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THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY: Form 990, tax year 2009

View the entire original 990 at ProPublica ↗

Organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY (EIN 94-1156365)
Tax period
2009-09-01 to 2010-08-31
Filed
2011-07-14
IRS object ID
201131959349300323
Schema version
2009v1.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-07-14T12:47:05-05:00Timestamp
Tax Period End Date2010-08-31TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1125 High StreetAddressLine1
CityBostonCity
StateMAState
ZIP Code02110ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2009-09-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN941156365EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1STANFORD UNIVERSITY BOARD OF TRUSTEESBusinessNameLine1
Business Name Line2OF THE LELAND STANFORD JUNIOR UNIVERSITYBusinessNameLine2
FieldValueIRS element (for citing)
Name ControlSTANNameControl
Phone6507251732Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line13145 PORTER DRIVEAddressLine1
CityPALO ALTOCity
StateCAState
ZIP Code94304ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameM SUZANNE CALANDRAName
TitleSENIOR ASSOCIATE VP FOR FINANCETitle
Date Signed2011-07-11DateSigned
Authorize Third PartytrueAuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NamePRICEWATERHOUSECOOPERS LLPName
Phone6175305000Phone
FieldValueIRS element (for citing)
Tax Year2009TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonJohn HennessyNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1Building 10AddressLine1
CityStanfordCity
StateCAState
ZIP Code94305ZIPCode
FieldValueIRS element (for citing)
Gross Receipts12855504094GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501cXOrganization501c
Web SiteWWW.STANFORD.EDUWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1885YearFormation
State Legal DomicileCAStateLegalDomicile
Activity Or Mission DescriptionSTANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND IN A BROAD RANGE OF ACADEMIC DISCIPLINES.CONT'D SCH O.ActivityOrMissionDescription
Nbr Voting Members Governing Body32NbrVotingMembersGoverningBody
Nbr Independent Voting Members23NbrIndependentVotingMembers
Total Nbr Employees30318TotalNbrEmployees
Total Gross UBI-29878579TotalGrossUBI
Net Unrelated Business Txbl Income-105034800NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year1357086693ContributionsGrantsPriorYear
Contributions Grants Current Year1448832299ContributionsGrantsCurrentYear
Program Service Revenue Prior Year1593226281ProgramServiceRevenuePriorYear
Program Service Revenue CY1637343940ProgramServiceRevenueCY
Investment Income Prior Year-785486733InvestmentIncomePriorYear
Investment Income Current Year54571085InvestmentIncomeCurrentYear
Other Revenue Prior Year66346005OtherRevenuePriorYear
Other Revenue Current Year54051297OtherRevenueCurrentYear
Total Revenue Prior Year2231172246TotalRevenuePriorYear
Total Revenue Current Year3194798621TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year296122743GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY323489818GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year1995888847SalariesEtcPriorYear
Salaries Etc Current Year2064373137SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year74365200TotalFundrsngExpCurrentYear
Other Expense Prior Year1102835223OtherExpensePriorYear
Other Expenses Current Year1187138858OtherExpensesCurrentYear
Total Expenses Prior Year3394846813TotalExpensesPriorYear
Total Expenses Current Year3575001813TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-1163674567RevenuesLessExpensesPriorYear
Revenues Less Expenses CY-380203192RevenuesLessExpensesCY
Total Assets BOY22671549045TotalAssetsBOY
Total Assets EOY24553320653TotalAssetsEOY
Total Liabilities BOY4632508400TotalLiabilitiesBOY
Total Liabilities EOY5118398161TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY18039040645NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY19434922492NetAssetsOrFundBalancesEOY
Mission DescriptionSTANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND IN A BROAD RANGE OF ACADEMIC DISCIPLINES. CONT'D SCH O.MissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense1104447062Expense
Grants30269034Grants
Revenue873178004Revenue
DescriptionINSTRUCTION AND DEPARTMENTAL RESEARCH- See Schedule O.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense927699608Expense
Grants23424351Grants
Revenue187504732Revenue
DescriptionORGANIZED RESEARCH - REVENUE AMOUNT REPORTED ON LINE 4B DOES NOT INCLUDE $955,156,765 IN FEDERAL RESEARCH SUPPORT. CONT'D SCH O.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense640222060Expense
Grants1055816Grants
Revenue576661204Revenue
DescriptionUNIVERSITY AUXILIARY ACTIVITIES - See Schedule O.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp548776535TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt268740617TotalOfOtherProgramServiceGrnt
Total Program Service Expense3221145265TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredtrueScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiestrueLobbyingActivities
Donor Advised FundstrueDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArttrueCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentstrueTermOrPermanentEndowments
Balance Sheet Amounts ReportedtrueBalanceSheetAmountsReported
Independent Audit Financial StmttrueIndependentAuditFinancialStmt
Consolidated Audit Financial StmttrueConsolidatedAuditFinancialStmt
SchooltrueSchool
Foreign OfficetrueForeignOffice
Foreign ActivitiestrueForeignActivities
More Than5000 K To OrganizationstrueMoreThan5000KToOrganizations
More Than5000 K To IndividualstrueMoreThan5000KToIndividuals
Professional FundraisingfalseProfessionalFundraising
Fundraising ActivitiestrueFundraisingActivities
GamingfalseGaming
HospitalfalseHospital
Grants To OrganizationstrueGrantsToOrganizations
Grants To IndividualstrueGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondstrueTaxExemptBonds
Invest Tax Exempt BondsfalseInvestTaxExemptBonds
Escrow AccountfalseEscrowAccount
On Behalf Of IssuerfalseOnBehalfOfIssuer
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPtrueLoanToOfficerOrDQP
Grant To Related PersonfalseGrantToRelatedPerson
Bsnss Rltnshp With OrganizationtrueBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MembertrueBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshptrueOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionstrueDeductibleNonCashContributions
Deductible Contributions Of ArttrueDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntitytrueDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntitytrueRelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl OrgfalseTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Number Forms Transmitted With109626184NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup WitholdingtrueComplianceWithBackupWitholding
Number Of Employees30318NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
Foreign Financial AccounttrueForeignFinancialAccount
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionstrueQuidProQuoContributions
Quid Pro Quo DisclosuretrueQuidProQuoDisclosure
Form8282 Property Disposed OftrueForm8282PropertyDisposedOf
Number Of8282 Filed16NumberOf8282Filed
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Excess Business HoldingsfalseExcessBusinessHoldings
Taxable DistributionsfalseTaxableDistributions
Distribution To DonorfalseDistributionToDonor
Nbr Voting Governing Body Members32NbrVotingGoverningBodyMembers
Number Independent Voting Members23NumberIndependentVotingMembers
Family Or Business RelationshiptrueFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MembersfalseElectionOfBoardMembers
Decisions Subject To ApprovalfalseDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Minutes Of CommitteestrueMinutesOfCommittees
Officer Mailing AddressfalseOfficerMailingAddress
Local ChaptersfalseLocalChapters
Form990 Provided To Governing BodytrueForm990ProvidedToGoverningBody
Conflict Of Interest PolicytrueConflictOfInterestPolicy
Annual Disclosure Covered PersonstrueAnnualDisclosureCoveredPersons
Regular Monitoring EnforcementtrueRegularMonitoringEnforcement
Whistleblower PolicytrueWhistleblowerPolicy
Document Retention PolicytrueDocumentRetentionPolicy
Compensation Process CEOtrueCompensationProcessCEO
Compensation Process OthertrueCompensationProcessOther
Investment In Joint VenturefalseInvestmentInJointVenture
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
Own WebsiteXOwnWebsite
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonCHRISTOPHER CANELLOSNamePerson
Telephone Number6507251732TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line13145 PORTER DRIVEAddressLine1
CityPalo AltoCity
StateCAState
ZIP Code94304ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (53 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
John Hennessy
president/trustee50.0XX6707760314793
William M Barnum JR
trustee2.0X000
Robert M Bass
trustee2.0X000
Mariann Byerwalter
trustee2.0X000
James e Canales
trustee2.0X000
James g Coulter
trustee2.0X000
Mary b Cranston
trustee2.0X000
Lauren b Dachs
trustee2.0X000
steven a denning
trustee2.0X000
bruce w dunlevie
trustee2.0X000
ying-ying goh
trustee2.0X000
john a gunn
trustee2.0X000
pete higgins
trustee2.0X000
leslie p hume
trustee2.0X000
ann h lamont
trustee2.0X000
goodwin liu
trustee2.0X000
hamid r moghadam
trustee2.0X000
wendy munger
trustee2.0X000
miriam rivera
trustee2.0X000
richard a sapp
trustee2.0X000
philip g satre
trustee2.0X000
john h scully
trustee2.0X000
isaac stein
trustee2.0X000
thomas f steyer
trustee2.0X000
ross h walker
trustee2.0X000
vaughn c williams
trustee2.0X000
jerry yang
trustee2.0X000
William R Brody
Trustee2.0X000
Christine U Hazy
Trustee2.0X000
Susan R McCaw
Trustee2.0X000
RONALD P SPOGLI
TRUSTEE2.0X000
KAVITARK RAM SHRIRAM
trustee2.0X000
john etchemendy
provost50.0X4695110274483
randall livingston
vp bus aff/cfo50.0X4748080107708
martin shell
vp development50.0X4053980130744
debra zumwalt
vp general counsel50.0X4893940179976
robert c reidy
vp real estate50.0X6056640201447
david demarest
vp public affairs50.0X3205810101257
howard wolf
pres. Of stanford alum. Assoc.50.0X330380072611
william madia
VP SLAC NAL25.0X237354013858
Diane Peck
VP Human Resources50.0X311530042274
John Powers
President, Stanford Mgmt Co.50.011225830272606X
Philip A Pizzo
Dean, School of Medicine50.06017700254115X
Richard Saller
Dean, School of Hum & Sciences50.0490922026406X
Frank Hanley
CHIEF, PED CARdIOTHORACIC50.014673010243949X
Gary Steinberg
CHAIR, NEUROSURGERY50.01194466043059X
Thomas M Krummel
CHAIR, Surgery50.0975237060379X
Michael Edwards
CHIEF, Ped neuro Surgery50.0945074044912X
JOHN A FEREJOHN
PROFESSOR IN POLITICAL SCIENCE50.0973280034020X
Vadilaya M Reddy
PROF CARDIOTHORACIC SURGERY50.0816989043539X
Edward E Manche
Professor of Opthalmology50.0581572050801X
John B Ford
SENIOR VP University Resources50.052531609967X
Amin A Milki
Prof, Obstetrics & Gynecology50.0573498050234X
FieldValueIRS element (for citing)
Total Reportable Comp From Org14583404TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation2573138TotalOtherCompensation
Number Individuals GT100 K3823NumberIndividualsGT100K
Formers ListedtrueFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
THE WHITING-TURNER CONTRACTING CO
PO BOX 17596BALTIMOREMD21297CONSTRUCTION134096789
VANCE BROWN INC
3197 PARK BOULEVARDPALO ALTOCA94306CONSTRUCTION103623554
HATHAWAY DINWIDDIE CONSTR CO
565 LAURDELWOOD ROADSANTA CLARACA95954CONSTRUCTION88165051
TURNER CONSTRUCTION
1625 CLAY STREETOAKLANDCA94612CONSTRUCTION73735641
DEVCON CONSTRUCTION INC
690 GIBRALTAR DRIVEMILPITASCA94035CONSTRUCTION35458871
FieldValueIRS element (for citing)
Number Of Contractors GT100 K554NumberOfContractorsGT100K
Government Grants955156765GovernmentGrants
All Other Contributions493675534AllOtherContributions
Noncash Contributions160511828NoncashContributions
Total Contributions1448832299TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenue
STUDENT INCOME900099657714588657714588
NONGOVERNMENT RESEARCH900099187504732187504732
PATIENT CARE900099454191839454191839
SPECIAL PROGRAMS900099337070631337070631
DRIVING RANGE713910517784517784

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

FieldValueIRS element (for citing)
Total Revenue Column344366TotalRevenueColumn
Unrelated Business Revenue344366UnrelatedBusinessRevenue
FieldValueIRS element (for citing)
Total Program Service Revenue1637343940TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column166210263TotalRevenueColumn
Unrelated Business Revenue-36470266UnrelatedBusinessRevenue
Exclusion$202,680,529ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column144TotalRevenueColumn
Exclusion$144ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real59041653Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real7886679Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real51154974Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column51154974TotalRevenueColumn
Exclusion$51,154,974ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities9500119638Securities
Other38807000Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities9616010852Securities
Other34555108Other

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities-115891214Securities
Other4251892Other

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column-111639322TotalRevenueColumn
Unrelated Business Revenue5729537UnrelatedBusinessRevenue
Exclusion-$117,368,859ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events112816GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events0CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses353619FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column-240803TotalRevenueColumn
Exclusion-$240,803ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
FieldValueIRS element (for citing)
Gross Sales Of Inventory5036341GrossSalesOfInventory
Cost Of Goods Sold1899215CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column3137126TotalRevenueColumn
Exclusion$3,137,126ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue0TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column3194798621TotalRevenueColumn
Related Or Exempt Function Income1636481790RelatedOrExemptFunctionIncome
Unrelated Business Revenue-29878579UnrelatedBusinessRevenue
Exclusion$139,363,111ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total1338500Total
Program Services1338500ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total311594917Total
Program Services311594917ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total10556401Total
Program Services10556401ProgramServices

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total7395703Total
Program Services1379046ProgramServices
Management And General5153640ManagementAndGeneral
Fundraising863017Fundraising

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total0Total

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total1649772247Total
Program Services1515890647ProgramServices
Management And General95112319ManagementAndGeneral
Fundraising38769281Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total99563499Total
Program Services88130774ProgramServices
Management And General8459297ManagementAndGeneral
Fundraising2973428Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total213937990Total
Program Services189237131ProgramServices
Management And General18309535ManagementAndGeneral
Fundraising6391324Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total93703698Total
Program Services82760527ProgramServices
Management And General8118609ManagementAndGeneral
Fundraising2824562Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total214209Total
Management And General214209ManagementAndGeneral

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total8539722Total
Management And General8539722ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total912680Total
Management And General912680ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total20437Total
Management And General20437ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total0Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total27836201Total
Management And General27836201ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total144693911Total
Program Services113443969ProgramServices
Management And General24198001ManagementAndGeneral
Fundraising7051941Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total222463Total
Management And General137751ManagementAndGeneral
Fundraising84712Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total203667278Total
Program Services185031739ProgramServices
Management And General14280484ManagementAndGeneral
Fundraising4355055Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total17452626Total
Program Services11170027ProgramServices
Management And General5959790ManagementAndGeneral
Fundraising322809Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total5962772Total
Program Services1642403ProgramServices
Management And General4320155ManagementAndGeneral
Fundraising214Fundraising

Occupancy Occupancy

FieldValueIRS element (for citing)
Total130558983Total
Program Services111371070ProgramServices
Management And General17468750ManagementAndGeneral
Fundraising1719163Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total46040132Total
Program Services43430587ProgramServices
Management And General1279632ManagementAndGeneral
Fundraising1329913Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total0Total

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total7445356Total
Program Services7135325ProgramServices
Management And General271579ManagementAndGeneral
Fundraising38452Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total60419549Total
Program Services52699077ProgramServices
Management And General7325782ManagementAndGeneral
Fundraising394690Fundraising

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total0Total

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total234016796Total
Program Services198413007ProgramServices
Management And General33774101ManagementAndGeneral
Fundraising1829688Fundraising

Insurance Insurance

FieldValueIRS element (for citing)
Total17368180Total
Program Services12725262ProgramServices
Management And General4627321ManagementAndGeneral
Fundraising15597Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
EQUIPMENT RENTAL & MAINTENANCE44449993728439580974135586
PRINTING & PUBLICATION1055186383377511224676989436
SLAC NON-SALARY EXPENSE17581917317575768261491
RESEARCH SUBAWARDS5436785854367858
EMPLOYEE RELATED EXPENSES369256662953425237576533633761

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total-341996Total
Program Services11468874ProgramServices
Management And General-12453441ManagementAndGeneral
Fundraising642571Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total3575001813Total
Program Services3221145265ProgramServices
Management And General279491348ManagementAndGeneral
Fundraising74365200Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY290086BOY
EOY221835EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY1334855154BOY
EOY1529632970EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY782522827BOY
EOY764662131EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY238554287BOY
EOY305908025EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY3808771BOY
EOY4706059EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY489618017BOY
EOY513055135EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY6359196BOY
EOY6594431EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY45235898BOY
EOY41183139EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis6340800781LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec2756804514LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY3269635295BOY
EOY3583996267EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY4310821720BOY
EOY3788899686EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY12189847794BOY
EOY14014460975EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY22671549045BOY
EOY24553320653EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY1119774523BOY
EOY1382407968EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY378495919BOY
EOY370573166EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY1167506905BOY
EOY1376031361EOY

