5472	5350	122	122
800 GABELLI DIVD & INCOME TR	P	2010-07-08	2010-11-01	11784	9866	1918	1918
1400 EVERGREEN MULTI SECT	P	2009-12-22	2010-03-18	20763	19767	996	996
600 DWS HIGH INC OPPORT FND	P	2010-03-08	2010-04-05	7881	7625	256	256
1500 CLOUGH GLOBAL OPPORTUNITIES FND	P	2010-02-22	2010-04-28	20277	18801	1476	1476
1100 CHINA FD INC	P	2010-04-29	2010-07-09	29135	31729	-2594	-2594
200 CALAMOS GBL DYN INC FND	P	2010-02-09	2010-02-23	1529	1449	80	80
1800 BLACKROCK LIMITED DURATION	P	2010-01-13	2010-03-03	28652	26817	1835	1835
1580 ALPINE GLOBAL PREMIER	P	2010-09-08	2010-11-05	11875	9898	1977	1977
1600 ADVENT CLAYMORE CV	P	2010-02-17	2010-05-04	28206	24527	3679	3679
848 GOLDMAN SACHS STRATEGIC GROWTH	P	2004-02-12	2010-12-21	8600	7302	1298	1298
84 GOLDMAN SACHS REAL ESTATE FND	P	2006-12-12	2010-12-21	1021	1708	-687	-687
92 GOLDMAN SACHS REAL ESTATE FND	P	2004-12-10	2010-12-21	1129	1652	-523	-523
708 GOLDMAN SACHS LARGE CAP VALUE FND	P	2004-02-12	2010-12-21	8300	8548	-248	-248
19 GOLDMAN CORE FIXED INC A FND	P	2009-12-31	2010-12-21	182	180	2	2
139 GOLDMAN CORE FIXED INC A FND	P	2007-04-30	2010-12-21	1362	1275	87	87
143 GOLDMAN CORE FIXED INC A FND	P	2005-01-03	2010-12-21	1402	1416	-14	-14
247 GOLDMAN CORE FIXED INC A FND	P	2004-02-12	2010-12-21	2422	2511	-89	-89
316 GOLDMAN SACHS STRATEGIC GROWTH	P	2004-02-12	2010-10-12	3000	2722	278	278
70 GOLDMAN SACHS REAL ESTATE FND	P	2004-02-12	2010-10-12	850	1083	-233	-233
254 GOLDMAN SACHS LARGE CAP VALUE FND	P	2004-02-12	2010-10-12	2800	2930	-130	-130
99 GOLDMAN CORE FIXED INC A FND	P	2004-02-12	2010-10-12	1000	1013	-13	-13
340 GOLDMAN SACHS STRATEGIC GROWTH	P	2004-02-12	2010-09-24	3210	2934	276	276
63 GOLDMAN SACHS REAL ESTATE FND	P	2004-02-12	2010-09-24	750	927	-177	-177
245 GOLDMAN SACHS LARGE CAP VALUE FND	P	2004-02-12	2010-09-24	2650	2821	-171	-171
1 GOLDMAN SACHS HIGH YIELD INSTL MUTUAL FN	P	2005-07-29	2010-09-24	7	8	-1	-1
111 GOLDMAN CORE FIXED INC A FND	P	2004-02-12	2010-09-24	1100	1125	-25	-25

Field	Value	IRS element (for citing)
Capital Gain Net Income	-26249	CapitalGainNetIncome
Net Short Term Capital Gain Or Loss	32127	NetShortTermCapitalGainOrLoss

