PERRIN FOUNDATION INC: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- PERRIN FOUNDATION INC (EIN 22-6049335)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-05-13
- IRS object ID
- 201131339349101753
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-05-13T12:05:00-05:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LAMBRIDES ARNOLD MOULTHROP LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26 PARK ST STE 301 | AddressLine1 |
| City | MONTCLAIR | City |
| State | NJ | State |
| ZIP Code | 070423443 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 226049335 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PERRIN FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | PERR | NameControl |
| Phone | 9089033067 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 14 GREEN VALLEY DRIVE | AddressLine1 |
| City | GREEN BROOK | City |
| State | NJ | State |
| ZIP Code | 08812 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ROBERT DADD | Name |
| Title | PRESIDENT | Title |
| Phone | 9089033067 | Phone |
| Date Signed | 2011-05-11 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOYCE E MOULTHROP | Name |
| Phone | 9737448660 | Phone |
| Date Prepared | 2011-05-13 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 14605000 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 31 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 31 | InterestOnSavingsNetInvstIncm |
| Interest On Savings Adj Net Incm | 31 | InterestOnSavingsAdjNetIncm |
| Dividends Rev And Expnss | 431238 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 431238 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 431238 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | -355969 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 5592654 | GrossSalesPrice |
| Net STCG Adj Net Incm | 165976 | NetSTCGAdjNetIncm |
| Other Income Rev And Expnss | 22619 | OtherIncomeRevAndExpnss |
| Other Income Adj Net Incm | 22619 | OtherIncomeAdjNetIncm |
| Total Revenue And Expenses | 97919 | TotalRevenueAndExpenses |
| Total Net Investment Income | 431269 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 619864 | TotalAdjustedNetIncome |
| Legal Fees Rev And Expnss | 3347 | LegalFeesRevAndExpnss |
| Accounting Fees Rev And Expnss | 12756 | AccountingFeesRevAndExpnss |
| Taxes Rev And Expnss | 6127 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 5377 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 110878 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 102726 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 133108 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 108103 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 797675 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 797675 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 930783 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 108103 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 797675 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -832864 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 323166 | NetInvestmentIncome |
| Adjusted Net Income | 619864 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 17179 | CashBOY |
| Cash EOY | 40120 | CashEOY |
| Cash EOYFMV | 40120 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 1219856 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 928803 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 928803 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 2141983 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 1834613 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1924147 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 9339638 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 7782908 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 6976027 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1574492 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 2498195 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 2567553 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 1979532 | InvestmentsOtherBOY |
| Investments Other EOY | 2070949 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 2168350 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 16272680 | TotalAssetsBOY |
| Total Assets EOY | 15155588 | TotalAssetsEOY |
| Total Assets EOYFMV | 14605000 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 65979 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 38787 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 65979 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 38787 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 16206701 | RetainedEarningsBOY |
| Retained Earnings EOY | 15116801 | RetainedEarningsEOY |
| Total Net Assets BOY | 16206701 | TotalNetAssetsBOY |
| Total Net Assets EOY | 15116801 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 16272680 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 15155588 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 16206701 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -832864 | ExcessOfRevenueOverExpenses |
| Subtotal | 15373837 | Subtotal |
| Other Decreases | 257036 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 15116801 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (3 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | D | 229132 | 218240 | 10892 | 10892 |
| PUBLICLY TRADED SECURITIES | P | 3836312 | 4372661 | -536349 | -536349 |
