CURTIS W MCGRAW FOUNDATION: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: CURTIS W MCGRAW FOUNDATION (EIN 22-1761678)
Tax period: 2010-01-01 to 2010-12-31
Filed: 2011-05-12
IRS object ID: 201131329349100208
Schema version: 2010v3.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
All Oth Prog Rltd Investments Sch
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Expenses Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2011-05-12T07:50:41-05:00	Timestamp
Tax Period End Date	2010-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Rockefeller & Co Inc	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	30 Rockefeller Pl - Rm 5600	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10112	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2010-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	221761678	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE CURTIS W MCGRAW FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	CURT	NameControl

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	C/O ROCKEFELLER CO	AddressLine1
Address Line2	30 ROCKEFELLER PLAZA	AddressLine2
City	NEW YORK	City
State	NY	State
ZIP Code	10112	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	ELIZABETH M WEBSTER	Name
Title	CHAIRMAN	Title
Phone	2125495360	Phone
Date Signed	2011-05-09	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Lawrence S Rapoport	Name
Phone	2125495100	Phone

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-03-07 17:11:31Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	21363285	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	0	ContriReceivedRevAndExpnss
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	289427	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	289427	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	257043	DividendsRevAndExpnss
Dividends Net Invst Incm	257043	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	716691	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	6343590	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	716691	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	1263161	TotalRevenueAndExpenses
Total Net Investment Income	1263161	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Legal Fees Rev And Expnss	8600	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	5733	LegalFeesNetInvstIncm
Legal Fees Adj Net Incm	0	LegalFeesAdjNetIncm
Legal Fees Dsbrs Chrtbl Prps	2867	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	14800	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	9867	AccountingFeesNetInvstIncm
Accounting Fees Adj Net Incm	0	AccountingFeesAdjNetIncm
Accounting Fees Dsbrs Chrtbl Prps	4933	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	107824	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	107824	OtherProfFeesNetInvstIncm
Taxes Rev And Expnss	40496	TaxesRevAndExpnss
Taxes Net Invst Incm	18596	TaxesNetInvstIncm
Other Expenses Rev And Expnss	40585	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	38085	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	2500	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	212305	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	180105	TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm	0	TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	10300	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	1111530	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	1111530	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	1323835	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	180105	TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm	0	TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps	1121830	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-60674	ExcessOfRevenueOverExpenses
Net Investment Income	1083056	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	298261	CashBOY
Cash EOY	329916	CashEOY
Cash EOYFMV	329916	CashEOYFMV
Accounts Receivable	20042	AccountsReceivable
Accounts Receivable BOY	0	AccountsReceivableBOY
Accounts Receivable EOY	20042	AccountsReceivableEOY
Accounts Receivable EOYFMV	20042	AccountsReceivableEOYFMV
Investments Govt Oblig BOY	739468	InvestmentsGovtObligBOY
Investments Govt Oblig EOY	1466842	InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV	1518068	InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY	9460051	InvestmentsCorpStockBOY
Investments Corp Stock EOY	10143468	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	12913861	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	4804896	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	3661340	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	3926935	InvestmentsCorpBondsEOYFMV
Investments Other BOY	1760292	InvestmentsOtherBOY
Investments Other EOY	1346290	InvestmentsOtherEOY
Investments Other EOYFMV	2654463	InvestmentsOtherEOYFMV
Total Assets BOY	17062968	TotalAssetsBOY
Total Assets EOY	16967898	TotalAssetsEOY
Total Assets EOYFMV	21363285	TotalAssetsEOYFMV
Accounts Payable BOY	34396	AccountsPayableBOY
Accounts Payable EOY	0	AccountsPayableEOY
Total Liabilities BOY	34396	TotalLiabilitiesBOY
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	17028572	CapitalStockBOY
Capital Stock EOY	16967898	CapitalStockEOY
Retained Earnings BOY	0	RetainedEarningsBOY
Retained Earnings EOY	0	RetainedEarningsEOY
Total Net Assets BOY	17028572	TotalNetAssetsBOY
Total Net Assets EOY	16967898	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	17062968	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	16967898	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	17028572	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-60674	ExcessOfRevenueOverExpenses
Subtotal	16967898	Subtotal
Total Net Assets Fund Balances EOY	16967898	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (174 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses	Cost Or Other BasisCostOrOtherBasis	Date AcquiredDateAcquired
MERRILL LYNCH SEC LITIGATION	P	2010-07-08	3920	3920	3920
F/X LOSS - ST				-1299	-1299	1299
3180 SH. ARM HOLDING PLC		2010-02-09	9948	4313	4313	5635	2009-06-10
890 SH. ARM HOLDING PLC	P	2010-02-09	2784	1197	1197	1587	2009-06-11
4460 SH. ARM HOLDING PLC	P	2010-02-10	13738	5853	5853	7885	2009-06-09
5020 SH. ARM HOLDING PLC	P	2010-02-10	15463	6567	6567	8896	2009-06-10
2060 SH. ARM HOLDING PLC	P	2010-02-11	6410	2768	2768	3642	2009-06-09
620 SH. BANK OF CYPRUS PUBLIC	P	2010-06-07	2325	-1805	-1805	4130	2010-03-08
1230 SH. BANK OF CYPRUS PUBLIC	P	2010-06-08	4482	-3712	-3712	8194	2010-03-08
970 SH. BANK OF CYPRUS PUBLIC	P	2010-06-09	3680	-2612	-2612	6292	2010-03-05
260 SH. BANK OF CYPRUS PUBLIC	P	2010-06-09	986	-746	-746	1732	2010-03-08
1230 SH. BANK OF CYPRUS PUBLIC	P	2010-06-10	4785	-3194	-3194	7979	2010-03-05
500 SH. BANK OF CYPRUS PUBLIC	P	2010-06-11	2014	-1138	-1138	3152	2010-03-04
80 SH. BANK OF CYPRUS PUBLIC	P	2010-06-11	322	-197	-197	519	2010-03-05
660 SH. BANK OF CYPRUS PUBLIC	P	2010-06-11	2659	-1589	-1589	4248	2010-03-09
1090 SH. BANK OF CYPRUS PUBLIC	P	2010-06-14	4664	-2206	-2206	6870	2010-03-04
1150 SH. BANK OF CYPRUS PUBLIC	P	2010-06-15	4900	-2330	-2330	7230	2010-03-03
220 SH. BANK OF CYPRUS PUBLIC	P	2010-06-15	937	-450	-450	1387	2010-03-04
730 SH. BANK OF CYPRUS PUBLIC	P	2010-06-16	3147	-1443	-1443	4590	2010-03-03
300 SH. BANK OF CYPRUS PUBLIC	P	2010-06-17	1294	-592	-592	1886	2010-03-03
70 SH. BANK OF CYPRUS PUBLIC	P	2010-06-18	310	-130	-130	440	2010-03-03
250 SH. CARLSBERG A/S	P	2010-01-13	19177	303	303	18874	2009-09-11
30 SH. CARLSBERG A/S	P	2010-01-14	2299	56	56	2243	2009-09-10
80 SH. CARLSBERG A/S	P	2010-01-14	6130	90	90	6040	2009-09-11
120 SH. CARLSBERG A/S	P	2010-01-14	9195	186	186	9009	2009-09-14
250 SH. CARLSBERG A/S	P	2010-01-14	19157	453	453	18704	2009-09-15
210 SH. CARLSBERG A/S	P	2010-01-15	15977	273	273	15704	2009-09-10
260 SH. CARLSBERG A/S	P	2010-01-19	19815	372	372	19443	2009-09-10
250 SH. CARLSBERG A/S	P	2010-01-20	18658	298	298	18360	2009-09-09
480 SH. COMPAGNIE FINANCIERE RICHEMONT	P	2010-07-01	16577	918	918	15659	2009-12-17
650 SH. COMPAGNIE FINANCIERE RICHEMONT	P	2010-07-01	22448	1091	1091	21357	2009-12-18
600 SH. COMPAGNIE FINANCIERE RICHEMONT	P	2010-07-02	20401	834	834	19567	2009-12-16
40 SH. COMPAGNIE FINANCIERE RICHEMONT	P	2010-07-02	1360	55	55	1305	2009-12-17
590 SH. COMPAGNIE FINANCIERE RICHEMONT	P	2010-07-06	21398	2346	2346	19052	2009-12-14
50 SH. COMPAGNIE FINANCIERE RICHEMONT	P	2010-07-06	1813	182	182	1631	2009-12-16
1210 SH. COMPAGNIE FINANCIERE RICHEMONT	P	2010-07-07	43284	4903	4903	38381	2009-12-11
80 SH. COMPAGNIE FINANCIERE RICHEMONT	P	2010-07-07	2862	279	279	2583	2009-12-14
540 SH. ERICSSON (LM) TEL - SP ADR	P	2010-02-09	5364	-466	-466	5830	2009-09-16
610 SH. ERICSSON (LM) TEL - SP ADR	P	2010-02-09	6059	-415	-415	6474	2009-09-17
1210 SH. ERICSSON (LM) TEL - SP ADR	P	2010-02-09	12020	-787	-787	12807	2009-09-21
610 SH. ERICSSON (LM) TEL - SP ADR	P	2010-02-09	6059	-513	-513	6572	2009-09-22
910 SH. ERICSSON (LM) TEL - SP ADR	P	2010-02-09	9040	-709	-709	9749	2009-09-23
2020 SH. ERICSSON (LM) TEL - SP ADR	P	2010-02-09	20066	-1026	-1026	21092	2009-09-24
20 SH. GENZYME CORPORATION	P	2010-04-21	1093	55	55	1038	2009-07-22
260 SH. INTERTEK GROUP PLC	P	2010-10-29	7732	2504	2504	5228	2009-12-14
340 SH. INTERTEK GROUP PLC	P	2010-10-29	10111	3311	3311	6800	2009-12-16
40 SH. INTERTEK GROUP PLC	P	2010-10-29	1190	384	384	806	2009-12-30
50 SH. INTERTEK GROUP PLC	P	2010-10-29	1487	468	468	1019	2009-12-31
180 SH. INTERTEK GROUP PLC	P	2010-10-29	5353	1681	1681	3672	2010-01-04
26790 SH. INTESA SANPAOLO	P	2010-01-21	114538	21674	21674	92864	2009-05-08
1070 SH. INTESA SANPAOLO	P	2010-01-21	4575	940	940	3635	2009-05-11
6760 SH. INTESA SANPAOLO	P	2010-01-21	28902	5560	5560	23342	2009-05-12
5660 SH. INTESA SANPAOLO	P	2010-01-22	23303	4076	4076	19227	2009-05-11
10570 SH. INTESA SANPAOLO - RNC	P	2010-12-07	25052	-10483	-10483	35535	2010-01-21
1760 SH. INTESA SANPAOLO - RNC	P	2010-12-08	4188	-1729	-1729	5917	2010-01-21
880 SH. INTESA SANPAOLO - RNC	P	2010-12-09	2182	-776	-776	2958	2010-01-21
1460 SH. INTESA SANPAOLO - RNC	P	2010-12-10	3591	-1317	-1317	4908	2010-01-21
590 SH. NOBEL BIOCARE HOLDING AG	P	2010-10-29	9730	-8498	-8498	18228	2010-02-03
740 SH. NOBEL BIOCARE HOLDING AG	P	2010-11-01	12033	-10764	-10764	22797	2010-02-02
580 SH. NOBEL BIOCARE HOLDING AG	P	2010-11-01	9431	-8488	-8488	17919	2010-02-03
210 SH. NOBEL BIOCARE HOLDING AG	P	2010-11-02	3403	-3066	-3066	6469	2010-02-02
660 SH. NOBEL BIOCARE HOLDING AG	P	2010-11-02	10694	-9366	-9366	20060	2010-02-04
280 SH. NOBLE ENERGY, INC.	P	2010-03-15	20453	4736	4736	15717	2009-07-29
660 SH. NOBLE ENERGY, INC.	P	2010-03-15	48211	8767	8767	39444	2009-07-30
370 SH. NOBLE ENERGY, INC.	P	2010-03-16	27248	6479	6479	20769	2009-07-29
500000 SH. US TREASURY 3.5% 02/15/2018	P	2010-11-09	552422	10102	10102	542320	2010-08-09
150000 SH. US TREASURY 3.625% 02/15/20	P	2010-12-02	159363	10282	10282	149081	2010-02-16
250000 SH. US TREASURY N/B 3.5% 5/15/20	P	2010-10-22	270908	4155	4155	266753	2010-08-12
460 SH. WELLPOINT INC.	P	2010-02-09	28095	4863	4863	23232	2009-08-06
110 SH. WELLPOINT INC.	P	2010-02-09	6718	1025	1025	5693	2009-08-07
670 SH. WELLPOINT INC.	P	2010-04-20	40164	6800	6800	33364	2009-07-20
330 SH. WELLPOINT INC.	P	2010-04-20	19782	3116	3116	16666	2009-08-06
40 SH. AMERIPRISE FINANCIAL, INC.	P	2010-11-24	2079	614	614	1465	2009-09-30
160 SH. AMERIPRISE FINANCIAL, INC.	P	2010-11-24	8318	2367	2367	5951	2009-10-01
610 SH. AMERIPRISE FINANCIAL, INC.	P	2010-11-24	31711	9196	9196	22515	2009-10-02
540 SH. AMGEN INC.	P	2010-12-02	28909	-1741	-1741	30650	2009-10-22
1530 SH. AMGEN INC.	P	2010-12-03	82181	4867	4867	77314	2009-03-13
260 SH. AMGEN INC.	P	2010-12-03	13965	-792	-792	14757	2009-10-22
1051 SH. ANGLO AMERICAN PLC	P	2010-07-02	36838	5472	5472	31366	2009-06-11
700 SH. ANGLO AMERICAN PLC	P	2010-07-06	24837	3946	3946	20891	2009-06-11
350 SH. ANGLO AMERICAN PLC	P	2010-07-07	12270	1825	1825	10445	2009-06-11
2759 SH. ANGLO AMERICAN PLC	P	2010-07-20	98368	16028	16028	82340	2009-06-11
9390 SH. ARM HOLDING PLC	P	2010-06-11	38962	22641	22641	16321	2009-06-05
2470 SH. ARM HOLDING PLC	P	2010-06-11	10249	5942	5942	4307	2009-06-08
2850 SH. ARM HOLDING PLC	P	2010-06-11	11826	6788	6788	5038	2009-06-09
2390 SH. ARM HOLDING PLC	P	2010-06-14	10316	6242	6242	4074	2009-06-04
2370 SH. ARM HOLDING PLC	P	2010-06-14	10229	6110	6110	4119	2009-06-05
5970 SH. ARM HOLDING PLC	P	2010-06-15	25708	15532	15532	10176	2009-06-04
50 SH. BOSKALIS WESTMINSTER - CVA	P	2010-02-02	1808	22	22	1786	2007-05-22
150 SH. BOSKALIS WESTMINSTER - CVA	P	2010-02-02	5423	64	64	5359	2007-05-23
160 SH. BOSKALIS WESTMINSTER - CVA	P	2010-02-02	5784	-45	-45	5829	2007-05-30
110 SH. BOSKALIS WESTMINSTER - CVA	P	2010-02-02	3977	-96	-96	4073	2007-05-31
40 SH. BOSKALIS WESTMINSTER - CVA	P	2010-02-03	1455	36	36	1419	2007-05-17
210 SH. BOSKALIS WESTMINSTER - CVA	P	2010-02-03	7640	142	142	7498	2007-05-18
110 SH. BOSKALIS WESTMINSTER - CVA	P	2010-02-03	4002	74	74	3928	2007-05-22
20 SH. BOSKALIS WESTMINSTER - CVA	P	2010-02-04	707	-2	-2	709	2007-05-17
50 SH. BOSKALIS WESTMINSTER - CVA	P	2010-02-04	1766	-7	-7	1773	2007-05-24
408 SH. BP PLC - SPONS ADR	P	2010-05-28	17581	1320	1320	16261	1998-09-09
4600 SH. BP PLC - SPONS ADR	P	2010-05-28	198213	17280	17280	180933	2003-03-28
440 SH. CAPITAL ONE FINANCIAL CORP.	P	2010-08-24	16512	1357	1357	15155	2009-08-07
180 SH. CAPITAL ONE FINANCIAL CORP.	P	2010-08-24	6755	568	568	6187	2009-08-10
1570 SH. CAPITAL ONE FINANCIAL CORP.	P	2010-08-25	57941	21033	21033	36908	2009-05-29
420 SH. CAPITAL ONE FINANCIAL CORP.	P	2010-08-25	15500	1064	1064	14436	2009-08-10
2610 SH. CAPITAL ONE FINANCIAL CORP.	P	2010-10-07	102627	41270	41270	61357	2009-05-29
85846.41 SH. CENTERPOINT CNP 4.97% 8/1/14	P	2010-02-01	85846	26	26	85820	2005-12-12
63696.53 SH. CENTERPOINT CNP 4.97% 8/1/14	P	2010-08-01	63697	18	18	63679	2005-12-12
5210 SH. COMCAST CORPORATION - CL A	P	2010-05-03	105178	9118	9118	96060	2007-12-10
3970.46 SH. CSX TRANS, 8.375% 10/15/2014	P	2010-04-15	3970			3970	2008-10-21
100000 SH. CVS CORP, 5.75%	P	2010-08-13	104734	3026	3026	101708	2009-02-10
500000 SH. FFCB 3.23% 07/14/14	P	2010-07-14	500000			500000	2009-07-07
400000 SH. GENERAL ELEC CAP CORP 5.72%	P	2010-08-13	408880	8880	8880	400000	2006-08-16
460 SH. GENZYME CORPORATION	P	2010-04-20	24546	-1383	-1383	25929	2009-03-13
580 SH. GENZYME CORPORATION	P	2010-04-20	30949	-1976	-1976	32925	2009-03-16
260 SH. GENZYME CORPORATION	P	2010-04-21	14207	-448	-448	14655	2009-03-13
170 SH. GENZYME CORPORATION	P	2010-08-10	11489	2669	2669	8820	2009-07-22
720 SH. GENZYME CORPORATION	P	2010-08-12	47385	10028	10028	37357	2009-07-22
110 SH. GENZYME CORPORATION	P	2010-10-29	7936	2229	2229	5707	2009-07-22
360 SH. GENZYME CORPORATION	P	2010-10-29	25971	8312	8312	17659	2009-08-06
370 SH. GENZYME CORPORATION	P	2010-10-29	26693	8906	8906	17787	2009-08-07
2140 SH. HOLOGIC, INC.	P	2010-03-12	39867	-12929	-12929	52796	2007-08-17
190 SH. HOLOGIC, INC.	P	2010-03-12	3540	-1169	-1169	4709	2007-08-20
1820 SH. HOLOGIC, INC.	P	2010-11-03	29030	-15872	-15872	44902	2007-08-17
100 SH. HOLOGIC, INC.	P	2010-11-03	1595	-855	-855	2450	2007-08-21
880 SH. HOLOGIC, INC.	P	2010-11-04	13949	-7613	-7613	21562	2007-08-21
2530 SH. HOLOGIC, INC.	P	2010-11-04	40104	-17717	-17717	57821	2008-05-01
400 SH. HOLOGIC, INC.	P	2010-11-04	6341	-2829	-2829	9170	2008-05-02
300 SH. HOLOGIC, INC.	P	2010-11-04	4755	-1888	-1888	6643	2008-05-05
160 SH. HOLOGIC, INC.	P	2010-11-04	2536	-1075	-1075	3611	2008-05-09
670 SH. HONEYWELL INC.	P	2010-04-13	30544	4896	4896	25648	2005-12-20
300 SH. HONEYWELL INC.	P	2010-04-14	13813	2329	2329	11484	2005-12-20
380 SH. HONEYWELL INC.	P	2010-04-15	17563	3016	3016	14547	2005-12-20
410 SH. INT'L BUSINESS MACHINES CORP.	P	2010-03-15	52258	22018	22018	30240	2006-07-18
60 SH. INT'L BUSINESS MACHINES CORP.	P	2010-03-15	7647	2051	2051	5596	2008-10-09
110 SH. INT'L BUSINESS MACHINES CORP.	P	2010-03-15	14020	4119	4119	9901	2008-10-13
560 SH. INT'L BUSINESS MACHINES CORP.	P	2010-04-27	72440	31234	31234	41206	2006-07-17
1530 SH. INT'L BUSINESS MACHINES CORP.	P	2010-04-27	197917	85069	85069	112848	2006-07-18
200000 SH. JPM CHASE VAR% 4/29/49	P	2010-02-23	207000	19899	19899	187101	2008-07-31
230 SH. LAB CORP OF AMERICA HOLDINGS	P	2010-05-18	17768	2855	2855	14913	2009-05-07
1160 SH. LAB CORP OF AMERICA HOLDINGS	P	2010-05-18	89612	13656	13656	75956	2009-05-08
1610 SH. MICROSOFT CORP.	P	2010-03-17	47725	273	273	47452	2007-08-07
2220 SH. NESTLE S.A. REGISTERED SHARES	P	2010-04-20	108323	26444	26444	81879	2008-12-16
2210 SH. NESTLE S.A. REGISTERED SHARES	P	2010-04-21	107081	25571	25571	81510	2008-12-16
200 SH. NOVARTIS AG - ADR	P	2010-05-11	9655	-1471	-1471	11126	2006-02-01
970 SH. NOVARTIS AG - ADR	P	2010-05-11	46826	-7462	-7462	54288	2007-08-08
50 SH. NOVARTIS AG - ADR	P	2010-06-07	2278	-503	-503	2781	2006-02-01
790 SH. NOVARTIS AG - ADR	P	2010-06-07	35999	-7714	-7714	43713	2007-08-09
910 SH. REPUBLIC SERVICES INC. CL A	P	2010-02-02	24496	-1065	-1065	25561	2007-04-16
530 SH. REPUBLIC SERVICES INC. CL A	P	2010-02-02	14267	-818	-818	15085	2007-04-17
950 SH. REPUBLIC SERVICES INC. CL A	P	2010-02-02	25573	-1258	-1258	26831	2007-04-18
120 SH. REPUBLIC SERVICES INC. CL A	P	2010-04-13	3582	262	262	3320	2007-04-13
920 SH. REPUBLIC SERVICES INC. CL A	P	2010-04-13	27460	1618	1618	25842	2007-04-16
460 SH. REPUBLIC SERVICES INC. CL A	P	2010-04-14	13721	992	992	12729	2007-04-13
600 SH. REPUBLIC SERVICES INC. CL A	P	2010-04-15	18325	1723	1723	16602	2007-04-13
100 SH. ROGERS COMMUNICATIONS -CL B	P	2010-05-07	3443	804	804	2639	2008-10-29
1470 SH. ROGERS COMMUNICATIONS -CL B	P	2010-05-07	50607	9331	9331	41276	2008-10-30
1890 SH. ROGERS COMMUNICATIONS -CL B	P	2010-05-10	66283	16398	16398	49885	2008-10-29
1220 SH. THE TRAVELERS COMPANIES, INC.	P	2010-04-27	61966	16480	16480	45486	2009-03-13
1340 SH. THE TRAVELERS COMPANIES, INC.	P	2010-04-28	68154	18195	18195	49959	2009-03-13
20 SH. WALGREEN CO.	P	2010-08-24	560	83	83	477	2009-03-13
630 SH. WALGREEN CO.	P	2010-08-24	17653	2381	2381	15272	2009-03-16
700 SH. WALGREEN CO.	P	2010-08-25	19276	2603	2603	16673	2008-12-01
1400 SH. WALGREEN CO.	P	2010-08-25	38552	5142	5142	33410	2009-03-13
280 SH. WALGREEN CO.	P	2010-10-29	9495	2826	2826	6669	2008-12-01
2480 SH. WALGREEN CO.	P	2010-10-29	84098	25459	25459	58639	2008-12-02
560 SH. WELLS FARGO COMPANY	P	2010-03-15	16530	8649	8649	7881	2009-03-13
680 SH. YUM! BRANDS, INC.	P	2010-05-11	28574	9208	9208	19366	2008-10-09
30 SH. YUM! BRANDS, INC.	P	2010-05-12	1258	404	404	854	2008-10-09
660 SH. YUM! BRANDS, INC.	P	2010-05-12	27668	10416	10416	17252	2008-10-10
1300 SH. ZIMMER HOLDINGS, INC.	P	2010-02-02	75161	-14294	-14294	89455	2008-01-08
230 SH. ZIMMER HOLDINGS, INC.	P	2010-02-03	13195	-2632	-2632	15827	2008-01-08
210 SH. ZIMMER HOLDINGS, INC.	P	2010-02-03	12047	-2209	-2209	14256	2008-09-22
340 SH. ZIMMER HOLDINGS, INC.	P	2010-02-03	19505	-3520	-3520	23025	2008-09-23
370 SH. ZIMMER HOLDINGS, INC.	P	2010-02-04	20794	-4262	-4262	25056	2008-09-23
160 SH. ZIMMER HOLDINGS, INC.	P	2010-02-04	8992	-1821	-1821	10813	2008-09-24

Field	Value	IRS element (for citing)
Capital Gain Net Income	716691	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	1030564	QualifyingDistributionsYear1
Noncharitable Assets Year1	18092944	NoncharitableAssetsYear1
Distribution Ratio Year1	0.056959	DistributionRatioYear1
Qualifying Distributions Year2	1137556	QualifyingDistributionsYear2
Noncharitable Assets Year2	22197166	NoncharitableAssetsYear2
Distribution Ratio Year2	0.051248	DistributionRatioYear2
Qualifying Distributions Year3	1218151	QualifyingDistributionsYear3
Noncharitable Assets Year3	25422653	NoncharitableAssetsYear3
Distribution Ratio Year3	0.047916	DistributionRatioYear3
Qualifying Distributions Year4	1397843	QualifyingDistributionsYear4
Noncharitable Assets Year4	23783518	NoncharitableAssetsYear4
Distribution Ratio Year4	0.058774	DistributionRatioYear4
Qualifying Distributions Year5	1321432	QualifyingDistributionsYear5
Noncharitable Assets Year5	22715066	NoncharitableAssetsYear5
Distribution Ratio Year5	0.058174	DistributionRatioYear5
Total Distribution Ratio	0.273071	TotalDistributionRatio
Average Distribution Ratio	0.054614	AverageDistributionRatio
Net Noncharitable Assets	20284506	NetNoncharitableAssets
Adjusted Noncharitable Assets	1107818	AdjustedNoncharitableAssets
One Percent Net Investment Income	10831	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	1118649	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	1121830	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	10831	InvestmentIncomeExciseTax
Subtotal	10831	Subtotal
Tax Based On Investment Income	10831	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	26201	EstTaxPaymentsAndOverpayment
Total Credits And Payments	26201	TotalCreditsAndPayments
Overpayment	15370	Overpayment
Amount Credited To Next Year	15370	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	NJ	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	NA	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ROCKEFELLER & CO	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	2125495100	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	30 ROCKEFELLER PLAZA ROOM 5600	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10112	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (7 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
ELIZABETH McGRAW WEBSTER
C/O ROCKEFELLER CO	NEW YORK	NY	10112	TRUSTEE & CHAIRMAN	0	0	0	0
CURTIS M WEBSTER
2 CORNELIA STREET	NEW YORK	NY	10014	TRUSTEE & PRESIDENT	0	0	0	0
LISETTE M EDMUND
5784 VIA LAS NOBES	RIVERSIDE	CA	92507	TRUSTEE & VP	0	0	0	0
MARIANNA PAEN
117 N HIAWATHA	HAILEY	ID	83333	TRUSTEE & VP	0	0	0	0
SAMUEL W LAMBERT III
115 NORTH ROAD	PRINCETON	NJ	08540	SECRETARY-TREASURER	0	0	0	0
THEO M WEBSTER
62 STONE STREET	NEW BRUNSWICK	NJ	08901	VICE PRESIDENT	0	0	0	0
CHARLES H WAMPOLD III
115 NORTH ROAD	PRINCETON	NJ	08540	ASST. SECRETARY & TREASURER	0	0	0	0

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ROCKEFELLER & CO	BusinessNameLine1

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	30 ROCKEFELLER PLAZA ROOM 5600	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10112	ZIPCode

Field	Value	IRS element (for citing)
Type Of Service	INVESTMENT MGMT/ACTG	TypeOfService
Compensation	0	Compensation

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	NONE	Description1

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Description1	NONE	Description1

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	17473721	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	419013	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	2700673	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	20593407	TotalFMVOfUnusedAssets
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	20593407	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	308901	CashDeemedCharitable
Net Noncharitable Assets	20284506	NetNoncharitableAssets
Minimum Investment Return	1014225	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	1014225	MinimumInvestmentReturn
Tax Based On Investment Income	10831	TaxBasedOnInvestmentIncome
Total Tax	10831	TotalTax
Distributable Amount Before Adj	1003394	DistributableAmountBeforeAdj
Distributable Amount Before Ded	1003394	DistributableAmountBeforeDed
Distributable Amount As Adjusted	1003394	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	1121830	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets	0	AmountsPaidAcqCharitableAssets
Amounts Set Aside Suitability Test	0	AmountsSetAsideSuitabilityTest
Amounts Set Aside Cash Distri Test	0	AmountsSetAsideCashDistriTest
Qualifying Distributions	1121830	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	10831	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	1110999	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	1003394	DistributableAmountAsAdjusted
Prior Year1	2008	PriorYear1
Prior Year2	2007	PriorYear2
Prior Year3	2006	PriorYear3
Excess Distri Carryover Year5	215251	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	250909	ExcessDistriCarryoverYear4
Excess Distri Carryover Year2	37310	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	129821	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	633291	TotalExcessDistriCarryover
Qualifying Distributions	1121830	QualifyingDistributions
Applied To Current Year	1003394	AppliedToCurrentYear
Remaining Distri From Corpus	118436	RemainingDistriFromCorpus
Total Corpus	751727	TotalCorpus
Undistributed Income CY	0	UndistributedIncomeCY
Excess Distri Cyov From Year5	215251	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	536476	ExcessDistriCyovToNextYear
Excess From Year4	250909	ExcessFromYear4
Excess From Year2	37310	ExcessFromYear2
Excess From Year1	129821	ExcessFromYear1
Excess From Current Year	118436	ExcessFromCurrentYear

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundations

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	ELIZABETH M WEBSTER	ContributingManager
Shareholder Manager	NONE	ShareholderManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (145 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Recipient Foundation StatusRecipientFoundationStatus
101
151 Moore Street	Princeton	NJ	08540	N/A	General Fund	$5,000
A Better Chance
240 West 35th Street 9th floor	New York	NY	10001		General Fund	$5,000
Aids Resource Foundation for Children
182 Roseville Avenue	Newark	NJ	07107		General Fund	$5,000
Alzheimer's Association
225 North Michigan Avenue	Chicago	IL	60601		General Fund	$2,500
American Cancer Society
POB 22718	Oklahoma City	OK	73123		General Fund	$10,000
American Red Cross
2025 E Street NW	Washington	DC	20006		General Fund	$2,500
American Repertory Ballet
80 Albany Street	New Brunswick	NJ	08901		General Fund	$10,000
Amnesty International of the USA Inc
5 Penn Plaza	New York	NY	10001		General Fund	$5,000
Arts Council of Princeton
102 Witherspoon St	Princeton	NJ	08540		General Fund	$2,500
Assisting Children in Need
2 Cornelia Street Apt 402	New York	NY	10014		General Fund	$40,000
Blaine County Community Drug Coalition
1650 Aviation Drive	Hailey	ID	83333		General Fund	$3,000
Blaine County Education Foundation
P O Box 253	Hailey	ID	83333		General Fund	$20,000
Blue Curtain
115 Harris Road	Princeton	NJ	08540		General Fund	$20,000
Brooklyn Ballet
145 Hicks Street Suite A-45	Brooklyn	NY	11201		General Fund	$7,500
Cal Poly Pomona Foundation
3801 W Temple Ave	Pomona	CA	91768		General Fund	$5,000
Calpulli Mexican Dance Company
9110 34th Avenue Apt 5B	Jackson Heights	NY	11372		General Fund	$1,500
Cancer Hope Network
Two North Road Suite A	Chester	NJ	07930		General Fund	$5,000
CARE
151 Ellis Street NE	Atlanta	GA	30303		General Fund	$2,500	General Fund
Carolyn E Wylie Center for Children Youth and Fa
7177 Potomac Street	Riverside	CA	92504		General Fund	$5,000
Cause Effective
505 Eighth Avenue Suite 1212	New York	NY	10018		General Fund	$2,500
Centurion Ministries
221 Witherspoon Street	Princeton	NJ	08542		General Fund	$5,000
Childrens Center of the Union Industrial Home of T
864 Bellevue Avenue	Trenton	NJ	08618		General Fund	$2,500
City Parks Foundation
830 Fifth Avenue Room 280	New York	NY	10021		General Fund	$5,000
Citymeals-on-Wheels
355 Lexington Avenue	New York	NY	10017		General Fund	$2,500
Company of Fools
P O Box 329	Hailey	ID	83333		General Fund	$1,000
Corner House
369 Witherspoon Street	Princeton	NJ	08540		General Fund	$2,500
Council of NJ Grantmakers
101 West State Street	Trenton	NJ	08608		General Fund	$100
Council on Foundations
PO Box 0021	Washington	DC	20055		General Fund	$2,180
Crawford House Inc
362 Sunset Road	Skillman	NJ	08558		General Fund	$2,500
Creative Heartwork Inc
5 Drake Court	Boonton Township	NJ	07005		General Fund	$10,000
Croy Canyon Ranch
P O Box 640	Hailey	ID	83333		General Fund	$2,000
D & R Greenway
One Preservation Center	Princeton	NJ	08540		General Fund	$6,750
Delaware & Raritan Greenway Inc
1327 Canal Road	Princeton	NJ	08540		General Fund	$35,000
Drug Policy Alliance
925 Ninth Avenue	New York	NY	10019		General Fund	$5,000
El Museo del Barrio
1230 5th Avenue	New York	NY	10029		General Fund	$2,500
El Puente de Williamsburg Inc
211 South 4th Street	Brooklyn	NY	11211		General Fund	$25,000
Environmental Defense Fund Inc
257 Park Avenue South	New York	NY	10010		General Fund	$2,500
FL Nimick Nature Center
HC 64 Box 453	Rector	PA	15677		General Fund	$15,000
First Baptist Church of Princeton
PO Box 501	Princeton	NJ	08540		General Fund	$5,000
Foundation of UMDNJ - Dept of Surgery RWJMS
125 Paterson Street Suite 7300	New Brunswick	NJ	08903		General Fund	$25,000
Foxcroft School
PO Box 5555	Middleburg	VA	20118		General Fund	$10,000
Friends of Lab School
333 West 17th Street	New York	NY	10011		General Fund	$3,000
Friends of Mothers Programmes
1622 N Curson Avenue	Los Angeles	CA	90046		General Fund	$10,000
Green Faith
46 Bayard Street Suite 401	New Brunswick	NJ	08901		General Fund	$1,000
Hailey Rotary Foundation Inc
P O Box 2190	Hailey	ID	83333		General Fund	$5,000
Hands on Helpers
120 John Street Suite 7	Princeton	NJ	08542		General Fund	$2,500
Hip-Hop Theater Festival Inc
57 Thames Street Suite 4B	Brooklyn	NY	11237		General Fund	$7,500
Historic Morven
55 Stockton Street	Princeton	NJ	08540		General Fund	$5,000
Hitops
21 Wiggins Street	Princeton	NJ	08540		General Fund	$5,000
Home Front
1880 Princeton Avenue	Lawrenceville	NJ	08648		General Fund	$2,500
Housing Initiatives of Princeton
11 Mercer Street	Princeton	NJ	08540		General Fund	$2,500
Interfaith Caregivers TrentonFaith In Action
229 Lawrence Road	Lawrenceville	NJ	08648		General Fund	$5,000
ISLES
10 Wood Street	Trenton	NJ	08618		General Fund	$2,500
Jewish Renaissance Foundation
PO Box 2506 149 Kearny Avenue	Perth Amboy	NJ	08862		General Fund	$1,000
La Mama
74A East 4th Street	New York	NY	10003		General Fund	$5,000
Latino International Theater Festival Of NY Inc
142 East 27th Street Suite 1A	New York	NY	10016		General Fund	$10,000
Lebanese American University
475 Riverside Drive	New York	NY	10115		General Fund	$20,000
Lighthouse International
111 East 59th Street	New York	NY	10022		General Fund	$2,500
Mariachi Academy of New York
1775 Third Avenue	New York	NY	10014		General Fund	$2,500
Mary Jacobs Memorial Library
64 Washington Street	Rocky Hill	NJ	08553		General Fund	$1,000
McCarter Theater
91 University Place	Princeton	NJ	08540		General Fund	$15,000
Medical Center at Princeton Foundation Inc
253 Witherspoon Street	Princeton	NJ	08540		General Fund	$100,000
Mercer Street Friends
151 Mercer Street	Trenton	NJ	08611		General Fund	$7,500
Metropolitan Opera
Lincoln Center	New York	NY	10023		General Fund	$10,000
Montgomery Township Emergency Medical Services In
P O Box 105	Belle Mead	NJ	08502		General Fund	$2,500
Montgomery Township Fire Department #2
P O Box 267	Blawenberg	NJ	08504		General Fund	$2,500
NAMI Mercer NJ
88 Lakedale Drive	Lawrenceville	NJ	08648		General Fund	$5,000
Nassau Presbyterian Church
61 Nassau Street	Princeton	NJ	08542		General Fund	$15,000
National Sports Academy
12 Lake Placid Club Drive	Lake Placid	NY	12946		General Fund	$7,500
New Jersey Aids Partnership Road
15 Princess Road	Lawrenceville	NJ	08648		General Fund	$2,500
New Jersey Conservation Foundation
Bamboo Brook	Far Hills	NJ	07931		General Fund	$5,000
New Jersey Network
P O Box 777	Trenton	NJ	08625		General Fund	$1,250
New Jersey SEEDS Center
303-309 Washington Street 4th floo	Newark	NJ	07102		General Fund	$7,500
New York Theatre Workshop
79 East 4th Street	New York	NY	10003		General Fund	$1,000
New Yorkers for Parks
355 Lexington Avenue	New York	NY	10017		General Fund	$5,000
North Country SPCA
23 Lakeshore Road	Westport	NY	12993		General Fund	$5,000
North High School
1550 3rd Street	Riverside	CA	92503		General Fund	$14,000
Opera New Jersey
P O Box 3151	Princeton	NJ	08543		General Fund	$10,000
Partnership for the Delaware Estuary Inc
1009 Philadelphia Pike	Wilmington	DE	19809		General Fund	$2,500
Passage Theatre Company
P O Box 967	Trenton	NJ	08605		General Fund	$1,000
Pepperdine University
24255 Pacific Coast Highway	Malibu	CA	90263		General Fund	$50,000
Perris High School
175 East Nuevo Road	Perris	CA	92571		General Fund	$5,000
Philabundance
P O Box 37555	Philadelphia	PA	19148		General Fund	$2,500
Planned Parenthood of Mercer County
437 East State Street	Trenton	NJ	08608		General Fund	$20,000
Playgroup Cooperative
32 Carmine Street	New York	NY	10014		General Fund	$2,500
Presbyterian Church of the Big Wood
P O Box 660	Ketchum	ID	83340		General Fund	$5,000
Princeton Adult School
P O Box 701	Princeton	NJ	08542		General Fund	$1,000
Princeton Chamber Symphony
P O Box 250	Princeton	NJ	08540		General Fund	$2,500
Princeton Child Development Institute
300 Cold Soil Road	Princeton	NJ	08540		General Fund	$3,000
Princeton Day School
P O Box 75	Princeton	NJ	08542		General Fund	$25,000
Princeton Friends School
470 Quaker Road	Princeton	NJ	08540		General Fund	$15,000
Princeton Public Library
65 Witherspoon Street	Princeton	NJ	08542		General Fund	$1,000
Princeton Senior Resource Center
Spruce Circle	Princeton	NJ	08540		General Fund	$5,000
Princeton University
P O Box 46	Princeton	NJ	08544		General Fund	$5,000
Princeton YMCA
Paul Robeson Place	Princeton	NJ	08540		General Fund	$1,250
Princeton-Blairstown Center
158 Millbrook Road	Blairstown	NJ	07825		General Fund	$5,000
Princeton-YWCA
Paul Robeson Place	Princeton	NJ	08540		General Fund	$1,250
Ramona High School
7675 Magnolia Avenue	Riverside	CA	92504		General Fund	$2,000
Recording for the Blind & Dyslexic
20 Roszel Road	Princeton	NJ	08540		General Fund	$2,500
Riverside Art Museum
3425 Mission Inn Avenue	Riverside	CA	92501		General Fund	$2,000
Rotarun Ski Area
P O Box 2083	Hailey	ID	83333		General Fund	$500
Rutgers University Foundation
7 College Avenue	New Brunswick	NJ	08901		General Fund	$10,000
Sagebrush Equine Training Center for the Handicapp
P O Box 2918	Sun Valley	ID	83353		General Fund	$2,500
Sarah Lawrence College
1 Mead Way	Bronxville	NY	10708		General Fund	$2,500
Second Wind
759 State Road	Princeton	NJ	08540		General Fund	$7,500
Sheenway School and Culture
10101-25 South Broadway	Los Angeles	CA	90003		General Fund	$7,000
Sheridan College Foundation
P O Box 6328	Sheridan	WY	82801		General Fund	$5,000
Small Animal Rescue League
900 Herrontown Road	Princeton	NJ	08540		General Fund	$10,000
Somerset Home for Temporarily Displaced Children
49 Brahma Avenue	Bridgewater	NJ	08807		General Fund	$2,500
South Brunswick Board of Education
PO Box 181 4 Executive Drive	Monmouth Junction	NJ	08852		General Fund	$5,000
Special Operations Warrior Foundation
P O Box 14385	Tampa	FL	33690		General Fund	$10,000
St Luke Center for Community Health
1450 Aviation Drive	Hailey	ID	83333		General Fund	$1,000
St Luke's
P O Box 2578	Boise	ID	83701		General Fund	$35,000
Stony Brook-Millstone Watersheds Assoc
31 Titus Mill Road	Pennington	NJ	08534		General Fund	$7,500
Synergos Institue Inc
51 Madison Avenue 21st Floor	New York	NY	10110		General Fund	$5,000
TASIS Foundation Inc
1640 Wisconsin Avenue NW	Washington	DC	20007		General Fund	$30,000
The American Boychoir School
19 Lambert Drive	Princeton	NJ	08540		General Fund	$10,000
The Blaine County Police Activities League
1650 Aviation Drive	Hailey	ID	83333		General Fund	$3,000
The Builders Association
453 Broome Street 4C	New York	NY	10013		General Fund	$7,500
The Capuchin Food Pantry
210 West 31st Street	New York	NY	10001		General Fund	$5,000
The Career Wardrobe
1211 Chesnut Street- Suite 205	Philadelphia	PA	19107		General Fund	$2,000
The Community Library Association Inc
P O Box 2168	Boise	ID	83340		General Fund	$1,000
The Community Norms Messaging Campaign
1650 Aviation Drive	Hailey	ID	83333		General Fund	$2,000
The Crisis Ministry of Princeton and Trenton
61 Nassau Street	Princeton	NJ	08542		General Fund	$10,000
The Drumthwacket Foundation Inc
354 Stockton Street	Princeton	NJ	08540		General Fund	$5,000
The Foundation Fighting Blindness
14 Nassau Street	Princeton	NJ	08542		General Fund	$1,000
The Frick Collection
1 East 70th Street	New York	NY	10021		General Fund	$5,000
The Joy of Athletics Foundation
P O Box 216	Richmond	MA	01254		General Fund	$5,000
The Lawrenceville School
P O Box 6125	Lawrenceville	NJ	08648		General Fund	$25,000
The New Grange School
526 South Olden Avenue	Hamilton	NJ	08629		General Fund	$2,000
The Patriots Theater Foundation Inc
P O Box 232	Trenton	NJ	08625		General Fund	$5,000
The Princeton Hub Inc
70 Jefferson Road	Princeton	NJ	08540		General Fund	$1,000
The Smile Train
245 Fifth Avenue Suite 2201	New York	NY	10016		General Fund	$2,500
The Trenton Area Soup Kitchen
P O Box 872	Trenton	NJ	08605		General Fund	$5,000
TIGHAR
2812 Fawkes Drive	Wilmington	DE	19808		General Fund	$35,000
Trenton After School Program
61 Nassau Street	Princeton	NJ	08542		General Fund	$2,500
Trinity Counseling Service
22 Stockton Street	Princeton	NJ	08540		General Fund	$15,000
United Warrior Survivor Foundation
P O Box 181097	Coronado	CA	92178		General Fund	$10,000
VOICES
P O Box 404	Princeton	NJ	08534		General Fund	$1,000
Womanspace Inc
1212 Stuyvesant Avenue	Trenton	NJ	08618		General Fund	$2,500
Women Helping Women
224 Main Street	Metuchen	NJ	08840		General Fund	$2,500
Women's Entrepreneurial Foundation 08610-4300
127 US Highway 206 Suite 28	Hamilton	NJ	08610		General Fund	$2,500
Women's Health and Counseling Center
95 Veterans Memorial Drive East	Somerville	NJ	08876		General Fund	$2,500
WWFMWWNJ
P O Box B	Trenton	NJ	08690		General Fund	$1,250
Young Scholars Institute
399 W State Street	Trenton	NJ	08618		General Fund	$2,500

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	1111530	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Field	Value	IRS element (for citing)
Fees Contracts From Govt Agencies		FeesContractsFromGovtAgencies
Membership Dues And Assessments		MembershipDuesAndAssessments

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$289,427	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$257,043	ExclusionAmount

Field	Value	IRS element (for citing)
Net Rental Incm Re Debt Fincd Prop		NetRentalIncmReDebtFincdProp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Incm Personal Property		NetRentalIncmPersonalProperty
Other Investment Income Part VII		OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$716,691	ExclusionAmount

Field	Value	IRS element (for citing)
Net Income Loss From Special Events		NetIncomeLossFromSpecialEvents
Gross Profit Loss Sales Of Invntry		GrossProfitLossSalesOfInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$1,263,161	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	1263161	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ROCKEFELLER&CO ACCOUNTING FEES	Category
Amount	$14,800	Amount
Net Investment Income	9867	NetInvestmentIncome
Disbursements Charitable Prps	4933	DisbursementsCharitablePrps

All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch

All Oth Prog Rltd Investments AllOthProgRltdInvestments

Field	Value	IRS element (for citing)
Description	NONE	Description

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (28 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
200000 AVON PRODUCTS 6.50% DUE	197835	232515
65000 BANK OF AMER CO 5.75% 8/	65399	66393
85000 BEAR STEARNS CO. 5.3% 10	83846	92240
200000 BERKSHIRE HATHAWAY 5% 8	201459	218304
265000 BOTTLING GROUP LLC NOTE	268871	292086
100000 CATERPILLAR FIN 5.75% 0	99989	105545
281323 CENTERPOINT CNP 4.97% 8	281251	289209
149543 CENTERPOINT CNP 4.97% 8	0	0
200000 CONOCOPHILL CA 5.625% 1	185935	227316
100000 CSX CORP DEBT 6.250% 4/	99960	113643
96133.24 CSX TRANS, 8.375% 10/	92133	107176
100000 CVS CORP, 5.75%	101080	103101
100000 CVS CORP, 5.75%	0	0
100000 E.I. DU PONT, 6% 07/15/	95181	114980
100000 ESTEE LAUDER 5.55% 05/1	99890	109274
300000 FFCB 2.125% DUE 06/18/1	299643	306881
100000 FFCB, 4.70% 8/10/2015	106702	111729
500000 FEDERAL FARM CREDIT BAN	0	0
250000 GE CAP CORP 4.00% 2/15/	250000	256911
400000 GENERAL ELEC CAP CORP 5	0	0
150000 J&J 5.15% DUE 07/15/201	161062	170703
10000 JOHN DEERE CAP 5.5% 4/13	99611	111494
20000 JPM CHASE FDIC 2.125% 12	202198	205508
50000 NORFOLK SOUTHERN CORP. S	49943	50280
205000 ROYAL BANK OF SCOT GRP	207860	197205
100000 STATOIL 5.125% DUE 04/3	99715	110151
200000 UNITED TECHNOLOGIES COR	211777	233880
100000 WELLS FARGO BANK NA SUB	100000	100411

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (94 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
ADVANCE AUTO PARTS, INC.	83535	144207
AERCAP HOLDINGS NV	93407	94604
ALEXION PHARMACEUTICALS, INC.	55570	98271
ALLSTATE CORPORATION	148877	140272
AMERIPRISE FINANCIAL, INC.	132757	208907
AMGEN INC.	0	0
ANADARKO PETROLEUM CORPORATION	267573	337388
ANGLO AMERICAN PLC	0	0
ANNALY MORTGAGE MANAGEMENT INC	100181	105190
APACHE CORPORATION	183667	256345
APPLE INC.	213070	266112
ARM HOLDING PLC	0	0
AVERY DENNISON CORP.	149776	215934
BAKER HUGHES INCORPORATED	146559	199523
BANK OF AMERICA CORPORATION	214480	164749
BIOMARIN PHARMACEUTICAL INC.	79422	89677
BNP PARIBAS	202905	201193
BOSKALIS WESTMINSTER - CVA	100938	150097
BP PLC - SPONS ADR	0	0
CAPITAL ONE FINANCIAL CORP.	0	0
CAREFUSION CORPORATION	166710	208170
CARLSBERG A/S	0	0
CENTRICA PLC	183366	252162
CHEVRON CORPORATION	96478	269188
CHINA AGRI-INDUSTRIES HOLDINGS	96285	86230
CHINA HIGH SPEED TRANSMISSION	58375	41818
CHINA MOBILE (HONG KONG) LIMIT	87078	105691
CHUNGHWA TELECOM LTD ADR	102144	131151
CISCO SYSTEMS, INC.	212291	246604
CIT GROUP, INC.	87861	112569
COMCAST CORPORATION - CL A	141563	202563
COMERICA INCORPORATED	121197	136435
COMMUNITY HEALTH CARE	163362	146864
COMPAGNIE FINANCIERE RICHEMONT	0	0
CONTINENTAL RESOURCES, INC.	62254	155364
COVIDIEN LIMITED	127226	162550
CREDIT SUISSE GROUP	125355	126496
ERICSSON (LM) TEL - SP ADR	0	0
FEDEX CORPORATION	137319	197181
GALAXY ENTERTAINMENT GROUP LTD	61312	79129
GENZYME CORPORATION	0	0
GOLDMAN SACHS GROUP, INC.	77188	132846
GOOGLE INC - CLASS A	337128	320744
HERTZ GLOBAL HOLDINGS INC.	123525	148957
HEWLETT-PACKARD COMPANY	181477	183977
HOLOGIC, INC.	0	0
HONEYWELL INC.	204361	286001
HUMAN GENOME SCIENCES INC.	56439	53275
HYUNDAI MOBIS	98362	167958
INTEL CORP.	85013	122605
INTERCONTINENTAL HOTELS GROUP	84243	161916
INTERTEK GROUP PLC	101995	145344
INTESA SANPAOLO - RNC	175700	139117
INT'L BUSINESS MACHINES CORP.	0	0
JOHNSON MATTHEY PLC	147904	174856
KOREA ELECTRIC POWER CORP.	181896	192924
LABORATORY CORP OF AMERICA HOL	0	0
MASTERCARD INC - CLASS A	169643	216266
MICROSOFT CORP.	333344	362830
MORGAN STANLEY	127544	110201
MSCI INC. - A	96173	101686
NESTLE SA	0	0
NEWMONT MINING CORPORATION	153431	200876
NOBLE ENERGY, INC.	0	0
NOVARTIS AG - ADR	195104	209862
NYSE EURONEXT	115944	135809
OCEANEERING INTERNATIONAL, INC	55741	72157
OGX PETROLEO E GAS PARTICIPACO	84959	108434
PEPSICO, INC	211869	263280
PFIZER INC.	186517	186306
PHILIPPINE LONG DIST TELE CO	56622	58853
QUALCOMM INC.	161666	211817
REGENERON PHARMACEUTICALS	60043	66317
REPUBLIC SERVICES INC. CL A	140807	153480
ROGERS COMMUNICATIONS -CL B	0	0
ROYAL DUTCH SHELL PLC-ADR A	171283	212360
SCHNEIDER ELECTRIC SA	62520	199836
SKF AB - B SHS	113005	200924
SMITHS GROUP PLC	148199	167635
STATE STREET CORP.	140408	174702
SUMCO CORPORATION	92897	65791
SWEDBANK AB	93101	124456
THE MCGRAW-HILL COMPANIES, INC		240306
THE TRAVELERS COMPANIES, INC.	135121	172723
TORONTO-DOMINION BANK	143523	165711
TULLOW OIL PLC	56211	54688
VODAFONE GROUP PLC - SP ADR	200416	274183
WALGREEN CO.	0	0
WAL-MART STORES, INC.	186456	218956
WELLPOINT INC.	140245	158639
WELLS FARGO COMPANY	84134	185010
WYNN MACAU, LIMITED	64916	72074
YUM! BRANDS, INC.	103502	204539
ZIMMER HOLDINGS, INC.	0	0

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Securities EOY Book Value	1312772	USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV	1366931	USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val	154070	StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV	151137	StateLocalSecuritiesEOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther

Field	Value	IRS element (for citing)
Category Or Item	5500 FUND LP	CategoryOrItem
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMV
Book Value	1346290	BookValue
EOYFMV	2654463	EOYFMV

Land Etc Schedule2 LandEtcSchedule2

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	DRINKER BIDDLE & REATH LLP	Category
Amount	$8,600	Amount
Net Investment Income	5733	NetInvestmentIncome
Disbursements Charitable Prps	2867	DisbursementsCharitablePrps

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (5 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Disbursements Charitable PrpsDisbursementsCharitablePrps	Net Investment IncomeNetInvestmentIncome
MEMBERSHIP DUES	2500	2500
INTEREST EXPENSE	5		5
PORTFOLIO DEDUCTIONS THRU K-1	37647		37647
BANK CHARGES	403		403
FEES	30		30

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
ROCKEFELLER & CO - INVESTMENT	$97,324	97324
MERRILL LYNCH - CONSULTING FEE	$10,500	10500

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
US EXCISE TAX-EST PYMTS	$21,900
FOREIGN TAX ON DIVIDENDS RECD	$18,596	18596