Escrow Account Liability EscrowAccountLiability

FieldValueIRS element (for citing)
BOY316403754BOY
EOY0EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY1349077011BOY
EOY1439901380EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY301250288BOY
EOY549484286EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY4632508400BOY
EOY5118398161EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY8286639279BOY
EOY9131844886EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY5094032811BOY
EOY5526835975EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY4658368555BOY
EOY4776241631EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY18039040645BOY
EOY19434922492EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY22671549045BOY
EOY24553320653EOY
FieldValueIRS element (for citing)
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteetrueAuditCommittee
Financial Statement BothXFinancialStatementBoth
Federal Grant Audit RequiredtrueFederalGrantAuditRequired
Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbying
Total Direct LobbyingTotalDirectLobbying
Total Lobbying ExpendituresTotalLobbyingExpenditures
Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures
Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures
Lobbying NontaxableLobbyingNontaxableAmount
Grassroots NontaxableGrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non TxTotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx
VolunteerstrueVolunteers
Paid Staff Or ManagementtruePaidStaffOrManagement
Media AdvertisementstrueMediaAdvertisements
Media Advertisements$4,418MediaAdvertisementsAmount
Mailings MemberstrueMailingsMembers
Mailings Members$188,777MailingsMembersAmount
Publications Or BroadcasttruePublicationsOrBroadcast
Publications Or Broadcast$4,418PublicationsOrBroadcastAmount
Grants Other OrganizationstrueGrantsOtherOrganizations
Grants Other Organizations$23,089GrantsOtherOrganizationsAmount
Direct Contact LegislatorstrueDirectContactLegislators
Direct Contact Legislators$413,275DirectContactLegislatorsAmount
Rallies DemonstrationstrueRalliesDemonstrations
Rallies Demonstrations$76,727RalliesDemonstrationsAmount
Other ActivitiesfalseOtherActivities
Total Lobbying Expenditures IIB710704TotalLobbyingExpendituresIIB
Not Described In501c3falseNotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierPART II-B - LOBBYING ACTIVITY EXPLANATIONIdentifier
Return ReferenceAN INSUBSTANTIAL PORTION OF STANFORD UNIVERSITY'S TOTAL ACTIVITIESReturnReference
ExplanationINVOLVED LEGISLATIVE AND REGULATORY MATTERS OF DIRECT CONCERN TO HIGHER EDUCATION OR OF COMPELLING IMPORTANCE TO STANFORD IN PARTICULAR. INSTITUTIONAL EFFORTS TO INFLUENCE LEGISLATION AND REGULATION ARE DIRECTED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS. DURING FISCAL YEAR 2009-2010, THE OFFICE CONSISTED OF FOUR PROFESSIONAL STAFF MEMBERS, ONE INTERN, AND TWO SUPPORT PERSONS. THE UNIVERSITY DOES NOT HAVE A LOBBYING OFFICE IN EITHER WASHINGTON, DC OR SACRAMENTO,CA AND DURING THIS PERIOD, THE UNIVERSITY HIRED AN OUTSIDE REGISTERED LOBBYIST IN SACRAMENTO FOR PART-TIME WORK ON STATE ISSUES. ACTIVITIES OF GOVERNMENT AND COMMUNITY RELATIONS STAFF INCLUDE CONTACTS BY LETTERS, PHONE CALLS AND MEETINGS WITH LEGISLATORS, MEMBERS OF THEIR STAFFS, OR OTHER GOVERNMENT OFFICIALS, AND MEETINGS WITH LOCAL CITIZENS REGARDING STANFORD ISSUES WITH LOCAL GOVERNMENTS. IN FISCAL YEAR 2009-2010, LEGISLATIVE, EXECUTIVE, AND LOCAL REGULATORY ISSUES HANDLED BY THE UNIVERSITY INCLUDED THE FOLLOWING: LOCAL ISSUES: ZONING AND LAND USES RELATED TO PROPERTY OWNED BY THE UNIVERSITY AND CONTIGUOUS TO THE UNIVERSITY'S ACADEMIC CAMPUS. STATE ISSUES: STUDENT AID; TAXATION; RESEARCH FUNDING ISSUES; PRIVACY ISSUES; ACCOUNTING ISSUES; INTELLECTUAL PROPERTY ISSUES; COMPETENCY EDUCATION ISSUES; STEM CELL RESEARCH ISSUES; WATER RIGHTS; FIDUCIARY DUTIES; AND HOSPITAL SEISMIC DEADLINES. FEDERAL ISSUES: STUDENT AID; TAXATION; REIMBURSEMENT OF FEDERAL RESEARCH COSTS; FUNDING LEVELS OF RESEARCH (E.G. NIH, DOE, NASA, DOD, NSF); FUNDING FOR SLAC NATIONAL ACCELERATOR LABORATORY; MEDICARE FUNDING FOR TEACHING HOSPITALS; RESEARCH POLICY; AND IMMIGRATION POLICY. THE TOTAL BUDGET EXPENDED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS WAS $1,132,804. THE ESTIMATED TOTAL EXPENSES FOR LOBBYING ARE AS FOLLOWS: SALARIES AND BENEFITS $532,413 GENERAL OFFICE OVERHEAD $117,959 PAID CONSULTANT COALITION DUES $20,437 GRANTS TO OTHER ORGANIZATIONS $23,089 TRAVEL $16,806 TOTAL $710,704 AMOUNTS APPEARING ON PART II-B ARE REASONABLE ESTIMATED ALLOCATIONS OF THE ABOVE EXPENSES. EVEN ASSUMING STANFORD UNIVERSITY EMPLOYEES OUTSIDE THE GOVERNMENT AND COMMUNITY RELATIONS OFFICE ENGAGE IN OCCASIONAL LOBBYING ACTIVITIES ON BEHALF OF THE UNIVERSITY, THE TOTAL AMOUNT SPENT BY STANFORD IN LOBBYING REPRESENTS AN INSIGNIFICANT PART OF THE UNIVERSITY'S TOTAL EXPENDITURES.Explanation

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Number DA Fs Held25NumberDAFsHeld
Donor Advised Contributions24114114DonorAdvisedContributions
Grants Paid From Donor Funds1338500GrantsPaidFromDonorFunds
Aggregate DAF Value179466247AggregateDAFValue
Disclosed Orgs Legal ControltrueDisclosedOrgsLegalControl
Disclosed For Charitable PurposestrueDisclosedForCharitablePurposes
Art Public Exhibition AmtsArtPublicExhibitionAmts
Held Works Of Art AmtsHeldWorksOfArtAmts
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Collect Used For PreservationXCollectUsedForPreservation
Collect Used For Loan Or Exch PrgrmsXCollectUsedForLoanOrExchPrgrms
Solicited Assets For SalefalseSolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance12619094000BeginningOfYearBalance
Contributions517078000Contributions
Investment Earnings Or Losses1569588000InvestmentEarningsOrLosses
Grants Or Scholarships203694898GrantsOrScholarships
Other Expenditures650950102OtherExpenditures
End Of Year Balance13851115000EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance17214373000BeginningOfYearBalance
Contributions155359000Contributions
Investment Earnings Or Losses-3470843000InvestmentEarningsOrLosses
Grants Or Scholarships209983118GrantsOrScholarships
Other Expenditures1069811882OtherExpenditures
End Of Year Balance12619094000EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.38204BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.61294PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.00503TermEndowmentEOYBalance
Endowments Held By Unrelated OrgstrueEndowmentsHeldByUnrelatedOrgs
Endowments Held By Related OrgstrueEndowmentsHeldByRelatedOrgs
Are Related Orgs Listed Schedule RtrueAreRelatedOrgsListedScheduleR

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis97796494OtherCostOrOtherBasis
Book Value97796494BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis4177438639OtherCostOrOtherBasis
Depreciation1494747420Depreciation
Book Value2682691218BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Other Cost Or Other Basis146400266OtherCostOrOtherBasis
Depreciation128892312Depreciation
Book Value17507955BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis1480689465OtherCostOrOtherBasis
Depreciation1133164782Depreciation
Book Value347524683BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis438475917OtherCostOrOtherBasis
Book Value438475917BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings3583996267TotalOfBookValueLandBuildings
Financial DerivativesFinancialDerivatives
Closely Held Equity InterestsCloselyHeldEquityInterests

Other Securities OtherSecurities

FieldValueIRS element (for citing)
DescriptionSEE PAGE 5Description
Book Value14014460975BookValue
FieldValueIRS element (for citing)
Total Of Book Value Securities14014460975TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (3 entries)

DescriptionDescriptionAmountAmount
FOR SECURITIES LOANED$160,024,240
FUNDS$53,485,371
INTEREST AGREEMENTS$335,974,675
FieldValueIRS element (for citing)
Total Of Amounts549484286TotalOfAmounts
Total Revenue3194798621TotalRevenue
Total Expenses3575001813TotalExpenses
Excess Or Deficit For Year-380203192ExcessOrDeficitForYear
Net Unrealized GL On Investments1864260985NetUnrealizedGLOnInvestments
Other-$88,175,946OtherAmount
Total Adjustments1776085039TotalAdjustments
Excess Or Deficit Per FS1395881847ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt4686902000TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments1864260985NetUnrealizedGainsInvestments
Other Revenues-315615679OtherRevenues
Revenue Not Rptd F9901548645306RevenueNotRptdF990
Revenue Subtotal3138256694RevenueSubtotal
Investment Expenses Not Included58794306InvestmentExpensesNotIncluded
Other Revenues Not Included-2252379OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt56541927RevenueNotRptdOnFinStmt
Total Revenue Per Form9903194798621TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt3291021000TotExpensesEtcAuditedFinclStmt
Other Expenses Included2252759OtherExpensesIncluded
Expenses Not Rptd F9902252759ExpensesNotRptdF990
Expenses Subtotal3288768241ExpensesSubtotal
Investment Expenses Not Included258794306InvestmentExpensesNotIncluded2
Other Expenses Not Included227439266OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt286233572ExpensesNotRptdOnFinStmt
Total Expenses Per Form9903575001813TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (7 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SCHEDULE D, PART III, LINE 1AWORKS OF ART AND SPECIAL COLLECTIONSWORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS, WHICH ARE PRESERVED AND PROTECTED FOR EDUCATIONAL, RESEARCH AND PUBLIC EXHIBITION PURPOSES, ARE NOT CAPITALIZED. PURCHASES OF SUCH COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THEY ARE ACQUIRED.
SCHEDULE D, PART III, LINE 4THE CANTOR ARTS CENTER AT STANFORD UNIVERSITY IS A MUSEUM COMMITTED TO INTELLECTUAL EXPLORATION AND THE PURSUIT OF KNOWLEDGE, FOSTERING A SENSE OF DISCOVERY THROUGH DIRECT EXPERIENCES WITH WORKS OF ART. THE CENTER COLLECTS, PRESERVES, AND STUDIES ART FROM ALL CULTURES AND PERIODS, SERVING THE UNIVERSITY AND THE PUBLIC THROUGH EXHIBITIONS AND PROGRAMS THAT INSPIRE THE UNDERSTANDING AND ENJOYMENT OF ART. SCHEDULE D, PART V, LINES 1B & 1E "CONTRIBUTIONS" (LINE 1B) INCLUDE CERTAIN INVESTMENT INCOME, CURRENT YEAR GIFTS TO ENDOWMENT, MATURED LIVING TRUSTS DIRECTED TO ENDOWMENT, PENDING FUNDS AND DONOR ADVISED FUNDS DESIGNATED TO ENDOWMENT AND OTHER EXPENDABLE FUNDS INVESTED IN THE ENDOWMENT. FOR FY 2010, THIS LINE ALSO INCLUDES $58,000,000 OF ENDOWMENT FUNDS TRANSFERRED FROM THE LUCILE SALTER PACKARD CHILDREN'S HOSPITAL AT STANFORD, A RELATED ENTITY. INCLUDED IN "OTHER EXPENDITURES FOR FACILITIES AND PROGRAMS" (LINE 1E) ARE FUNDS TRANSFERRED FROM ENDOWMENT PRINCIPAL TO SUPPORT SUCH FACILITIES AND PROGRAMS AND OTHER TRANSFERS FROM ENDOWMENT PRINCIPAL TO EXPENDABLE FUNDS. SCHEDULE D, PART V, LINE 2B APPROXIMATELY HALF OF THE AMOUNT ON LINE 2B REPRESENTS REALIZED AND UNREALIZED GAINS ON ENDOWMENT ASSETS. EACH YEAR, THE BOARD OF TRUSTEES DETERMINES THE PRUDENT PORTION OF THESE GAINS THAT WILL BECOME AVAILABLE FOR EXPENDITURE IN ACCORDANCE WITH THE CALIFORNIA UNIFORM PRUDENT MANAGEMENT OF INSTITUTIONAL FUNDS ACT. SCHEDULE D, PART V, LINE 3A(I) INCLUDED IN UNIVERSITY ENDOWMENT ARE SEVERAL TRUSTS MANAGED BY TRUSTEES NOT RELATED TO THE UNIVERSITY. SCHEDULE D, PART V, LINE 3A(II) AND LINE 3B INCLUDED IN THE ENDOWMENT BALANCE ON LINE 1G ARE THE ASSETS OF THE FREIDENRICH SUPPORT FOUNDATION, A RELATED ORGANIZATION.
SCHEDULE D, PART V, LINE 4INTENDED USES OF THE ENDOWMENT FUNDSIN 1885, LELAND AND JANE LATHROP STANFORD SAID OF THEIR FOUNDING GRANT "IT SHALL CONSTITUTE THE FOUNDATION AND ENDOWMENT FOR THE UNIVERSITY HEREIN PROVIDED, AND UPON THE TRUST THAT THE PRINCIPAL THEREOF SHALL FOREVER REMAIN INTACT, AND THAT THE RENTS, ISSUES, AND PROFITS THEREOF SHALL BE DEVOTED TO THE FOUNDATION AND MAINTENANCE OF THE UNIVERSITY HEREBY FOUNDED AND ENDOWED, AND THE USES AND PURPOSES HEREIN MENTIONED." TODAY, STANFORD'S ENDOWMENT CONSISTS OF THOUSANDS OF INDIVIDUAL FUNDS, MANY OF WHICH ARE RESTRICTED TO PARTICULAR USES (E.G., SCHOLARSHIP FUNDS FOR UNDERGRADUATES, FELLOWSHIP FUNDS TO SUPPORT GRADUATE STUDENTS, RESEARCH FUNDS DIRECTED TO MANY DIFFERENT AREAS, PROGRAM SUPPORT FUNDS, FUNDS TO SUPPORT PROFESSORS, FUNDS TO SUPPORT LECTURES, FUNDS TO PROVIDE BUILDING AND GROUND MAINTENANCE, FUNDS TO SUPPORT THE UNIVERSITY'S MUSEUM, FUNDS TO SUPPORT THE ACQUISITION OF LIBRARY MATERIALS). THE FUNDS ARE INVESTED IN PERPETUITY FOR LONG TERM GROWTH AND THE PAYOUT IS USED FOR THE PURPOSE SET FORTH IN THE GIFT DOCUMENT. SOME ENDOWMENT FUNDS DO NOT HAVE PURPOSE RESTRICTIONS AND THE PAYOUT FROM THESE FUNDS IS USED TO SUPPORT THE GENERAL OPERATIONS AND INFRASTRUCTURE OF THE UNIVERSITY AS WELL AS MANY OTHER PARTS OF THE UNIVERSITY. ENDOWMENT PAYOUT IS A RELIABLE SOURCE OF CONTINUING SUPPORT AND IS CRUCIAL TO THE FUNDING OF THE MANY LONG TERM COMMITMENTS THAT THE UNIVERSITY MUST MAKE. THE ENDOWMENT MAKES STANFORD LESS DEPENDENT ON OTHER MORE VARIABLE SOURCES OF INCOME. THE ENDOWMENT PAYOUT COVERS APPROXIMATELY 20% OF STANFORD'S TOTAL EXPENSES. STANFORD IS CURRENTLY DIRECTING CONSIDERABLE RESEARCH AND EDUCATION EFFORTS TOWARD ADDRESSING THE CHALLENGES CRUCIAL TO THE WORLD. IN PARTICULAR, IT IS SEEKING SOLUTIONS TO SOME OF THE MOST CHALLENGING PROBLEMS IN HUMAN HEALTH, INTERNATIONAL PEACE AND SECURITY AND THE ENVIRONMENT AND SUSTAINABILITY. STANFORD CONTINUES TO BE ONE OF FEW PRIVATE INSTITUTIONS THAT ENROLL AND ADMIT THE VERY BEST APPLICANTS, REGARDLESS OF THEIR FAMILIES' INCOME AND PROVIDE SUFFICIENT FINANCIAL AID FOR ALL ADMITTED STUDENTS TO ATTEND THE UNIVERSITY. ENDOWMENT SUPPORT CONTRIBUTES GREATLY TO THE SUCCESS OF THESE EFFORTS. AS A RESULT OF ENDOWMENT SUPPORT OF STUDENT AID, STANFORD IS ABLE TO WAIVE THE TOTAL COST OF TUITION FOR STUDENTS FROM MOST FAMILIES WITH INCOMES LESS THAN $100,000. STUDENTS FROM MOST FAMILIES MAKING LESS THAN $60,000 WILL HAVE THE FULL COST OF ATTENDANCE (PRINCIPALLY TUITION, ROOM & BOARD, AND BOOKS) COVERED. FOR THE YEAR ENDED AUGUST 31, 2010, ENDOWMENT PAYOUT SUPPORTED THE FOLLOWING BROAD FUNCTIONS OF THE UNIVERSITY: INSTRUCTION AND RESEARCH $432,152,191 STUDENT FINANCIAL AID $203,694,898 LIBRARIES $18,506,399 SCHEDULE D, PART VI BALANCES AS REPORTED ON THE UNIVERSITY FINANCIAL STATEMENTS HAVE BEEN RECLASSIFIED TO COMPLY WITH 990 REPORTING REQUIREMENTS. SCHEDULE D, PART VII, INVESTMENTS - OTHER SECURITIES CASH & CASH EQUIVALENTS $625,207,662 COLLATERAL HELD FOR SECURITIES LOANED $122,565,596 DERIVATIVES ($85,440) FIXED INCOME $415,651,433 REAL ESTATE $3,402,206,582 NATURAL RESOURCES $1,532,134,728 PRIVATE EQUITIES $3,867,426,948 ABSOLUTE RETURN $5,005,170,209 ASSETS HELD BY OTHER TRUSTEES $152,743,608 OTHER $151,120,334 ------------------ $15,274,141,660 LESS HOSPITAL FUNDS INVESTED IN THE UNIVERSITY MERGED POOL ($1,259,680,685) ------------------- $14,014,460,975
SCHEDULE D, PART XSTANFORD DID NOT REPORT A FIN 48 LIABILITY.SCHEDULE D, PART XI, LINE 8 ADJUSTMENT TO EQUITY RELATING TO LIVING TRUSTS AND DERIVATIVES ($88,175,946)
SCHEDULE D, PART XII, LINE 2DFINANCIAL AID ($227,439,266)OTHER, INCLUDING ADJUSTMENT TO EQUITY RELATING TO LIVING TRUSTS AND DERIVATIVES ($88,176,413)
SCHEDULE D, PART XII, LINE 4BEXPENSES OF SPECIAL EVENTS FROM 990, PART VIII, LINE 8B ($353,619)COST OF GOODS SOLD FROM 990 PART VIII, LINE 10B ($1,899,215) FINANCIAL STATEMENT ROUNDING $455
SCHEDULE D, PART XIII LINE 2DEXPENSES OF SPECIAL EVENTS FROM 990, PART VIII, LINE 8B $353,619COST OF GOODS SOLD FROM 990 PART VIII LINE 10B $1,899,215 FINANCIAL STATEMENT ROUNDING ($75) SCHEDULE D, PART XIII LINE 4B FINANCIAL AID $227,439,266

