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COLUMBIA UNIVERSITY RETIREE MEDICAL AND LIFE INS BENEFITS TR: Form 990, tax year 2009

View the entire original 990 at ProPublica ↗

Organization
COLUMBIA UNIVERSITY RETIREE MEDICAL AND LIFE INS BENEFITS TR (EIN 13-3800106)
Tax period
2009-07-01 to 2010-06-30
Filed
2011-05-16
IRS object ID
201131369349304768
Schema version
2009v1.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-05-16T14:06:59-05:00Timestamp
Tax Period End Date2010-06-30TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1ERNST & YOUNG US LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1PO Box 44972AddressLine1
CityIndianapolisCity
StateINState
ZIP Code462440972ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2009-07-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN133800106EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1COLUMBIA UNIV RETIREE MEDICAL & LIFE INSBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlCOLUNameControl
Phone2128541088Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1100 LOW MEMORIAL LIBRARYAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10027ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameCHERYL A ROSSName
TitleCONTROLLERTitle
Date Signed2011-05-16DateSigned

Preparer Preparer

FieldValueIRS element (for citing)
Phone3176817000Phone
FieldValueIRS element (for citing)
Tax Year2009TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonANNE SULLIVANNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1100 LOW MEMORIAL LIBRARYAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10027ZIPCode
FieldValueIRS element (for citing)
Gross Receipts21128059GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501cXOrganization501c
Web SiteN/AWebSite
Type Of Organization TrustXTypeOfOrganizationTrust
Year Formation1994YearFormation
State Legal DomicileNYStateLegalDomicile
Activity Or Mission DescriptionSUPPORT COLUMBIA UNIVERSITY'S MEDICAL AND LIFE INSURANCE BENEFITS.ActivityOrMissionDescription
Nbr Voting Members Governing Body2NbrVotingMembersGoverningBody
Nbr Independent Voting Members0NbrIndependentVotingMembers
Total Nbr Employees0TotalNbrEmployees
Total Nbr Volunteers0TotalNbrVolunteers
Total Gross UBI0TotalGrossUBI
Net Unrelated Business Txbl Income0NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year0ContributionsGrantsPriorYear
Contributions Grants Current Year0ContributionsGrantsCurrentYear
Program Service Revenue Prior Year15408422ProgramServiceRevenuePriorYear
Program Service Revenue CY18718848ProgramServiceRevenueCY
Investment Income Prior Year282495InvestmentIncomePriorYear
Investment Income Current Year2409211InvestmentIncomeCurrentYear
Other Revenue Prior Year386260OtherRevenuePriorYear
Other Revenue Current Year0OtherRevenueCurrentYear
Total Revenue Prior Year16077177TotalRevenuePriorYear
Total Revenue Current Year21128059TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year0GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY0GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year12765227BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY11165948BenefitsPaidToMembersCY
Salaries Etc Prior Year0SalariesEtcPriorYear
Salaries Etc Current Year0SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year0TotalFundrsngExpCurrentYear
Other Expense Prior Year494110OtherExpensePriorYear
Other Expenses Current Year670656OtherExpensesCurrentYear
Total Expenses Prior Year13259337TotalExpensesPriorYear
Total Expenses Current Year11836604TotalExpensesCurrentYear
Revenues Less Expenses Prior Year2817840RevenuesLessExpensesPriorYear
Revenues Less Expenses CY9291455RevenuesLessExpensesCY
Total Assets BOY90431627TotalAssetsBOY
Total Assets EOY106850075TotalAssetsEOY
Total Liabilities BOY49410TotalLiabilitiesBOY
Total Liabilities EOY57837TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY90382217NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY106792238NetAssetsOrFundBalancesEOY