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	34167	QualifyingDistributionsYear1
Noncharitable Assets Year1	581357	NoncharitableAssetsYear1
Distribution Ratio Year1	0.05877	DistributionRatioYear1
Qualifying Distributions Year2	30898	QualifyingDistributionsYear2
Noncharitable Assets Year2	764673	NoncharitableAssetsYear2
Distribution Ratio Year2	0.04041	DistributionRatioYear2
Qualifying Distributions Year3	52926	QualifyingDistributionsYear3
Noncharitable Assets Year3	855648	NoncharitableAssetsYear3
Distribution Ratio Year3	0.06186	DistributionRatioYear3
Qualifying Distributions Year4	25041	QualifyingDistributionsYear4
Noncharitable Assets Year4	761567	NoncharitableAssetsYear4
Distribution Ratio Year4	0.03288	DistributionRatioYear4
Qualifying Distributions Year5	35452	QualifyingDistributionsYear5
Noncharitable Assets Year5	538876	NoncharitableAssetsYear5
Distribution Ratio Year5	0.06579	DistributionRatioYear5
Total Distribution Ratio	0.25970	TotalDistributionRatio
Average Distribution Ratio	0.05194	AverageDistributionRatio
Net Noncharitable Assets	675428	NetNoncharitableAssets
Adjusted Noncharitable Assets	35082	AdjustedNoncharitableAssets
One Percent Net Investment Income	261	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	35343	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	33557	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	522	InvestmentIncomeExciseTax
Subtotal	522	Subtotal
Tax Based On Investment Income	522	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	1331	EstTaxPaymentsAndOverpayment
Total Credits And Payments	1331	TotalCreditsAndPayments
Overpayment	809	Overpayment
Amount Credited To Next Year	809	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Form990 T Filed	false	Form990TFiled
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	TX	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	J DAVID HEANEY	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	7133415731	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	9 GREENWAY PLAZA SUITE 2400	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	77046	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Excess Business Holdings	false	ExcessBusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	false	TrFailToQualifyAsExceptions
Maint Expend Responsibility	false	MaintExpendResponsibility
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn
Proceeds Or Net Income	false	ProceedsOrNetIncome

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation
MURPHY K LENTS
9 GREENWAY PLAZA SUITE 2400	HOUSTON	TX	77046	VP & SECRETARY	0.00	0
ANN LENTS
9 GREENWAY PLAZA SUITE 2400	HOUSTON	TX	77046	VP & TREASURER	0.00	0
J DAVID HEANEY II
9 GREENWAY PLAZA SUITE 2400	HOUSTON	TX	77046	PRESIDENT	0.00	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	NONE	Description1
Expenses1	0	Expenses1

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	677455	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	8259	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	685714	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Adj Total FMV Of Unused Assets	685714	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	10286	CashDeemedCharitable
Net Noncharitable Assets	675428	NetNoncharitableAssets
Minimum Investment Return	33771	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	33771	MinimumInvestmentReturn
Tax Based On Investment Income	522	TaxBasedOnInvestmentIncome
Total Tax	522	TotalTax
Distributable Amount Before Adj	33249	DistributableAmountBeforeAdj
Distributable Amount Before Ded	33249	DistributableAmountBeforeDed
Distributable Amount As Adjusted	33249	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	33557	ExpensesAndContributions
Qualifying Distributions	33557	QualifyingDistributions
Adj Qualifying Distributions	33557	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	33249	DistributableAmountAsAdjusted
Excess Distri Carryover Year3	10755	ExcessDistriCarryoverYear3
Excess Distri Carryover Year1	5381	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	16136	TotalExcessDistriCarryover
Qualifying Distributions	33557	QualifyingDistributions
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	33249	AppliedToCurrentYear
Remaining Distri From Corpus	308	RemainingDistriFromCorpus
Total Corpus	16444	TotalCorpus
Undistributed Income CY	0	UndistributedIncomeCY
Excess Distri Cyov To Next Year	16444	ExcessDistriCyovToNextYear
Excess From Year3	10755	ExcessFromYear3
Excess From Year1	5381	ExcessFromYear1
Excess From Current Year	308	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	ANN LENTS	ContributingManager
Contributing Manager	J DAVID HEANEY II	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (10 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
EPILEPSY FOUNDATION TEXAS
2630 FOUNTAIN VIEW DR SUITE 210	HOUSTON	TX	77057	MEDICAL	$500
LEUKEMIA LYMPHOMA SOCIETY
860 WESLEY DR NW	ATLANTA	GA	30305	MEDICAL	$250
OCEAN ENERGY RESEARCH INSTITUTE
91 CAMDEN ST SUITE 401	ROCKLAND	ME	04841	CHARITABLE	$200
TELLURIDE MEDICAL CENTER
PO BOX 1229	TELLURIDE	CO	81435	MEDICAL	$500
THE RISE SCHOOL OF HOUSTON
109 NORTH POST OAK LANE SUITE 432	HOUSTON	TX	77024	EDUCATIONAL	$5,000
BOYS AND GIRLS COUNTRY
18806 ROBERTS ROAD	HOUSTON	TX	77447	CHARITABLE	$5,000
THE NATURE CONSERVANCY
4245 N FAIRFAX STE 100	ARLINGTON	VA	22203	CHARITABLE	$200
TEXAS CHILDREN'S HOSPITAL
1919 S BRAESWOOD MC 4-4483	HOUSTON	TX	77030	MEDICAL	$18,000
BAYOU PRESERVATION ASSN
PO BOX 131563	HOUSTON	TX	77219	CHARITABLE	$3,500
HOUSTONS ARBORETUM NATURE CENTER
4501 WOODWAY DR	HOUSTON	TX	77024	CHARITABLE	$250