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmttrueNondiscriminatoryPolicyStmt
Policy Statement In Brochures EtctruePolicyStatementInBrochuresEtc
Policy Publ Via Broadcast MediafalsePolicyPublViaBroadcastMedia
Pub Via Broadcast Media ExplnSTANFORD MEETS THE CRITERIA OF SECTION 4.03.2(B) OF REV. PROC. 75-50 THROUGH ADMISSION AND FINANCIAL AID OFFICES OUTREACH PROGRAMS WHICH PUBLICIZE STANFORD UNIVERSITY'S ACADEMIC OPPORTUNITIES AT SECONDARY AND POST-SECONDARY SCHOOLS THROUGHOUT THE UNITED STATES.PubViaBroadcastMediaExpln
Maint Racial Composition RecordstrueMaintRacialCompositionRecords
Maint Scholarships RecordstrueMaintScholarshipsRecords
Maint Copies Of Brochures EtctrueMaintCopiesOfBrochuresEtc
Maint Copies Of All SolicitationstrueMaintCopiesOfAllSolicitations
Discriminate Race Students RightsfalseDiscriminateRaceStudentsRights
Discriminate Race Admiss PoliciesfalseDiscriminateRaceAdmissPolicies
Discriminate Race Emplmn FacultyfalseDiscriminateRaceEmplmnFaculty
Discriminate Race ScholarshipsfalseDiscriminateRaceScholarships
Discriminate Race Educ PoliciesfalseDiscriminateRaceEducPolicies
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFclts
Discriminate Race Athletic ProgfalseDiscriminateRaceAthleticProg
Discriminate Race Other ActyfalseDiscriminateRaceOtherActy
Government Financial Aid ReceivedtrueGovernmentFinancialAidReceived
Government Financial Aid RevokedfalseGovernmentFinancialAidRevoked
Govt Financial Aid ExplanationSTANFORD UNIVERSITY RECEIVED RESEARCH AND INSTRUCTIONAL GRANTS AND CONTRACTS, FELLOWSHIP AND STUDENT AID AWARDS, LIBRARY GRANTS AND CONSTRUCTION GRANTS, AND CONTRACTS FROM VARIOUS FEDERAL AGENCIES.GovtFinancialAidExplanation
Compliance With Rev Proc7550trueComplianceWithRevProc7550

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedtrueGrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (132 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
East Asia and the Pacific26Program ServicesSTUDY ABROAD3202798
Europe (Including Iceland and Greenland)523Program ServicesSTUDY ABROAD6400144
North AmericaProgram ServicesSTUDY ABROAD44020
Russia and the Newly Independent States13Program ServicesSTUDY ABROAD572861
South America14Program ServicesSTUDY ABROAD811976
South AsiaProgram ServicesSTUDY ABROAD37147
Sub-Saharan Africa15Program ServicesSTUDY ABROAD786779
East Asia and the PacificProgram ServicesEDUCATION: CONFERENCES155147
Europe (Including Iceland and Greenland)Program ServicesEDUCATION: EXECUTIVE100137
Europe (Including Iceland and Greenland)Program ServicesEDUCATION: TRAVEL1583969
North AmericaProgram ServicesEDUCATION: TRAVEL285812
South AmericaProgram ServicesEDUCATION: TRAVEL343115
East Asia and the PacificProgram ServicesRESEARCH382810
Europe (Including Iceland and Greenland)Program ServicesRESEARCH287012
South AmericaProgram ServicesRESEARCH44346
South AsiaProgram ServicesRESEARCH66872
Sub-Saharan Africa1Program ServicesRESEARCH145897
East Asia and the PacificProgram ServicesRESEARCH SUB-AWARD1533442
Europe (Including Iceland and Greenland)Program ServicesRESEARCH SUB-AWARD3354470
North AmericaProgram ServicesRESEARCH SUB-AWARD142914
East Asia and the Pacific1Program ServicesRESEARCH: CONSTRUCTION1121112
East Asia and the PacificProgram ServicesACADEMIC CONFERENCE351467
Europe (Including Iceland and Greenland)Program ServicesACADEMIC CONFERENCE251136
Middle East and North AfricaProgram ServicesACADEMIC CONFERENCE21476
North AmericaProgram ServicesACADEMIC CONFERENCE31433
South AmericaProgram ServicesACADEMIC CONFERENCE13453
South AsiaProgram ServicesACADEMIC CONFERENCE9702
Sub-Saharan AfricaProgram ServicesACADEMIC CONFERENCE26557
Central America and the CaribbeanProgram ServicesEDUCATION135883
East Asia and the PacificProgram ServicesEDUCATION2881806
Europe (Including Iceland and Greenland)Program ServicesEDUCATION5238493
Middle East and North AfricaProgram ServicesEDUCATION477118
North AmericaProgram ServicesEDUCATION994330
Russia and the Newly Independent StatesProgram ServicesEDUCATION100041
South AmericaProgram ServicesEDUCATION468021
South AsiaProgram ServicesEDUCATION571862
Sub-Saharan AfricaProgram ServicesEDUCATION418786
Central America and the CaribbeanProgram ServicesLIBRARIES2100
East Asia and the PacificProgram ServicesLIBRARIES47007
Europe (Including Iceland and Greenland)Program ServicesLIBRARIES234724
Middle East and North AfricaProgram ServicesLIBRARIES2490
North AmericaProgram ServicesLIBRARIES18671
Russia and the Newly Independent StatesProgram ServicesLIBRARIES12598
South AmericaProgram ServicesLIBRARIES5837
Sub-Saharan AfricaProgram ServicesLIBRARIES2405
Central America and the CaribbeanProgram ServicesRESEARCH53811
East Asia and the PacificProgram ServicesRESEARCH1809200
Europe (Including Iceland and Greenland)Program ServicesRESEARCH5105654
Middle East and North AfricaProgram ServicesRESEARCH176944
North AmericaProgram ServicesRESEARCH658175
Russia and the Newly Independent StatesProgram ServicesRESEARCH98672
South AmericaProgram ServicesRESEARCH193891
South AsiaProgram ServicesRESEARCH130911
Sub-Saharan AfricaProgram ServicesRESEARCH347069
Central America and the CaribbeanProgram ServicesCLINICAL ACTIVITIES6470
East Asia and the PacificProgram ServicesCLINICAL ACTIVITIES41261
Europe (Including Iceland and Greenland)Program ServicesCLINICAL ACTIVITIES43996
Middle East and North AfricaProgram ServicesCLINICAL ACTIVITIES2889
North AmericaProgram ServicesCLINICAL ACTIVITIES63364
South AsiaProgram ServicesCLINICAL ACTIVITIES7523
Sub-Saharan AfricaProgram ServicesCLINICAL ACTIVITIES4151
Central America and the CaribbeanProgram ServicesEXTERNAL RELATIONS6285
East Asia and the PacificProgram ServicesEXTERNAL RELATIONS119088
Europe (Including Iceland and Greenland)Program ServicesEXTERNAL RELATIONS224677
Middle East and North AfricaProgram ServicesEXTERNAL RELATIONS3718
North AmericaProgram ServicesEXTERNAL RELATIONS28787
South AmericaProgram ServicesEXTERNAL RELATIONS7359
South AsiaProgram ServicesEXTERNAL RELATIONS2249
Sub-Saharan AfricaProgram ServicesEXTERNAL RELATIONS47051
Central America and the CaribbeanProgram ServicesRECRUITMENT/ADMISSIONS2328
East Asia and the PacificProgram ServicesRECRUITMENT/ADMISSIONS95078
Europe (Including Iceland and Greenland)Program ServicesRECRUITMENT/ADMISSIONS40764
Middle East and North AfricaProgram ServicesRECRUITMENT/ADMISSIONS18331
North AmericaProgram ServicesRECRUITMENT/ADMISSIONS48021
Russia and the Newly Independent StatesProgram ServicesRECRUITMENT/ADMISSIONS5573
South AmericaProgram ServicesRECRUITMENT/ADMISSIONS13399
South AsiaProgram ServicesRECRUITMENT/ADMISSIONS12734
Sub-Saharan AfricaProgram ServicesRECRUITMENT/ADMISSIONS3148
Central America and the CaribbeanProgram ServicesADMINISTRATION17366
East Asia and the PacificProgram ServicesADMINISTRATION53234
Europe (Including Iceland and Greenland)Program ServicesADMINISTRATION120293
Middle East and North AfricaProgram ServicesADMINISTRATION862
North AmericaProgram ServicesADMINISTRATION11306
Russia and the Newly Independent StatesProgram ServicesADMINISTRATION1856
South AmericaProgram ServicesADMINISTRATION20412
South AsiaProgram ServicesADMINISTRATION10753
Central America and the CaribbeanInvestmentsFOREIGN TRAVEL10268
East Asia and the PacificInvestmentsFOREIGN TRAVEL46264
Europe (Including Iceland and Greenland)InvestmentsFOREIGN TRAVEL120919
Middle East and North AfricaInvestmentsFOREIGN TRAVEL2615
North AmericaInvestmentsFOREIGN TRAVEL7369
Russia and the Newly Independent StatesInvestmentsFOREIGN TRAVEL7219
South AmericaInvestmentsFOREIGN TRAVEL16207
South AsiaInvestmentsFOREIGN TRAVEL27643
East Asia and the PacificFundraisingFOREIGN TRAVEL226777
Europe (Including Iceland and Greenland)1FundraisingFOREIGN TRAVEL40982
Middle East and North AfricaFundraisingFOREIGN TRAVEL109
North AmericaFundraisingFOREIGN TRAVEL5231
East Asia and the PacificFundraisingFOREIGN TRAVEL143247
Europe (Including Iceland and Greenland)FundraisingFOREIGN TRAVEL59481
East Asia and the PacificGrantmakingGRANT-FUNDED SUBAWARDS940471
Europe (Including Iceland and Greenland)GrantmakingGRANT-FUNDED SUBAWARDS1181291
Middle East and North AfricaGrantmakingGRANT-FUNDED SUBAWARDS129908
North AmericaGrantmakingGRANT-FUNDED SUBAWARDS1198311
South AmericaGrantmakingGRANT-FUNDED SUBAWARDS30018
South AsiaGrantmakingGRANT-FUNDED SUBAWARDS441817
Sub-Saharan AfricaGrantmakingGRANT-FUNDED SUBAWARDS690924
Europe (Including Iceland and Greenland)GrantmakingINTERNSHIP STIPENDS149062
East Asia and the PacificGrantmakingSTIPENDS279000
South AsiaGrantmakingLOAN FORGIVENESS5325
Europe (Including Iceland and Greenland)GrantmakingFELLOWSHIP45000
East Asia and the PacificGrantmakingRESEARCH FELLOWSHIPS6020
Europe (Including Iceland and Greenland)GrantmakingRESEARCH FELLOWSHIPS66316
North AmericaGrantmakingRESEARCH FELLOWSHIPS5000
South AsiaGrantmakingRESEARCH FELLOWSHIPS24000
Central America and the CaribbeanGrantmakingUNDERGRAD RESEARCH5600
East Asia and the PacificGrantmakingUNDERGRAD RESEARCH48725
Europe (Including Iceland and Greenland)GrantmakingUNDERGRAD RESEARCH50046
Middle East and North AfricaGrantmakingUNDERGRAD RESEARCH5600
North AmericaGrantmakingUNDERGRAD RESEARCH5000
Russia and the Newly Independent StatesGrantmakingUNDERGRAD RESEARCH5600
South AmericaGrantmakingUNDERGRAD RESEARCH32870
South AsiaGrantmakingUNDERGRAD RESEARCH5296
Sub-Saharan AfricaGrantmakingUNDERGRAD RESEARCH37000
Central America and the CaribbeanGrantmakingSERVICE LEARNING17000
East Asia and the PacificGrantmakingSERVICE LEARNING23000
Europe (Including Iceland and Greenland)GrantmakingSERVICE LEARNING12750
Middle East and North AfricaGrantmakingSERVICE LEARNING6500
South AmericaGrantmakingSERVICE LEARNING5000
South AsiaGrantmakingSERVICE LEARNING14200
Sub-Saharan AfricaGrantmakingSERVICE LEARNING64250
Central America and the CaribbeanGrantmakingEARTHQUAKE RELIEF159500
FieldValueIRS element (for citing)
Total Number Of Offices10TotalNumberOfOffices
Total Number Of Employees44TotalNumberOfEmployees
Total Amount Spent49783560TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (37 entries)

RegionRegionPurpose Of GrantPurposeOfGrantAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
East Asia/PacificSub-award82439check
East Asia/Pacificsub-award6469check/wire
East Asia/Pacificsub-award48146wire
East Asia/Pacificsub-award497772check/wire
East Asia/Pacificsub-award248844wire
East Asia/Pacificsub-award41801check
East Asia/Pacificsub-award15000wire
Europe/Iceland/Greenlandsub-award141299check
Europe/Iceland/Greenlandsub-award25000check
Europe/Iceland/Greenlandsub-award229327check/wire
Europe/Iceland/Greenlandsub-award474656check
Europe/Iceland/Greenlandsub-award141943check
Europe/Iceland/Greenlandsub-award47443check
Europe/Iceland/Greenlandsub-award48774check
Europe/Iceland/Greenlandsub-award72849check
North Americasub award13199check
North Americasub-award10543check
North Americasub-award55093check
North Americasub-award424892check
North Americasub-award235134check
North Americasub-award66909check
North Americasub-award240065check
North Americasub-award6740check
North Americasub-award29080check
North Americasub-award74656check/wire
North Americasub-award42000wire
Middle East/North Africasub-award129908check
South Americasub-award30018check
South Asiasub-award35081CHECK/WIRE
South Asiasub-award367258wire
South Asiasub-award32397check
Sub-Saharan Africasub-award60902wire
Sub-Saharan Africasub-award52579wire
Sub-Saharan Africasub-award36647check/wire
Sub-Saharan Africasub-award50000wire
Sub-Saharan Africasub-award203196wire
Cent. America/CaribbeanEarthquake relief-patient care159500check
FieldValueIRS element (for citing)
Total Number Of501c3 Orgs52TotalNumberOf501c3Orgs
Total Number Of Other Orgs3TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS (24 entries)

Type Of AssistanceTypeOfAssistanceRegionRegionNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
RESEARCH GRANTS - UNDERGRADUATECent. America/Caribbean15600EFT
RESEARCH GRANTS - UNDERGRADUATEEast Asia/Pacific948725EFT
RESEARCH GRANTS - UNDERGRADUATEEurope/Iceland/Greenland950046EFT
RESEARCH GRANTS - UNDERGRADUATEMiddle East/North Africa15600EFT
RESEARCH GRANTS - UNDERGRADUATENorth America15000EFT
RESEARCH GRANTS - UNDERGRADUATERussia15600EFT
RESEARCH GRANTS - UNDERGRADUATESouth America632870EFT
RESEARCH GRANTS - UNDERGRADUATESouth Asia15296EFT
RESEARCH GRANTS - UNDERGRADUATESub-Saharan Africa637000EFT
SERVICE LEARNING FELLOWSHIPSCent. America/Caribbean317000EFT
SERVICE LEARNING FELLOWSHIPSEast Asia/Pacific423000EFT
SERVICE LEARNING FELLOWSHIPSEurope/Iceland/Greenland212750EFT
SERVICE LEARNING FELLOWSHIPSMiddle East/North Africa16500EFT
SERVICE LEARNING FELLOWSHIPSSouth America15000EFT
SERVICE LEARNING FELLOWSHIPSSouth Asia214200EFT
SERVICE LEARNING FELLOWSHIPSSub-Saharan Africa664250EFT
SCHOLARSHIPSEast Asia/Pacific26279000wire
INTERNSHIPS STIPENDSEurope/Iceland/Greenland46149062wire
FELLOWSHIPEurope/Iceland/Greenland145000wire
RESEARCH GRANTS - SENIOR SCHOLAR SUPPORTEast Asia/Pacific16020check
RESEARCH GRANTS - SENIOR SCHOLAR SUPPORTEurope/Iceland/Greenland566316check
RESEARCH GRANTS - SENIOR SCHOLAR SUPPORTNorth America15000check
RESEARCH GRANTS - SENIOR SCHOLAR SUPPORTSouth Asia124000wire
LOAN FORGIVENESSSouth Asia15325check