| PUBLICLY TRADED SECURITIES | P | 1523698 | 1357722 | 165976 | 165976 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -355969 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 165976 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 759000 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 12480004 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.060817 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 692500 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 16469313 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.042048 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2417496 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 20112431 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.120199 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2512942 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 19798177 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.126928 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1448424 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 17601550 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.082290 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.432282 | TotalDistributionRatio |
| Average Distribution Ratio | 0.086456 | AverageDistributionRatio |
| Net Noncharitable Assets | 13562413 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1172552 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3232 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1175784 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 797675 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 6463 | InvestmentIncomeExciseTax |
| Subtotal | 6463 | Subtotal |
| Tax Based On Investment Income | 6463 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 6640 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 6640 | TotalCreditsAndPayments |
| Overpayment | 177 | Overpayment |
| Amount Credited To Next Year | 177 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | LAMBRIDES ARNOLD MOULTHROP LLP | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 9737448660 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26 PARK ST | AddressLine1 |
| City | MONTCLAIR | City |
| State | NJ | State |
| ZIP Code | 07042 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (7 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| DAVID C WOHLGEMUTH | ||||||||
| RR2 BOX 3124 | MONROETON | PA | 18832 | SECRETARY | 1.00 | 0 | 0 | 0 |
| GEORGE MACKENZIE | ||||||||
| 221 GOLF EDGE | WESTFIELD | NJ | 07090 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| ROBERT DADD | ||||||||
| 14 GREEN VALLEY DRIVE | GREEN BROOK | NJ | 08812 | PRES/TREAS | 1.00 | 0 | 0 | 0 |
| ROBERT Q BENNETT | ||||||||
| 1163 RIP STEELE ROAD | COLUMBIA | TN | 38401 | VICE PRESIDE | 1.00 | 0 | 0 | 0 |
| ROBERT SULLIVAN | ||||||||
| 51 NORTHVIEW TERRACE | YONKERS | NY | 10703 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| SCOTT THOMSON | ||||||||
| 1335 STERLING DRIVE | YORK | PA | 17404 | TREASURER | 1.00 | 0 | 0 | 0 |
| DANIEL J MEARNS | ||||||||
| 181 EMERSON ROAD | SOMERSET | NJ | 08873 | BOARD MEMBER | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 13663587 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 105360 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 13768947 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 13768947 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 206534 | CashDeemedCharitable |
| Net Noncharitable Assets | 13562413 | NetNoncharitableAssets |
| Minimum Investment Return | 678121 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 678121 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 6463 | TaxBasedOnInvestmentIncome |
| Total Tax | 6463 | TotalTax |
| Distributable Amount Before Adj | 671658 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 671658 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 671658 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 797675 | ExpensesAndContributions |
| Qualifying Distributions | 797675 | QualifyingDistributions |
| Adj Qualifying Distributions | 797675 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 671658 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 587498 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 1587149 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 1480882 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year1 | 141621 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 3797150 | TotalExcessDistriCarryover |
| Qualifying Distributions | 797675 | QualifyingDistributions |
| Applied To Current Year | 671658 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 126017 | RemainingDistriFromCorpus |
| Total Corpus | 3923167 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 587498 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 3335669 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 1587149 | ExcessFromYear4 |
| Excess From Year3 | 1480882 | ExcessFromYear3 |
| Excess From Year1 | 141621 | ExcessFromYear1 |
| Excess From Current Year | 126017 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | SCOTT THOMSON | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1335 STERLING DRIVE | AddressLine1 |
| City | YORK | City |
| State | PA | State |
| ZIP Code | 17404 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 7175058553 | RecipientPhoneNumber |
| Form And Info And Materials | NO SPECIFIC FORM | FormAndInfoAndMaterials |
| Submission Deadlines | NO SUBMISSION DEADLINES | SubmissionDeadlines |
| Restrictions On Awards | GRANTS MADE TO CHRISTIAN ORGANIZATIONS, CHURCHES, SCHOOLS AND MISSION ORGANIZATIONS. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (32 entries)