Mission DescriptionTHE MISSION OF COLUMBIA UNIVERSITY RETIREE MEDICAL & LIFE INSURANCE IS TO SUPPORT COLUMBIA UNIVERSITY'S MEDICAL AND LIFE INSURANCE BENEFITS.MissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense11605132Expense
Grants0Grants
Revenue18718848Revenue
DescriptionTHE TRUST PROVIDES MEDICAL AND LIFE INSURANCE BENEFITS TO ELIGIBLE RETIRED COLUMBIA UNIVERSITY EMPLOYEES EITHER BY SELF-FUNDED CLAIMS OR BY PAYING PREMIUMS TO OBTAIN INSURANCE COVERAGE FOR SUCH CLAIMS.Description
Total Program Service Expense11605132TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredfalseScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiesfalseLobbyingActivities
Donor Advised FundsfalseDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArtfalseCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentsfalseTermOrPermanentEndowments
Balance Sheet Amounts ReportedtrueBalanceSheetAmountsReported
Independent Audit Financial StmttrueIndependentAuditFinancialStmt
Consolidated Audit Financial StmtfalseConsolidatedAuditFinancialStmt
SchoolfalseSchool
Foreign OfficefalseForeignOffice
Foreign ActivitiesfalseForeignActivities
More Than5000 K To OrganizationsfalseMoreThan5000KToOrganizations
More Than5000 K To IndividualsfalseMoreThan5000KToIndividuals
Professional FundraisingfalseProfessionalFundraising
Fundraising ActivitiesfalseFundraisingActivities
GamingfalseGaming
HospitalfalseHospital
Grants To OrganizationsfalseGrantsToOrganizations
Grants To IndividualsfalseGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondsfalseTaxExemptBonds
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPfalseLoanToOfficerOrDQP
Grant To Related PersonfalseGrantToRelatedPerson
Bsnss Rltnshp With OrganizationfalseBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MemberfalseBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshpfalseOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionsfalseDeductibleNonCashContributions
Deductible Contributions Of ArtfalseDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntityfalseDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntityfalseRelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl OrgfalseTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Number Forms Transmitted With10960NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Number Of Employees0NumberOfEmployees
Unrelated Business IncomefalseUnrelatedBusinessIncome
Foreign Financial AccountfalseForeignFinancialAccount
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionsfalseQuidProQuoContributions
Form8282 Property Disposed OffalseForm8282PropertyDisposedOf
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Nbr Voting Governing Body Members2NbrVotingGoverningBodyMembers
Number Independent Voting Members0NumberIndependentVotingMembers
Family Or Business RelationshipfalseFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MemberstrueElectionOfBoardMembers
Decisions Subject To ApprovalfalseDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Officer Mailing AddressfalseOfficerMailingAddress
Local ChaptersfalseLocalChapters
Form990 Provided To Governing BodyfalseForm990ProvidedToGoverningBody
Conflict Of Interest PolicyfalseConflictOfInterestPolicy
Whistleblower PolicyfalseWhistleblowerPolicy
Document Retention PolicyfalseDocumentRetentionPolicy
Compensation Process CEOfalseCompensationProcessCEO
Investment In Joint VenturefalseInvestmentInJointVenture
States Where Copy Of Return Is FiledNYStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonRENOTTA YOUNGNamePerson
Telephone Number2128544684TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1615 WEST 131ST STREET 4TH FLOORAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10027ZIPCode
FieldValueIRS element (for citing)
No Listed Persons CompensatedXNoListedPersonsCompensated