Form990 Schedule F Part IV Form990ScheduleFPartIV

FieldValueIRS element (for citing)
IdentifierPART I, GENERAL INFORMATION ON ACTIVITIES OUTSIDE OF THE UNITED STATESIdentifier
ExplanationPART I, LINE 2: DESCRIBE THE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE OF THE UNITED STATES. STANFORD UNIVERSITY IS NOT A "GRANTMAKER" PER SE IN THAT ITS FUNDAMENTAL MISSION, AND PURPOSE FOR TAX-EXEMPTION, RELATES TO TEACHING, RESEARCH AND PATIENT CARE ACTIVITIES. HOWEVER, IN THE COURSE OF THESE MISSION-BASED ACTIVITIES, THE UNIVERSITY DOES MAKE PAYMENTS THAT MEET THE CRITERIA FOR GRANTMAKING AS DEFINED BY THE INSTRUCTIONS TO IRS 990 SCHEDULE F. PROCEDURES FOR MONITORING USE OF GRANT FUNDS OUTSIDE OF THE U.S. ARE PRINCIPALLY GOVERNED BY THE PURPOSE FOR WHICH THE FUNDS WERE GRANTED: FINANCIAL AID: SCHOLARSHIPS, STIPENDS AND FELLOWSHIPS FOR MOST U.S. INSTITUTIONS OF HIGHER EDUCATION, PROVISION OF FINANCIAL AID TO STUDENTS IS AN IMPORTANT ACTIVITY ENABLING QUALIFIED STUDENTS TO OBTAIN A COLLEGE EDUCATION AT THE UNDERGRADUATE, GRADUATE OR POSTDOCTORAL LEVEL. STANFORD IS COMMITTED TO A "NEED-BLIND" ADMISSION POLICY FOR U.S. CITIZENS AND PERMANENT RESIDENTS; IT ADMITS QUALIFIED STUDENTS WITHOUT REGARD TO THEIR ABILITY TO PAY, AND PROVIDES A COMPREHENSIVE FINANCIAL AID PROGRAM FOR ALL ADMITTED STUDENTS WHO HAVE UNIVERSITY-COMPUTED NEED, AND WHO MEET STATED FINANCIAL AID ELIGIBILITY REQUIREMENTS. FOR THE FISCAL YEAR, ENDED AUGUST 31, 2010, 80% OF UNDERGRADUATE STUDENTS RECEIVED SOME FORM OF FINANCIAL AID (5,476 STUDENTS), WITH A TOTAL OF $312,507,752 OF FINANCIAL AID DISBURSED TO ALL STANFORD STUDENTS. APPROXIMATELY 73% OF THIS AID TOOK THE FORM OF TRANSFERS FROM INTERNAL UNIVERSITY FUNDS TO OFFSET TUITION AND OTHER UNIVERSITY CHARGES THAT WOULD OTHERWISE HAVE BEEN RECEIVED BY THE UNIVERSITY. THE BALANCE OF $85,068,486 REPRESENTS DISBURSEMENTS, PRIMARILY TO GRADUATE STUDENTS, FOR STIPENDS, FELLOWSHIPS AND OTHER STUDENT AID, IN SUPPORT OF ACADEMIC EFFORT. FOR THE VAST MAJORITY OF ENROLLED STUDENTS, THESE AMOUNTS ARE PAID BY DIRECT DEPOSIT TO STUDENT BANK ACCOUNTS IN THE UNITED STATES. AT THE TIME OF CONSTRUCTIVE RECEIPT OF THESE FUNDS IN THE U.S., IT IS POSSIBLE THAT STUDENTS (PARTICULARLY DOCTORAL STUDENTS) MIGHT BE TRAVELING, OR "LIVING," OUTSIDE OF THE U.S. DURING THE COURSE OF THEIR ACADEMIC WORK, OR EVEN FOR PERSONAL PURPOSES. STANFORD REQUIRES THAT STUDENTS WHO ARE RECEIVING FINANCIAL AID MAINTAIN THEIR REGISTRATION STATUS, AND BE ENROLLED FOR ACADEMIC CREDIT IN UNIVERSITY-APPROVED PROGRAMS. THE UNIVERSITY DOES NOT BROADLY CONSIDER FINANCIAL AID DISBURSEMENTS IN THE UNITED STATES TO ENROLLED STUDENTS AS "GRANTS TO FOREIGN INDIVIDUALS," AND HAS ACCORDINGLY REPORTED ON SCHEDULE F THOSE GRANTS PAID OUTSIDE OF THE UNITED STATES, OR GRANTS FOR USE OUTSIDE THE UNITED STATES FOR PROGRAMS WHICH HAVE A READILY IDENTIFIABLE FOREIGN COMPONENT THAT IS SEPARATELY TRACKED. THE FOLLOWING CATEGORIES OF AID ARE PAID DIRECTLY TO STUDENTS OR SCHOLARS OUTSIDE OF THE UNITED STATES, OR FOR INTENDED USE OUTSIDE THE U.S., AND ARE REPORTED ON SCHEDULE F, PART III. RESEARCH GRANTS: THE UNIVERSITY FUNDS A SUMMER INDEPENDENT RESEARCH GRANT PROGRAM AVAILABLE ON A COMPETITIVE BASIS TO UNDERGRADUATES. AS FOR MOST FINANCIAL AID, THESE GRANTS ARE DISBURSED IN THE UNITED STATES TO ENROLLED STUDENTS. OPPORTUNITIES TO FORMALLY PRESENT RESULTING ACADEMIC RESEARCH FINDINGS ARE PROVIDED, WHICH CONTRIBUTES TO THE ASSURANCE THAT MONIES ARE USED FOR THE INTENDED PURPOSE. THOSE AWARDS EXCEEDING $5,000, WHERE THE INTENDED USE OF THE RESEARCH GRANT IS OUTSIDE OF THE U.S., ARE REPORTED IN PART III. SERVICE LEARNING FELLOWSHIPS: STANFORD'S HAAS CENTER FOR PUBLIC SERVICE MANAGES A PROGRAM TO ENGAGE STANFORD STUDENTS IN SERVICE LEARNING OPPORTUNITIES. THESE PLACEMENTS ARE CLOSELY MONITORED BY PROGRAM OFFICERS PRIOR TO AND AFTER THEY OCCUR, TO ASSURE THE MAXIMUM BENEFIT OF THE LEARNING EXPERIENCE. FELLOWSHIP PLACEMENTS OUTSIDE OF THE U.S. FOR WHICH STUDENTS RECEIVED SUPPORT IN EXCESS OF $5,000 ARE BEEN REPORTED IN PART III. 1. SCHOLARSHIPS STANFORD MANAGES A CONSORTIUM LANGUAGE PROGRAM LOCATED IN THE EAST ASIA/PACIFIC REGION ON BEHALF OF SEVERAL U.S. UNIVERSITIES. SCHOLARSHIPS TO ATTEND THIS PROGRAM ARE AWARDED BY THE CONSORTIUM, AND ARE DISBURSED FROM STANFORD DIRECTLY TO THE CONSORTIUM PROGRAM OFFICE OVERSEAS. 2. OVERSEAS STUDIES PROGRAM-INTERNSHIP STIPENDS AS PART OF ITS UNDERGRADUATE OVERSEAS STUDY PROGRAM IN EUROPE, THE UNIVERSITY IS ABLE TO PLACE ELIGIBLE STANFORD STUDENTS IN LOCAL INTERNSHIPS FOR 3-6 MONTHS. STUDENTS ARE PAID A STIPEND TO COVER THEIR HOUSING, FOOD AND LIVING EXPENSES. UNIVERSITY PROGRAM MANAGERS IN THESE COUNTRIES WORK WITH RECIPIENT ORGANIZATIONS TO MONITOR STUDENT PERFORMANCE AND PROVIDE FEEDBACK. THESE AMOUNTS ARE REPORTED IN PART III AS GRANTS TO INDIVIDUALS, LIVING OUTSIDE OF THE U.S. THE IN-COUNTRY EXPENDITURES RELATING TO EACH OF THE OVERSEAS STUDIES CENTERS ARE REPORTED IN PART I, LINE 3 AS A PROGRAM ACTIVITY. A VERY SMALL PROPORTION OF THOSE EXPENSES ARE REPRESENTED BY CASH PAYMENTS TO STUDENTS FOR PER DIEM MEAL ALLOWANCES. THESE HAVE BEEN INCLUDED AS PROGRAM ACTIVITY EXPENSES, NOT AS GRANTS TO INDIVIDUALS. 3. FELLOWSHIP INCLUDED IN PART III IS A ONE-TIME STIPEND PAYMENT TO THE EUROPEAN HOME INSTITUTION IN SUPPORT OF A SCHOLAR VISITING STANFORD FOR THE YEAR. 4. SENIOR SCHOLAR SUPPORT: THESE RESEARCH GRANTS REPRESENT STIPEND PAYMENTS FOR NON-STUDENT FELLOWSHIPS SUCH AS SENIOR FELLOWS WHO MAY BE ASSOCIATED WITH THE UNIVERSITY FOR LIMITED PERIODS OF TIME TO UNDERTAKE A PARTICULAR ACADEMIC PROJECT. AMOUNTS REPORTED ON SCHEDULE F PART III REPRESENT SUPPORT PAID TO INDIVIDUALS OUTSIDE OF THE UNITED STATES. 5. LOAN FORGIVENESS AMOUNTS REPORTED IN PART III REPRESENT PAYMENT MADE UNDER STANFORD'S GRADUATE SCHOOL OF BUSINESS (GSB) INTERNATIONAL OR NON-PROFIT LOAN FORGIVENESS PROGRAMS. THESE PROGRAMS ARE PART OF THE GSB'S BROADER GOAL TO HAVE GREATER INTERNATIONAL IMPACT AND TO INCREASE ACCESS TO GLOBAL OPPORTUNITIES. ELIGIBILITY FOR BOTH PROGRAMS IS MONITORED BY THE GSB FINANCIAL AID OFFICE, AND SINCE THE PROGRAMS ARE GIFT-FUNDED, THE UNIVERSITY IS REQUIRED TO DEMONSTRATE THAT IT HAS USED THE FUNDS IN ACCORDANCE WITH DONOR RESTRICTIONS. SUB-AWARDS ARE PAYMENTS TO THIRD PARTY RECIPIENTS FOR PERFORMING A PORTION OF A STANFORD RESEARCH PROGRAM, MOST OFTEN A SPONSORED-RESEARCH PROJECT. SUB-AWARDS ARE AGREEMENTS FOR CONTRACTUALLY DEFINED DELIVERABLES, USUALLY REQUIRING HIGHLY SPECIFIC EXPERTISE. AS SUCH THEY ARE PROBABLY BEST LEGALLY DESCRIBED AS CONTRACTS. HOWEVER, SUB-AWARDS MIGHT ALSO BE CATEGORIZED AS EITHER GRANTS OR CONTRACTS, DEPENDING ON THE NATURE OF THE ORIGINATING PRIME FUNDING SOURCE, SINCE THE TERMS AND CONDITIONS OF THE ORIGINATING FUNDING SOURCE GENERALLY FLOW THROUGH TO THE SUB-AWARD. ACCORDINGLY, GRANT-FUNDED SUB-AWARDS ARE REPORTED IN PART II. CONTRACT-FUNDED SUB-AWARDS TO FOREIGN RECIPIENTS ARE REPORTED IN PART I, LINE 3 AS RESEARCH PROGRAM ACTIVITIES. THE PROCEDURES FOR MONITORING BOTH TYPES OF SUB-AWARDS ARE ESSENTIALLY IDENTICAL. AN INITIAL RISK ASSESSMENT OF THE SUB-RECIPIENT IS CONDUCTED PRIOR TO THE GRANTING OF THE SUB-AWARD. THIS, TOGETHER WITH AN AUDIT/FINANCIALS REVIEW, PROVIDES INSIGHT ON WHETHER IT IS APPROPRIATE AND REASONABLE TO ENTER INTO THE SUB-AWARD, OR WHETHER ADDITIONAL TERMS MUST BE ADDED TO THE SUB-AWARD AGREEMENT FOR GREATER ASSURANCE OF ITS SAFE-HANDLING. IN ACCORDANCE WITH U.S. OMB CIRCULAR A-133 REQUIREMENTS, THE SUB-RECIPIENT IS REQUIRED TO ANNUALLY COMPLETE A QUESTIONNAIRE DESIGNED TO ASSESS CERTAIN OF THE ENTITY'S INTERNAL CONTROLS, AND FINANCIAL STATUS. THIS INFORMATION IS COLLECTED AND REVIEWED BY SPONSORED RESEARCH SPECIALISTS. INVOICES SUBMITTED BY THE SUB-RECIPIENT TO THE UNIVERSITY ARE REVIEWED TO ENSURE THAT CHARGED EXPENSES MEET BOTH INTERNAL ACCOUNTING POLICIES, AS WELL AS STANDARDS ESTABLISHED BY U.S. OMB CIRCULAR A-21. AWARDS ARE MONITORED ON AN ONGOING BASIS BY MEETING, REPORT OR COMMUNICATION, BY BOTH THE AWARD PRINCIPAL INVESTIGATOR AND THE UNIVERSITY'S SUB-RECIPIENT MONITORING OFFICER TO ENSURE THAT PROGRESS IS PROCEEDING AS AGREED. Earthquake Relief-a one-time payment was made by the University, on behalf of the School of Medicine, to a hospital in Haiti to support patient care for victims of the January 2010 Haitian earthquake. PART I, LINE 3, COLUMN (F) AS A LEADING RESEARCH INSTITUTION, STANFORD UNIVERSITY CONDUCTS ACTIVITIES ALL OVER THE WORLD IN PURSUIT OF ITS ACADEMIC MISSION OF INSTRUCTION, RESEARCH AND PATIENT CARE. ITS STUDENT, FACULTY AND ALUMNI COMMUNITIES ARE SIMILARLY INTERNATIONAL IN CHARACTER, AND SEEK TO COLLABORATE IN AN INTERDEPENDENT WORLD TO UNDERSTAND AND SOLVE GLOBAL CHALLENGES. IN ACCORDANCE WITH IRS GUIDANCE, THE UNIVERSITY HAS REPORTED ON SCHEDULE F EXPENDITURES RELATING TO FOREIGN ACTIVITIES WHICH ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM. ALL UNIVERSITY EXPENDITURES ARE TRACKED AND REPORTED IN THE ACCOUNTING SYSTEM; HOWEVER, THERE HAS PREVIOUSLY BEEN NO PERSUASIVE BUSINESS PURPOSE TO WARRANT THE CATEGORIZATION OF EXPENDITURES GEOGRAPHICALLY. GRANTMAKING GRANTS REPORTED ON SCHEDULE F ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM, CATEGORIExplanation

Schedule G IRS990ScheduleG

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1UNDER ONE LUNCHNameOfEvent1
Gross Receipts Event1236587GrossReceiptsEvent1
Charitable Contributions Event1227087CharitableContributionsEvent1
Gross Revenue Event19500GrossRevenueEvent1
Rent Facility Costs Event11500RentFacilityCostsEvent1
Other Direct Expenses Event167812OtherDirectExpensesEvent1
Name Of Event2TAILGATESNameOfEvent2
Gross Receipts Event228130GrossReceiptsEvent2
Gross Revenue Event228130GrossRevenueEvent2
Other Direct Expenses Event294164OtherDirectExpensesEvent2
Total Number Of Other Events6TotalNumberOfOtherEvents
Gross Receipts Other Events75186GrossReceiptsOtherEvents
Gross Revenue Other Events75186GrossRevenueOtherEvents
Rent Facility Costs Other Events4200RentFacilityCostsOtherEvents
Other Direct Expenses Other Events185943OtherDirectExpensesOtherEvents
Gross Receipts Total339903GrossReceiptsTotal
Charitable Contributions Total227087CharitableContributionsTotal
Gross Revenue Total Events112816GrossRevenueTotalEvents
Rent Facility Costs Total Events5700RentFacilityCostsTotalEvents
Other Direct Expenses Total Events347919OtherDirectExpensesTotalEvents
Direct Expense Summary Events353619DirectExpenseSummaryEvents
Net Income Summary-240803NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedtrueRecordsMaintained

Recipient Table RecipientTable (22 entries)

Address Line1AddressUS/AddressLine1Address Line2AddressUS/AddressLine2CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrant
ALLIANCE FOR SCHOOL CHOICE
1660 L ST NW STE 1000C/O FONDA ANDERSONWashingtonDC20036522111508501(c)(3)25000Research and Educ.
UCSB FOUNDATION
UCSB DEV OFFICESANTA BARBARACA93106237314834501(c)(3)100000public univ. support
MAKING WAVES EDUCATION PROGRAM
50 S LASALLE STREETc/o Glenn Holsclaw Executive DirecCHICAGOIL60603943267851501(c)(3)100000education assistance program
SANTA BARBARA COTTAGE HOSPITAL FDn
PO BOX 689C/O SUZANNE RYAN CURRAN DALSTONLos AngelesCA93102953802238501(c)(3)250000Hospital
SANTA BARBARA CENTER FOR PERFORMING ARTS
14 E CARILLO STSBCA931016727953847102501(c)(3)20000THEATRE
OAKLAND CHILDREN'S FAIRYLAND
699 BELLEVUE AVENUEc/o CJ Hirschfield Executive DirecOAKLANDCA94610943209054501(c)(3)25000CHILDREN'S PARK
GIRLS INC OF ALAMEDA COUNTY
13666 E 14TH STREETC/O JANELLE CAVANAGH CDOSAN LEANDROCA94578941558073501(c)(3)15000YOUTH SERVICES
Juvenile diabetes research foundation
49 STEVENSON STREETSUITE 1200SAN FRANCISCOCA94105231907729501(c)(3)10000Research and Educ.
ARTHRITIS FOUNDATION-NORTHERN CALIFORNIA
657 MISSION STSUITE 603 C/O TERRY BYRNESSAN FRANCISCOCA94105941212126501(c)(3)10000GENERAL GRANT
Lincoln Child Center
4368 Lincoln aveC/O CRISTINE STONER-MERTZoaklandCA94602941156501501(c)(3)10000YOUTH SERVICES
VILLANOVA University
800 LANCASTER AVEOFFICE OF UNIVERSITY ADVANCEMENTVILLANOVAPA19085231352688501(c)(3)20000SCHOLARSHIP FUND
EMBRACE
20170 THELMA AVEC/O LINUS LIANGSARATOGACA95070830509261501(c)(3)20000GENERAL GRANT
SCHWAB CHARITABLE FUND
211 MAIN STREETSAN FRANCISCOCA94105311640316501(c)(3)268500GENERAL GRANT
UNION COLLEGE
807 UNION STC/O STEPHEN DARE VP COLLEGE RELATISCHENECTADYNY12308200163689501(c)(3)35000ACADEMIC AFFAIRS
MENLO PARK PRESBYTERIAN CHURCH
950 SANTA CRUZ AVEMENLO PARKCA94025941167435501(c)(3)100000GENERAL GRANT
PIONEER FUND
733 BROAD STREETOFFICE OF COLLEGE ALUMNI RELATIONSGRINNELLIA501121690420680387501(C)(3)20000GENERAL GRANT
MENLO PARK ATHERTON EDUCATION FOUNDATION
PO BOX 584MENLO PARKCA940260584942871701501(c)(3)10000GENERAL GRANT
VALLEY PRESBYTERIAN CHURCH
945 PORTOLA ROADPORTOLA VALLEYCA94028941556664501(C)(3)7500TEKAX WATER PROJECT
COMPUTER HISTORY MUSEUM
1401 N SHORELINE BLVDMNT VIEWCA94043770507525501(C)(3)20000GENERAL GRANT
VENTURE PHILANTHROPY PARTNERS
1201 15TH STREETNWSUITE 420WASHINGTONDC20005311713618501(c)(3)200000GENERAL GRANT
STRIVE FOR COLLEGE COLLABORATIVE
3089 22ND ST 301SAN FRANCISCOCA94110262499144501(C)(3)20000GENERAL GRANT
GRINNELL COLLEGE
733 BROAD STREETOFFICE OF DEVELOPMENTGRINNELLIA501121690420680387501(C)(3)10000ATHLETICS
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants22TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations0TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of GrantSCHOLARSHIPS FOR STUDENTSTypeOfGrant
Number Of Recipients12574NumberOfRecipients
Amount Of Cash Grant311594917AmountOfCashGrant

Form990 Schedule I Part IV Form990ScheduleIPartIV

FieldValueIRS element (for citing)
IdentifierGRANTS AND ASSISTANCEIdentifier
Return ReferencePart I, Line 2ReturnReference
ExplanationGRANTS AND ALLOCATIONS REFLECT NON-COMPENSATORY SUPPORT PROVIDED TO STUDENTS IN VARIOUS FORMS. STANFORD IS COMMITTED TO A NEED-BLIND ADMISSIONS POLICY, ADMITTING QUALIFIED UNDERGRADUATES WITHOUT REGARD TO THEIR ABILITY TO pAY AND TO PROVIDE A COMPREHENSIVE FINANCIAL AID PROGRAM FOR ALL ADMITTED undergraduates WHO HAVE NEED AS DETERMINED BY THE UNIVERSITY AND WHO MEET OTHER REQUISITE CONDITIONS FOR FINANCIAL AID. MORE THAN 80% OF UNDERGRADUATES RECEIVED SOME FORM OF FINANCIAL ASSISTANCE DURING THE TAX YEAR AS WELL AS 85% OF ALL GRADuATE STUDENTS from stanford and other sources. THE TOTAL FINANCIAL AID INCLUDES $227,439,266 IN MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. AN ADDITIONAL $85,068,486 REFLECTS AMOUNTS PAID FOR ADDITIONAL FINANCIAL SUPPORT TO STUDENTS, INCLUDING PAYMENTS FOR HEALTH INSURANCE, LIVING EXPENSES, AND SUPPORT OF POSTDOCTORAL FELLOWS. GRANT RECOMMENDATIONS FROM DONOR ADVISED FUNDS ARE REVIEWED AND APPROVED BY SENIOR OFFICIALS IN THE OFFICE OF DEVELOPMENT AND THE CONTROLLER'S OFFICE PRIOR TO PAYMENT. SUB-GRANTS Stanford occasionally receives grant support that is disbursed to other individuals or entities per the terms of the award. In most cases, prior to the grant to Stanford, the University will provide the granting entity with a list of such contemplated recipients. Generally, as work on the grant progresses, changes to these recipients must be approved by the granting agency. Due to these review requirements of the granting agency, Stanford does not report such payments on Form 990 as sub-grants when made to a domestic recipient.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Personal ServicesXPersonalServices
Written Policy Re T And E ExpensestrueWrittenPolicyReTAndEExpenses
Substantiation RequiredtrueSubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymenttrueSeverancePayment
Supplemental Nonqual Retire PlantrueSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentstrueAnyNonFixedPayments
Initial Contract ExceptiontrueInitialContractException
Rebuttable Presumption ProceduretrueRebuttablePresumptionProcedure