| Address Line1RecipientForeignAddress/AddressLine1 | Province Or StateRecipientForeignAddress/ProvinceOrState | CountryRecipientForeignAddress/Country | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode |
|---|---|---|---|---|---|---|---|---|---|---|
| AGAPE VALLEY | ||||||||||
| 392 KILMAN ROAD | CANADA | CA | NON PF | GENERAL CHARITABLE | $12,500 | |||||
| AMERICAN SCRIPTURE GIFT | ||||||||||
| NON PF | GENERAL CHARITABLE | $1,500 | PMB 240 | 7862 W IRLO BRONSON HWY | KISSIMMEE | FL | 34747 | |||
| BELIEVERS STEWARDSHIP | ||||||||||
| NON PF | GENERAL CHARITABLE & CAPITAL | $25,000 | 2250 CHANEY RD | DUBUQUE | IA | 52001 | ||||
| BIBLE & LIFE MINISTRIES | ||||||||||
| NON PF | GENERAL CHARITABLE | $2,000 | 3116 GULFWIND DRIVE | LAND OLAKES | FL | 34639 | ||||
| CAMP IROQUOINA | ||||||||||
| NON PF | GENERAL CHARITABLE | $12,500 | RR1 BOX 1601 | HALLSTEAD | PA | 18822 | ||||
| CAMP LI-LO-LI | ||||||||||
| NON PF | GENERAL CHARITABLE | $12,500 | 8811 SUNFISH RUN ROAD | RANDOLPH | NY | 14772 | ||||
| CHRISTIAN BOOK ROOM | ||||||||||
| PO BOX 95413 | HONG KONG | HK | NON PF | GENERAL CHARITABLE | $15,000 | |||||
| CHRISTIAN MISSIONS IN MAN | ||||||||||
| NON PF | GENERAL CHARITABLE & CAPITAL | $220,000 | PO BOX 13 | SPRING LAKE | NJ | 07762 | ||||
| CHRISTIAN RETIREMENT CTR | ||||||||||
| NON PF | GENERAL CHARITABLE | $10,000 | 22427 MONTGOMERY STREET | HAYWARD | CA | 94541 | ||||
| CHRISTIAN WORKERS FELLOWS | ||||||||||
| NON PF | GENERAL CHARITABLE | $115,000 | PO BOX 1117 | LAWRENCE | KS | 66044 | ||||
| CHURCH REFORM & REVITALIZ | ||||||||||
| NON PF | GENERAL CHARITABLE | $10,000 | PO BOX 64260 | COLORADO SPRINGS | CO | 80962 | ||||
| COUNSEL MAGAZINE | ||||||||||
| NON PF | GENERAL CHARITABLE | $2,000 | PO BOX 176 | PALOS PARK | IL | 60464 | ||||
| ECS MINISTRIES | ||||||||||
| NON PF | GENERAL CHARITABLE | $27,675 | PO BOX 1028 | DUBUQUE | IA | 52001 | ||||
| EL-NATHAN HOME | ||||||||||
| NON PF | GENERAL CHARITABLE | $10,000 | 205 EL NATHAN DRIVE | MARBLE HILL | MO | 63764 | ||||
| EMMAUS BIBLE COLLEGE | ||||||||||
| NON PF | GENERAL CHARITABLE | $75,000 | 2570 ASBURY ROAD | DUBUQUE | IA | 52001 | ||||
| EVERYDAY PUBLICATIONS | ||||||||||
| 310 KILLALY STREET WEST | CANADA | CA | NON PF | GENERAL CHARITABLE | $2,000 | |||||
| GREENWOOD HILLS B C A | ||||||||||
| NON PF | GENERAL CHARITABLE & CAPITAL | $12,500 | 7062 LINCOLN WAY EAST | FAYETTEVILLE | PA | 17222 | ||||
| GROWING CHRISTIAN MINISTR | ||||||||||
| NON PF | GENERAL CHARITABLE | $7,500 | PO BOX 2268 | WESTERLY | RI | 02891 | ||||
| HIS MANSION MINISTRIES | ||||||||||
| NON PF | GENERAL CHARITABLE | $1,500 | PO BOX 40 | HILLSBORO | NH | 03244 | ||||
| HORTEN HAVEN | ||||||||||
| NON PF | GENERAL CHARITABLE | $25,000 | PO BOX 276 | CHAPEL HILL | TN | 37034 | ||||
| IMMANUEL MISSION | ||||||||||
| NON PF | GENERAL CHARITABLE | $1,500 | PO BOX 2000 | TEEC NOS POS | AZ | 86514 | ||||
| JOURNEY MAGAZINE | ||||||||||
| NON PF | GENERAL CHARITABLE | $10,000 | 2570 ASBURY ROAD | DUBUQUE | IA | 52001 | ||||
| LINN MANOR | ||||||||||
| NON PF | GENERAL CHARITABLE | $10,000 | 1140 ELIM DRIVE | MARION | IA | 52302 | ||||
| PARK OF THE PALMS | ||||||||||
| NON PF | GENERAL CHARITABLE | $40,000 | 706 PALMS CIRCLE | KEYSTONE HEIGHTS | FL | 32656 | ||||
| PINE BUSH BIBLE CAMP | ||||||||||
| NON PF | GENERAL CHARITABLE | $12,500 | PO BOX 764 | NEW PROVIDENCE | NJ | 07974 | ||||
| PITTSBORO CHRISTIAN VILLA | ||||||||||
| NON PF | GENERAL CHARITABLE | $10,000 | 1825 EAST STREET | PITTSBORO | NC | 27312 | ||||
| REST HAVEN HOMES | ||||||||||
| NON PF | GENERAL CHARITABLE | $10,000 | 1424 UNION NE | GRAND RAPIDS | MI | 49505 | ||||
| SPREAD THE WORD | ||||||||||
| NON PF | GENERAL CHARITABLE | $2,000 | 2400 ADMIRE SPRINGS DRIVE | DOVER | PA | 17315 | ||||
| STEWARDS MINISTRY | ||||||||||
| NON PF | GENERAL CHARITABLE | $50,000 | 1101 PERIMETER DR | SUITE 600 | SCHAUMBURG | IL | 60173 | |||
| UPLOOK MINISTRIES | ||||||||||
| NON PF | GENERAL CHARITABLE | $17,500 | PO BOX 2041-49501 | GRAND RAPIDS | MI | 49501 | ||||
| WESTERN ASSEMBLIES HOME | ||||||||||
| NON PF | GENERAL CHARITABLE | $10,000 | 350 BERKELEY AVENUE | CLAREMONT | CA | 91711 | ||||
| YONKERS GOSPEL MISSION | ||||||||||
| NON PF | GENERAL CHARITABLE | $25,000 | PO BOX 1491 | 191 NORTH BROADWAY | YONKERS | NY | 10702 | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 797675 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $31 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $431,238 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$355,969 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL EXCISE TAX REFUND | Description |
| Related Or Exempt Function Income | 22619 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $75,300 | ExclusionAmount |
| Related Or Exempt Function Income | 22619 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 97919 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX PREPARATION | Category |
| Amount | $12,756 | Amount |
Compensation Explanation CompensationExplanation
Compensation Compensation (7 entries)
| DAVID C WOHLGEMUTH |
| GEORGE MACKENZIE |
| ROBERT DADD |
| ROBERT Q BENNETT |
| ROBERT SULLIVAN |
| SCOTT THOMSON |
| DANIEL J MEARNS |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (24 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BARCLAYS BANK 5% - 100000 | 102702 | 105820 |
| BARCLAYS BANK 5.2% - 100000 | 108146 | 108008 |
| BLACKROCK 3.5% - 100000 | 101819 | 103702 |
| CREDIT SUISSE - 100000 | 99045 | 107628 |
| EI DU PONT DE NEMOUR 3.25% - 50000 | 50685 | 51894 |
| GENERAL ELEC CAP COR 5.4% - 150000 | 149241 | 163599 |