Form990 Part VII Section A Form990PartVIISectionA (3 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensation
ANNE SULLIVAN
TRUSTEE1.0X039658825076
LISA HOGARTY
TRUSTEE THROUGH 6/8/20101.0X050348832157
ROXIE SMITH
TRUSTEE1.0X016484030082
FieldValueIRS element (for citing)
Total Reportable Comp From Org0TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs1064916TotalReportableCompFrmRltdOrgs
Total Other Compensation87315TotalOtherCompensation
Number Individuals GT100 K0NumberIndividualsGT100K
Formers ListedfalseFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation

Name Of Contractor NameOfContractor

FieldValueIRS element (for citing)
Name PersonSTATE STREETNamePerson

Address Of Contractor AddressOfContractor

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1ONE LINCOLN STREETAddressLine1
CityBOSTONCity
StateMAState
ZIP Code02111ZIPCode
FieldValueIRS element (for citing)
Description Of ServicesINVESTMENT FEESDescriptionOfServices
Compensation215651Compensation
FieldValueIRS element (for citing)
Number Of Contractors GT100 K1NumberOfContractorsGT100K
Total Contributions0TotalContributions

Program Service Revenue ProgramServiceRevenue (2 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncome
EMPLOYER CONTRIBUTIONS9000991509636915096369
RETIREE CONTRIBUTIONS90009936224793622479
FieldValueIRS element (for citing)
Total Program Service Revenue18718848TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column1811443TotalRevenueColumn
Exclusion$1,811,443ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities597768Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities597768Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column597768TotalRevenueColumn
Exclusion$597,768ExclusionAmount

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
FieldValueIRS element (for citing)
Total Other Revenue0TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column21128059TotalRevenueColumn
Related Or Exempt Function Income18718848RelatedOrExemptFunctionIncome
Exclusion$2,409,211ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total0Total

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total0Total

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total0Total

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total11165948Total
Program Services11165948ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total0Total

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total0Total

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total0Total

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total0Total

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total0Total

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total0Total

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total0Total

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total0Total

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total0Total

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total0Total

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total0Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total231472Total
Management And General231472ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total0Total

Advertising Advertising

FieldValueIRS element (for citing)
Total0Total

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total0Total

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total0Total

Royalties Royalties

FieldValueIRS element (for citing)
Total0Total

Occupancy Occupancy

FieldValueIRS element (for citing)
Total0Total

Travel Travel

FieldValueIRS element (for citing)
Total0Total

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total0Total

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total0Total

Interest Interest

FieldValueIRS element (for citing)
Total0Total

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total0Total

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total0Total

Insurance Insurance

FieldValueIRS element (for citing)
Total0Total

Other Expenses OtherExpenses

FieldValueIRS element (for citing)
DescriptionINSURED PREMIUMSDescription
Total439184Total
Program Services439184ProgramServices

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total11836604Total
Program Services11605132ProgramServices
Management And General231472ManagementAndGeneral
Fundraising0Fundraising

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY78796041BOY
EOY92963348EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY11635586BOY
EOY13886727EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY90431627BOY
EOY106850075EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY49410BOY
EOY57837EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY49410BOY
EOY57837EOY
FieldValueIRS element (for citing)
Do Not Follow SFAS117XDoNotFollowSFAS117

Retained Earnings Endowment Etc RetainedEarningsEndowmentEtc

FieldValueIRS element (for citing)
BOY90382217BOY
EOY106792238EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY90382217BOY
EOY106792238EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY90431627BOY
EOY106850075EOY
FieldValueIRS element (for citing)
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteefalseAuditCommittee
Financial Statement SeparateXFinancialStatementSeparate
Federal Grant Audit RequiredfalseFederalGrantAuditRequired

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Supporting Organization509a3XSupportingOrganization509a3
Supporting Org509a3 Type1XSupportingOrg509a3Type1
Certification CheckboxXCertificationCheckbox
Contrib By Controlling IndividualfalseContribByControllingIndividual
Contribution By Related PartyfalseContributionByRelatedParty
Contrib By35 Controlled EntityfalseContribBy35ControlledEntity

Supported Org Information SupportedOrgInformation

Name Name

FieldValueIRS element (for citing)
Business Name Line1TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORKBusinessNameLine1
FieldValueIRS element (for citing)
EIN135598093EIN
Type Of Organization02TypeOfOrganization
Listed In Governing DoctrueListedInGoverningDoc
Amount$0Amount
FieldValueIRS element (for citing)
Total Number Of Supported Orgs1TotalNumberOfSupportedOrgs
Sum Of Amounts0SumOfAmounts
General ExplanationSUPPORTED ORGANIZATION COLUMBIA UNIVERSITY RETIREE MEDICAL & LIFE INSURANCE BENEFITS TRUST PROVIDES HEALTH AND LIFE INSURANCE BENEFITS COVERING RETIRED OFFICERS AND SUPPORT STAFF OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN NEW YORK CITY.GeneralExplanation

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Art Public Exhibition AmtsArtPublicExhibitionAmts
Held Works Of Art AmtsHeldWorksOfArtAmts
LandLand
BuildingsBuildings
Leasehold ImprovementsLeaseholdImprovements
EquipmentEquipment
Other Land BuildingsOtherLandBuildings
Financial DerivativesFinancialDerivatives
Closely Held Equity InterestsCloselyHeldEquityInterests

Other Securities OtherSecurities (5 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
MSCI EAFE INDEX NL CTF14923911F
US PASSIVE BOND INDEX NL CTF19190229F
S&P 100 INDEX CTF12865677F
S&P 500 INDEX NL CTF41198180F
US TIPS INDEX NL CTF4785351F
FieldValueIRS element (for citing)
Total Of Book Value Securities92963348TotalOfBookValueSecurities

Other Assets OtherAssets

FieldValueIRS element (for citing)
DescriptionDUE FROM COLUMBIA UNIVERSITYDescription
Book Value13886727BookValue
FieldValueIRS element (for citing)
Total Book Value Other Assets13886727TotalBookValueOtherAssets
Total Revenue21128059TotalRevenue
Total Expenses11836604TotalExpenses
Excess Or Deficit For Year9291455ExcessOrDeficitForYear
Net Unrealized GL On Investments6542495NetUnrealizedGLOnInvestments
Total Adjustments6542495TotalAdjustments
Excess Or Deficit Per FS15833950ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt27670554TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments6542495NetUnrealizedGainsInvestments
Revenue Not Rptd F9906542495RevenueNotRptdF990
Revenue Subtotal21128059RevenueSubtotal
Total Revenue Per Form99021128059TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt11836604TotExpensesEtcAuditedFinclStmt
Expenses Subtotal11836604ExpensesSubtotal
Total Expenses Per Form99011836604TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV

FieldValueIRS element (for citing)
IdentifierPART X LINE 2Identifier
ExplanationTHE INTERNAL REVENUE SERVICE HAS DETERMINED AND INFORMED THE UNIVERSITY BY LETTER DATED JUNE 28, 2000 THAT THE TRUST IS INTENDED TO QUALIFY PURSUANT TO SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC") AND, ACCORDINGLY, THE TRUST'S NET INVESTMENT INCOME IS EXEMPT FROM INCOME TAXES. THE PLAN ADMINISTRATOR AND THE PLAN'S INTERNAL LEGAL COUNSEL BELIEVE THAT THE TRUST CONTINUES TO QUALIFY AND TO OPERATE IN ACCORDANCE WITH THE APPLICABLE PROVISIONS OF THE IRC. THEREFORE, NO PROVISION FOR INCOME TAXES HAS BEEN MADE. IN 2009 THE PLAN ADOPTED AUTHORITATIVE GUIDANCE ISSUED BY THE FASB SPECIFIC TO THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THE ADOPTION DID NOT HAVE ANY IMPACT ON THE FINANCIAL STATEMENTS.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Severance PaymentfalseSeverancePayment
Supplemental Nonqual Retire PlanfalseSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentsfalseAnyNonFixedPayments
Initial Contract ExceptionfalseInitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (3 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
ANNE SULLIVAN
0396588000001916005916042166400
LISA HOGARTY
0503488000002528506872053564500
ROXIE SMITH
01648400000015910014172019492200

Form990 Schedule J Part III Form990ScheduleJPartIII

FieldValueIRS element (for citing)
IdentifierCOMPENSATION PRACTICESIdentifier
Return ReferencePart I Line 3ReturnReference
ExplanationMS. SULLIVAN IS AN OFFICER OF COLUMBIA UNIVERSITY. AS SUCH, HER COMPENSATION IS REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT TRUSTEES OF COLUMBIA UNIVERSITY. THE COMMITEE REVIEWS COMPARABILITY DATA AND MINUTES OF ITS DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY WITH ANY ACTION. MS. HOGARTY AND MS. SMITH ARE NOT OFFICERS OR KEY EMPLOYEES OF COLUMBIA UNIVERSITY. THEIR COMPENSATION IS DETERMINED IN ACCORDANCE WITH COLUMBIA UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (10 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
FORM 990, PART VI, LINE 6MEMBERS OF THE ORGANIZATIONTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK IS THE SETTLOR OF THE TRUST AND HAS THE RIGHT TO APPOINT THE TRUSTEES OF THE TRUST.
FORM 990, PART VI, LINE 7AELECTION OF THE GOVERNING BODYTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK IS THE SETTLOR OF THE TRUST AND HAS THE RIGHT TO APPOINT THE TRUSTEES OF THE TRUST.
FORM 990, PART VI, LINE 11aREVIEW PROCESS FOR FORM 990COLUMBIA RETIREE MEDICAL & LIFE INSURANCE BENEFITS TRUST "CURML" IS A SUPPORTING ORGANIZATION FOR THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ("THE UNIVERSITY"). THE UNIVERSITY HAS ASSUMED RESPONSIBILITY FOR THE ADMINISTRATION OF CURML. FORM 990 WAS REVIEWED BY THE OFFICIALS OF THE UNIVERSITY. THESE OFFCIALS INCLUDE THE UNIVERSITY'S EXECUTIVE VICE PRESIDENT FOR FINANCE, CONTROLLER, DEPUTY CONTROLLER AND A REPRESENTATIVE FROM THE UNIVERSITY'S GENERAL COUNSEL'S OFFICE.
FORM 990, PART VI, LINE 12CCONFLICT OF INTEREST POLICYEACH OFFICER OR KEY EMPLOYEE OF COLUMBIA UNIVERSITY WHO SERVES AS A TRUSTEE OR OFFICER OF CURML IS SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST," AND IS REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED THROUGH A FORMAL ADMINSTRATIVE PROCESS. ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED TO THE CHAIR OF THE UNIVERSITY'S AUDIT COMMITTEE AND/OR THE CHAIR OF THE UNIVERSITY'S BOARD OF TRUSTEES.
FORM 990, PART VI, LINE 13WHISTLEBLOWER POLICYTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HAS A WRITTEN WHISTLEBLOWER POLICY WHICH APPLIES TO THE ACTIVITIES OF CURML.
FORM 990, PART VI, LINE 14DOCUMENT RETENTION POLICYCURML FOLLOWS THE DOCUMENTATION RETENTION AND DESTRUCTION PROCEDURES OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK CONSISTENT WITH APPLICABLE LAW.
FORM 990, PART VI, LINE 19DOCUMENTS AVAILABLE FOR PUBLIC INSPECTIONCURML IS A SUPPORTING ORGANIZATION OF COLUMBIA UNIVERSITY. COLUMBIA UNIVERSITY'S GOVERNING DOCUMENTS ARE AVALIABLE ON ITS WEBSITE AT WWW.COLUMBIA.EDU. THE CURML GOVERNING DOCUMENTS ARE NOT MADE AVALIABLE ONLINE.
FORM 990, PART VIIAVERAGE HOURS FOR RELATED ORGANIZATIONSFOR ALL INDIVIDUALS DISCLOSED ON PART VII, AVERAGE HOURS FOR RELATED ORGANIZATIONS IS 60 HOURS PER WEEK. TIME DEVOTED TO THE ACTIVITIES OF CURML VARIES WITH THE NEEDS OF THE ORGANIZATION.
FORM 990, PART XI, LINE 2CAUDIT COMMITTEE THE CONSOLIDATED FINANCIAL STATEMENTS OF COLUMBIA UNIVERSITY, FOR WHICH CURML IS A SUPPORTING ORGANIZATION, ARE AUDITED BY PRICEWATERHOUSECOOPERS ("PWC"), AN INDEPENDENT AUDITOR. PWC ALSO AUDITS THE FINANCIAL STATEMENTS OF CURML. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE COMPRISED OF INDEPENDENT TRUSTEES WHICH IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT, REVIEW AND COMPILATION OF THE UNIVERSITY'S FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR FOR THE UNIVERSITY AND CURML. CURML RECEIVES SEPARATE AUDITED FINANCIALS AND ITS OPERATIONS ARE CONSOLIDATED WITHIN THE UNIVERSITY'S FINANCIAL STATEMENTS.
FORM 990, PART VI, LINE 8BCOLUMBIA UNIVERSITY RETIREE MEDICAL & LIFE INSURANCE HAD NO STANDING COMMITTEES DURING THE YEAR.

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (29 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Address Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryLegal Domicile Foreign CountryLegalDomicileForeignCountryPostal CodeAddressForeign/PostalCodeProvince Or StateAddressForeign/ProvinceOrState
ALLIANCE FOR COMMUNTY ENHANCEMENT AT CU
420 W 118th St Suite 1311New YorkNY10027134159743COMM OUTREACHNY501(C)(3)11ANA
CIS I LLC
615 West 131st Street MC8741NEW YORKNY10027133901821TITLE HOLDINGNY501(C)(2)N/ANA
CIS II LLC
615 West 131st Street MC8741NEW YORKNY10027133901826Title HoldingNY501(C)(2)N/ANA
COLUMBIA COMMUNITY SERVICE
301 Low Memorial Library535 W 116NEW YORKNY10027136168288SUPPORT COMMNY501(C)(3)7NA
COLUMBIA OPHTHALMOLOGY CONSULTANTS INC
635 W 165th Street Room 218NEW YORKNY10032133908637HealthcareNY501(C)(3)7NA
COL PRESBYTERIAN MEDICAL CTR FUND INC
630 W 168th StreetNEW YORKNY10032136162924FundraisingNY501(C)(3)11ANA
COLUMBIA UNIVERSITY HEALTHCARE INC
630 W 168th StreetNEW YORKNY10032133948652HealthcareNY501(C)(3)9NA
COLUMBIA UNIVERSITY HONG KONG FUND
FundraisingN/AN/ANAGPO Box 5314Connaught PlaceHKHK
COLUMBIA UNIVERSITY PRESS
136 South BroadwayIrvingtonNY10533131623968ACADEMIC PUBNY501(C)(3)11ANA
MORNINGSIDE HEIGHTS LEGAL SERVICES INC
435 W 116th St Box C16 Rm831NEW YORKNY10027510192355CLINICAL EDUCNY501(C)(3)11aNA
REID HALL INC
205 Low Memorial Library 535 W116NEW YORKNY10027131611126EDU/CUL EXCHNY501(C)(3)11aNA
REMEDCO INC
90 Morningside DrNEW YORKNY10027237152841COMM DEVLPMTNY501(C)(4)N/ANA
Centers for International Programs Inc
412 Low Memorial Library535 W 116NEW YORKNY10027135598093EDUC OUTREACHDEN/AN/ANA
CENTERS FOR INTERNATIONAL PROJECTS TRUST
RESEARCHN/AN/ANAAPT 101 K-62 HAUZ KHAS ENCLAVENEW DELHIININ110016
COLUMBIA UK FUND LTD
615 West 131st Street MC8741NEW YORKNY10027FUNDRAISINGN/AN/ANAUK
GLOBAL HEALTH RESEARCH CENTER OF ASIA
1255 AMSTERDAM AVENEW YORKNY10027RESEARCHDEN/AN/ANA
THE CLYDE AND HELEN WU FAMILY F
1275 AUDOBON AVEGROSSE POINTE PARKMI48230383441481EDUC SUPPORTMI501(C)(3)11DNA
WILLIAM J MATHESON FOUNDATION INC
535 MODISON AVE 24TH FLNEW YORKNY10022136105414EDUC SUPPORTNY501(C)(3)11ANA
CENTER FOR NATL HLTH DEVELP IN ETHIOPIA
HEALTHCAREN/AN/ANAET
FOUNDATION FOR CTR FOR ENERGY MARINE
3225 GALOOWS RDFAIRFAXVA22037541962639EDUC SUPPORTVA501(C)(3)11BNA
FRIENDS OF COLUMBIA PSYCHOANALYTIC CTR
1051 RIVERSIDE DRNEW YORKNY10032133118570EDUC SUPPORTNY501(C)(3)11ANA
COLUMBIA UNIVERSITY CLUB FOUNDATION INC
350 PARK AVE 24TH FLNEW YORKNY10022136105775EDUC SUPPORTNY501(C)(3)11DNA
RESEARCH COLLECTIONS AND PRES CONSORTIUM
400 FORRESTAL ROADPRINCETONNJ08540223751732LIBRARY COLLNJ501(C)(3)11ANA
CENTER FOR ENVIRONMENT ECONOMY & SOCIETY
2852 BROADWAYNEW YORKNY10025RESEARCHN/AN/ANADR
CENTRE UNIVERSITAIRE AMERICAN REID HALL
205 Low Memorial Library 535 W116NEW YORKNY10027EDUCATIONN/AN/AREID HALLFR
COLUMBIA UNIVERSITY PROGRAMS IN PARIS
EDUCATIONN/AN/ANA4 RUE DE CHEVREUSEFRFR75006PARIS
CU NEW YORK
EDUCATIONN/AN/ANA4 RUE DE CHEVREUSEFRFR75006PARIS
MSPH Swaziland
615 WEST 131ST STREET MC8741NEW YORKNY10027HEALTHCAREN/AN/ANAWZ
THE TRUSTEES OF COLUMBIA UNIVERSITY
615 West 131st Street 4th Fl MC87New YorkNY10027135598093UNIVERSITYNY501(C)(3)2NA

Form990 Schedule R Part III Form990ScheduleRPartIII (4 entries)

Address Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodeEINEINPrimary ActivityPrimaryActivityLegal Domicile Foreign CountryLegalDomicileForeignCountryBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeLegal Domicile StateLegalDomicileState
AP MC Fund I LP
Strategic Scenario Co BLDG 1F 2-39Akasaka 5-Chome, TokyoMiJA107-0052980504300INVESTMENTSJANA
AP RX Fund I LP
Strategic Scenario Co BLDG 1F 2-39Akasaka 5-Chome, TokyoMiJA107-0052980515907INVESTMENTSJANA
Merit Energy Partners V LP
752411038INVESTMENTSNA13727 Noel Road Suite 500DallasTX75240TX
Prides Monster Fund LP
270574628InvestmentsNA200 High Street Suite 700BostonMA02110DE

Form990 Schedule R Part IV Form990ScheduleRPartIV (16 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivityPrimaryActivityLegal Domicile StateLegalDomicileStateBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityAddress Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodeLegal Domicile Foreign CountryLegalDomicileForeignCountry
16 East 60th Street Corporation
615 West 131st Street MC 8741New YorkNY10027133675222Real EstateNYNAC-Corp
Columbia Pres Indepdt Practice Assoc
161 Fort Washington Ave Suite 132New YorkNY10032133396165Phys PracticeNYNAC-Corp
Fathom Knowledge Network Inc
615 West 131st Street MC 8741NEW YORKNY10027134054997New MediaNYNAC-Corp
Morningside Inc
311 Low Memorial LibraryNEW YORKNY10027061430120Real EstateNYNAC-Corp
University Womens Realty Corp
408 Low Library MC 4336NEW YORKNY10027132524803Real EstateNYNAC-Corp
2301 12th Avenue Owners Corp
c/o Columbia Univ 615 W 131st MNEW YORKNY10027991786950Real EstateNYNAC-Corp
Freezer Box Inc
c/o Columbia Univ 615 W 131st MNEW YORKNY10027991596696Real EstateNYNAC-Corp
ASM Hudson River Fund
INVESTMENTSNAREG MUTUAL FUNDWalker House 87 Mary StreetGEORGETOWNGRAND CAYMANCJKY1-9002CJ
FPCM Inflation Linked Opportunities LTD
140 Broadway 18th FloorNEW YORKNY10005INVESTMENTSNAFOREIGN CORPCJ
NCH Investors Fund CU Corp
INVESTMENTSNAFOREIGN CORPUgland S Church St PO BOX 309GEORGETOWNGRAND CAYMANCJKY1-1104CJ
APIS GLOBAL DEEP VALUE OFFSHORE LTD
INVESTMENTSNAFOREIGN CORPA HOUSE 20 GENESIS H PO BOX 1344GEORGETOWNGRAND CAYMANCJKY1-1108CJ
HARBOUR LITIGATION INVESTMENT OFFSHORE F
980660716INVESTMENTSNAFOREIGN CORPPO BOX 309 UGLAND HOUSEGRAND CAYMANCJKY1-1104CJ
INDEA LONG TERM OPPORTUNITIES FUND
INVESTMENTSNAFOREIGN CORPCJ
COLUMBIA PATRON SCOTLAND LP
INVESTMENTSNAFOREIGN CORPUK
BEIJING COLUMBIA INTL CONSULTING CENTER
EDUCATIONNAFOREIGN CORPTOWERA TSINGHUA SCIENCEPARKCHENGFURDHAIDIANCH100084CH
ASSC FOR COLLABORATIVE STUDIO X PROJECTS
RESEARCHNAPRIVATE LAW ASCPRACA TIRADENTES 48 - CENTRORIO DE JANEIROBR20060-070BR
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiesfalseReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgfalseGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgfalseGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgsfalseRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgsfalseRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgsfalsePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgsfalsePerformOfServicesByOtherOrgs
Sharing Of FacilitiesfalseSharingOfFacilities
Sharing Of Paid EmployeesfalseSharingOfPaidEmployees
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgfalseReimbursementPaidByOtherOrg
Other Transfer To Other OrgfalseOtherTransferToOtherOrg
Other Transfer From Other OrgtrueOtherTransferFromOtherOrg