Form990 Schedule J Part II Form990ScheduleJPartII (22 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
John Hennessy
65242300018353018423101305620985569000
john etchemendy
46936100015002046340698490743994000
randall livingston
4746580001500845000232080582516000
John B Ford
110000511595027210009967053528304060880
martin shell
37532502000001007301045000262440536142000
debra zumwalt
48924400015001532500267260669370000
robert c reidy
33566402700000001732230282240807111000
david demarest
308960010000016210745000267570421838000
howard wolf
283430046950000238130487980402991000
william madia
1970540400000300010474033840251212000
Diane Peck
28528002600002500245000177740353804000
John Powers
756367036621600025071102189501395189000
Philip A Pizzo
5821870001958302295000246150855885000
Richard Saller
4318150100000491070158770105290517328000
Frank Hanley
3923010107500000022450001944901711250000
Gary Steinberg
56593006285360002351001954901237525000
Thomas M Krummel
50156004726380103902450003587901035616000
Michael Edwards
4100630535011000254470194650989986000
Vadilaya M Reddy
2721350535410094440245000190390860528000
Edward E Manche
4450330129000075390236550271460632373000
Amin A Milki
2957800268426092920245000257340623732000
JOHN A FEREJOHN
1719230801357000212530127670100730007503570

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
PART I, LINE 1ATRAVEL POLICYSTANFORD UNIVERSITY TRAVEL POLICY GENERALLY REQUIRES ALL EMPLOYEES TO USE THE MOST ECONOMICAL MODE OF TRANSPORTATION AVAILABLE CONSISTENT WITH THE AUTHORIZED BUSINESS PURPOSE OF THE TRAVEL. IN ORDER TO BE REIMBURSED ON A TAX-FREE BASIS EMPLOYEES ARE REQUIRED TO COMPLY WITH THE ACCOUNTABLE PLAN RULES UNDER I.R.C. SECTION 62. UNIVERSITY OFFICERS AND OTHER INDIVIDUALS ENUMERATED IN SCHEDULE J ARE FULLY SUBJECT TO THE SAME POLICIES AND PROCEDURES AS ANY OTHER EMPLOYEE OF THE UNIVERSITY. ON RARE OCCASIONS, FIRST CLASS TRAVEL WILL BE AUTHORIZED BASED ON MEDICAL NEED OR OTHER EXIGENCY APPROVED BY THE PROVOST. SIMILARLY, REIMBURSEMENT OF TRAVEL FOR COMPANIONS IS SUBJECT TO THE PRE-APPROVAL OF THE PROVOST AND MUST BE CONSISTENT WITH THE AUTHORIZED BUSINESS PURPOSE OF THE TRAVEL IN ORDER TO BE NON-TAXABLE. PRESIDENT AND PROVOST HOUSING AS A CONDITION OF HIS EMPLOYMENT AS PRESIDENT OF THE UNIVERSITY AND FOR THE CONVENIENCE OF THE UNIVERSITY, MR. HENNESSY IS REQUIRED TO LIVE IN THE PRESIDENT'S HOME ON THE CAMPUS OF THE UNIVERSITY. AS A CONDITION OF HIS EMPLOYMENT AS PROVOST OF THE UNIVERSITY AND FOR THE CONVENIENCE OF THE UNIVERSITY, MR. ETCHEMENDY IS ALSO REQUIRED TO LIVE ON THE CAMPUS OF THE UNIVERSITY. THEIR RESIDENCES ARE USED FREQUENTLY FOR UNIVERSITY BUSINESS, INCLUDING OFFICIAL GATHERINGS OF FACULTY, STAFF, STUDENTS, ALUMNI, DONORS, AND THEIR FAMILIES. AS PART OF A PROGRAM OF APPROPRIATE AND REGULAR MAINTENANCE OF THESE HOUSES, THE UNIVERSITY PROVIDES CLEANING SERVICE FOR THE PUBLIC AND PRIVATE AREAS. THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OF THE HOUSING FOR THE AREAS OF THESE RESIDENCES RESERVED FOR THE PERSONAL USE OF THE EMPLOYEES, BASED UPON THE PREVAILING RENTAL RATES IN PALO ALTO, AND ACTUAL COSTS OF RELATED SERVICES FOR THE PERSONAL AREAS, INCLUDING MAINTENANCE, CLEANING, AND UTILITIES. PART 1, LINE 4B DEFERRED COMPENSATION PLAN PROVISIONS OFFICERS AND OTHERS LISTED IN SCHEDULE J, PART II PARTICIPATE IN A DEFERRED COMPENSATION PLAN. ANNUALLY, AMOUNTS ARE CREDITED TO THE PLAN BASED ON PERFORMANCE AND CERTAIN OTHER FACTORS. PLAN BALANCES ARE SUBJECT TO FORFEITURE AND/OR PAYMENT ONLY IF CERTAIN CONDITIONS ARE MET. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) THE UNIVERSITY PROVIDES THE PRESIDENT WITH A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. THE SERP IS EARNED GRADUALLY THROUGH HIS TERM OF SERVICE AS AN OFFICER. IF THE PRESIDENT REMAINS IN HIS POSITION THROUGH AUGUST 31, 2012, HE WILL RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 35.5% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY (2 PERCENTAGE POINTS OF WHICH WAS EARNED IN FY 2010), OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER. THE SERP BENEFIT IS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. FOR THE YEAR ENDED AUGUST 31, 2010, THE VALUE OF THE ANNUAL ACCRUAL OF THIS BENEFIT WAS $159,731 AND IS INCLUDED ON SCHEDULE J-1 COLUMN (C) AS DEFERRED COMPENSATION. THE UNIVERSITY ALSO PROVIDES THE PROVOST WITH A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. THE SERP IS EARNED GRADUALLY THROUGH HIS TERM OF SERVICE AS PROVOST. IF THE PROVOST REMAINS IN HIS POSITION THROUGH AUGUST 31, 2012, HE WILL RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 33% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY (3 PERCENTAGE POINTS OF WHICH WAS EARNED IN FY 2010), OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER. THE SERP BENEFIT IS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. FOR THE YEAR ENDED AUGUST 31, 2010, THE VALUE OF THE ANNUAL ACCRUAL OF THIS BENEFIT WAS $180,134 AND IS INCLUDED ON SCHEDULE J-1 COLUMN (C) AS DEFERRED COMPENSATION.
PART I, LINE 7 AND PART II, COLUMN B (II)COMPENSATION OF FACULTY IN THE STANFORD SCHOOL OF MEDICINETOTAL COMPENSATION FOR FACULTY IN THE SCHOOL OF MEDICINE IS MADE UP OF THE FOLLOWING INTEGRAL COMPONENTS: SALARY AND BENEFITS, ADMINISTRATIVE SUPPLEMENTS, AND BONUSES AWARDED UNDER DEPARTMENTAL PLANS. BASE SALARY IS BASED ON ACADEMIC RANK (E.G., PROFESSOR, ASSISTANT PROFESSOR). A VARIABLE COMPONENT OF SALARY IS DETERMINED PRIMARILY BY THE CONTRIBUTION OF THE INDIVIDUAL TO THE DEPARTMENT/DIVISION AND SECONDARILY BY THE CLINICAL SPECIALTY OF THE FACULTY MEMBER. OTHER SALARY SUPPLEMENTS ARE OCCASIONALLY USED TO PROVIDE FOR COMPENSATION GIVEN UP BY A FACULTY MEMBER WHEN ASSUMING A POSITION AT STANFORD. ADMINISTRATIVE SUPPLEMENTS ARE PAID TO FACULTY WHO TAKE ON DUTIES WHICH ARE OUTSIDE THEIR USUAL FACULTY RESPONSIBILITIES AND OUTSIDE NORMAL COMMITTEE WORK. INCENTIVE BONUSES ARE CONSIDERED A FUNDAMENTAL COMPONENT OF TOTAL COMPENSATION. THEY ARE PAID OUT BY THE DEPARTMENTS BASED ON THE DEPARTMENT'S INCENTIVE BONUS PLAN MEASURING THE FACULTY'S EFFORTS IN RESEARCH, TEACHING, CLINICAL, AND/OR ADMINISTRATIVE LEADERSHIP AREAS AS DEFINED BY THE PLAN. IN ADDITION, THE DEAN HAS A BONUS PLAN FOR CLINICAL CHAIRS BASED ON ACHIEVEMENT OF LEADERSHIP GOALS. SOME DEPARTMENTS HAVE "ON-CALL" AND "COVERAGE" BONUSES TO PROVIDE COMPENSATION FOR A FACULTY MEMBER'S PROVIDING OFF-HOURS COVERAGE. VARIABLE COMPENSATION OF INVESTMENT PROFESSIONALS A PORTION OF THE COMPENSATION PAID TO LISTED INVESTMENT PROFESSIONAL EMPLOYEES IS BASED ON A COMBINATION OF THREE FACTORS: THREE YEAR ANNUALIZED PERFORMANCE VERSUS THE RELEVANT POLICY portfolio BENCHMARK RETURN FOR THAT PERIOD, THREE YEAR ANNUALIZED PERFORMANCE VERSUS THe PERFORMANCE OF THE NINETEEN LARGEST COLLEGE AND ENDOWMENT INVESTMENT POOLS IN THE UNITED STATES, AND INDIVIDUAL PERFORMANCE. VARIABLE COMPENSATION OF OFFICERS AND OTHERS OFFICERS AND OTHERS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON PERFORMANCE, AS ENUMERATED IN PART II, COLUMN B(II). PART I, LINE 8 CERTAIN OFFICERS ARE SERVING UNDER THE PROVISIONS OF THEIR INITIAL CONTRACTS TO SERVE AS OFFICERS OF THE UNIVERSITY, WHICH PRINCIPALLY ESTABLISHES THEIR COMPENSATION, RESPONSIBILITIES, AND DUTIES.
PART II, COLUMN B (iii)HOUSING ASSISTANCEOTHER REPORTABLE COMPENSATION IN PART II, COLUMN B(III) INCLUDES HOUSING ASSISTANCE AND OTHER MISCELLANEOUS COMPENSATION. IN ADDITION, STANFORD HAS PROVIDED VARIOUS ITEMS OF "LISTED PROPERTY" (E.G. CELLULAR PHONES, COMPUTERS, AND PERIPHERALS) TO THE ABOVE LISTED EMPLOYEES PRINCIPALLY FOR THEIR BUSINESS USE. Part II, Columns C AND D STANFORD OFFICERS ACCRUE FUTURE BENEFITS THAT ARE AVAILABLE TO ALL STANFORD EMPLOYEES, SUCH AS POST-RETIREMENT MEDICAL INSURANCE AND TUITION BENEFITS, AND listed persons WHO ARE ALSO FACULTY ACCRUE FUTURE FACULTY BENEFITS SUCH AS SABBATICAL AND TENURE BUYOUT PROVISIONS. THESE BENEFITS ARE SUBJECT TO CERTAIN ELIGIBILITY REQUIREMENTS SUCH AS AGE, YEARS OF SERVICE, AND EMPLOYEE CLASSIFICATION. FOR SOME BENEFIT PLANS, THE UNIVERSITY RESERVES THE RIGHT TO CHANGE ELIGIBILITY REQUIREMENTS AND/OR THE NATURE AND EXTENT OF THE BENEFIT BEING PROMISED. THE VALUE OF THESE BENEFITS IS REPORTED FOR EACH OFFICER IN THE YEAR, IF ANY, SUCH BENEFITS ARE RECEIVED. INCLUDED IN PROFESSOR FEREJOHN'S COMPENSATION IS A PAYMENT OF $750,357 IN RETIREMENT INCENTIVES.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (5 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuer
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP
52170559213018AAA82008-05-22300000000SEE SCHEDULE 0falsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S
521705592130175P892004-06-24181200000SEE SCHEDULE Ofalsefalse
CALINFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1&3
521705592130178JD92007-09-06153277097SEE SCHEDULE Ofalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-4
521705592130178NH52008-05-15188501621SEE SCHEDULE Ofalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5
521705592130178TQ92009-08-0459147724SEE SCHEDULE Ofalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (5 entries)

Total ProceedsTotalProceedsCapital ExpendituresCapitalExpendituresYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaindIssuance Costs From ProceedsIssuanceCostsFromProceeds
3002180101256193142010truefalsefalsetrue
1824329501802077952006truefalsetruetrue992205
1561071041526158812009truefalsetruetrue661216
1885073021875500002009truefalsetruetrue951621
59148032586440182003falsetruetruetrue1644

Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsBond Counsel Routinely EngagedBondCounselRoutinelyEngagedPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
falsetruefalsetruetrue0.000000.000000.00000true
falsetruefalsetruetrue0.000000.000000.00000true
falsetruefalsetruetrue0.000000.000000.00000true

Form990 Schedule K Part IV Form990ScheduleKPartIV (5 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
falsetruefalsefalsefalsetrue
falsetruefalsefalsefalsefalse
falsefalsefalsefalsefalsefalse
falsefalsefalsefalsefalsefalse
falsefalsefalsefalsefalsetrue

Schedule L IRS990ScheduleL

Loan Table LoanTable (10 entries)

Purpose Of LoanPurposeOfLoanLoan From OrganizationLoanFromOrganizationOriginal PrincipalOriginalPrincipalAmountBalance DueBalanceDueDefaultDefaultApproved By BoardApprovedByBoardWritten AgreementWrittenAgreement
ROBERT REIDY
HOUSINGX$200,000200000falsetruetrue
RICHARD SALLER
HOUSINGX$600,000303515falsetruetrue
RICHARD SALLER
HOUSINGX$300,000300000falsetruetrue
RICHARD SALLER
HOUSINGX$300,000210000falsetruetrue
RICHARD SALLER
HOUSINGX$25,00025000falsetruetrue
PHILIP PIZZO
HOUSINGX$1,500,0001500000falsetruetrue
PHILIP PIZZO
HOUSINGX$590,000530044falsetruetrue
PHILIP PIZZO
HOUSINGX$600,000600000falsetruetrue
PHILIP PIZZO
HOUSINGX$125,00037500falsetruetrue
MARTIN SHELL
HOUSINGX$1,000,0001000000falsetruetrue
FieldValueIRS element (for citing)
Total Balance Due4706059TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV

Name Of Interested Person NameOfInterestedPerson

FieldValueIRS element (for citing)
Name PersonSEE SCHEDULE ONamePerson

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions15NumberOfContributions
Noncash Contribs Rptd F9900NoncashContribsRptdF990
Method Of Determining RevenuesN/AMethodOfDeterminingRevenues

Art Historical Treasures ArtHistoricalTreasures

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F9900NoncashContribsRptdF990
Method Of Determining RevenuesN/AMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Art Fractional InterestArtFractionalInterest

Books And Publications BooksAndPublications

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F9900NoncashContribsRptdF990
Method Of Determining RevenuesN/AMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Clothing And Household GoodsClothingAndHouseholdGoods
Cars And Other VehiclesCarsAndOtherVehicles
Boats And PlanesBoatsAndPlanes
Intellectual PropertyIntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1349NumberOfContributions
Noncash Contribs Rptd F990134597078NoncashContribsRptdF990
Method Of Determining RevenuesMARKET VALUEMethodOfDeterminingRevenues

Securities Closely Held Stock SecuritiesCloselyHeldStock

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions10NumberOfContributions
Noncash Contribs Rptd F99012897147NoncashContribsRptdF990
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenues

Securities Prtnrshp Trust Intrsts SecuritiesPrtnrshpTrustIntrsts

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F99020750NoncashContribsRptdF990
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Securities MiscellaneousSecuritiesMiscellaneous
Qualified Contrib Hist StructQualifiedContribHistStruct
Qualified Contrib OtherQualifiedContribOther

Real Estate Residential RealEstateResidential

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F99012294918NoncashContribsRptdF990
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenues

Real Estate Commercial RealEstateCommercial

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F990584738NoncashContribsRptdF990
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Real Estate OtherRealEstateOther

Collectibles Collectibles

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F9900NoncashContribsRptdF990
Method Of Determining RevenuesN/AMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Food InventoryFoodInventory
Drugs And Medical SuppliesDrugsAndMedicalSupplies
TaxidermyTaxidermy
Historical ArtifactsHistoricalArtifacts
Scientific SpecimensScientificSpecimens
Archaeological ArtifactsArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)

Non Cash CheckboxNonCashCheckboxDescriptionDescriptionNumber Of ContributionsNumberOfContributionsNoncash Contribs Rptd F990NoncashContribsRptdF990Method Of Determining RevenuesMethodOfDeterminingRevenues
XHORSES50N/A
XEQUIPMENT2117197RETAIL
FieldValueIRS element (for citing)
Number Of8283 Received36NumberOf8283Received
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeld
Review Process Unusual NC GiftstrueReviewProcessUnusualNCGifts
Third Parties UsedfalseThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierPART I, COLUMN (B)Identifier
Return ReferenceIN COLUMN B, STANFORD IS REPORTING THE NUMBER OF CONTRIBUTIONS.ReturnReference
ExplanationPART I, LINE 33 NON-CASH CONTRIBUTIONS - GENERAL EXPLANATION STANFORD DOES NOT INCLUDE IN GIFT REVENUE TOTALS THE FOLLOWING TYPES OF NON-CASH CONTRIBUTIONS: - ART - BOOKS AND PUBLICATIONS - COLLECTIBLES - HORSES IN MANY CASES, VALUES OF SUCH ITEMS ARE DIFFICULT AND EXPENSIVE TO ASCERTAIN AND CONFIRM FOR FINANCIAL STATEMENT PURPOSES.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (8 entries)

IdentifierIdentifierExplanationExplanationReturn ReferenceReturnReference
Index of Responses Appearing in Schedule OForm Reference Description ============== =========== FORM 990, PAGE 1, LINE K FORM OF ORGANIZATION Form 990, Parts I and III, Line 1 Organization's Mission Form 990, Part I, Line 6 Volunteers Form 990, Part III, Line 4a-d Statement of Program Accomplishments Form 990, Part IV, Line 12-12A How the Financial Statements were Audited Form 990, Part V, Line 4b Countries of Foreign Bank Accounts Form 990, Part VI, Section B, Line 11A Preparation and Review of the Form 990 Form 990, Part VI, Section A, Line 2; Section B, Line 12c; and Schedule L Conflict of Interest Form 990, Part VI, Section B, Line 15 Compensation Determination Form 990, Part VI, Section C, Line 19 How Stanford Makes Its Governing Documents Available to the Public FORM 990, PART VIII, SECTION B INDEPENDENT CONTRACTORS Schedule K, Part I, Column C CUSIP Number Schedule K, Part I, Column F Description of Purpose for Tax-Exempt Bonds SCHEDULE K, PART II COMMERICIAL PAPER DEBT SCHEDULE K, PART III REFINANCING SCHEUDLE K, PART III, PRIVATE BUSINESS USE, LINES 4-5 PRIVATE BUSINESS USE SCHEUDLE K, PART IV FORM 8038-T Schedule L, Part II Loans To/From Interested Persons FORM 990, PAGE 1, LINE K FORM OF ORGANIZATION THE LELAND STANFORD JUNIOR UNIVERSITY WAS FOUNDED BY SENATOR AND MRS. LELAND STANFORD ON NOVEMBER 11, 1885, IN MEMORY OF THEIR ONLY CHILD, LELAND, JR. THE FOUNDING WAS ACCOMPLISHED BY A GRANT OF ENDOWMENT, KNOWN AS THE FOUNDING GRANT, WHICH CONVEYED IN TRUST TO A BOARD OF TRUSTEES CERTAIN PROPERTIES, DIRECTED THAT A UNIVERSITY BE ESTABLISHED AND OUTLINED THE OBJECTIVES AND GOVERNMENT OF THE UNIVERSITY. SUBSEQUENT LEGISLATION IN THE STATE OF CALIFORNIA GRANTED THE UNIVERSITY CORPORATE POWERS EFFECTIVE 1901. ACCORDINGLY, STANFORD HAS ELECTED TO BE TREATED AS A CORPORATION FOR THE PURPOSES OF THE ADMINISTRATION OF FEDERAL AND STATE INCOME TAX LAW. Form 990, Parts I and III, Line 1 Organization's Mission - CONTINUED FROM PART I, LINE 1 AND PART III, LINE 1 STANFORD IS INTERNATIONALLY RECOGNIZED FOR THE QUALITY OF ITS TEACHING AND RESEARCH, ITS DISTINGUISHED FACULTY, AND ITS OUTSTANDING STUDENT BODY. IN THE YEARS SINCE ITS FOUNDING IN 1885, STANFORD HAS GROWN TO OVER 1900 FACULTY MEMBERS AND AN ENROLLMENT OF APPROXIMATELY 6900 UNDERGRADUATE AND 8400 GRADUATE STUDENTS. THE OBJECTIVE AND PURPOSES OF STANFORD UNIVERSITY, JANE AND LELAND STANFORD WROTE IN THEIR FOUNDING GRANT IN 1885, ARE "TO QUALIFY ITS STUDENTS FOR PERSONAL SUCCESS, AND DIRECT USEFULNESS IN LIFE; ... TO PROMOTE THE PUBLIC WELFARE BY EXERCISING AN INFLUENCE IN BEHALF OF HUMANITY AND CIVILIZATION, TEACHING THE BLESSINGS OF LIBERTY REGULATED BY LAW, AND INCULCATING LOVE AND REVERENCE FOR THE GREAT PRINCIPLES OF GOVERNMENT AS DERIVED FROM THE INALIENABLE RIGHTS OF MAN TO LIFE, LIBERTY, AND THE PURSUIT OF HAPPINESS." FORM 990, PART I, LINE 6 VOLUNTEERS THERE ARE THOUSANDS OF ALUMNI AND FRIENDS OF STANFORD UNIVERSITY WHO VOLUNTEERED THEIR SERVICES TO STANFORD OVER THE COURSE OF THE YEAR. THESE SERVICES RANGE FROM SERVING AS A MEMBER OF THE BOARD OF TRUSTEES OF THE UNIVERSITY TO BEING ON A FUNDRAISING COMMITTEE TO BEING ON AN ADVISORY BOARD OF AN INSTITUTE.
FORM 990, PART III, LINE 4A(EXPENSES $1,104,447,062 INCLUDING GRANTS OF $30,269,034, REVENUE $873,178,004) INSTRUCTION AND DEPARTMENTAL RESEARCH: INCLUDES THE SALARIES, FRINGE BENEFITS AND SUPPLIES NECESSARY TO TEACH ABOUT 15,300 STUDENTS, INCLUDING 6,900 UNDERGRADUATE AND 8,400 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS. STANFORD'S 1,900 -PERSON FACULTY INCLUDES 16 NOBEL PRIZE WINNERS AND FOUR PULITZER PRIZE WINNERS. STANFORD HAS SEVEN SCHOOLS: BUSINESS, EARTH SCIENCES, EDUCATION, ENGINEERING, HUMANITIES AND SCIENCES, LAW, AND MEDICINE. CURRENT MULTIDISCIPLINARY INITIATIVES FOCUS ON WORLDWIDE PROBLEMS INVOLVING ENVIRONMENTAL SUSTAINABILITY, HUMAN HEALTH, GLOBAL PEACE AND SECURITY, AND K-12 EDUCATION. UNDERGRADUATES CHOOSE AMONG 60 MAJORS AND ARE ENCOURAGED TO LEARN CRITICAL THINKING SKILLS THROUGH RESEARCH. STANFORD STRIVES FOR CLOSE INTERACTION WITH FACULTY TO PREPARE STUDENTS TO BE TOMORROW'S LEADERS. FORM 990, PART III, LINE 4B (EXPENSES $927,699,608 INCLUDING GRANTS OF $23,424,351, REVENUE "NON PUBLIC" ONLY $187,504,732) ORGANIZED RESEARCH: RESEARCH IS INTEGRAL TO THE EDUCATIONAL MISSION OF STANFORD AND INVOLVES FACULTY, GRADUATE STUDENTS, AND UNDERGRADUATES WHO SEEK NEW KNOWLEDGE IN SERVICE TO HUMANITY. STANFORD FACULTY MEMBERS HAVE CONTRIBUTED TO ADVANCEMENTS IN HIGH TECHNOLOGY, INCLUDING THE CREATION OF DIGITAL SUBSCRIBER LINES, IDENTITY-BASED ENCRYPTION, GLOBAL POSITIONING SYSTEMS AND THE REDUCED INSTRUCTION SET COMPUTER, AMONG OTHER DISCOVERIES; DISEASE IDENTIFICATION AND MANAGEMENT, INCLUDING PROGRAMS USED BY MORE THAN 500 ORGANIZATIONS WORLDWIDE CONCERNED WITH CHRONIC HEALTH PROBLEMS SUCH AS ARTHRITIS AND HIV/AIDS; AND GENOME SEQUENCING, INCLUDING DISCOVERIES THAT CREATED THE FIELD OF GENETIC ENGINEERING. TODAY'S STANFORD FACULTY MEMBERS ARE LEADERS IN STEM CELL RESEARCH, NANOTECHNOLOGY, BIOENGINEERING, COMPUTING TECHNOLOGY, REFORM OF OUR NATION'S SCHOOLS AND ENVIRONMENTAL SUSTAINABILITY. THROUGH BOTH BASIC AND APPLIED RESEARCH, STANFORD IS COMMITTED TO PROVIDING NEW KNOWLEDGE THAT FUELS OUR NATIONAL ECONOMY AND TO TRAINING GRADUATE STUDENTS WHO WILL BECOME TOMORROW'S TEACHERS AND RESEARCHERS. STANFORD FACULTY MEMBERS ARE KNOWN FOR THEIR ABILITY TO CROSS INTERDISCIPLINARY BOUNDARIES TO CREATE TEAMS OF RESEARCHERS ABLE TO PROVIDE NEW INSIGHTS TO COMPLEX, WORLDWIDE PROBLEMS. SPECIFICALLY, STANFORD RESEARCHERS ARE FOCUSING THEIR RESOURCES TO MAKE GROUNDBREAKING ADVANCES THAT WILL LEAD TO IMPROVEMENTS IN HUMAN HEALTH, ENVIRONMENTAL SUSTAINABILITY, GLOBAL PEACE AND SECURITY, AND K-12 EDUCATION. FORM 990, PART III, LINE 4C (EXPENSES $640,222,060 INCLUDING GRANTS OF $1,055,816, REVENUE $576,661,204) UNIVERSITY AUXILIARY ACTIVITIES: INCLUDE AMONG OTHERS PATIENT CARE, STUDENT RESIDENCE AND DINING (R&DE), AND INTER-COLLEGIATE ATHLETIC PROGRAMS. RESIDENTIAL & DINING ENTERPRISES (R&DE) GENERATES REVENUES PRIMARILY THROUGH STUDENT ROOM AND BOARD, CONFERENCE FEES, AND OTHER ENTERPRISES. R&DE HOUSES 6,260 UNDERGRADUATE RESIDENTS (96% OF TOTAL UNDERGRADUATE STUDENTS) AND 4,760 GRADUATE RESIDENTS (56% OF TOTAL GRADUATE STUDENTS) AND SERVES 12,000 MEALS PER DAY (4,036 STUDENTS ON MEAL PLAN), WHILE PROVIDING STEWARDSHIP FOR 5 MILLION SQ FT OF PHYSICAL PLANT (OVER 1/3 OF CAMPUS). THE UNIVERSITY AND R&DE HAVE BEEN INVESTING IN THE RESIDENTIAL EDUCATION PROGRAM TO FOSTER AN ENVIRONMENT OF INTELLECTUAL, EDUCATIONAL, AND COMMUNITY-BUILDING ACTIVITIES IN STUDENT RESIDENCES. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $548,776,535 INCLUDING GRANTS OF $268,740,617) ACADEMIC SUPPORT AND PUBLIC SERVICE 272,814,524 STUDENT FINANCIAL AID 227,439,266 SLAC CONSTRUCTION AND OTHER 48,522,745 ___________ TOTAL OTHER PROGRAM SERVICE EXPENSES 548,776,535 ACADEMIC SUPPORT AND PUBLIC SERVICE: STANFORD'S 14 MAIN AND BRANCH LIBRARIES INCLUDE MORE THAN 9 MILLION VOLUMES, 2.2 MILLION AUDIOVISUAL MATERIALS, 83,000 CURRENT SERIALS, THOUSANDS OF DIGITAL RESOURCES, AND 5.9 MILLION MICROFORM HOLDINGS. SPECIAL COLLECTIONS INCLUDE ABOUT 290,000 RARE BOOKS AND MORE THAN 59 MILLION PAGES OF MATERIALS. STANFORD UNIVERSITY PRESS PUBLISHES ABOUT 130 BOOKS PER YEAR, TWO-THIRDS OF WHICH ARE SCHOLARLY MONOGRAPHS AND TEXTBOOKS IN THE HUMANITIES AND THE SOCIAL SCIENCES. HIGHWIRE PRESS IS AN ELECTRONIC JOURNAL DEVELOPING AND HOSTING SERVICE THAT PRODUCES THE ONLINE VERSIONS OF 1,436 PEER-REVIEWED JOURNALS AND OTHER SCHOLARLY CONTENT. THE STANFORD UNIVERSITY NETWORK INCLUDES MORE THAN 150,000 COMPUTERS WITH ASSIGNED INTERNET PROTOCOL ADDRESSES. MORE THAN 9.5 TERABYTES OF DATA FLOW BETWEEN SUNET AND THE INTERNET EACH DAY. STUDENT SERVICES INCLUDE, AMONG OTHERS, THE DEAN OF STUDENTS OFFICE, THE REGISTRAR, THE ADMISSIONS OFFICE, THE FINANCIAL AID OFFICE, AND THE OFFICE FOR RELIGIOUS LIFE. STUDENT FINANCIAL AID: INCLUDES MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. SLAC CONSTRUCTION AND OTHER: THE UNIVERSITY MANAGES AND OPERATES SLAC NATIONAL ACCELERATION LABORATORY FOR THE DEPARTMENT OF ENERGY ("DOE") UNDER A MANAGEMENT AND OPERATING CONTRACT. REVENUES AND EXPENDITURES ARE INCLUDED IN STANFORD'S FINANCIAL STATEMENTS; ASSETS AND LIABILITIES ARE CARRIED ON DOE'S BOOKS. ACCORDINGLY, CONSTRUCTION EXPENDITURES ARE RECORDED AS EXPENDITURES HEREIN. FORM 990 PART IV, LINE 12-12A HOW THE FINANCIAL STATEMENTS WERE AUDITED STANFORD'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED AUGUST 31, 2010 AND AUGUST 31, 2009 WERE AUDITED BY THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS ("PWC"). AS REQUIRED BY GENERAL ACCEPTED ACCOUNTING PRINCIPLES, THE UNIVERSITY'S FINANCIAL STATEMENTS ARE PREPARED ON A CONSOLIDATED BASIS AND INCLUDE THE UNIVERSITY ACCOUNTS AND THOSE OF STANFORD HOSPITAL AND CLINICS AND THE LUCILE SALTER PACKARD CHILDREN'S HOSPITAL AT STANFORD ("THE HOSPITALS"). THE FINANCIAL STATEMENTS DISCLOSE SEPARATELY THE ACCOUNTS OF THE UNIVERSITY FROM THOSE OF THE HOSPITALS. UNDER SEPARATE COVER, THE HOSPITALS PROVIDE AUDITED FINANCIAL STATEMENTS OF THEIR OWN ACCOUNTS. PWC UTILIZES SEPARATE AUDIT TEAMS TO CONDUCT THE AUDIT ENGAGEMENTS OF STANFORD AND THE HOSPITALS. EACH AUDIT IS CONDUCTED BY QUALIFIED PROFESSIONAL ACCOUNTANTS WITH AUDIT PLANS DESIGNED FROM THE SEPARATE ACCOUNTS FOR THE RESPECTIVE ENTITIES, IN ACCORDANCE WITH GENERALLY ACCEPTED AUDITING STANDARDS. STANFORD'S FORM 990 REPRESENTS THE ACCOUNTS OF THE UNIVERSITY. THE HOSPITALS FILE THEIR OWN SEPARATE 990 FORMS.STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS, CONTINUED FROM PAGE 3
FORM 990, PART V, LINE 4bIN THE FOLLOWING COUNTRIES: AUSTRALIA AUSTRIA BELGIUM BRAZIL CANADA CHANNEL ISLANDS CHILE CHINA DENMARK FINLAND FRANCE GERMANY HONG KONG INDIA INDONESIA ISRAEL ITALY JAPAN LUXEMBOURG MALAYSIA MAURITIUS NETHERLANDS NEW ZEALAND NORWAY PAKISTAN PHILIPPINES POLAND QATAR SINGAPORE SOUTH AFRICA SOUTH KOREA SPAIN SWEDEN SWITZERLAND TAIWAN THAILAND TURKEY UNITED KINGDOMSTANFORD HAS AN INTEREST IN OR SIGNATURE AUTHORITY OVER BANK ACCOUNTS
FORM 990, PART VI, SECTION B, LINE 11AEACH YEAR, THE UNIVERSITY HAS ITS FINANCIAL STATEMENTS AUDITED BY THE INDEPENDENT ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS (PWC). DATA FOR THE 990 IS EXTRACTED FROM THE AUDITED FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION. COMPENSATION DATA IS EXTRACTED FROM PAYROLL RECORDS, AND IN EACH CASE CONFIRMED BY THE REPORTED INDIVIDUAL. THIS RETURN IS PREPARED BY THE TAX DEPARTMENT AND REVIEWED BY SENIOR MANAGEMENT AND THE BOARD OF TRUSTEES OF THE UNIVERSITY. THE FINAL VERSION IS THEN SIGNED BY THE SENIOR ASSOCIATE VICE PRESIDENT FOR FINANCE AND PWC AS PAID PREPARER.PREPARATION AND REVIEW OF THE FORM 990
FORM 990, PART VI, SECTION A, LINE 2; SECTION B, LINE 12C;CONFLICT OF INTEREST MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES ("TRUSTEES"), OFFICERS AND FACULTY MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES THAT ARE STRICTLY ENFORCED TO ENSURE THAT ALL TRANSACTIONS WITH THESE PARTIES ARE ARM'S LENGTH, AND THERE IS NO FAVORABLE TREATMENT AS A RESULT OF THESE RELATIONSHIPS. CONFLICTS OF INTEREST ARE REGULARLY MONITORED, AND THE WRITTEN CONFLICT OF INTEREST POLICY IS CONSISTENTLY ENFORCED. UNIVERSITY-WIDE COMPLIANCE INITIATIVES INCLUDE TRAINING AND DOCUMENTATION, REQUIRED ANNUAL DISCLOSURE AND FOLLOW-UP; MANAGEMENT CONTROLS; ENTERPRISE RISK MANAGEMENT; REGULAR INTERNAL AND EXTERNAL AUDITS; WHISTLE-BLOWER PROVISIONS; SUPERVISION; AND REVIEW. VIOLATIONS ARE ADDRESSED THROUGH VARIOUS SANCTIONS, INCLUDING FINANCIAL PENALTIES AND TERMINATION, DEPENDING UPON THE NATURE AND DEGREE OF THE CONFLICT. FOR OFFICERS, THE UNIVERSITY REQUIRES ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THESE ANNUAL DISCLOSURES COVER BOTH OFFICERS AND THEIR IMMEDIATE FAMILY. WHEN SUCH ASSOCIATIONS EXIST, MEASURES ARE TAKEN TO APPROPRIATELY MANAGE, IN THE BEST INTERESTS OF THE UNIVERSITY, ANY ACTUAL OR PERCEIVED CONFLICT. FACULTY MUST COMPLY WITH THE FACULTY CONFLICT OF INTEREST POLICY, WHICH REQUIRES ANNUAL CERTIFICATION OF COMPLIANCE WITH THE POLICY AND DISCLOSURE OF INTERESTS IN OUTSIDE ENTITIES THAT ARE SPONSORS OF THEIR TEACHING OR RESEARCH OR OTHER TRANSACTIONS WITH THE UNIVERSITY IN WHICH THEY ARE INVOLVED. ALL PERSONAL FINANCIAL INTERESTS RELATED TO STANFORD ACTIVITIES MUST BE REPORTED, REGARDLESS OF DOLLAR AMOUNT. FOR TRUSTEES, THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF TRUSTEES IS PERMITTED TO PARTICIPATE IN ANY DECISION RELATING TO AN ENTITY IN WHICH HE OR SHE (OR AN IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST. THE CONFLICT OF INTEREST POLICY ALSO PRECLUDES THE UNIVERSITY FROM ENTERING INTO CERTAIN TRANSACTIONS WITH AN ENTITY IN WHICH A TRUSTEE HAS A MATERIAL FINANCIAL INTEREST UNLESS MEASURES ARE TAKEN TO MITIGATE ANY ACTUAL OR PERCEIVED CONFLICT. NAMELY, THE POLICY REQUIRES THAT SUCH TRANSACTIONS ARE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF THE UNIVERSITY, AND OTHERWISE IN ACCORDANCE WITH SOUND CONFLICT MANAGEMENT PRACTICES. THE CONFLICT OF INTEREST POLICY REQUIRES EACH TRUSTEE TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. SUBJECT TO THE POLICIES AND PROVISIONS OUTLINED ABOVE, AND WITHIN A WELL-DIVERSIFIED PORTFOLIO OF OVER 600 INDIVIDUAL ALTERNATIVE INVESTMENTS THAT SPAN MOST REGIONS OF THE WORLD AND MOST OF THE APPROPRIATE ASSET CLASSES FOR INVESTMENTS OF THIS NATURE, STANFORD MAY FROM TIME TO TIME INVEST ASSETS IN CERTAIN PARTNERSHIPS IN WHICH A TRUSTEE HAS A DIRECT OR INDIRECT GENERAL PARTNERSHIP INTEREST. SUCH INVESTMENTS ARE MADE BASED ON COMPELLING HISTORICAL PERFORMANCE AND TRACK RECORDS OF THE MANAGERS. THE INVESTMENT STRATEGIES OF THESE MANAGERS WERE ALSO ADDITIVE TO THE EXISTING PORTFOLIO AT THE TIME OF THE INVESTMENTS. IN ACCORDANCE WITH ITS CONTRACTUAL ARRANGEMENTS AS A GENERAL OR LIMITED PARTNER, WHICH ARE SIMILAR TO THOSE OF ALL OTHER INVESTORS IN SUCH ENTITIES, STANFORD IS REQUIRED, FROM TIME TO TIME, TO MAKE ADDITIONAL INVESTMENTS IN SUCH PARTNERSHIPS AND RECEIVES CASH DISTRIBUTIONS FROM REDEMPTION OR OTHER DISTRIBUTION OF PRINCIPAL, AS WELL AS ITS PRO-RATA SHARE OF EARNINGS AND OTHER GAINS GENERATED BY THE PARTNERSHIP, NET OF ANY FEES OR CARRIED INTEREST DILUTION OF THE GENERAL PARTNER. IN THE YEAR ENDED AUGUST 31, 2010, TRANSACTIONS WITH THE FOLLOWING TRUSTEES ROSE TO THE LEVEL OF DISCLOSURE REQUIRED BY THE IRS: WITH RESPECT TO STANFORD INVESTMENTS WHERE ROBERT BASS, A TRUSTEE, HAD A DIRECT OR INDIRECT INTEREST AS A GENERAL PARTNER, THE UNIVERSITY INVESTED $23,600,000 (0.27% OF TOTAL INVESTMENTS DURING THE YEAR ENDED AUGUST 31, 2010) AND RECEIVED DISTRIBUTIONS OF $9,800,000. WITH RESPECT TO STANFORD INVESTMENTS WHERE THOMAS STEYER, A TRUSTEE, HAD A DIRECT OR INDIRECT INTEREST AS A GENERAL PARTNER, THE UNIVERSITY MADE NO ADDITIONAL INVESTMENT AND RECEIVED DISTRIBUTIONS OF $5,500,000. WITH RESPECT TO STANFORD INVESTMENTS WHERE JOHN SCULLY, A TRUSTEE, HAD A DIRECT OR INDIRECT INTEREST AS A GENERAL PARTNER, THE UNIVERSITY INVESTED $5,300,000 (0.06% OF TOTAL INVESTMENTS) AND RECEIVED DISTRIBUTIONS OF $200,000. WITH RESPECT TO STANFORD INVESTMENTS WHERE STEVEN DENNING, A TRUSTEE, HAD A DIRECT OR INDIRECT FINANCIAL INTEREST AS A GENERAL PARTNER, THE UNIVERSITY INVESTED $19,600,000 (0.22% OF TOTAL INVESTMENTS) AND RECEIVED DISTRIBUTIONS OF $12,400,000. WITH RESPECT TO STANFORD INVESTMENTS WHERE JAMES COULTER, A TRUSTEE, HAD A DIRECT OR INDIRECT FINANCIAL INTEREST AS GENERAL PARTNER, THE UNIVERSITY MADE NO ADDITIONAL INVESTMENTS AND RECEIVED DISTRIBUTIONS OF $5,200,000. WITH RESPECT TO STANFORD INVESTMENTS WHERE ANN LAMONT, A TRUSTEE, HAD A DIRECT OR INDIRECT FINANCIAL INTEREST AS A GENERAL PARTNER, THE UNIVERSITY INVESTED $3,400,000 (0.04% OF TOTAL INVESTMENTS) AND RECEIVED DISTRIBUTIONS OF $1,800,000. IN AGGREGATE, REPORTABLE TRANSACTIONS RELATING TO ALL SUCH INVESTMENT RELATIONSHIPS WITH TRUSTEES AMOUNTED TO AN INVESTMENT BY STANFORD OF $51,900,000 (0.59% OF TOTAL INVESTMENTS) AND A RETURN TO STANFORD OF $34,900,000. PARTNERSHIPS IN WHICH MR. BASS OWNS A DIRECT OR INDIRECT GENERAL PARTNERSHIP INTEREST RENTED FACILITIES DIRECTLY OR INDIRECTLY OWNED BY STANFORD UNIVERSITY AND PAID RENT AT FAIR MARKET RATES TO STANFORD IN THE AMOUNT OF $4,409,140. THESE DISCLOSURES DO NOT INCLUDE TRANSACTIONS IN WHICH A TRUSTEE OR TRUSTEE FAMILY MEMBER PAYS TUITION, ROOM AND/OR BOARD COSTS FOR A STUDENT AT THE UNIVERSITY. JOHN HENNESSY, PRESIDENT AND A TRUSTEE, IS A MEMBER OF THE BOARD OF DIRECTORS OF CISCO SYSTEMS, INC. (CISCO) AND GOOGLE INC. (GOOGLE). THE UNIVERSITY PURCHASES GOODS AND SERVICES FROM CISCO AND GOOGLE IN THE NORMAL COURSE OF BUSINESS AND ALL PURCHASES ARE MADE, AT ARM'S LENGTH, IN ACCORDANCE WITH STANFORD PROCUREMENT POLICIES AND PROCEDURES. MR. HENNESSY DOES NOT PARTICIPATE IN ANY DECISIONS WITH RESPECT TO THESE COMPANIES. DURING THE YEAR ENDED AUGUST 31, 2010, STANFORD PURCHASES FROM CISCO AND GOOGLE AMOUNTED TO $4,803,000 AND $103,000 RESPECTIVELY: KAVITARK RAM SHRIRAM, A TRUSTEE, IS ALSO A DIRECTOR AT GOOGLE; JERRY YANG, A TRUSTEE, IS ALSO A DIRECTOR OF CISCO. CONSISTENT WITH THE UNIVERSITY MISSION OF SHARING AND DISSEMINATING KNOWLEDGE, STANFORD SUPPORTS THE GOOGLE BOOK SEARCH PROJECT, WHICH IS CURRENTLY THE SUBJECT OF LITIGATION. OVER THE PAST SIX YEARS GOOGLE HAS SCANNED ABOUT 3 MILLION BOOKS OWNED BY STANFORD. PRESIDENT HENNESSY IS A MEMBER OF THE GOOGLE BOARD OF DIRECTORS AND HAS NOT BEEN INVOLVED IN ANY OF THE NEGOTIATIONS OR DECISIONS INVOLVING THE GOOGLE BOOK SEARCH PROJECT. ISAAC STEIN, A TRUSTEE, IS A DIRECTOR OF THE NON-PROFIT IRVINE FOUNDATION, WHERE JAMES CANALES, A TRUSTEE, SERVES AS CHIEF EXECUTIVE OFFICER. DURING THE FISCAL YEAR ENDED AUGUST 31, 2010 STANFORD RECEIVED $1.1 MILLION IN GRANTS FROM THE IRVINE FOUNDATION. THE UNIVERSITY PAYS REASONABLE COMPENSATION AND REIMBURSEMENT OF EXPENSES FOR EMPLOYEES OF THE UNIVERSITY AND REASONABLE REIMBURSEMENT OF EXPENSES (AND NO COMPENSATION) FOR TRUSTEES.AND SCHEDULE L, PART IV
FORM 990, PART VI, SECTION B, LINE 15THE ANNUAL PROCESS FOR DETERMINING COMPENSATION OF BOTH THE TOP MANAGEMENT OFFICIAL (PRESIDENT OF THE UNIVERSITY) AND OF OTHER OFFICERS/KEY EMPLOYEES INCLUDES REVIEW AND APPROVAL BY INDEPENDENT PERSONS, USE OF COMPARABILITY DATA AND CREATION OF CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. IN THE CASE OF THE UNIVERSITY'S PRESIDENT, THE VICE PRESIDENT OF HUMAN RESOURCES, AT A PRELIMINARY MEETING WITH A SUBCOMMITTEE OF THE COMMITTEE ON COMPENSATION, PRESENTS AN ANALYSIS OF CURRENT RELEVANT MARKET DATA OBTAINED FROM AN INDEPENDENT HUMAN RESOURCE CONSULTING FIRM. THE SAME MATERIALS ARE SENT TO THE FULL COMMITTEE. AT THE MEETING OF THE FULL COMMITTEE AND IN THE ABSENSE OF THE PRESIDENT, DISCUSSION OCCURS PRIOR TO A VOTE. MINUTES OF BOTH MEETINGS ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT OF HUMAN RESOURCES. IN THE CASE OF OTHER OFFICERS/KEY EMPLOYEES, PER GUIDELINES IN THE COMMITTEE'S EXECUTIVE COMPENSATION POLICY AND PROCEDURES DOCUMENT, EACH YEAR THE VICE PRESIDENT OF HUMAN RESOURCES PROVIDES CURRENT RELEVANT MARKET DATA AND THE HISTORICAL PAY INFORMATION RELATING TO THESE PERSONS TO THE PRESIDENT OR TO THE PROVOST BASED ON THE REPORTING STRUCTURE. THE PRESIDENT AND PROVOST PROPOSE CHANGES IN COMPENSATION BASED ON EACH INDIVIDUAL'S PERFORMANCE AND ON THE MARKET DATA. THE COMMITTEE ON COMPENSATION REVIEWS THE RECOMMENDATIONS AND, FOLLOWING DISCUSSION, APPROVES THE RECOMMENDATIONS AS SUBMITTED OR WITH MODIFICATIONS. MINUTES OF THE MEETING ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT OF HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 HOW STANFORD MAKES ITS GOVERNING DOCUMENTS AVAILABLE TO THE PUBLIC. STANFORD UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC ON STANFORD'S WEBSITE. FORM 990, PART VII, SECTION B INDEPENDENT CONTRACTORS IN THE PRESENTATION OF THE DATA APPEARING IN FORM 990, PART VII, SECTION B, STANFORD REPORTS DIRECT CASH COMPENSATION PAID TO PROFESSIONAL INDEPENDENT CONTRACTORS. COMMISSIONS, DISCOUNTS, AND MANAGEMENT FEES EMBEDDED IN AND/OR DEDUCTED FROM INVESTMENT RETURNS AND AMOUNTS PROVIDED TO VENTURE CAPITAL, PRIVATE EQUITY, AND HEDGE FUND GENERAL PARTNERS DUE TO THEIR "CARRIED INTEREST" IN PARTNERSHIPS WHICH STANFORD PARTICIPATES ARE NOT CONSIDERED IN THIS REPORTING. SCHEDULE K, PART I, COLUMN F FOR MORE THAN 30 YEARS, STANFORD AND THE MANY COMMUNITIES AND CONSTITUENCIES IT SERVES HAVE BENEFITED FROM TAX-EXEMPT BORROWING THROUGH THE CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY. THE UNIVERSITY USES GENEROUS DONOR GIFTS, UNIVERSITY RESERVES AND TAXABLE DEBT, IN ADDITION TO PROCEEDS FROM TAX EXEMPT BORROWING TO FUND THE CONSTRUCTION OF ACADEMIC BUILDINGS, RESEARCH SUPPORT FACILITIES, RESIDENCES AND OTHER CAMPUS HOUSING, ROADS AND INFRASTRUCTURE. THESE FACILITIES HAVE, IN TURN, ENABLED THE UNIVERSITY TO ATTRACT OUTSTANDING FACULTY AND STUDENTS AND TO MORE EFFECTIVELY PERFORM INTERDISCIPLINARY RESEARCH DESIGNED TO ADDRESS FUNDAMENTAL WORLD PROBLEMS IN HEALTH, SUSTAINABILITY, SECURITY AND K-12 EDUCATION. THE NEW FACILITIES PROVIDE THE STANFORD COMMUNITY WITH THE MOST ADVANCED TECHNOLOGY AND ENVIRONMENT FOR TEACHING, LEARNING AND RESEARCH. THE FUNDING ALSO HAS PLAYED A KEY ROLE IN ENABLING STANFORD TO MEET SEISMIC AND OTHER FEDERAL AND STATE BUILDING REQUIREMENTS. THE FOLLOWING ARE EXAMPLES OF BUILDINGS FUNDED IN PART THROUGH TAX-EXEMPT DEBT: A. THE YANG YAMAZAKI ENVIRONMENTAL AND ENERGY BUILDING IS THE HUB OF STANFORD'S ENVIRONMENTAL SUSTAINABILITY TEACHING AND RESEARCH. IT IS A MODEL FOR SUSTAINABILITY BUILDING STANDARDS, USING 56 PERCENT LESS ENERGY AND 90 PERCENT LESS POTABLE WATER THAN A TRADITIONALLY CONSTRUCTED BUILDING OF ITS SIZE. B. THE LI KA SHING CENTER FOR LEARNING AND KNOWLEDGE BRINGS TOGETHER CUTTING-EDGE MEDICINE, MODERN EDUCATION AND ADVANCED TECHNOLOGY TO TRAIN THE PHYSICIANS OF TOMORROW. MEDICAL STUDENTS PRACTICE LIFE-SAVING SKILLS IN REALISTIC SIMULATIONS AND LEARN TO APPLY RESEARCH TO BEDSIDE TREATMENTS. THE CENTER IS A GATHERING PLACE FOR MEDICAL EXPERTS TO SHARE RESEARCH AND HEALTH CARE INSIGHTS AND TO BRING THEIR COMBINED EXPERTISE TO BEAR ON THE WORLD'S GREATEST HEALTH CHALLENGES. C. THE CENTER FOR NANOSCALE SCIENCE AND TECHNOLOGY FOSTERS COLLABORATIVE DEVELOPMENT IN THIS BURGEONING NEW SCIENCE. SCIENTISTS AT THE CENTER ARE STUDYING HOW TO CREATE MATERIALS AND DEVICES NO BIGGER THAN ONE-BILLIONTH OF A METER, WITH DIRECT AND ECONOMICALLY VIABLE APPLICATIONS TO MEDICINE, ENERGY AND COMMUNICATIONS. D. THE HUANG ENGINEERING CENTER HOUSES THE SCHOOL OF ENGINEERING, WHOSE TIES TO THE HIGH-TECHNOLOGY INDUSTRY CONTINUE TO FUEL THE GROWTH AND ECONOMY OF SILICON VALLEY AND NORTHERN CALIFORNIA. THE SCHOOL OF ENGINEERING IS WORLD RENOWNED FOR PUSHING THE FRONTIERS OF MODERN SCIENCE AND ENGINEERING, ESPECIALLY IN THE FIELDS OF COMPUTER SCIENCE, BIOENGINEERING AND ENVIRONMENTAL SUSTAINABILITY. E. THE MUNGER GRADUATE RESIDENCE IS A FIVE-BUILDING HOUSING COMPLEX FOR 600 STANFORD LAW AND OTHER GRADUATE STUDENTS. IT IS A SIGNIFICANT INVESTMENT BY STANFORD IN MITIGATING TRAFFIC AND OTHER ENVIRONMENTAL CONCERNS AS IT GREATLY REDUCES THE NUMBER OF PEOPLE DRIVING TO CAMPUS DAILY.COMPENSATION DETERMINATION
FORM 990, SCHEDULE K, PART I, COLUMN cCEFA TAX EXEMPT COMMERICAL PAPER ("TECP") DATED 5/22/08 WAS ASSIGNED A UNIQUE BLOCK OF 900 CUSIP NUMBERS UPON ISSUANCE. A NEW CUSIP NUMBER IS ASSIGNED TO EACH TRAUNCH OF TECP THAT IS ISSUED. THE CUSIP NUMBER LISTED IS THE FIRST CUSIP NUMBER IN THE SERIES AND WAS ASSIGNED AT THE ORIGINAL ISSUANCE DATE, 5/22/08. FORM 990, SCHEDULE K, PART I, COLUMN F DESCRIPTION OF PURPOSE FOR TAX-EXEMPT BONDS A. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY TECP - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND PRIOR COMMERCIAL PAPER NOTES ISSUED 5/2/2008 AND 3/24/2008 THAT WERE PART OF THE SAME PROGRAM. COSTS OF ISSUANCE. B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND CEFA SERIES L-8 ISSUED 10/30/2000, REFUND CEFA SERIES L-9 ISSUED 10/31/2000, REFUND CEFA TAX EXEMPT COMMERCIAL PAPER REVENUE NOTES ISSUED 3/18/03. COSTS OF ISSUANCE. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-4 - REFUND PRIOR COMMERCIAL PAPER NOTES ISSUED ON OR ABOUT MARCH 3, 2008 AND MARCH 6, 2008. COSTS OF ISSUANCE. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5 - REFUND $59,180,000 OF CEFA SERIES P REVENUE BONDS - ISSUED MARCH 30, 1999. SCHEDULE K, PART II FOR CEFA CP, PART II, LINE 1 IS THE MAXIMUM AMOUNT OF COMMERCIAL PAPER THAT IS AUTHORIZED UNDER THAT ISSUE. AT AUGUST 31, 2010, COMMERCIAL PAPER DEBT OUTSTANDING WAS $113,532,000. SCHEDULE K, PART III CEFA SERIES T-4 AND T-5 PROCEEDS WERE USED TO REFINANCE DEBT ISSUED PRIOR TO JANUARY 1, 2003. ACCORDINGLY, PART III IS NOT COMPLETED FOR THESE ISSUES. SCHEDULE K, PART III, PRIVATE BUSINESS USE, LINES 4-5 STANFORD UNIVERSITY FINANCES ITS FACILITIES WITH A COMBINATION OF TAX-EXEMPT DEBT, TAXABLE DEBT, GIFTS AND OTHER UNIVERSITY FUNDS. OCCASIONALLY, SOME OF THESE FACILITIES WILL HOUSE ACTIVITIES THAT THE IRS MIGHT CONSIDER TO BE "PRIVATE BUSINESS USE," AS DEFINED IN IRC SECTION 141. FOR INSTANCE, STANFORD MAY RENT A SMALL PORTION OF A FACILITY TO A FOR-PROFIT OPERATOR OF CAFETERIAS (PRIMARILY FOR THE CONVENIENCE OF FACULTY, STAFF, STUDENTS AND THEIR GUESTS). IN OTHER SITUATIONS, STANFORD MAY RECEIVE A GENEROUS CORPORATE GIFT TO FUND A PORTION OF A BUILDING AND MAY CHOOSE TO ACKNOWLEDGE SUCH GENEROSITY BY NAMING A CLASSROOM, LIBRARY OR AUDITORIUM IN HONOR OF THE CORPORATE DONOR. IN SUCH CASES, STANFORD ELECTS THE "UNDIVIDED PORTION ALLOCATION METHOD" DESCRIBED IN PROPOSED TREASURY REGULATION SECTION 1.141-D(6), AND THUS ALLOCATES SUCH "PRIVATE BUSINESS USE" FIRST TO THAT PORTION OF THE FACILITY FUNDED BY TAXABLE DEBT, GIFTS OR OTHER UNIVERSITY FUNDS. ACCORDINGLY, STANFORD REPORTS 0% AS THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE (PART III, QUESTION 4). IN ADDITION TO THE CONSTRUCTION COST OF BUILDINGS, TAX-EXEMPT DEBT ALSO FUNDED A SIGNIFICANT PORTION OF THE UNIVERSITY'S INFRASTRUCTURE, INCLUDING ROADS AND UNDERGROUND UTILITIES. THE PORTION OF THE FUNDING OF THESE IMPROVEMENTS BY SOURCES OTHER THAN TAX-EXEMPT DEBT AS A PERCENTAGE OF TOTAL FUNDING WAS WELL IN EXCESS OF THE MEASURED AMOUNT OF PRIVATE BUSINESS USE TO TOTAL USE. ACCORDINGLY, THE AMOUNTS REPORTED ON PART III, LINES 4 AND 5, FOR THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE BY OTHER ENTITIES AND AS A RESULT OF AN UNRELATED TRADE OR BUSINESS ACTIVITY, RESPECTIVELY, ARE ZERO. BOND ISSUANCE COSTS (BIC) AS A PERCENTAGE OF THE TOTAL PROCEEDS BY BOND ISSUE ARE: ISSUE: BIC% CEFA CP 0.0000% CEFA SERIES S 0.4532% CEFA SERIES T-1 0.4314% CEFA SERIES T-4 0.5048% CEFA SERIES T-5 0.0028% CEFA SERIES U-1 0.6483% SCHEDULE K, PART IV DURING THE PERIODS SINCE THESE BONDS WERE ISSUED, THE INTEREST RATE ON THE BONDS HAS EXCEEDED THE INVESTMENT RETURN ON ANY UNSPENT PROCEEDS. ACCORDINGLY, NO FORM 8038-T HAS BEEN ISSUED.CUSIP NUMBER
SCHEDULE L, PART IISEE ATTACHMENT 5 AT END OF THIS RETURN FOR DETAILS REGARDING LOANS TO INTERESTED PERSONS. IN EACH CASE THE LOAN IS MADE FROM STANFORD TO THE INDIVIDUAL (COLUMN B). NONE OF THESE LOANS ARE IN DEFAULT (COLUMN E). ALL LOANS HAVE BEEN APPROVED BY THE BOARD OF TRUSTEES (COLUMN F) AND FOR EACH LOAN ISSUED, THERE EXISTS A WRITTEN AGREEMENT BETWEEN STANFORD AND THE BORROWER (COLUMN G). PURSUANT TO PROGRAMS INTENDED TO FACILITATE HOUSING FOR EMPLOYEES, THE UNIVERSITY HOLDS MORTGAGES AND LEASEHOLDS ON CERTAIN HOUSES ON OR NEAR CAMPUS OWNED AND OCCUPIED BY EMPLOYEES AND THEIR FAMILIES, WHICH, FROM TIME TO TIME, COULD INCLUDE OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY.LOANS TO/FROM INTERESTED PERSONS

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (19 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateTotal IncomeTotalIncomeEOY AssetsEOYAssetsBusiness Name Line1DirectControllingEntityName/BusinessNameLine1
CARDINAL ARROWPOINT LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025912035195INVESTMENTDE-18280NA
CARDINAL CENTREPOINT LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025INVESTMENTTX00NA
CARDINAL NEWBURY GP LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025INVESTMENTDE253094NA
CARDINAL NEWBURY LP LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025INVESTMENTDE14069717275993NA
CARDINAL REGENT GP LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025912116646INVESTMENTTX00NA
CARDINAL REGENT LP LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025912116398INVESTMENTDE151545633188NA
FAIRFIELD NORTH SEA ENERGY LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025INVESTMENTDE-410583334514086NA
SAND HILL INVESTMENTS GP LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025412262027INVESTMENTDE00NA
SMC DE LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025INVESTMENTDE1332078139420NA
SAND HILL INVESTMENTS LP
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025351557441INVESTMENTDE12461523197835NA
ALTIRA TECHNOLOGY FUND IV DIRECT INVEST
C/O STANFORD MGT CO2770 Sand HillMenlo ParkCA94025InvestmentsDE-13219117502711NA
CYPRESS MARINA PARTNERS LLC
C/O STANFORD MGT CO2770 Sand HillMENLO PARKCA94025954890334REAL ESTATECA-60929876663621NA
OTL LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365TECHNOLOGYCA042498NA
SU ACQUISITION LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE5771342000000NA
SAA SIERRA PROGRAMS LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365ALUM RELATIONCA54519168686256NA
ANTS AT WORK LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365researchNM055000NA
SHR HOTEL LLC
3145 PORTER DRIVEPALO ALTOCA94304412277925REAL ESTATECA28183400144211461NA
SPECIALTY EVENTS LLC
3145 PORTER DRIVEPALO ALTOCA94304273665473GEN. BUS. OPSCA00NA
JPS NO 2 LLC
3145 PORTER DRIVEPALO ALTOCA94304941347393REAL ESTATECO00NA

Form990 Schedule R Part II Form990ScheduleRPartII (6 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1
STANFORD HOSPITAL AND CLINICS
300 PASTEUR DRIVE MC 5555STANFORDCA94304946174066HEALTHCARECA501(c)(3)3NA
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
725 WELCH ROAD MC 5553PALO ALTOCA94304770003859HEALTHCARECA501(c)(3)3NA
THE FREIDENRICH SUPPORT FOUNDATION
3145 PORT DRIVEPALO ALTOCA94304300519583EDUCATIONALCA501(c)(3)11, TYPE 1NA
PACIFIC-10 CONFERENCE
1350 TREAT BOULEVARDWALNUT CREEKCA94597941459048EDUCATIONALCA501(c)(3)11, TYPE 1NA
SHR HOLDINGS INC
3145 PORTER DRIVEPALO ALTOCA94304943187167REAL ESTATECA501(c)(25)N/ANA
STANFORD Univ TRUST POST RETEMPYNT BEN
3145 PORTER DRIVEPALO ALTOCA94304943246199BENEFITSCA501(C)(9)N/ANA

Form990 Schedule R Part III Form990ScheduleRPartIII (28 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivityPrimaryActivityLegal Domicile StateLegalDomicileStateBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Predominant Income TypePredominantIncomeTypeShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsDisproportionate AllocationsDisproportionateAllocationsGeneral Or Managing PartnerGeneralOrManagingPartnerLegal Domicile Foreign CountryLegalDomicileForeignCountryAddress Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodeCode VCodeVAmountDirect Controlling Entity NADirectControllingEntityNAProvince Or StateAddressForeign/ProvinceOrState
ARCOLA LP
C/O GREAT PT INV 2 CTR PLAZA STEBOSTONMA02108204222260REAL ESTATE DEV.DENAEXCLUDED500287711472falsefalse
ATWATER 12 LP
2001 ROSS AVENUE SUITE 3400DALLASTX75201752944481REAL ESTATE INV.DENAEXCLUDED136038421581088falsefalse
AVENUE ASIA CAPITAL PARTNERS LP
535 MADISON AVENUE 15TH FLNEW YORKNY10022010553224FOREIGN INV.DENAEXCLUDED726150813535242falsefalse
CAPITAL CENTER 20 LP
C/O DRA ADVISORS INC 200 E 42ND STH FL NEW YORKNY10017134106892COMM. REAL ESTATEDENAEXCLUDED3270falsefalse
JER R E QUALIFIED PARTNERS EUROPE LP
C/O JE ROBERT COS 1650 TYSON BLSTE MCLEANVA22102542029560REAL ESTATE Inv.DENAEXCLUDED-1468884695832falsefalse
KEB INVESTORS II LP
FOREIGN INV.NAEXCLUDED215672862723279falsefalseBD
LINCOLN COMMERCE PARK II LTD
PO BOX 1920DALLASTX75221204681486REAL ESTATE Dev.DENAEXCLUDED88891417955649falsefalse
PALO ALTO LP
FOREIGN INV.NAEXCLUDED14826108118119falsefalseCUWHITELEY CHAMBERS DON STREETST. HELIERCUXC JE4 9WG
PARMENTER REALTY FUND II LP
1111 BRICKELL AVENUE SUITE 2910MIAMIFL33131200973616REAL ESTATE Inv.DENAEXCLUDED813549958078falsefalse
REGENT OFFICE CENTER LP
2400 FINANCIAL CENTER BLDGSEATTLEWA98161912116424REAL ESTATE Inv.TXNAEXCLUDED151545633188falsefalse
SANDPIPER FUND LP
2100 MCKINNEY AVENUE SUITE 1770DALLASTX75201260341626INV. IN SECUR.TXNAEXCLUDED-435876452872632falsefalse
SAROFIM MULTIFAMILY PARTNERS LP
8115 PRESTON ROAD SUITE 400DALLASTX75225201929002Real Estate Dev.DENAEXCLUDED-31901164354942falsefalse
SIC PARTNERS LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025300312996REAL ESTATE Dev.CANAunrelated-90944264321965falsefalse-$625,159
SKY HARBOR ASSOCIATES LP
PO BOX 1920DALLASTX75221205803431COMM. PROP. Inv.DENAEXCLUDED-1441106830971falsefalse
SNOWCREEK VI PARTNERS LLC
C/O STANFORD MGT CO 2770 SAND HILMENLO PARKCA94025861089966REAL ESTATE Dev.CANAunrelated-2973013721649falsefalse-$373,366
STERLING STAMOS REAL ASSETS FUND (A) LP
250 PARK AVENUE 29TH FLOORNEW YORKNY10022203949682REAL ESTATE INV.DENAunrelated-19409421912826falsefalse-$390,108
TC ARROWPOINT LP
2001 ROSS AVENUE SUITE 3400DALLASTX75201752850740REAL ESTATE Inv.DENAEXCLUDED-18280falsefalse
DEK PORTFOLIO LLC
C/O SPAULDING SLYE INV 1 PO SBOSTONMA02109043446765REAL ESTATE INV.DENAEXCLUDED-146732625437977falsefalse
BROWN BARK I LP
PO BOX 1068STAFFORDTX774971068721604614NOTES REC. INV.DEEXCLUDED170870419062361falsefalseN/A
BROWN BARK II LP
PO BOX 1068STAFFORDTX774971068208727391NOTES REC. INv.DEEXCLUDED8952879305753falsefalseN/A
BROWN BARK III LP
PO BOX 1068STAFFORDTX774971068261780743NOTES REC. INv.DEEXCLUDED358366913875128falsefalseN/A
COLONY KOREA CO-INVESTMENT PARTNERS LP
1999 AVENUE OF THE STARS SUITE 120LOS ANGELESCA90067954867607PORTFOLIO INV.DENAEXCLUDED8936135falsefalse
DOWNTOWN ASSOCIATES V LP
674 UNIONVILLE RD STE 105KENNETT SQUAREPA19348232956388INV. IN SECUR.DENAEXCLUDED-175124230falsefalse
FORTRESS IW COINVESTMENT (FUND B) LP
1345 AVE OF THE AMERICAS 23RD FLNEW YORKNY10105980509639TRAVELNAEXCLUDED3252670falsefalseCJ
JER REAL ESTATE PARTNERS EUROPE II LP
REAL ESTATE Inv.JER ALBERTA LPEXCLUDED-445983912981768falsefalseUKCLARGES HOUSE 6-12 CLARGES STLONDONUKW1J 8ADEN
KERN COBALT CO-INVEST PARTNERS III LP
980603937ENERGY INV.NAUNRELATED1039513249532falsefalseCA-$301,877
GRE PROPERTIES LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEAZRELATED039793falsefalseN/A
STANFORD PET-CT LLC
300 PASTEUR DRIVE M/C 5555STANFORDCA94305611423414MED. DIAGNOSISCARELATED49132236643368falsefalseN/A

Form990 Schedule R Part IV Form990ScheduleRPartIV (12 entries)

Address Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryPrimary ActivityPrimaryActivityLegal Domicile Foreign CountryLegalDomicileForeignCountryBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnershipPostal CodeAddressForeign/PostalCodeEINEINAddress Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeLegal Domicile StateLegalDomicileState
MARINER VOYAGER INTERNATIONAL LTD
C/O STUARTS CORP SVCS PO BOX 2510GEORGE TOWNCJINVESTMENTSCJNAC CORP-566400251598490.60714
NWQ CONCENTRATED FUND LTD
WALKER HOUSE 87 MARY STREETGEORGE TOWNCJINVESTMENTSCJNAC CORP-16563363967857811.00000KY1-9002680661555
STANFORD SGGS EUROPE INC
UGLAND HOUSE S CHURCH STPO BOX 309GT, GEORGE TOWNCJINVESTMENTSCJNAC CORP120281331901691.00000131684331
BLACK RIVER EMEA INVESTORS FUND LTD
UGLAND HOUSE S CHURCH STGEORGE TOWNCJINVESTMENTSCJNAC CORP-82102951212589610.67938980428006
EAST SAIL
C/O INTL FS INC IFS COURTTWENTYEIGHT, CYBERCITY, EBENEMPINVESTMENTSMPNAC CORP245192641030389551.00000
GAVEA INVESTMENT FUND II-C LP
PO BOX 896GT HARBOUR CENTREGEORGE TOWNCJINVESTMENTSCJNAC CORP702968781113698150.53190980537952
JER ALBERTA LP
INVESTMENTSCANAC CORP-4459839117978651.00000980423557C/O JE ROBERT COS 1650 TYSON BLVDMCLEANVA22102
JER ALBERTA III LP
INVESTMENTSCANAC CORP-442228128364921.00000980493425c/o JE ROBERT COS 1650 TYSON BLVDMCLEANVA22102
NORTH WEST CAMPUS MIDPOINT
REAL ESTATENAC CORP129319962081.000002016279583145 PORTER DRIVEPALO ALTOCA94304CA
MIDPOINT TECHNOLOGY PARK
REAL ESTATENAC CORP3946472875391.000009432872543145 PORTER DRIVEPALO ALTOCA94304CA
STANFORD HEALTH AFFILIATES
INACTIVENAC CORP001.000007702846643145 PORTER DRIVEPALO ALTOCA94304CA
MARBLETON PROPERTY FUND (ALBERTA) LP
Real Estate Inv.CANAC CORP-32734713830950.68888980531893C/O JE ROBERT COMPANIES 1650 TYSMCLEANVA22102
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiesfalseReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgtrueGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgtrueGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgstrueRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgsfalseRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgstruePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgstruePerformOfServicesByOtherOrgs
Sharing Of FacilitiestrueSharingOfFacilities
Sharing Of Paid EmployeestrueSharingOfPaidEmployees
Reimbursement Paid To Other OrgtrueReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgtrueReimbursementPaidByOtherOrg
Other Transfer To Other OrgtrueOtherTransferToOtherOrg
Other Transfer From Other OrgtrueOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (45 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolved
ARCOLA LP
B12057405
ARCOLA LP
R742994
ATWATER 12 LP
B93300
ATWATER 12 LP
R1244000
AVENUE ASIA CAPITAL PARTNERS LP
R15659375
BLACK RIVER EMEA INVESTORS FUND LTD
R35000000
BROWN BARK I LP
R1979941
BROWN BARK II LP
R1485001
BROWN BARK III LP
B849823
BROWN BARK III LP
R6527402
DEK PORTFOLIO LLC
B293168
EAST SAIL
B4651684
EAST SAIL
R32000000
GAVEA INVESTMENT FUND II-C LP
R45000000
JER REAL ESTATE QUALIFIED PARTNERS EUROPE LP
R968029
JER ALBERTA LP
B5606423
JER ALBERTA III LP
B5874375
JER ALBERTA III LP
R28749
KEB INVESTORS II LP
R3013378
LINCOLN COMMERCE PARK II LTD
B121786
LINCOLN COMMERCE PARK II LTD
R1212000
MARBLETON PROPERTY FUND (ALBERTA) LP
B1610116
MARINER VOYAGER FUND INTERNATIONAL LTD
R17057440
NWQ CONCENTRATED FUND LTD
R70000000
PARMENTER REALTY FUND II LP
B160168
PARMENTER REALTY FUND II LP
R262623
REGENT OFFICE CENTER LP
R6358000
SANDPIPER FUND LP
B9000000
SIC PARTNERS LLC
B4975041
SIC PARTNERS LLC
R156920
SKY HARBOR ASSOCIATES LP
B335424
SNOWCREEK VI PARTNERS LLC
R1712181
STANFORD HOSPITAL AND CLINIC
R311977325
STANFORD HOSPITAL AND CLINIC
B2789117
STANFORD HOSPITAL AND CLINIC
C7956320
STANFORD SGGS EUROPE INC
B2805156
STANFORD SGGS EUROPE INC
R1497432
STERLING STAMOS REAL ASSETS FUND (A) LP
B968753
STERLING STAMOS REAL ASSETS FUND (A) LP
R501745
TC ARROWPOINT LP
R16118
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
R124969823
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
C5528581
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
B429682
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
C4186773
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
C58213012