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	33400	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$1,579	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$35,218	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	-$26,249	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$10,548	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	10548	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	Accounting Fees	Category
Amount	$787	Amount
Net Investment Income	630	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	157	DisbursementsCharitablePrps

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Field	Value	IRS element (for citing)
Name Of Bond	500 INVESCO VAN KAMP BOND	NameOfBond
EOY Book Value	9254	EOYBookValue
EOYFMV	9320	EOYFMV

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (4 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
600 PETROLEUM & RES CORP	13432	16212
800 TRICONTL CORP	9062	11008
1203 GENERAL AMERN INVS INC	28576	32264
3900 ADAMS EXPRESS COMPANY	35355	41886

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (22 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
1100 NUVEEN PREMIER INSD MUN INC	AT COST	14483	14850
2200 NUVEEN MULT CURR ST GV INC	AT COST	30925	30294
3474 NUVEEN MULTI STRAT INC & GR	AT COST	28962	29008
2300 MFS CHARTER INC TR	AT COST	22474	21666
173 GABELLI GLOBAL DEAL FND	AT COST	2390	2313
2500 EATON VANCE TAX MANAGED GLOBAL DIV	AT COST	25182	26325
2200 COHEN & STEERS INFRASTRUCTURE	AT COST	32406	36124
3800 BLACKROCK INSD MUN TERM TR INC	AT COST	38152	38266
4200 ALPINE TOTAL SYNAMIC DIVID FND	AT COST	24871	24864
5000 ALLIANCE BERSTEIN INC FND	AT COST	41983	39650
4600 ABERDEEN ASIA PACIFIC INC FND	AT COST	30710	31050
1300 WESTERN ASSET EMRG MKT DEBT FND	AT COST	22440	23803
5200 ROYCE MICRO-CAP TR INC	AT COST	34346	50960
3000 NFJ DIFID INT & PREM STRTGY FND	AT COST	28957	52530
1297 MACQUARIE GLBL INFRA TOTL RETN	AT COST	19356	22412
7900 LIBERTY ALL STAR EQUITY FND	AT COST	33165	38947
1900 CALAMOS STRATEGIC TOTL RETN FND	AT COST	16205	17594
1500 BOULDER TOTAL RETURN FND	AT COST	32869	23280
12539 BOULDER GROWTH & INCOME FD	AT COST	93694	78118
914 GOLDMAN SACHS STRATEGIC GROWTH	AT COST	7875	9283
188 GOLDMAN SACHS REAL ESTATE	AT COST	2227	2343
774 GOLDMAN SACHS LARGE CAP VALUE	AT COST	10273	9127

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Field	Value	IRS element (for citing)
Description	RETURN OF CAPITAL DISTRIBUTIONS	Description
Amount	$12,085	Amount

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT FEES	Category
Amount	$10,090	Amount
Net Investment Income	10090	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps