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JOHN P CALAMOS SR FOUNDATION: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization
JOHN P CALAMOS SR FOUNDATION (EIN 20-1383344)
Tax period
2010-01-01 to 2010-12-31
Filed
2011-09-14
IRS object ID
201132579349100303
Schema version
2010v3.4
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-09-14T10:29:45-05:00Timestamp
Tax Period End Date2010-12-31TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1WOLF & COMPANY LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line11901 S MEYERS RD SUITE 500AddressLine1
CityOAKBROOK TERRACECity
StateILState
ZIP Code601815209ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnType
Tax Period Begin Date2010-01-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN201383344EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1THE JOHN P CALAMOS SR FOUNDATIONBusinessNameLine1
Business Name Line2C/O CALAMOS FAMILY OFFICEBusinessNameLine2
FieldValueIRS element (for citing)
Name ControlJOHNNameControl
Phone6302457260Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line12020 CALAMOS COURTAddressLine1
CityNAPERVILLECity
StateILState
ZIP Code605632793ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameJOHN P CALAMOS SRName
TitleTRUSTEETitle
Phone6302457260Phone
Date Signed2011-09-07DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NamePHILIP C CZAJKOWSKIName
Phone6305454500Phone
FieldValueIRS element (for citing)
Tax Year2010TaxYear
Build TS2016-03-07 17:11:31ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Exempt PFXExemptPF
FMV Assets EOY5950740FMVAssetsEOY
Method Of Accounting CashXMethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Not Required To Attach Schedule BXNotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss10InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm10InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss15851DividendsRevAndExpnss
Dividends Net Invst Incm15851DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss-20064NetGainSaleAssetsRevAndExpnss
Gross Sales Price15200GrossSalesPrice
Capital Gain Net Incm Net Invst Incm0CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses-4203TotalRevenueAndExpenses
Total Net Investment Income15861TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss0CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm0CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps0CompOfcrDirTrstDsbrsChrtblPrps
Taxes Rev And Expnss449TaxesRevAndExpnss
Taxes Net Invst Incm240TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps0TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss23419OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm0OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps22911OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss23868TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm240TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps22911TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss0ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps0ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss23868TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm240TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps22911TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses-28071ExcessOfRevenueOverExpenses
Net Investment Income15621NetInvestmentIncome

Balance Sheets BalanceSheets

FieldValueIRS element (for citing)
Cash BOY32166CashBOY
Cash EOY25700CashEOY
Cash EOYFMV25700CashEOYFMV
Investments Corp Stock BOY6024940InvestmentsCorpStockBOY
Investments Corp Stock EOY6003335InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV5925040InvestmentsCorpStockEOYFMV
Total Assets BOY6057106TotalAssetsBOY
Total Assets EOY6029035TotalAssetsEOY
Total Assets EOYFMV5950740TotalAssetsEOYFMV
Total Liabilities BOY0TotalLiabilitiesBOY
Total Liabilities EOY0TotalLiabilitiesEOY
Org That Do Not Follow SFAS117XOrgThatDoNotFollowSFAS117
Capital Stock BOY0CapitalStockBOY
Capital Stock EOY0CapitalStockEOY
Paid In Or Capital Surplus BOY0PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY0PaidInOrCapitalSurplusEOY
Retained Earnings BOY6057106RetainedEarningsBOY
Retained Earnings EOY6029035RetainedEarningsEOY
Total Net Assets BOY6057106TotalNetAssetsBOY
Total Net Assets EOY6029035TotalNetAssetsEOY
Total Liabilities Net Assets BOY6057106TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY6029035TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

FieldValueIRS element (for citing)
Total Net Assets Fund Balances BOY6057106TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses-28071ExcessOfRevenueOverExpenses
Other Increases0OtherIncreases
Subtotal6029035Subtotal
Other Decreases0OtherDecreases
Total Net Assets Fund Balances EOY6029035TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo

FieldValueIRS element (for citing)
Description Of AssetSUN MICRO SYSTEMS INC - 1,600 SHARESDescriptionOfAsset
Date Acquired1996-04-24DateAcquired
Date Sold2010-01-28DateSold
Gross Sales Price15200GrossSalesPrice
Cost Or Other Basis35264CostOrOtherBasis
Gain Or Loss-20064GainOrLoss
Gains Minus Excess Or Losses-20064GainsMinusExcessOrLosses
FieldValueIRS element (for citing)
Capital Gain Net Income-20064CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

FieldValueIRS element (for citing)
Liable For4942 Tax0LiableFor4942Tax
Qualifying Distributions Year120743QualifyingDistributionsYear1
Noncharitable Assets Year14064975NoncharitableAssetsYear1
Distribution Ratio Year10.005103DistributionRatioYear1
Qualifying Distributions Year243721QualifyingDistributionsYear2
Noncharitable Assets Year24956745NoncharitableAssetsYear2
Distribution Ratio Year20.008821DistributionRatioYear2
Qualifying Distributions Year31427337QualifyingDistributionsYear3
Noncharitable Assets Year36349652NoncharitableAssetsYear3
Distribution Ratio Year30.224790DistributionRatioYear3
Qualifying Distributions Year4693064QualifyingDistributionsYear4
Noncharitable Assets Year45727697NoncharitableAssetsYear4
Distribution Ratio Year40.121002DistributionRatioYear4
Qualifying Distributions Year5687246QualifyingDistributionsYear5
Noncharitable Assets Year51560042NoncharitableAssetsYear5
Distribution Ratio Year50.440530DistributionRatioYear5
Total Distribution Ratio0.800246TotalDistributionRatio
Average Distribution Ratio0.160049AverageDistributionRatio
Net Noncharitable Assets5079372NetNoncharitableAssets
Adjusted Noncharitable Assets812948AdjustedNoncharitableAssets
One Percent Net Investment Income156OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One813104AdjNonchrtblAssetsAndOnePct
Qualifying Distributions22911QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

FieldValueIRS element (for citing)
Investment Income Excise Tax312InvestmentIncomeExciseTax
Tax Under Section5110TaxUnderSection511
Subtotal312Subtotal
Subtitle A Tax0SubtitleATax
Tax Based On Investment Income312TaxBasedOnInvestmentIncome
Total Credits And Payments0TotalCreditsAndPayments
Tax Due312TaxDue

Statements Regarding Activities StatementsRegardingActivities

FieldValueIRS element (for citing)
Legislative Political Activities0LegislativePoliticalActivities
More Than100 Spent0MoreThan100Spent
Form1120 POL Filed0Form1120POLFiled
Sect4955 Tax On Organization0Sect4955TaxOnOrganization
Sect4955 Tax On Managers0Sect4955TaxOnManagers
Reimbursement Of Tax0ReimbursementOfTax
Activities Not Prev Reported0ActivitiesNotPrevReported
Changes To Articles Or Bylaws0ChangesToArticlesOrBylaws
Unrelated Bus Income Over10000UnrelatedBusIncomeOver1000
Termination Etc0TerminationEtc
Requirements Of Sect508e1RequirementsOfSect508e
At Least5000 In Assets1AtLeast5000InAssets
States Filed WithILStatesFiledWith
Form990 PF Filed With AG1Form990PFFiledWithAG
Private Operating Foundation0PrivateOperatingFoundation
New Substantial Contributors0NewSubstantialContributors
Interest In Controlled Entity0InterestInControlledEntity
Applicable Insurance Contract0ApplicableInsuranceContract
Comply With Public Inspection Rqr1ComplyWithPublicInspectionRqr
Website AddressN/AWebsiteAddress
Books In Care Of Person NameCALAMOS FAMILY OFFICEBooksInCareOfPersonName
Books In Care Of Phone Number6302457260BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

FieldValueIRS element (for citing)
Address Line12020 CALAMOS COURT SUITE 200AddressLine1
CityNAPERVILLECity
StateILState
ZIP Code605632775ZIPCode
FieldValueIRS element (for citing)
Foreign Bank0ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

FieldValueIRS element (for citing)
Sale Or Exchange With Dsqfly Person0SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person0BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person0FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person0PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person0TransferAssetsToDsqflyPerson
Payment To Government Offical0PaymentToGovernmentOffical
Uncorrected Prior Acts0UncorrectedPriorActs
Undistributed Income Prior Years0UndistributedIncomePriorYears
Business Holdings0BusinessHoldings
Jeopardy Investments0JeopardyInvestments
Uncorrected Jeopardy Investments0UncorrectedJeopardyInvestments
Influence Legislation0InfluenceLegislation
Influence Election0InfluenceElection
Grants To Individuals0GrantsToIndividuals
Grants To Organizations0GrantsToOrganizations
Noncharitable Purpose0NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract0RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract0PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn0ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleAvg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPositionCompensationCompensationContri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtcExpense Account Other AllowancesExpenseAccountOtherAllowances
JOHN P CALAMOS SR
2020 CALAMOS COURTNAPERVILLEIL605632793TRUSTEE1.00000
JOHN P CALAMOS JR
2020 CALAMOS COURTNAPERVILLEIL605632793TRUSTEE1.00000
LAURA CALAMOS NASIR
2020 CALAMOS COURTNAPERVILLEIL605632793TRUSTEE/DIRECTOR1.00000
NICHOLAS P CALAMOS
2020 CALAMOS COURTNAPERVILLEIL605632793TRUSTEE1.00000
FieldValueIRS element (for citing)
Comp Of Highest Paid Empl NONENONECompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k0TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONENONECompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k0TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

FieldValueIRS element (for citing)
Total0Total

Minimum Investment Return MinimumInvestmentReturn

FieldValueIRS element (for citing)
Avg Monthly FMV Of Securities5119565AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances37158AvgMonthlyCashBalances
FMV All Other Noncharitable Assets0FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets5156723TotalFMVOfUnusedAssets
Reduction Claimed0ReductionClaimed
Acquisition Indebtedness0AcquisitionIndebtedness
Adj Total FMV Of Unused Assets5156723AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable77351CashDeemedCharitable
Net Noncharitable Assets5079372NetNoncharitableAssets
Minimum Investment Return253969MinimumInvestmentReturn

Distributable DistributableAmount

FieldValueIRS element (for citing)
Minimum Investment Return253969MinimumInvestmentReturn
Tax Based On Investment Income312TaxBasedOnInvestmentIncome
Total Tax312TotalTax
Distributable Amount Before Adj253657DistributableAmountBeforeAdj
Recoveries Qlfy Distributions0RecoveriesQlfyDistributions
Distributable Amount Before Ded253657DistributableAmountBeforeDed
Deduction Fr Distributable$0DeductionFrDistributableAmount
Distributable Amount As Adjusted253657DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

FieldValueIRS element (for citing)
Expenses And Contributions22911ExpensesAndContributions
Program Related Investments Total0ProgramRelatedInvestmentsTotal
Qualifying Distributions22911QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm0OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions22911AdjQualifyingDistributions

Undistributed Income UndistributedIncome

FieldValueIRS element (for citing)
Distributable Amount As Adjusted253657DistributableAmountAsAdjusted
Undistributed Income Prior Year0UndistributedIncomePriorYear
Total For Prior Years0TotalForPriorYears
Excess Distri Carryover Year5244256ExcessDistriCarryoverYear5
Excess Distri Carryover Year4411697ExcessDistriCarryoverYear4
Excess Distri Carryover Year31121302ExcessDistriCarryoverYear3
Total Excess Distri Carryover1777255TotalExcessDistriCarryover
Qualifying Distributions22911QualifyingDistributions
Applied To Year10AppliedToYear1
Applied To Prior Years0AppliedToPriorYears
Treated As Distri From Corpus0TreatedAsDistriFromCorpus
Applied To Current Year22911AppliedToCurrentYear
Remaining Distri From Corpus0RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus230746ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY230746ExcessDistriCyovAppliedCY
Total Corpus1546509TotalCorpus
Prior Year Undistributed Income0PriorYearUndistributedIncome
Prior Year Deficiency Or Tax0PriorYearDeficiencyOrTax
Taxable Amount10TaxableAmount1
Taxable Amount20TaxableAmount2
Undistributed Income CY0UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g30DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year513510ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year1532999ExcessDistriCyovToNextYear
Excess From Year4411697ExcessFromYear4
Excess From Year31121302ExcessFromYear3

Supplementary Information SupplementaryInformation

FieldValueIRS element (for citing)
Contributing ManagerJOHN P CALAMOS SRContributingManager
Contributing ManagerJOHN P CALAMOS JRContributingManager
Only Contributes To PreselectedXOnlyContributesToPreselected
Tot Grant Or Contri Paid During Year0TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future0TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$10ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$15,851ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

FieldValueIRS element (for citing)
Exclusion Code18ExclusionCode
Exclusion-$20,064ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

FieldValueIRS element (for citing)
Unrelated Business Income$0UnrelatedBusinessIncomeAmount
Exclusion-$4,203ExclusionAmount
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
FieldValueIRS element (for citing)
Total Part XVIA-4203TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

FieldValueIRS element (for citing)
Trnsfr Of Cash To Noncharitable EO0TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO0TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO0PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc0RentalOfFacilitiesEtc
Reimbursement Arrangements0ReimbursementArrangements
Loans Or Loan Guarantees0LoansOrLoanGuarantees
Performance Of Services Etc0PerformanceOfServicesEtc
Sharing Of Facilities Etc0SharingOfFacilitiesEtc
Relationships Noncharitable E Os0RelationshipsNoncharitableEOs

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (16 entries)

Name Of StockNameOfStockEOY Book ValueEOYBookValueEOYFMVEOYFMV
BOEING CO (BA) - 1,165 SHARES8224876004
CITIGROUP INC (C) - 1,691 SHARES782568000
CALAMOS GROWTH AND INCOME CLASS I (CGCIX) - 113,928 SHARES11958511245229
CALAMOS GROWTH FD CL I (CGRIX) - 67,615 SHARES40457893931107
COVIDEIEN LTD (COV) - 548 SHARES2062925028
TEMPLETON EMERGING MKTS FD INC (EMF) - 5,728 SHARES97891135017
INTEL CORP (INTC) - 2,328 SHARES5862848962
SUN MICROSYSTEMS, INC (JAVA) - 1,600 SHARES00
JAPAN EQUITY FD (JEX) - 4,907 SHARES3541030031
MICROSOFT CORPORATION (MSFT) 4,956 SHARES131120138329
TYCO ELECTRONICS (TEL) - 563 SHARES1859719926
THE TRAVELERS COMPANIES INC (TRV) - 89 SHARES40554946
TEXAS INSTRUMENTS INC (TXN) - 2,163 SHARES7024670304
TYCO INTERNATIONAL LTD (TYC) - 560 SHARES2531323215
WAL-MART DE MEX V SP/ADR (WMMVY.PK) - 4,464 SHARES95936127724
TECHNOLOGY SPDR (XLK) - 1,636 SHARES4336641218

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (3 entries)

DescriptionDescriptionRevenue And Expenses Per BooksRevenueAndExpensesPerBooksNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
MISCELLANEOUS7140206
ADMINISTRATIVE FEES22690022690
STATE FILING FEES15015

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategoryAmountAmountNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
EXCISE TAX$20900
FOREIGN TAX PAID$2402400