| GENERAL ELEC CAP COR 6.125% - 50000 | 51252 | 50367 |
| GENERAL ELECTRIC CAP CORP - 50000 | 50704 | 53451 |
| GOLDMAN SACHS 5.625% - 150000 | 154304 | 158616 |
| GOLDMAN SACHS 6.25 - 100000 | 107546 | 110355 |
| HSBC FIN CORP 5.25 - 100000 | 103550 | 106570 |
| HSBC FIN CORP 5.50 - 100000 | 103121 | 108632 |
| JOHN DEERE 4.75% - 25000 | 26631 | 26134 |
| JP MORGAN CHASE 5.25% | 159605 | 159977 |
| JP MORGAN CHASE GLOBAL 5.75% - 10000 | 103977 | 108356 |
| JPMORGAN CHASE 6.625% - 75000 | 78529 | 79725 |
| METLIFE 6/15/2015 - 100000 | 106309 | 108301 |
| METLIFE 5% - 100000 | 108813 | 108356 |
| MORGAN STANLEY 4.2% - 100000 | 100793 | 102163 |
| PITNEY BOWES 5% - 50000 | 54387 | 52540 |
| VERIZON GLOBAL 4.9% - 100000 | 109341 | 109816 |
| WACHOVIA 5.625 - 200000 | 207437 | 217568 |
| WELLS FARGO 5% - 150000 | 156775 | 159281 |
| WELLS FARGO 5.125% - 100000 | 103483 | 106694 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (672 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 3M - 21 | 1897 | 1812 |
| 3M - 80 | ||
| A O SMITH - 516 | ||
| A O SMITH - 624 | 15664 | 23762 |
| ABBOTT LABORATORIES - 139 | 7297 | 6659 |
| ACCENTURE - 129 | 4282 | 6255 |
| ACE LIMITED - 424 | ||
| ACTIVISION BLIZZARD - 244 | 2737 | 3035 |
| ACTUANT - 271 | 8147 | 7214 |
| ACXIOM - 133 | 3508 | 2281 |
| ADOBE SYSTEMS - 233 | ||
| ADOBE SYSTEMS - 470 | 15299 | 14467 |
| ADVISORY BOARD - 149 | 6577 | 7097 |
| AEGON NV - 740 | 12020 | 4536 |
| AES CORP - 563 | ||
| AGILENT - 54 | 1881 | 2237 |
| AGNICO EAGLE MINES - 93 | ||
| AGRIUM - 120 | 7353 | 11010 |
| AKAMAI TECH - 612 | ||
| AKAMAI TECH - 81 | 3832 | 3811 |
| ALASKA AIR - 500 | 24579 | 28345 |
| ALBANY INTL CORP - 953 | 24488 | 22577 |
| ALCATEL-LUCENT - 5224 | 53585 | 15463 |
| ALCOA - 2000 | 27380 | 30780 |
| ALCOA - 6500 | ||
| ALCON - 100 | ||
| ALERE INC - 512 | 19460 | 18739 |
| ALLERGAN - 105 | 7297 | 7210 |
| ALLIANZ SE - 917 | 9250 | 10885 |
| ALLIANZ SOCIETAS - 870 | 13974 | 10383 |
| ALLSCRIPTS HEALTHCARE - 389 | 8815 | 7496 |
| ALLSTATE - 205 | 9731 | 6535 |
| ALNYLAM PHARMACEUTICALS - 565 | ||
| ALUMINA - 1126 | ||
| ALUMINA - 1439 | 21658 | 14649 |
| AMAZON.COM - 108 | 14264 | 19440 |
| AMDOCS - 654 | 15467 | 17965 |
| AMEREN - 189 | 9941 | 5328 |
| AMERICA MOVIL - 169 | 7027 | 9690 |
| AMERICAN ELECTRIC - 50 | 1709 | 1799 |
| AMERICAN EXPRESS - 308 | ||
| AMERICAN EXPRESS - 63 | 2468 | 2704 |
| AMERICAN INTERNATIONAL GROUP - 90 | ||
| AMERICAN INTL GROUP - 2000 | 50000 | 43140 |
| AMERICAN STS WTR - 360 | 13325 | 12409 |
| AMERICAN TOWER - 128 | 6424 | 6610 |
| AMERIPRISE - 120 | 5305 | 6906 |
| AMGEN - 1500 | ||
| AMGEN - 64 | 3688 | 3514 |
| AMPHENOL - 60 | 2548 | 3167 |
| ANADARKO PETROLEUM - 35 | 2149 | 2666 |
| ANALOG DEVICES - 65 | 2074 | 2449 |
| ANGLO AMERICAN - 406 | 8867 | 10601 |
| ANGLOGOLD ASHANTI - 533 | 15769 | 26240 |
| ANGLOGOLD ASHANTI - 552 | ||
| ANNALY CAPITAL MGMT - 605 | 8720 | 10842 |
| ANSYS - 178 | 5022 | 9268 |
| ANSYS - 267 | 6590 | 13903 |
| ANSYS - 603 | ||
| APACHE - 28 | 2863 | 3338 |
| APPLE INC - 117 | 32199 | 37740 |
| ARCHER DANIELS MIDLAND - 1000 | ||
| ASML HLDG - 76 | 2670 | 2914 |
| ASTRAZENECA - 160 | 7579 | 7390 |
| ASTRAZENECA - 400 | 18861 | 18476 |
| AT&T INC - 1000 | 25058 | 29380 |
| AT&T INC - 205 | 5475 | 6023 |
| AT&T INC - 823 | ||
| ATP OIL & GAS - 271 | ||
| AUTODESK - 184 | 5440 | 7029 |
| AXIS - 532 | 15812 | 19088 |
| BAIDU - 50 | 5369 | 4827 |
| BAKER HUGHES - 456 | 20689 | 26070 |
| BALCHEM - 192 | 4451 | 9737 |
| BANCO BRADESCO - 463 | 8418 | 9394 |
| BANCO SANTANDER - 324 | 4270 | 3451 |
| BANCO SANTANDER - 500 | 7704 | 5325 |
| BANK OF AMERICA - 1277 | ||
| BARCLAYS - 555 | 7566 | 9169 |
| BARCLAYS BANK 7.1 - 2000 | 49980 | 49860 |
| BARNES AND NOBLE INC - 634 | ||
| BARNES GROUP - 758 | 20484 | 15668 |
| BARRICK GOLD - 1225 | ||
| BARRICK GOLD - 708 | 22808 | 37651 |
| BASF AG - 200 | 7719 | 16101 |
| BAXTER INTL - 109 | 4737 | 5518 |
| BECTON DICKINSON - 90 | ||
| BED BATH & BEYOND - 49 | 2148 | 2408 |
| BERRY PETROLEUM - 222 | 7509 | 9701 |
| BEST BUY - 491 | 16986 | 16836 |
| BHP BILLITON - 180 | 7836 | 16726 |
| BIO-REFERENCE LABS - 298 | 6223 | 6610 |
| BIOVAIL CORP - 590 | ||
| BLACK BOX - 79 | 3675 | 3025 |
| BNP PARIBAS - 190 | 6700 | 6068 |
| BOEING - 440 | ||
| BOEING - 48 | 3351 | 3132 |
| BORGWARNER - 26 | 964 | 1881 |
| BP PLC - 597 | ||
| BRIGHAM EXPLORATION - 739 | 6373 | 20130 |
| BRINKS HOME SECURITY - 339 | ||
| BRISTOL MYERS - 1000 | 25059 | 26480 |
| BRISTOL MYERS - 225 | ||
| BROADCOM - 199 | 7465 | 8666 |
| BROOKDALE SR LIVING - 1093 | 9703 | 23401 |
| BUCYRUS INTERNATIONAL - 400 | 27080 | 35760 |
| BUFFALO WILD WINGS - 188 | 5578 | 8244 |
| C'OEUR D ALENE - 589 | ||
| CAMECA CORP - 737 | 18807 | 29760 |
| CAMECO CORP - 396 | ||
| CAMERON INTERNATIONAL - 229 | 9755 | 11617 |
| CANADIAN NATURAL RESOURCES - 310 | ||
| CANON INC - 192 | 7893 | 9857 |
| CAPSTEAD MTG CORP - 1605 | 17663 | 20207 |
| CARNIVAL - 56 | 2243 | 2582 |
| CARREFOUR - 2848 | 25437 | 23866 |
| CARREFOUR - 552 | 5126 | 4569 |
| CATALYST HEALTH - 349 | 12711 | 16225 |
| CATERPILLAR - 2399 | ||
| CATERPILLAR - 91 | 5050 | 8523 |
| CELGENE - 67 | 3931 | 3962 |
| CEMEX SA - 696 | 16381 | 7454 |
| CENTRAIS ELECTRICAS - 309 | 4004 | 4249 |
| CENTRAIS ELECTRICAS BRASILEIRAS -676 | 8054 | 11262 |
| CENTURYTEL - 131 | 3235 | 6048 |
| CEPHEID - 700 | 14348 | 15925 |
| CERNER - 44 | 3877 | 4169 |
| CH ROBINSON - 44 | 2946 | 3528 |
| CHECKPOINT SOFTWARE - 89 | 3677 | 4117 |
| CHESAPEAKE ENERGY - 2000 | 109980 | 51820 |
| CHESAPEAKE ENERGY - 245 | 6197 | 6348 |
| CHESAPEAKE ENERGY - 4245 | ||
| CHEVRON CORP - 66 | 3992 | 6023 |
| CHICAGO BRIDGE & IRON - 485 | 10016 | 15957 |
| CHINA MOBILE HONG KONG - 287 | 14747 | 14241 |
| CHINA MOBILE HONG KONG - 313 | 18814 | 15531 |
| CHINA PETROLEUM - 114 | 6371 | 10909 |
| CHUNGWA TELECOM - 453 | ||
| CISCO SYSTEMS - 290 | 7696 | 5867 |
| CISCO SYSTEMS - 492 | ||
| CITIGROUP - 6500 | 291005 | 30745 |
| CITIGROUP CAP XVI - 1000 | 25000 | 22900 |
| CITRIX SYSTEMS - 64 | 3066 | 4378 |
| CLIFFS NATURAL RESOURCES - 41 | 2635 | 3198 |
| CME GROUP - 42 | ||
| CME GROUP - 7 | 1986 | 2252 |
| CNO FINANCIAL GROUP - 3273 | 15867 | 22191 |
| COCA COLA - 179 | 7769 | 11773 |
| COCA COLA CO - 794 | ||
| COGNIZANT TECH SOLUTIONS - 174 | 4402 | 12752 |
| COGNIZANT TECH SOLUTIONS - 244 | 15208 | 17883 |
| COINSTAR - 29 | 1374 | 1637 |
| COLGATE-PALMOLIVE - 24 | 1846 | 1929 |
| COMCAST - 1458 | ||
| COMCAST - 831 | 14901 | 17293 |
| COMMUNITY HEALTH SYS - 136 | 3609 | 5082 |
| COMMUNITY HEALTH SYS - 349 | ||
| COMMVAULT SYSTEMS - 291 | 5874 | 8328 |
| COMTECH TELECOM - 116 | 5407 | 3220 |
| CONOCOPHILLIPS - 184 | 10509 | 12530 |
| CONOCOPHILLIPS - 25 | 1536 | 1703 |
| CONOCOPHILLIPS - 2764 | ||
| CONOCOPHILLIPS - 353 | 17293 | 24039 |
| CONSECO - 3273 | ||
| CONTINENTAL RES - 396 | ||
| COOPER - 135 | 7568 | 7606 |
| CORE LABORATORIES - 118 | 6843 | 10508 |
| CORN PRODUCTS - 261 | 5864 | 12006 |
| CORN PRODUCTS - 429 | ||
| CORNING INC - 1500 | 15930 | 28980 |
| CORNING INC - 5263 | ||
| CORNING INC - 932 | 17294 | 18006 |
| CORTS TR VI - 1000 | 25000 | 25560 |
| COSTCO WHOLESALE - 65 | 4161 | 4694 |
| COVANCE - 32 | 1492 | 1645 |
| COVIDIEN - 29 | 1147 | 1324 |
| CREE - 34 | 1713 | 2240 |
| CROWN CASTLE - 656 | ||
| CROWN HOLDINGS - 355 | 5987 | 11850 |
| CTRIP.COM INTL - 84 | 4279 | 3398 |
| CUMMINS INC - 104 | 2640 | 11441 |
| CUMMINS INC - 300 | 22835 | 33003 |
| CYBERSOURCE - 488 | ||
| CYMER - 202 | 8805 | 9104 |
| CYPRESS SEMICONDUCTOR - 215 | 2911 | 3995 |
| DAI NIPPON - 1590 | 21955 | 21783 |
| DAI NIPPON - 575 | 8872 | 7841 |
| DAIWA HOUSE - 134 | 13153 | 16507 |
| DANAHER - 152 | ||
| DANAHER - 202 | 6426 | 9528 |
| DANAHER - 249 | 10710 | 11745 |
| DARLING INTL - 2230 | 15799 | 29614 |
| DBS GROUP - 280 | 10544 | 12520 |
| DEERE & CO - 109 | 6299 | 9052 |
| DEERE & CO - 195 | ||
| DELL INC - 2390 | ||
| DELL INC - 2710 | 46166 | 36721 |
| DELTA AIR - 276 | 3624 | 3478 |
| DENDREON - 41 | 1516 | 1432 |
| DENTSPLY INTL - 178 | ||
| DEUTSCHE BANK - 202 | 15474 | 10514 |
| DEUTSCHE BOERSE - 590 | 5322 | 4113 |
| DEUTSCHE TELEKOM - 590 | 8933 | 7617 |
| DEVON ENERGY - 199 | ||
| DG FASTCHANNEL - 282 | 5755 | 8144 |
| DIAMOND OFFSHORE - 129 | 10942 | 8626 |
| DICKS SPORTING GOODS - 316 | 7757 | 11850 |
| DIGITAL RIVER - 225 | 9249 | 7745 |
| DIODES - 276 | 6514 | 7449 |
| DIRECTV - 169 | 4300 | 6748 |
| DIRECTV - 734 | ||
| DISCOVERY COMMUNICATION - 264 | 8428 | 11008 |
| DISCOVERY COMMUNICATION - 46 | 2016 | 1918 |
| DISH NETWORK - 837 | 10432 | 13310 |
| DISNEY WALT - 215 | 7546 | 8065 |
| DISNEY WALT - 218 | 7417 | 8177 |
| DOLLAR GENERAL - 112 | 3490 | 3435 |
| DRESSER RAND - 163 | 4984 | 6942 |
| DTS INC - 112 | 3946 | 5494 |
| DUKE ENERGY - 1500 | 24655 | 26715 |
| E ON AG - 275 | 10120 | 8435 |
| ECLIPSYS - 157 | ||
| ECOLAB - 53 | 2315 | 2672 |
| EDISON INTERNATIONAL - 148 | 4014 | 5713 |
| ELECTRICITE DE FRANCE - 1910 | 18371 | 15853 |
| EMBRAER EMPRESA - 463 | 9772 | 13612 |
| EMC CORP MASS - 383 | 8230 | 8771 |
| EMCOR GROUP - 236 | ||
| EMERSON ELECTRIC - 250 | 10543 | 14293 |
| ENCANA CORP - 357 | 9885 | 10396 |
| ENERGYSOLUTIONS - 708 | ||
| ENTERGY - 313 | ||
| ESTEE LAUDER - 28 | 1861 | 2260 |
| ESTERLINE TECHNOLOGIES - 419 | 22145 | 28739 |
| EXPEDITORS INTL - 61 | 2259 | 3331 |
| EXPRESS SCRIPTS - 188 | 9345 | 10161 |
| EXTERRAN - 311 | 11609 | 7448 |
| EXXON MOBIL - 130 | 8088 | 9506 |
| EXXON MOBIL - 3000 | 223210 | 219360 |
| F5 NETWORKS - 264 | ||
| F5 NETWORKS - 28 | 2737 | 3644 |
| FACTSET RESEARCH - 81 | 4340 | 7595 |
| FEDEX - 20 | 1773 | 1860 |
| FIFTH THIRD BANCORP - 896 | ||
| FINMECCANICA SPA - 3720 | 21538 | 21204 |
| FISERV - 538 | 25229 | 31505 |
| FLOWSERVE - 83 | 7547 | 9895 |
| FLUOR CORP - 107 | ||
| FLUOR CORP - 98 | 4840 | 6493 |
| FMC TECHNOLOGIES - 56 | 3516 | 4979 |
| FORD MTR - 633 | 9484 | 10628 |
| FOREST OIL - 428 | 10531 | 16251 |
| FOREST OIL - 433 | ||
| FRANKLIN RESOURCES - 22 | 2562 | 2447 |
| FRANKLIN RESOURCES - 73 | 7641 | 8118 |
| FREDS - 296 | ||
| FREEPORT MCMORAN COPPER - 128 | 9430 | 15372 |
| FREEPORT MCMORAN COPPER - 55 | 4856 | 6605 |
| FRONTIER COMM - 1200 | 13448 | 11676 |
| FUJIFILM - 629 | 22578 | 22480 |
| GAZPROM - 520 | 11150 | 13229 |
| GAZPROM - 574 | ||
| GAZPROM - 772 | 16330 | 19493 |
| GDF SUEZ -409 | 13643 | 14732 |
| GENERAL CABLE - 135 | ||
| GENERAL DYNAMICS - 49 | 3352 | 3477 |
| GENERAL ELEC CAP CORP 6% - 2000 | 50000 | 51000 |
| GENERAL ELEC CAP CORP 6.45 - 2000 | 50000 | 51094 |
| GENERAL ELECTRIC - 2068 | 31077 | 37824 |
| GENERAL ELECTRIC - 345 | 5523 | 6310 |
| GENERAL ELECTRIC -3000 | 101850 | 54870 |
| GENERAL MOTORS - 87 | 3002 | 3207 |
| GENTEX - 296 | 5097 | 8750 |
| GEOEYE - 400 | 16860 | 16956 |
| GILEAD SCIENCES - 988 | 42978 | 35805 |
| GLAXOSMITHKLINE - 155 | 6784 | 6079 |
| GLAXOSMITHKLINE - 295 | ||
| GLAXOSMITHKLINE - 542 | 22126 | 21257 |
| GLAXOSMITHKLINE -369 | 16728 | 14472 |
| GOLD FIELDS - 1819 | 24587 | 32978 |
| GOLDCORP - 445 | ||
| GOLDMAN SACHS - 34 | ||
| GOLDMAN SACHS - 50 | 8098 | 8408 |
| GOODRICH - 24 | 1934 | 2114 |
| GOOGLE - 40 | 23839 | 23759 |
| GOOGLE - 55 | 28941 | 32668 |
| GREAT ATLANTIC & PAC TEA - 1114 | ||
| GREEN MOUNTAIN COFFEE - 32 | 995 | 1052 |
| HACHIJUNI BANK - 189 | 11313 | 10607 |
| HALLIBURTON - 335 | 11735 | 13678 |
| HARRIS - 135 | 5176 | 6116 |
| HARRY WINSTON DIAMOND - 1105 | 12114 | 12929 |
| HARTFORD FINL SERVICE - 603 | ||
| HARTFORD FINL SERVICE - 699 | 14995 | 18517 |
| HASBRO - 203 | 8551 | 9578 |
| HCC INSURANCE - 302 | 9729 | 8740 |
| HEALTH CARE REIT - 300 | ||
| HEALTHWAYS INC - 234 | ||
| HESS CORP - 106 | 6312 | 8113 |
| HESS CORP - 245 | ||
| HILL INTL - 463 | 5200 | 2996 |
| HOME DEPOT - 235 | ||
| HOME DEPOT - 29 | 913 | 1017 |
| HONDA MOTORS - 270 | 7898 | 10665 |
| HOUSTON WIRE & CABLE - 285 | ||
| HSBC HOLDINGS - 187 | 10968 | 9544 |
| HUDSON CITY BANCORP - 495 | 6548 | 6306 |
| HURON CONSULTING - 159 | 5431 | 4206 |
| IBERIABANK - 240 | 11216 | 14191 |
| IDEXX LABORATORIES - 206 | 8629 | 14259 |
| ILLINOIS TOOL WORKS - 67 | 3123 | 3578 |
| ILLUMINA - 51 | 2289 | 3230 |
| IMPALA PLATINUM - 409 | 8906 | 14475 |
| IMPAX LABORATORIES - 323 | 5762 | 6496 |
| INCYTE - 1000 | 16049 | 16560 |
| ING GROEP - 1889 | ||
| ING GROEP - 2371 | 19776 | 23212 |
| INPEX CORP - 504 | 24521 | 29549 |
| INTEGRA LIFESCIENCES - 206 | 8829 | 9744 |
| INTEGRAL SYS - 160 | ||
| INTEL CORP - 156 | 3104 | 3281 |
| INTEL CORP - 310 | ||
| INTEL CORP - 541 | 10340 | 11377 |
| INTERCONTINENTALEXCH INTL - 15 | 1776 | 1787 |
| INTERNATIONAL BUS MACHINES - 254 | ||
| INTERNATIONAL BUS MACHINES - 41 | 4068 | 6017 |
| INTERNATIONAL BUS MACHINES - 74 | 8604 | 10860 |
| INTERNATIONAL PAPER - 1000 | 24958 | 27240 |
| INTUIT - 40 | 1440 | 1972 |
| INVESTMENT TECHNOLOGY - 182 | ||
| ION GEOPHYSICAL - 2977 | 21772 | 25245 |
| IRIS INTL - 370 | 3947 | 3785 |
| ISHARES SILVER TR - 925 | ||
| ITT INDUSTRIES - 189 | ||
| IVANHOE MINES - 874 | ||
| JEFFIRIES GROUP - 82 | 1965 | 2184 |
| JEFFRIES GROUP - 293 | 7818 | 7803 |
| JOHNSON & JOHNSON - 285 | ||
| JOHNSON & JOHNSON - 54 | 3155 | 3340 |
| JOHNSON & JOHNSON - 87 | 4685 | 5381 |
| JOHNSON CONTROLS - 59 | 2092 | 2254 |
| JOY GLOBAL - 143 | 7560 | 12405 |
| JOY GLOBAL - 400 | 26332 | 34700 |
| JOY GLOBAL - 48 | 2786 | 4164 |
| JP MORGAN CHASE - 170 | 6382 | 7211 |
| JP MORGAN CHASE - 988 | 37800 | 41911 |
| JUNIPER NETWORKS - 212 | 6879 | 7827 |
| KAO CORP - 1020 | 24804 | 27428 |
| KENSEY NASH - 161 | 4519 | 4481 |
| KEYCORP - 1828 | ||
| KIMBERLY CLARK - 85 | 5007 | 5358 |
| KINDRED HEALTHCARE - 800 | 17757 | 14696 |
| KINROSS GOLD - 1410 | 24792 | 26734 |
| KNIGHT TRANSPORTATION - 488 | 10192 | 9272 |
| KOHLS - 138 | 7263 | 7499 |
| KONINKLIJKE - 265 | 8220 | 8136 |
| KOREA ELEC PWR - 1190 | 23829 | 16077 |
| KRAFT FOODS - 190 | 6276 | 5987 |
| KUBOTA - 220 | 9606 | 10474 |
| KYOCERA - 85 | 5539 | 8685 |
| LANDSTAR - 150 | 5335 | 6141 |
| LEAP WIRELESS - 623 | ||
| LEAR - 17 | 1454 | 1678 |
| LEHMAN BROTHERS - 7000 | 427903 | 322 |
| LENNAR - 1200 | 21682 | 22500 |
| LEVEL 3 COMM - 8679 | 10211 | 8505 |
| LIFE TIME FITNESS - 356 | 3801 | 14592 |
| LIHIR GOLD - 205 | ||
| LILLY ELI - 539 | ||
| LILLY ELI - 645 | 28173 | 22601 |
| LILLY ELI - 700 | 25175 | 24528 |
| LINCARE - 104 | 2760 | 2790 |
| LKQ CORP - 635 | 8132 | 14427 |
| LOCKHEED MARTIN - 204 | 15334 | 14262 |
| LOCKHEED MARTIN - 75 | 6345 | 5243 |
| LTC PPTYS - 510 | 11327 | 14321 |
| LUBRIZOL - 52 | 4285 | 5558 |
| MACK CALI REALTY - 400 | 13165 | 13224 |
| MACYS - 146 | 3229 | 3694 |
| MAGNA - 110 | 3032 | 5720 |
| MAGNA - 284 | 8032 | 14768 |
| MAGNA - 299 | ||
| MANHATTAN ASSOC - 203 | 5316 | 6200 |
| MANPOWER - 55 | 3168 | 3452 |
| MARATHON OIL - 1043 | ||
| MARATHON OIL - 170 | 6340 | 6295 |
| MARATHON OIL - 648 | 20373 | 23995 |
| MARKET VECTORS - 230 | ||
| MASSEY ENERGY - 400 | 20063 | 21460 |
| MASSEY ENERGY - 67 | 2660 | 3595 |
| MATTEL INC - 305 | ||
| MATTHEWS INTL - 139 | 6124 | 4862 |
| MCDERMOTT INTL - 792 | ||
| MCDONALDS - 395 | ||
| MCGRAW HILL - 200 | ||
| MCKESSON CORP - 98 | 4298 | 6897 |
| MEDTRONIC - 165 | 5591 | 6120 |
| MEMC ELECTRONICS - 1303 | 16060 | 14672 |
| MERIDIAN BIOSCIENCE - 223 | 4721 | 5165 |
| MERRILL LYNCH CAPITAL 6.45 - 1000 | 25000 | 22200 |
| MERRILL LYNCH CAPITAL II - 2000 | 50000 | 44200 |
| METLIFE INC - 135 | 3701 | 5999 |
| MICRON TECHNOLOGY - 343 | 2608 | 2751 |
| MICROSOFT - 1515 | ||
| MICROSOFT - 429 | 11211 | 11973 |
| MICROSOFT - 542 | 13079 | 15127 |
| MICROSOFT - 213 | 5372 | 5945 |
| MITSUBISHI CORP - 255 | 9362 | 13821 |
| MITSUBISHI UFJ FINL GROUP - 1780 | 16634 | 9630 |
| MITSUBISHI UFJ FINL GRP - 3848 | 22636 | 20818 |
| MITSUI SUMITOMO - 984 | ||
| MOBILE MINI - 243 | 6851 | 4785 |
| MOHAWK INDUSTRIES - 400 | 22289 | 22704 |
| MONRO MUFFLER BRAKE - 750 | 24097 | 25943 |
| MONSANTO - 104 | 6388 | 7243 |
| MONSANTO - 330 | ||
| MONSANTO - 363 | 23449 | 25279 |
| MOODYS - 106 | 2845 | 2813 |
| MS&AD INSURANCE - 1804 | 27379 | 22676 |
| MURPHY OIL - 303 | ||
| MWI VETERINARY SUPPLY - 211 | 7615 | 13325 |
| NASDAQ OMX GROUP - 330 | ||
| NATIONAL GRID TRANSCO - 205 | 10353 | 6613 |
| NATL CITY CAP TR - 2000 | 50000 | 49720 |
| NCI INC - 137 | 3981 | 3150 |
| NCR CORP - 596 | 7433 | 9161 |
| NEOGEN CORP - 120 | 3960 | 4924 |
| NESTLE - 237 | 6887 | 13921 |
| NESTLE - 37 | 1997 | 2173 |
| NETAPP - 163 | 5540 | 8958 |
| NETFLIX - 44 | 5175 | 7731 |
| NEW YORK COMM BANCORP - 1500 | 25489 | 28275 |
| NEW YORK COMM BANCORP - 330 | 3914 | 6221 |
| NEWCREST MINING - 555 | 12912 | 23116 |
| NEWMONT MINING CORP - 570 | ||
| NEXEN - 1271 | 28199 | 29106 |
| NII HLDGS - 33 | 1262 | 1474 |
| NIKE INC - 106 | 7211 | 9055 |
| NIKE INC - 60 | 4910 | 5125 |
| NINTENDO - 456 | ||
| NINTENDO - 513 | 16763 | 18637 |
| NIPPON TELEGRAPH & TELEPHONE - 1749 | 40035 | 40122 |
| NIPPON TELEGRAPH & TELEPHONE - 1944 | ||
| NOBLE CORP - 1500 | ||
| NOKIA CORP - 1884 | 23232 | 19443 |
| NOKIA OYJ - 815 | 10456 | 8411 |
| NOMURA HOLDINGS - 850 | 16072 | 5423 |
| NORTHROP GRUMMAN - 86 | 4362 | 5571 |
| NORTHWESTERN - 665 | ||
| NOVAGOLD RESOURCES - 1215 | ||
| NOVARTIS - 220 | 11361 | 12969 |
| NOVARTIS -539 | ||
| NUCOR CORP - 3000 | 179513 | 131460 |
| NUCOR CORP - 57 | 2173 | 2498 |
| NUVASIVE - 198 | 6761 | 5079 |
| O'REILLY AUTOMOTIVE - 40 | 2155 | 2417 |
| OCCIDENTAL PETROLEUM - 96 | 7976 | 9418 |
| OCEANEERING INTERNATIONAL - 144 | 3969 | 10603 |
| OCWEN FINL - 1646 | 15875 | 15703 |
| OILSANDS QUEST - 3670 | ||
| OMEGA HEALTHCARE INVESTORS - 967 | 11504 | 21699 |
| ON SEMICONDUCTOR - 838 | 8137 | 8279 |
| ONEOK - 355 | 11471 | 19692 |
| OPEN TEXT - 180 | 3031 | 8291 |
| ORACLE - 361 | 6758 | 11299 |
| ORACLE - 696 | 19564 | 21785 |
| OWENS ILLINOIS - 4000 | 221867 | 122800 |
| OWENS ILLINOIS - 4520 | ||
| OWENS ILLINOIS - 520 | 11117 | 15964 |
| PACCAR - 204 | 9726 | 11697 |
| PANASONIC - 1444 | 23685 | 20360 |
| PAREXEL INTL - 383 | 7825 | 8131 |
| PARKER HANNIFIN - 27 | 2046 | 2330 |
| PAYCHEX - 242 | ||
| PEABODY - 38 | 1936 | 2431 |
| PEETS COFFEE & TEA - 116 | 3426 | 4842 |
| PEGASYSTEMS - 221 | 6827 | 8095 |
| PENN VIRGINIA - 1013 | 17178 | 17039 |
| PEPSICO - 88 | 5724 | 5749 |
| PERFICIENT - 466 | 8204 | 5825 |
| PETROLEO BRASILEIRO - 311 | 11570 | 11768 |
| PETROLEO BRASILEIRO - 460 | ||
| PFIZER - 646 | 16157 | 11311 |
| PHARMACEUTICAL PROD DEV - 254 | 7126 | 6894 |
| PITNEY BOWES - 114 | 2802 | 2757 |
| PLEXUS - 352 | 7016 | 10891 |
| PNC FINL SVCS - 98 | 5611 | 5951 |
| POSCO - 105 | 6547 | 11307 |
| PRECISION CASTPARTS - 70 | 8565 | 9745 |
| PRICELINE COM - 26 | 6719 | 10388 |
| PROCTER & GAMBLE - 85 | 4735 | 5468 |
| PSS WORLD MEDICAL - 189 | 3850 | 4271 |
| PULTEGROUP - 1280 | 10182 | 9626 |
| QLOGIC - 422 | ||
| QUALCOMM - 522 | 22996 | 25834 |
| QUEST DIAGNOSTICS - 1000 | 43070 | 53970 |
| QUEST DIAGNOSTICS - 1608 | ||
| RADIANT SYSTEMS - 511 | 7887 | 10000 |
| RAYMOND JAMES FINANCIAL - 429 | 12424 | 14028 |
| RED HAT - 48 | 1944 | 2191 |
| REDWOOD TRUST - 1180 | 17937 | 17617 |
| RESEARCH IN MOTION - 30 | 1873 | 1744 |
| REXAM - 221 | ||
| RIGHTNOW TECHNOLOGIES - 183 | 4340 | 4332 |
| RITE AID - 1919 | 4586 | 1694 |
| RIVERBED TECHNOLOGY - 295 | ||
| RIVERBED TECHNOLOGY - 512 | 4108 | 18007 |
| ROCHE HLDGS - 383 | ||
| ROFIN SINAR TECHNOLOGIES - 185 | 4797 | 6556 |
| ROHM CO LTD - 537 | 15323 | 17603 |
| ROSETTA STONE - 235 | 4946 | 4987 |
| ROUNDING | ||
| ROYAL BANK SCOTLAND 6.125 - 1000 | ||
| ROYAL BK SCOTLAND 6.25 - 2000 | ||
| ROYAL BK SCOTLAND 6.75 - 2000 | ||
| ROYAL BK SCOTLAND 7.65 - 4000 | ||
| ROYAL DUTCH SHELL A - 1100 | ||
| ROYAL DUTCH SHELL A - 171 | 10191 | 11419 |
| ROYAL DUTCH SHELL A - 82 | 6413 | 5476 |
| ROYAL DUTCH SHELL B - 455 | 30180 | 30335 |
| RR DONNELLEY & SONS - 310 | 6336 | 5416 |
| SALESFORCE COM - 58 | 7066 | 7656 |
| SANDRIDGE ENERGY - 2174 | 15067 | 15914 |
| SANOFI-AVENTIS - 170 | 5993 | 5479 |
| SANOFI-AVENTIS - 300 | 12760 | 9669 |
| SANOFI-AVENTIS - 766 | 27945 | 24688 |
| SCANSOURCE - 264 | 7709 | 8422 |
| SCHEIN (HENRY) - 113 | ||
| SCHLUMBERGER - 1500 | ||
| SCHLUMBERGER - 192 | 13254 | 16032 |
| SCRIPPS NETWORKS - 34 | 1700 | 1760 |
| SEAGATE TECHNOLOGY - 107 | 1625 | 1608 |
| SEI INVESTMENTS - 312 | ||
| SEKISUI HOUSE - 1403 | 14784 | 14212 |
| SENSIENT TECHNOLOGIES - 545 | 12705 | 20018 |
| SHIRE PLC - 72 | 5040 | 5211 |
| SHISEIDO - 894 | 16186 | 19596 |
| SIEMENS - 110 | 9457 | 13668 |
| SIEMENS -204 | 14696 | 25347 |
| SILVER WHEATON - 575 | ||
| SIMPSON MFG - 263 | 10744 | 8129 |
| SK TELECOM - 1779 | 28618 | 33143 |
| SLM CORP - 1740 | 8294 | 21907 |
| SMITH & NEPHEW - 330 | 15174 | 17342 |
| SMITH INTL - 563 | ||
| SOCIETE GENERAL - 495 | 5557 | 5342 |
| SOCIETE GENERAL - 640 | ||
| SOCIETE GENERAL - 883 | 7659 | 9598 |
| SONIC - 294 | ||
| SONOSITE - 138 | 5079 | 4361 |
| SONY CORP - 305 | 13723 | 10892 |
| SOUTHERN CO - 700 | 24502 | 26761 |
| SOUTHERN COPPER - 250 | 5866 | 12185 |
| SOUTHERN UNION COMPANY - 535 | ||
| SOUTHERN UNION COMPANY - 562 | 9591 | 13527 |
| SPDR GOLD - 210 | ||
| SPDR S&P MIDCAP 400 - 200 | 27530 | 32936 |
| SPDR SER TR - 5000 | ||
| SPDR SER TR REGL - 5000 | ||
| ST JUDE MEDICAL - 36 | 1402 | 1539 |
| STANDARD & POORS MIDCAP 400 - 126 | ||
| STARBUCKS - 260 | 6339 | 8354 |
| STARWOOD HOTELS & RESORTS - 37 | 2112 | 2249 |
| STATE STREET - 81 | 3350 | 3754 |
| STATOILHYDRO - 532 | 11328 | 12646 |
| STERICYCLE - 167 | ||
| STEWART ENTERPRISES - 3259 | 17074 | 21803 |
| STMICROELECTRONICS - 815 | 12291 | 8509 |
| STORA ENSO - 929 | 12225 | 9578 |
| SUMITOMO TRUST & BANKING - 2477 | 15589 | 15704 |
| SUNCOR ENERGY - 1194 | ||
| SUNCOR ENERGY - 620 | 17953 | 23740 |
| SUNPOWER - 609 | ||
| SURMODICS - 119 | ||
| SWIFT ENERGY - 186 | 7454 | 7282 |
| SWISS REINSURANCE - 160 | 10960 | 8634 |
| SWISS REINSURANCE - 509 | ||
| SWISSCOM - 521 | 17477 | 22950 |
| TAKEDA PHARMACEUTICAL - 234 | 5048 | 5698 |
| TARGET - 112 | 6018 | 6735 |
| TD AMERITRADE - 116 | 1937 | 2203 |
| TDK CORP - 171 | ||
| TECHNIP - 156 | ||
| TELECOM ITALIA - 2074 | 50407 | 22690 |
| TELEDYNE TECH - 152 | 6530 | 6683 |
| TELEFLEX - 151 | 10463 | 8125 |
| TELEFONICA - 77 | 5563 | 5268 |
| TESORO - 3000 | 162930 | 55620 |
| TETRA TECH - 238 | 4208 | 5964 |
| TETRA TECH - 705 | ||
| TETRA TECHNOLOGIES - 291 | 6356 | 3454 |
| TEVA PHARMACEUTICAL - 110 | 5544 | 5734 |
| TEXAS INSTRUMENTS - 67 | 1914 | 2178 |
| THERMO FISHER SCIENTIFIC - 505 | 21355 | 27957 |
| THERMO FISHER SCIENTIFIC - 744 | ||
| TIDEWATER - 240 | 11672 | 12922 |
| TIME WARNER - 178 | 5583 | 5726 |
| TNT NV - 307 | 5517 | 8134 |
| TOPPAN PRTG - 244 | ||
| TORONTO DOMINION BANK - 125 | 4310 | 9289 |
| TOTAL SA - 180 | 11711 | 9626 |
| TOTAL SA - 194 | 11529 | 10375 |
| TOTAL SA - 95 | ||
| TOWER GROUP - 304 | 7094 | 7782 |
| TOYOTA MTRS - 229 | 16174 | 18006 |
| TRACTOR SUPPLY - 360 | 11001 | 17456 |
| TRANSATLANTIC HLDGS - 372 | 16148 | 19203 |
| TRANSOCEAN LTD - 405 | 34396 | 28152 |
| TRAVELERS COMPANIES - 125 | ||
| TRAVELERS COMPANIES - 98 | 3999 | 5460 |
| TRIQUINT SEMICONDUCTOR - 229 | 1051 | 2677 |
| TRUE RELIGION APPAREL - 303 | 5932 | 6745 |
| TRW AUTOMOTIVE - 600 | 20913 | 31620 |
| UBS AG - 880 | 23295 | 14494 |
| UNILEVER - 353 | 8166 | 10901 |
| UNION PACIFIC - 121 | 8892 | 11212 |
| UNITED CONTINENTAL - 242 | 5382 | 5764 |
| UNITED CONTINENTAL - 94 | 2101 | 2239 |
| UNITED NATURAL FOODS - 346 | 12081 | 12691 |
| UNITED PARCEL SERVICE - 74 | 5163 | 5371 |
| UNITED STATES STEEL - 415 | ||
| UNITED STATES STEEL - 455 | 21767 | 26581 |
| UNITED TECHNOLOGIES - 159 | 11847 | 12516 |
| UNITED UTILS - 906 | ||
| URBAN OUTFITTERS - 82 | 3151 | 2936 |
| US BANCORP - 1093 | 19626 | 29478 |
| US BANCORP - 1126 | ||
| USG CORP - 1459 | 19928 | 24555 |
| UTS SPDR TRUST SER 1 - 146 | ||
| VALEANT PHARMACEUTICALS - 645 | ||
| VALERO - 7500 | 503022 | 173400 |
| VALERO - 7840 | ||
| VALSPAR - 218 | 5931 | 7517 |
| VANGUARD REIT ETF - 158 | 8355 | 8748 |
| VARIAN - 15 | 915 | 1039 |
| VARIAN - 193 | 7171 | 13371 |
| VECTREN - 560 | ||
| VERISIGN - 83 | 2731 | 2711 |
| VERIZON COMMINICATIONS - 5000 | 208253 | 178900 |
| VERIZON COMMUNICATIONS - 168 | 5144 | 6011 |
| VERIZON COMMUNICATIONS - 5205 | ||
| VF CORP - 75 | 4230 | 6464 |
| VINCI ADR - 940 | 10575 | 12825 |
| VISA INC - 193 | ||
| VISA INC - 69 | 5482 | 4856 |
| VMWARE - 60 | 4928 | 5335 |
| VODAFONE - 475 | 11186 | 12559 |
| VODAFONE - 989 | 20005 | 26149 |
| VOLCANO - 266 | 6071 | 7264 |
| VOLVO AKTIEBOLAGET - 955 | ||
| WACHOVIA CAP TR IX - 2000 | ||
| WACOAL - 259 | 16678 | 18790 |
| WAL-MART STORES - 186 | 9828 | 10031 |
| WAL-MART STORES - 355 | ||
| WALTER ENERGY - 23 | 2000 | 2940 |
| WASTE MGMT - 215 | ||
| WASTE MGMT - 50 | 1840 | 1844 |
| WELLS FARGO - 230 | 5435 | 7128 |
| WEST PHARMACEUTICAL - 159 | 5427 | 6551 |
| WESTERN DIGITAL - 280 | 9382 | 9492 |
| WESTERN UNION - 395 | ||
| WHOLE FOODS MKT - 323 | ||
| WHOLE FOODS MKT - 68 | 2711 | 3440 |
| WINDSTREAM - 585 | ||
| WOLTERS KLUWER - 1030 | 18124 | 22804 |
| WOODWARD GOVERNOR - 231 | 4647 | 8676 |
| WORLD FUEL SVCS - 360 | ||
| XEROX CORP - 470 | 4874 | 5414 |
| XTO ENERGY - 4000 | ||
| YUM BRANDS - 124 | 4716 | 6082 |
| ZEBRA TECHNOLOGIES - 221 | 10091 | 8396 |
| ROUNDING | 26 | 26 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| State Local Securities EOY Book Val | 1834613 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 1924147 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (32 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| AMERICAN EXPRESS CENTURION - 96000 | AT COST | 96000 | 96872 |
| AQUILA THREE PEAKS | AT COST | 99647 | 107645 |
| BARCLAYS BANK DELAWARE - 75000 | AT COST | 75000 | 76295 |
| BLACKROCK INTL OPP - 2474.357 | AT COST | ||
| CAPITAL ONE BANK COD - 50000 | AT COST | ||
| CAPMARK BANK - 75000 | AT COST | 75000 | 77388 |
| CITIBANK 3% - 96000 | AT COST | 96000 | 98686 |
| DOUBLELINE EMERGING MKTS | AT COST | 110017 | 110210 |
| EATON VANCE GL MACRO | AT COST | 110017 | 109782 |
| FIRST EAGLE GLOBAL CLASS | AT COST | 156930 | 156342 |
| FMI FOCUS FUND | AT COST | 67000 | 71552 |
| GE MONEY BANK COD 3.15% - 50000 | AT COST | 50000 | 51666 |
| GE MONEY BANK COD 4.05%-45000 | AT COST | 45000 | 46248 |
| GE MONEY BANK COD 4.25%-50000 | AT COST | 50000 | 52282 |
| INVESCO MUNICIPAL | AT COST | 56249 | 73755 |
| KEELEY SM CAP - 2920.006 | AT COST | ||
| KEYBANK NATL ASSOC 3.5% - 50000 | AT COST | ||
| MORGAN STANLEY INSTL - 2736.727 | AT COST | ||
| OPPENHEIMER DEV MKTS - 820.819 | AT COST | ||
| PARAGON COMMERCIAL BANK 3% - 96000 | AT COST | 96000 | 97822 |
| PIMCO TOTAL RETURN INSTL - 12547.324 | AT COST | ||
| RS FLOATING RATE FUND | AT COST | 110017 | 110321 |
| RS VALUE FUND | AT COST | 94472 | 109363 |
| RYDEXSGI MID CAP VAL - 5192.108 | AT COST | 50017 | 61890 |
| THE HUNTINGTON NATL BANK - 50000 | AT COST | ||
| THORNBURG CORE GRWTH - 12626.684 | AT COST | ||
| THORNBURG DEVELOPING MARKETS | AT COST | 100017 | 102471 |
| THORNBURG INCOME BUILDER | AT COST | 123034 | 128081 |
| THORNBURG INTL VALUE | AT COST | 144695 | 160002 |
| THORNBURG STRATEGIC INC | AT COST | 124965 | 125264 |
| WESTCORE SELECT DISCRETION | AT COST | 100000 | 102630 |
| WISDOMTREE TR EMERG MKTS - 700 | AT COST | 40872 | 41783 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $3,347 | Amount |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | BASIS ADJUSTMENT - DONATED SECURITIES SOLD | Description |
| Amount | $257,036 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| EXPENSES | ||
| INVESTMENT FEES | 102726 | 102726 |
| ADMINISTRATIVE EXPENSES | 113 | |
| INSURANCE | 8039 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL EXCISE TAX REFUND | Description |
| Revenue And Expenses Per Books | 22619 | RevenueAndExpensesPerBooks |
| Adjusted Net Income | 22619 | AdjustedNetIncome |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | CALL LIABILITY | Description |
| BOY Book Value | 65979 | BOYBookValue |
| EOY Book Value | 38787 | EOYBookValue |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| NY FILING FEE | $750 | |
| FOREIGN TAXES | $5,377 | 5377 |