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FORDHAM UNIVERSITY: Form 990, tax year 2009

View the entire original 990 at ProPublica ↗

Organization
FORDHAM UNIVERSITY (EIN 13-1740451)
Tax period
2009-07-01 to 2010-06-30
Filed
2011-05-10
IRS object ID
201141309349300549
Schema version
2009v1.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-05-10T17:17:08-05:00Timestamp
Tax Period End Date2010-06-30TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1KPMG LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1345 Park AvenueAddressLine1
CityNew YorkCity
StateNYState
ZIP Code101540102ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2009-07-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN131740451EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1FORDHAM UNIVERSITYBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlFORDNameControl
Phone7188171000Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1CONTROLLERS OFFICE 441 E FORDHAMAddressLine1
CityBRONXCity
StateNYState
ZIP Code104585170ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameFrank SimioName
TitleVice President of FinanceTitle
Phone7188174975Phone
Date Signed2011-05-10DateSigned
Authorize Third PartytrueAuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameKPMG LLPName
Phone2127589700Phone
FieldValueIRS element (for citing)
Tax Year2009TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonJOSEPH M MCSHANE SJNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1441 EAST FORDHAM ROADAddressLine1
CityBRONXCity
StateNYState
ZIP Code104585170ZIPCode
FieldValueIRS element (for citing)
Gross Receipts675826153GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501cXOrganization501c
Web Sitewww.fordham.eduWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1841YearFormation
State Legal DomicileNYStateLegalDomicile
Activity Or Mission DescriptionTO PROVIDE HIGHEST QUALITY EDUCATION TO UNDERGRADUATE AND GRADUATE STUDENTS IN THE JESUIT TRADITION.ActivityOrMissionDescription
Nbr Voting Members Governing Body39NbrVotingMembersGoverningBody
Nbr Independent Voting Members38NbrIndependentVotingMembers
Total Nbr Employees7154TotalNbrEmployees
Total Nbr Volunteers794TotalNbrVolunteers
Total Gross UBI309531TotalGrossUBI
Net Unrelated Business Txbl Income-137451NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year67098897ContributionsGrantsPriorYear
Contributions Grants Current Year63263068ContributionsGrantsCurrentYear
Program Service Revenue Prior Year478757752ProgramServiceRevenuePriorYear
Program Service Revenue CY509529728ProgramServiceRevenueCY
Investment Income Prior Year-26834658InvestmentIncomePriorYear
Investment Income Current Year-4572600InvestmentIncomeCurrentYear
Other Revenue Prior Year298149OtherRevenuePriorYear
Other Revenue Current Year452878OtherRevenueCurrentYear
Total Revenue Prior Year519320140TotalRevenuePriorYear
Total Revenue Current Year568673074TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year104353239GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY113341448GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year261619996SalariesEtcPriorYear
Salaries Etc Current Year270082206SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year322648TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY392892TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year11673075TotalFundrsngExpCurrentYear
Other Expense Prior Year173668633OtherExpensePriorYear
Other Expenses Current Year167809131OtherExpensesCurrentYear
Total Expenses Prior Year539964516TotalExpensesPriorYear
Total Expenses Current Year551625677TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-20644376RevenuesLessExpensesPriorYear
Revenues Less Expenses CY17047397RevenuesLessExpensesCY
Total Assets BOY1105117818TotalAssetsBOY
Total Assets EOY1147448135TotalAssetsEOY
Total Liabilities BOY452354233TotalLiabilitiesBOY
Total Liabilities EOY442197870TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY652763585NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY705250265NetAssetsOrFundBalancesEOY
Mission DescriptionTHE MISSION OF THE UNIVERSITY: FORDHAM UNIVERSITY, THE JESUIT UNIVERSITY OF NEW YORK, IS COMMITTED TO THE DISCOVERY OF WISDOM AND THE TRANSMISSION OF LEARNING, THROUGH RESEARCH AND THROUGH UNDERGRADUATE, GRADUATE AND PROFESSIONAL EDUCATION OF THE HIGHEST QUALITY. GUIDED BY ITS CATHOLIC AND JESUIT TRADITIONS, FORDHAM FOSTERS THE INTELLECTUAL, MORAL AND RELIGIOUS DEVELOPMENT OF ITS STUDENTS AND PREPARES THEM FOR LEADERSHIP IN A GLOBAL SOCIETY.MissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense485184818Expense
Grants113341448Grants
Revenue508891919Revenue
DescriptionINSTRUCTION, RESEARCH AND PUBLIC SERVICE IN THE GRADUATE (6,700 STUDENTS ENROLLED) AND UNDERGRADUATE (7,615 STUDENTS ENROLLED) SCHOOLS OF THE UNIVERSITY.Description
Total Program Service Expense485184818TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredtrueScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiestrueLobbyingActivities
Donor Advised FundsfalseDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArttrueCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentstrueTermOrPermanentEndowments
Balance Sheet Amounts ReportedtrueBalanceSheetAmountsReported
Independent Audit Financial StmttrueIndependentAuditFinancialStmt
Consolidated Audit Financial StmtfalseConsolidatedAuditFinancialStmt
SchooltrueSchool
Foreign OfficetrueForeignOffice
Foreign ActivitiestrueForeignActivities
More Than5000 K To OrganizationsfalseMoreThan5000KToOrganizations
More Than5000 K To IndividualsfalseMoreThan5000KToIndividuals
Professional FundraisingtrueProfessionalFundraising
Fundraising ActivitiestrueFundraisingActivities
GamingfalseGaming
HospitalfalseHospital
Grants To OrganizationsfalseGrantsToOrganizations
Grants To IndividualstrueGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondstrueTaxExemptBonds
Invest Tax Exempt BondsfalseInvestTaxExemptBonds
Escrow AccountfalseEscrowAccount
On Behalf Of IssuerfalseOnBehalfOfIssuer
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPtrueLoanToOfficerOrDQP
Grant To Related PersonfalseGrantToRelatedPerson
Bsnss Rltnshp With OrganizationfalseBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MemberfalseBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshptrueOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionstrueDeductibleNonCashContributions
Deductible Contributions Of ArtfalseDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntityfalseDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntitytrueRelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl OrgfalseTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Number Forms Transmitted With1096756NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup WitholdingtrueComplianceWithBackupWitholding
Number Of Employees7154NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
Foreign Financial AccounttrueForeignFinancialAccount
Name Of Foreign CountryUKNameOfForeignCountry
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionstrueQuidProQuoContributions
Quid Pro Quo DisclosuretrueQuidProQuoDisclosure
Form8282 Property Disposed OffalseForm8282PropertyDisposedOf
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Nbr Voting Governing Body Members39NbrVotingGoverningBodyMembers
Number Independent Voting Members38NumberIndependentVotingMembers
Family Or Business RelationshiptrueFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MembersfalseElectionOfBoardMembers
Decisions Subject To ApprovalfalseDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Minutes Of CommitteestrueMinutesOfCommittees
Officer Mailing AddressfalseOfficerMailingAddress
Local ChaptersfalseLocalChapters
Form990 Provided To Governing BodytrueForm990ProvidedToGoverningBody
Conflict Of Interest PolicytrueConflictOfInterestPolicy
Annual Disclosure Covered PersonstrueAnnualDisclosureCoveredPersons
Regular Monitoring EnforcementtrueRegularMonitoringEnforcement
Whistleblower PolicytrueWhistleblowerPolicy
Document Retention PolicytrueDocumentRetentionPolicy
Compensation Process CEOtrueCompensationProcessCEO
Compensation Process OthertrueCompensationProcessOther
Investment In Joint VenturefalseInvestmentInJointVenture
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonFRANK SIMIONamePerson
Telephone Number7188171000TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1FORDHAM UNIVERSITY 441 EAST FORDHAAddressLine1
CityBRONXCity
StateNYState
ZIP Code104585170ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (58 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
JOSEPH M MCSHANE SJ
PRESIDENT/TRUSTEE35.0XX008568
LAWRENCE AURIANA
TRUSTEE1.0X000
STEPHEN E BEPLER
TRUSTEE1.0X000
KENNETH BOLLER SJ
TRUSTEE1.0X000
JAMES E BUCKMAN
TRUSTEE1.0X000
RICHARD BUONCORE
TRUSTEE1.0X000
ELIZABETH BURNS
TRUSTEE1.0X000
DONNA M CARROLL
TRUSTEE1.0X000
JOHN CECERO SJ
TRUSTEE1.0X000
EMANUEL CHIRICO
TRUSTEE1.0X000
ROBERT D DALEO
TRUSTEE1.0X000
CAROLYN N DOLAN
TRUSTEE1.0X000
CHRISTINE F DRIESSEN
TRUSTEE1.0X000
CHRISTOPHER F FITZMAURICE
TRUSTEE1.0X000
MICHAEL J GARANZINI SJ
TRUSTEE1.0X000
PATRICIA HELLER
TRUSTEE1.0X000
PETER W HOWE
TRUSTEE1.0X000
DARLENE LUCCIO JORDAN
TRUSTEE1.0X000
JOHN P KEHOE
TRUSTEE1.0X000
V JOHN KRISS
TRUSTEE1.0X000
WILLIAM LOSHERT
TRUSTEE1.0X000
J THOMAS MCCLAIN SJ
TRUSTEE1.0X000
SYLVESTER MCCLEARN
TRUSTEE1.0X000
HENRY S MILLER
TRUSTEE1.0X000
ROBERT O SHEA
TRUSTEE1.0X000
REGINA M PITARO
TRUSTEE1.0X000
LORETTA A PRESKA
TRUSTEE1.0X000
THOMAS P SALICE
TRUSTEE1.0X000
JOHN N TOGNINO
TRUSTEE1.0X000
MARK H TUOHEY III
TRUSTEE1.0X000
ROSEMARY T BERKERY
TRUSTEE1.0X000
VINCENT BIAGI S J
TRUSTEE1.0X000
DENNIS FITZSIMONS
TRUSTEE1.0X000
JOHN M KEANE
TRUSTEE1.0X000
T J MALONEY
TRUSTEE1.0X000
JOSEPH P PARKES SJ
TRUSTEE1.0X000
PETER JOHN SACRIPANTI
TRUSTEE1.0X000
VINCENT VIOLA
TRUSTEE1.0X000
LILIAN WU
TRUSTEE1.0X000
JOHN J LORDAN
SENIOR VP/CFO/TREASURER35.0X437167030049
BRIAN J BYRNE
VP OF ADMINISTRATION35.0X281534049030
PETER STACE
VP ENROLLMENT35.0X286293046808
FRANK SIMIO
VP FINANCE35.0X246988066730
JEFFREY L GRAY
VP STUDENT AFFAIRS35.0X249141064410
MARGARET BALL
UNIVERSITY SECRETARY35.0X144514016822
PATRICK RYAN SJ
VP OF MISSION & MINISTRY35.0X008568
ALBERT CHECCIO
VP OF DEVELOPMENT35.0X365381039212
FRANK SIRIANNI
VP OF INFORMATION TECHNO35.0X239587049661
THOMAS A DUNNE
VP OF GOV RELATIONS & U35.0X335266042589
STEPHEN FREEDMAN
SENIOR VP/CHIEF ACADEMIC35.0X421138047878
JOSEPH QUINN
VP OF MISSION & MINISTRY35.0X5298703923
MARCO VALERA
VP FOR FACILITIES MGMT35.0X227224052066
DERECK WHITTENBURG
BASKETBALL COACH35.0425173046893X
WILLIAM M TREANOR
LAW SCHOOL DEAN35.0429127054229X
HOWARD TUCKMAN
GBA SCHOOL DEAN35.0396174038169X
THOMAS LEE
PROFESSOR35.0317841049743X
SHEILA FOSTER
PROFESSOR35.0285135053303X
JOHN HOLLWITZ
PROFESSOR/FORMER OFFICER35.0378202053881X
FieldValueIRS element (for citing)
Total Reportable Comp From Org5518872TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation822532TotalOtherCompensation
Number Individuals GT100 K487NumberIndividualsGT100K
Formers ListedtrueFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
GOTHAM CONSTRUCTION COMPANY LLC
1010 AVENUE OF THE AMERICAS 4TH FLNEW YORKNY10018CONSTRUCTION43063375
EMPIRE HEALTHCHOICE ASSURANCE INC
PO BOX 11532ANEW YORKNY10256BENEFIT PROVIDER16179763
SODEXO INC AND AFFILIATES
9801 WASHINGTON BLVDGAITHERBURGMD20878FOOD SERVICES13657946
PEI COBB FREED AND PARTNERS
88 PINE STREETNEW YORKNY10005CONSTRUCTION8663129
SUMMIT SECURITY SERVICES
390 REXCORP PLAZA/LOBBY LEVEL/WESTUNIONDALENY11556SECURITY SERVICES5836496
FieldValueIRS element (for citing)
Number Of Contractors GT100 K271NumberOfContractorsGT100K
Fundraising Events1640789FundraisingEvents
Government Grants26696067GovernmentGrants
All Other Contributions34926212AllOtherContributions
Noncash Contributions1478884NoncashContributions
Total Contributions63263068TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncome
TUITION & FEES611600446207828446207828
AUXILIARY ENTERPRISES6117105584965955849659
ATHLETIC AND SUMMER PROGRAMS61171031549963154996
FEES FOR EDUCATIONAL SERVICES61160014120411412041
VISITING PROFESSORS SALARY REIMBURSEMENTS611600936835936835

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

FieldValueIRS element (for citing)
Total Revenue Column1968369TotalRevenueColumn
Related Or Exempt Function Income1336036RelatedOrExemptFunctionIncome
Exclusion$632,333ExclusionAmount
FieldValueIRS element (for citing)
Total Program Service Revenue509529728TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column5771350TotalRevenueColumn
Exclusion$5,771,350ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column201965TotalRevenueColumn
Exclusion$201,965ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column364603TotalRevenueColumn
Exclusion$364,603ExclusionAmount

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real669452Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real669452Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column669452TotalRevenueColumn
Exclusion$669,452ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities95856319Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities106402234Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities-10545915Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column-10545915TotalRevenueColumn
Exclusion-$10,545,915ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events147600GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events1640789CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses750845FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column-603245TotalRevenueColumn
Exclusion-$603,245ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc (2 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnUnrelated Business RevenueUnrelatedBusinessRevenue
PARKING INCOME - OPEN TO PUBLIC8129301694016940
TRAVEL TOURS56150051285128
FieldValueIRS element (for citing)
Total Other Revenue22068TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column568673074TotalRevenueColumn
Related Or Exempt Function Income508897395RelatedOrExemptFunctionIncome
Unrelated Business Revenue22068UnrelatedBusinessRevenue
Exclusion-$3,509,457ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total0Total
Program Services0ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total113341448Total
Program Services113341448ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total0Total

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total3894156Total
Program Services1806786ProgramServices
Management And General1655859ManagementAndGeneral
Fundraising431511Fundraising

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total0Total

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total200566568Total
Program Services174109882ProgramServices
Management And General21018049ManagementAndGeneral
Fundraising5438637Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total13351211Total
Program Services11861458ProgramServices
Management And General1225854ManagementAndGeneral
Fundraising263899Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total38980042Total
Program Services30976377ProgramServices
Management And General6134878ManagementAndGeneral
Fundraising1868787Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total13290229Total
Program Services11807280ProgramServices
Management And General1220255ManagementAndGeneral
Fundraising262694Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total7845661Total
Program Services7000696ProgramServices
Management And General790456ManagementAndGeneral
Fundraising54509Fundraising

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total1200816Total
Management And General1200816ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total458703Total
Management And General458703ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total120672Total
Management And General120672ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total392892Total
Fundraising392892Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total1761254Total
Management And General1761254ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total0Total

Advertising Advertising

FieldValueIRS element (for citing)
Total7984070Total
Program Services6439337ProgramServices
Management And General1144643ManagementAndGeneral
Fundraising400090Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total14011310Total
Program Services11742791ProgramServices
Management And General1971693ManagementAndGeneral
Fundraising296826Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total6522042Total
Program Services3739786ProgramServices
Management And General2779080ManagementAndGeneral
Fundraising3176Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total81049Total
Program Services70116ProgramServices
Management And General10933ManagementAndGeneral

Occupancy Occupancy

FieldValueIRS element (for citing)
Total43193897Total
Program Services35737376ProgramServices
Management And General6690837ManagementAndGeneral
Fundraising765684Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total7221712Total
Program Services6694049ProgramServices
Management And General281263ManagementAndGeneral
Fundraising246400Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total0Total

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total9525989Total
Program Services7911260ProgramServices
Management And General1204057ManagementAndGeneral
Fundraising410672Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total9784145Total
Program Services9515502ProgramServices
Management And General268643ManagementAndGeneral

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total0Total

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total31722106Total
Program Services29184338ProgramServices
Management And General1903326ManagementAndGeneral
Fundraising634442Fundraising

Insurance Insurance

FieldValueIRS element (for citing)
Total2775261Total
Program Services904529ProgramServices
Management And General1860286ManagementAndGeneral
Fundraising10446Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
STUDENT MEAL COSTS91274879127487
EXCHANGE STUDENT COSTS44832474483247
DOUBTFUL ACCOUNTS33087063308706
LIBRARY MATERIALS26688642668864
DUES/SUBSCRIPTIONS12580089354533186693886

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total2754132Total
Program Services1818050ProgramServices
Management And General747558ManagementAndGeneral
Fundraising188524Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total551625677Total
Program Services485184818ProgramServices
Management And General54767784ManagementAndGeneral
Fundraising11673075Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY215241BOY
EOY152583EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY36473050BOY
EOY10790518EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY75874810BOY
EOY66346651EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY13406899BOY
EOY17873790EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY1573282BOY
EOY1560002EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY15524777BOY
EOY15656154EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY943592BOY
EOY979991EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY10191183BOY
EOY9989969EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis906828301LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec276963232LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY560195543BOY
EOY629865069EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY178577670BOY
EOY176424268EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY158759349BOY
EOY211052563EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY53382422BOY
EOY6756577EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY1105117818BOY
EOY1147448135EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY77605407BOY
EOY72912606EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY24107077BOY
EOY20629407EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY298695254BOY
EOY289284567EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY1841496BOY
EOY1718069EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY50104999BOY
EOY57653221EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY452354233BOY
EOY442197870EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY299086182BOY
EOY337364070EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY179576222BOY
EOY179095197EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY174101181BOY
EOY188790998EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY652763585BOY
EOY705250265EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY1105117818BOY
EOY1147448135EOY
FieldValueIRS element (for citing)
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteetrueAuditCommittee
Financial Statement SeparateXFinancialStatementSeparate
Federal Grant Audit RequiredtrueFederalGrantAuditRequired
Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbying
Total Direct LobbyingTotalDirectLobbying
Total Lobbying ExpendituresTotalLobbyingExpenditures
Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures
Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures
Lobbying NontaxableLobbyingNontaxableAmount
Grassroots NontaxableGrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non TxTotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx
VolunteersfalseVolunteers
Paid Staff Or ManagementtruePaidStaffOrManagement
Media AdvertisementstrueMediaAdvertisements
Media Advertisements$8,950MediaAdvertisementsAmount
Mailings MemberstrueMailingsMembers
Mailings Members$23,572MailingsMembersAmount
Publications Or BroadcastfalsePublicationsOrBroadcast
Grants Other OrganizationsfalseGrantsOtherOrganizations
Direct Contact LegislatorstrueDirectContactLegislators
Direct Contact Legislators$123,603DirectContactLegislatorsAmount
Rallies DemonstrationstrueRalliesDemonstrations
Rallies Demonstrations$21,046RalliesDemonstrationsAmount
Other ActivitiesfalseOtherActivities
Total Lobbying Expenditures IIB177171TotalLobbyingExpendituresIIB
Not Described In501c3falseNotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierOTHER LOBBYING ACTIVITIESIdentifier
Return ReferenceSCHEDULE C, PART II-BReturnReference
ExplanationFORDHAM UNIVERSITY'S GOVERNMENTAL RELATIONS AND LOBBYING EFFORTS ON THE STATE, FEDERAL AND LOCAL LEVELS CAN BE BROKEN OUT INTO TWO DISTINCTIVE ASPECTS OR ELEMENTS. THE FIRST ELEMENT CAN BE DENOMINATED AS DEFENSIVE LOBBYING, DESIGNED TO ENSURE THAT GOVERNMENT FUNDED EDUCATION PROGRAMS WHICH CURRENTLY BENEFIT FORDHAM AND ITS STUDENTS ARE CONTINUED, MAINTAINED, IMPROVED UPON OR EXPANDED IN ORDER TO MEET BOTH CURRENT STUDENT AND INSTITUTIONAL NEEDS. THESE CONSIST OF PROGRAMS THAT BENEFIT THE UNIVERSITY AND/OR ITS STUDENTS, BOTH DIRECTLY AND INDIRECTLY. EXAMPLES OF SUCH PROGRAMS AT THE STATE LEVEL INCLUDE: THE NEW YORK STATE TUITION ASSISTANCE PROGRAM (TAP), THE HIGHER EDUCATIONAL OPPORTUNITY PROGRAM (HEOP), THE STATE INSTITUTIONAL AID PROGRAM (BUNDY AID FUNDING), AND THE COLLEGIATE SCIENCE AND TECHNOLOGY ENTRY PROGRAM (C-STEP). EXAMPLES OF SUCH PROGRAMS AT THE FEDERAL LEVEL INCLUDE: PELL GRANTS, CAMPUS BASED AID SUCH AS FEDERAL WORK STUDY (FWS) OR FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS (FSEOG), PERKINS LOANS, AND FEDERALLY GUARANTEED STUDENT LOANS. FEDERAL PROGRAMS ALSO INCLUDE FEDERAL TAX CODE PROVISIONS WHICH SUPPORT THE UNIVERSITY'S MISSION AND/OR ENABLE A BROAD AND DIVERSE ARRAY OF STUDENTS TO ATTEND COLLEGE AND ENROLL IN OTHER HIGHER EDUCATION PROGRAMS, THROUGH BOTH TAX DEDUCTIONS AND TAX CREDITS. THE SECOND, MORE FORWARD LOOKING, ELEMENT OF FORDHAM'S LOBBYING EFFORTS FOCUSES ON THE UNIVERSITY'S INSTITUTIONAL ADVANCEMENT INITIATIVES THAT ARE DESIGNED TO OBTAIN FUNDING, AGENCY REGULATORY APPROVAL, AND/OR REGULATORY RELIEF FROM GOVERNMENTAL AGENCIES TO SUPPORT THE UNIVERSITY'S MISSION. THESE INITIATIVES OFTEN FOCUS ON SEEKING DISCRETIONARY EARMARKED GRANTS OR APPROPRIATIONS FOR CRITICAL UNIVERSITY PRIORITIES, SUCH AS DEVELOPING AND PRESERVING THE UNIVERSITY'S FACILITIES AND PROMOTING RESEARCH (BOTH FUNDAMENTAL AS WELL AS APPLIED, THAT WILL DIRECTLY OR INDIRECTLY BENEFIT THE GENERAL PUBLIC). PROMINENT EXAMPLES OF THESE INITIATIVES INCLUDE: (A) FUNDING FOR UNIVERSITY PHYSICAL INFRASTRUCTURE PROJECTS, SUCH AS: THE UNIVERSITY LIBRARY; ENVIRONMENTAL BIOLOGY RESEARCH ON LYME DISEASE, WEST NILE VIRUS, AND OTHER INSECT BORNE DISEASES AT FORDHAM'S CALDER CENTER VECTOR ECOLOGY INSTITUTE; THE PHYSICAL CHEMISTRY METEOR LAB; THE COMPUTER SCIENCE ROBOTICS PROGRAM; FAMILIAL DYSAUTONOMIA RESEARCH IN THE AREA OF CELLULAR BIOLOGY/GENETICS; NEW RESIDENCE HALLS DESIGNED AS LEARNING COMMUNITIES AND EQUIPPED WITH THE LATEST LEARNING TECHNOLOGIES. (B) FORDHAM'S "GREEN" INITIATIVES THAT ENABLE FORDHAM TO REDUCE ITS CARBON FOOTPRINT BY INTRODUCING ENERGY EFFICIENCIES AND NEW TECHNOLOGIES, SUCH AS SOLAR AND ELECTRIC POWERED CAMPUS VEHICLES. THESE ENVIRONMENTAL INITIATIVES ARE MADE POSSIBLE THROUGH MATCHING GOVERNMENTAL FUNDS AWARDED BY NYSERDA AND FEDERAL STIMULUS FUNDS. (C) MAINTAINING PROGRAM ACTIVITIES, SUCH AS: FORDHAM'S REGIONAL EDUCATIONAL TECHNOLOGY CENTER (CURRENTLY IN OPERATION AND ENJOYING TREMENDOUS SUCCESS) AND WFUV PUBLIC RADIO FROM FORDHAM UNIVERSITY ARE EXAMPLES OF PROGRAMS SUPPORTED BY A VARIETY OF FEDERAL FUNDING SOURCES, INCLUDING THE CORPORATION FOR PUBLIC BROADCASTING (CPB). (D) THE MASTER REDEVELOPMENT PLAN FOR FORDHAM'S LINCOLN CENTER CAMPUS IN MANHATTAN - THIS IS THE UNIVERSITY'S MOST IMPORTANT PRIORITY WITHIN THE UNIVERSITY'S PHYSICAL DEVELOPMENT ASPECT OF ITS STRATEGIC PLAN. THE PLAN RECENTLY RECEIVED APPROVAL FROM THE CITY OF NEW YORK SUBSEQUENT TO THE CITY'S UNIFORM LAND-USE REVIEW PROCEDURE, AND WE HAVE BEGUN TO INAUGURATE THE PLAN'S IMPLEMENTATION WITH THE CONSTRUCTION OF A NEW FORDHAM SCHOOL OF LAW BUILDING AND UNDERGRADUATE RESIDENCE HALL. ALL OF THESE INITIATIVES ARE DESIGNED TO MEET CRUCIAL INSTITUTIONAL AND PUBLIC NEEDS. FUTURE PROJECTS WOULD INCLUDE SEEKING SUPPORT FOR UNDERGRADUATE SCIENCE TEACHING AND RESEARCH LABORATORY FACILITIES. IN PURSUING THIS INITIATIVE, THE UNIVERSITY WOULD SEEK FUNDS NOT ONLY FOR ITS OWN INSTITUTIONAL ADVANCEMENT, BUT ALSO TO FURTHER SCIENCE, CULTURE, AND INTELLECTUAL AND PROFESSIONAL EDUCATION FOR THE LARGER COMMUNITY AND GENERAL PUBLIC. FORDHAM GARNERS SUPPORT FROM LOCAL AND NATIONAL ELECTED OFFICIALS FOR THESE KINDS OF INITIATIVES, AS WELL AS FOR MORE CUSTOMARY COMPETITIVE OR "PEER REVIEW" TYPE OF RESEARCH GRANT FUNDING THROUGH NSF, FIPSE, AND THE INSTITUTES OF HEALTH. FORDHAM'S GOVERNMENT RELATIONS AND LOBBYING ACTIVITIES MAY INCLUDE COMMUNICATING WITH VARIOUS BRANCHES, AGENCIES, AND COMMITTEES OF THE FEDERAL, STATE, AND LOCAL GOVERNMENT. FORDHAM'S COMBINATION OF DEFENSIVE LOBBYING WITH PROACTIVE ADVANCEMENT INITIATIVES BENEFIT THE UNIVERSITY AND THE PUBLIC, WHOM WE ARE CHARTERED TO SERVE, AND IS COMMON TO MOST INSTITUTIONS OF HIGHER LEARNING, BOTH PUBLIC AND INDEPENDENT. THIS ACTIVITY REPRESENTS AN APPROPRIATE EXERCISE OF FORDHAM'S FIRST AMENDMENT RIGHTS, WHICH THE UNIVERSITY POSSESSES ALONG WITH ALL OTHER ORGANIZATIONS AND INDIVIDUALS IN AMERICAN SOCIETY, WHO ACT TO PROMOTE THEIR OWN ADVANCEMENT AND SECURE THEIR LIVELIHOOD BY SEEKING APPROPRIATE GOVERNMENTAL PROTECTION, ASSISTANCE, AND SUPPORT FOR INITIATIVES AND PROGRAMS THAT BENEFIT THE BROADER PUBLIC, AS WELL AS THOSE WHOM THEY DIRECTLY SERVE.Explanation

Schedule D IRS990ScheduleD

Art Public Exhibition Amts ArtPublicExhibitionAmts

FieldValueIRS element (for citing)
Revenues Included0RevenuesIncluded
Assets In Part X4537812AssetsInPartX
FieldValueIRS element (for citing)
Held Works Of Art AmtsHeldWorksOfArtAmts
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Solicited Assets For SalefalseSolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance330165755BeginningOfYearBalance
Contributions17452171Contributions
Investment Earnings Or Losses38740908InvestmentEarningsOrLosses
Grants Or Scholarships5644043GrantsOrScholarships
Other Expenditures7536061OtherExpenditures
Administrative Expenses1635214AdministrativeExpenses
End Of Year Balance371543516EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance434705631BeginningOfYearBalance
Contributions9458770Contributions
Investment Earnings Or Losses-95864896InvestmentEarningsOrLosses
Grants Or Scholarships5067255GrantsOrScholarships
Other Expenditures11579969OtherExpenditures
Administrative Expenses1486526AdministrativeExpenses
End Of Year Balance330165755EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.32940BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.67060PermanentEndowmentEOYBalance
Endowments Held By Unrelated OrgstrueEndowmentsHeldByUnrelatedOrgs
Endowments Held By Related OrgsfalseEndowmentsHeldByRelatedOrgs

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis12427538OtherCostOrOtherBasis
Book Value12427538BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis503122051OtherCostOrOtherBasis
Depreciation177533591Depreciation
Book Value325588460BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Other Cost Or Other Basis2391362OtherCostOrOtherBasis
Depreciation814510Depreciation
Book Value1576852BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis199296147OtherCostOrOtherBasis
Depreciation89057682Depreciation
Book Value110238465BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis189591202OtherCostOrOtherBasis
Depreciation9557448Depreciation
Book Value180033754BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings629865069TotalOfBookValueLandBuildings
Financial DerivativesFinancialDerivatives
Closely Held Equity InterestsCloselyHeldEquityInterests

Other Securities OtherSecurities (2 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
ALTERNATIVE INVESTMENTS208007875F
OTHER ASSETS3044688F
FieldValueIRS element (for citing)
Total Of Book Value Securities211052563TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (5 entries)

DescriptionDescriptionAmountAmount
POST RETIREMENT BENEFITS OBLIGATIONS$38,869,000
REFUNDABLE ADVANCES$4,711,423
AMOUNTS HELD ON BEHALF OF OTHERS$2,958,062
CAPITALIZED LEASE OBLIGATIONS$1,114,736
BORROWINGS UNDER LINE OF CREDIT$10,000,000
FieldValueIRS element (for citing)
Total Of Amounts57653221TotalOfAmounts
Total Revenue568673074TotalRevenue
Total Expenses551625677TotalExpenses
Excess Or Deficit For Year17047397ExcessOrDeficitForYear
Net Unrealized GL On Investments43563751NetUnrealizedGLOnInvestments
Other-$8,124,468OtherAmount
Total Adjustments35439283TotalAdjustments
Excess Or Deficit Per FS52486680ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt493658160TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments43563751NetUnrealizedGainsInvestments
Other Revenues-117568256OtherRevenues
Revenue Not Rptd F990-74004505RevenueNotRptdF990
Revenue Subtotal567662665RevenueSubtotal
Investment Expenses Not Included1761254InvestmentExpensesNotIncluded
Other Revenues Not Included-750845OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt1010409RevenueNotRptdOnFinStmt
Total Revenue Per Form990568673074TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt433047012TotExpensesEtcAuditedFinclStmt
Other Expenses Included750845OtherExpensesIncluded
Expenses Not Rptd F990750845ExpensesNotRptdF990
Expenses Subtotal432296167ExpensesSubtotal
Investment Expenses Not Included21761254InvestmentExpensesNotIncluded2
Other Expenses Not Included117568256OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt119329510ExpensesNotRptdOnFinStmt
Total Expenses Per Form990551625677TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (8 entries)

IdentifierIdentifierExplanationExplanationReturn ReferenceReturnReference
PART III, LINE 4THE UNIVERSITY'S MOST SIGNIFICANT COLLECTION IS ITS MUSEUM OF GREEK, ETRUSCAN AND ROMAN ART. THE ANTIQUITIES MUSEUM OCCUPIES 4,000 SQUARE FEET OF SPACE AND IT FEATURES MORE THAN 260 ANTIQUITIES DATING FROM THE 10TH CENTURY B.C. THROUGH THE 3RD CENTURY A.D. THE COLLECTION SPANS SEVERAL PERIODS - MYCENAEAN, VILLANOVAN, CLASSICAL GREECE, GEOMETRICAL, ARCHAIC ROMAN, IMPERIAL ROMAN, REPUBLICAN, ETRUSCAN, AND SOUTH ITALIAN. THERE ARE RED-FIGURE AND RED-AND-BLACK-FIGURE CERAMICS, AND THE SHINY BLACK ETRUSCAN POTTERY KNOWN AS BUCCHERO. THERE IS AN ARRAY OF SCULPTURE AND TERRA COTTA HEADS. AMONG THE ITEMS ON DISPLAY ARE: -A TERRACOTTA PATERA (SHALLOW BOWL) WITH KNOB HANDLES, CA. 340 B.C.; -A KYLIX (DRINKING CUP WITH TWO HANDLES), ATTRIBUTED TO THE PAINTER OF BERLIN 2268, A VASE PAINTER OF THE LATE SIXTH CENTURY B.C.; -A PORTRAIT OF JULIA AQUILIA SEVERA, THE SECOND AND FOURTH WIFE OF EMPEROR ELAGABALUS, A.D. 220-222; AND -A PORTRAIT OF THE EMPEROR HADRIAN FROM THE SECOND CENTURY A.D. THE MUSEUM, WHICH IS FREE OF CHARGE, IS OPEN TO THE GENERAL PUBLIC.
PART V, LINE 4FORDHAM UNIVERSITY'S ENDOWMENT FUNDS ARE INTENDED TO SUPPORT FINANCIAL ASSISTANCE FOR STUDENTS, TO FUND ADDING NEW AND CUTTING EDGE PROGRAMS WHILE MAINTAINING AND IMPROVING EXISTING ONES, AND TO IMPROVE AND MAINTAIN THE CAMPUS TO MEET THE NEEDS OF THE UNIVERSITY COMMUNITY.
PART X, LINE 2IT WAS DETERMINED THAT FIN 48 HAD NO IMPACT ON THE UNIVERSITY'S FINANCIAL STATEMENTS FOR THE JUNE 30, 2010 YEAR, AND THEREFORE THE FINANCIAL STATEMENTS DID NOT INCLUDE A FIN 48 FOOTNOTE.
PART XI, LINE 8CHANGE IN VALUE OF INTEREST RATE SWAP -4,624,468 LOSS NOT YET RECOGNIZED AS A COMPONENT OF NET PERIODIC BENEFIT COST -3,883,000 UNREALIZED CHANGE IN VALUE OF PERPETUAL TRUST 383,000 ------------ -8,124,468 ============OTHER ADJUSTMENTS
PART XII, LINE 2DFINANCIAL AID EXPENSE -117,568,256.OTHER ADJUSTMENTS
PART XII, LINE 4BSPECIAL EVENT EXPENSES -750,845OTHER ADJUSTMENTS
PART XIII, LINE 2DSPECIAL EVENT EXPENSES 750,845OTHER ADJUSTMENTS
PART XIII, LINE 4BFINANCIAL AID EXPENSE 117,568,256.OTHER ADJUSTMENTS

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmttrueNondiscriminatoryPolicyStmt
Policy Statement In Brochures EtctruePolicyStatementInBrochuresEtc
Policy Publ Via Broadcast MediatruePolicyPublViaBroadcastMedia
Pub Via Broadcast Media ExplnTHE UNIVERSITY INCLUDED A STATEMENT OF ITS POLICY ON RACIAL NONDISCRIMINATION TOWARD STUDENTS IN ALL ITS NEWSPAPERS AND BROADCAST SOLICITATIONS FOR STUDENTS.PubViaBroadcastMediaExpln
Maint Racial Composition RecordstrueMaintRacialCompositionRecords
Maint Scholarships RecordstrueMaintScholarshipsRecords
Maint Copies Of Brochures EtctrueMaintCopiesOfBrochuresEtc
Maint Copies Of All SolicitationstrueMaintCopiesOfAllSolicitations
Discriminate Race Students RightsfalseDiscriminateRaceStudentsRights
Discriminate Race Admiss PoliciesfalseDiscriminateRaceAdmissPolicies
Discriminate Race Emplmn FacultyfalseDiscriminateRaceEmplmnFaculty
Discriminate Race ScholarshipsfalseDiscriminateRaceScholarships
Discriminate Race Educ PoliciesfalseDiscriminateRaceEducPolicies
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFclts
Discriminate Race Athletic ProgfalseDiscriminateRaceAthleticProg
Discriminate Race Other ActyfalseDiscriminateRaceOtherActy
Government Financial Aid ReceivedtrueGovernmentFinancialAidReceived
Government Financial Aid RevokedfalseGovernmentFinancialAidRevoked
Govt Financial Aid ExplanationTHE UNIVERSITY RECEIVES RESEARCH, TRAINING, AND STUDENT GRANTS FROM THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF HEALTH AND HUMAN SERVICES, THE DEPARTMENT OF EDUCATION, THE DEPARTMENT OF AGRICULTURE, AND VARIOUS OTHER AGENCIES INCLUDING ONES FROM THE STATE OF NEW YORK AND THE CITY OF NEW YORK.GovtFinancialAidExplanation
Compliance With Rev Proc7550trueComplianceWithRevProc7550

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (8 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
Europe (Including Iceland and Greenland)17Program ServicesGLOBAL STUDIES1724618
Europe (Including Iceland and Greenland)01Program ServicesSUMMER ABROAD GRANADA146577
Europe (Including Iceland and Greenland)05Program ServicesSUMMER ABROAD ITALY92634
Sub-Saharan Africa00Program ServicesLAW SCHOOL PROGRAM83851
East Asia and the Pacific02Program ServicesGRADUATE SCHOOL91479
Europe (Including Iceland and Greenland)08Program ServicesLAW SCH. SUMMER PROG.274124
East Asia and the Pacific04Program ServicesSUMMER INSTITUTE335016
Central America and the Caribbean00Investments
FieldValueIRS element (for citing)
Total Number Of Offices1TotalNumberOfOffices
Total Number Of Employees27TotalNumberOfEmployees
Total Amount Spent2748299TotalAmountSpent

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Email SolicitationsXEmailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref FundraisingtrueAgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (2 entries)

Name Of IndividualNameOfIndividualActivityActivityFundraiser Control Of FundsFundraiserControlOfFundsGross ReceiptsGrossReceiptsAmount Retained By ContractorAmountRetainedByContractorNet To OrganizationNetToOrganization
GRENZABACH GLIER AND ASSOCIATESPROF. FUNDRAISINGfalse01341050
RUFFALOCODYPROF. FUNDRAISINGfalse02587870
FieldValueIRS element (for citing)
Total Gross Receipts0TotalGrossReceipts
Total Retained By Contractors392892TotalRetainedByContractors
Total Net To Organization0TotalNetToOrganization

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1FOUNDERS DINNERNameOfEvent1
Gross Receipts Event11788389GrossReceiptsEvent1
Charitable Contributions Event11640789CharitableContributionsEvent1
Gross Revenue Event1147600GrossRevenueEvent1
Rent Facility Costs Event1350058RentFacilityCostsEvent1
Other Direct Expenses Event1400787OtherDirectExpensesEvent1
Total Number Of Other Events0TotalNumberOfOtherEvents
Gross Receipts Total1788389GrossReceiptsTotal
Charitable Contributions Total1640789CharitableContributionsTotal
Gross Revenue Total Events147600GrossRevenueTotalEvents
Rent Facility Costs Total Events350058RentFacilityCostsTotalEvents
Other Direct Expenses Total Events400787OtherDirectExpensesTotalEvents
Direct Expense Summary Events750845DirectExpenseSummaryEvents
Net Income Summary-603245NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedtrueRecordsMaintained

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of GrantSTUDENT SCHOLARSHIPSTypeOfGrant
Number Of Recipients6650NumberOfRecipients
Amount Of Cash Grant113341448AmountOfCashGrant
Amount Of Non Cash Assistance0AmountOfNonCashAssistance
Method Of ValuationN/AMethodOfValuation
Description Of Non Cash AssistanceN/ADescriptionOfNonCashAssistance

Form990 Schedule I Part IV Form990ScheduleIPartIV

FieldValueIRS element (for citing)
IdentifierMONITORINGIdentifier
Return ReferenceSCHEDULE I, PART I, LINE 2ReturnReference
ExplanationFORDHAM UNIVERSITY PROVIDES VARIOUS TYPES OF FINANCIAL ASSISTANCE TO ENABLE STUDENTS TO AFFORD A FORDHAM EDUCATION. THE UNIVERSITY IS PARTICULARLY COMMITTED TO DO ALL WE CAN TO ALLEVIATE THE IMPACT OF THE ECONOMIC DOWNTURN ON STUDENTS AND THEIR FAMILIES. FORDHAM'S FINANCIAL AID DEPARTMENT WORKS WITH STUDENTS TO HELP THEM DEVISE A PLAN TO FUND THEIR EDUCATION. ASSISTANCE MAY INCLUDE A COMBINATION OF GRANTS, LOANS AND PAYMENT PLANS, DEPENDING ON INDIVIDUAL CIRCUMSTANCES AND RESOURCES. SCHOLARSHIP GRANTS ARE AWARDED ON THE BASIS OF FINANCIAL NEED AND/OR SCHOLASTIC ACHIEVEMENT, AND ON A NON-DISCRIMINATORY BASIS. STUDENTS MUST COMPLETE CERTAIN QUESTIONNAIRES AND APPLICATIONS TO DEMONSTRATE THEIR QUALIFICATION FOR VARIOUS TYPES OF FEDERAL, STATE, LOCAL, AND INSTITUTIONAL FINANCIAL ASSISTANCE. THE VARIOUS FINANCIAL ASSISTANCE PROGRAMS HAVE PARTICULAR REQUIREMENTS FOR SELECTION CRITERIA AND MONITORING THE USE OF GRANT FUNDS, SUCH AS UNDER 0MB CIRCULAR NO. A-133. THESE REQUIREMENTS MAY INCLUDE A MINIMUM COURSE LOAD, DEMONSTRATED ACADEMIC PROGRESS, AND OTHER SIMILAR REQUIREMENTS.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Compensation CommitteeXCompensationCommittee
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymenttrueSeverancePayment
Supplemental Nonqual Retire PlanfalseSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentsfalseAnyNonFixedPayments
Initial Contract ExceptionfalseInitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (17 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
JOHN HOLLWITZ
364114000140880221580317230432083000
JOHN J LORDAN
4311000006067026950030990467216000
BRIAN J BYRNE
27971300018210269500220800330564000
PETER STACE
28439600018970269500198580333101000
FRANK SIMIO
2461420008460269500397800313718000
JEFFREY L GRAY
24791100012300269500374600313551000
MARGARET BALL
14355800095601584009820161336000
ALBERT CHECCIO
35630300090780191600200520404593000
FRANK SIRIANNI
23799300015940191600305010289248000
THOMAS A DUNNE
33312900021370191600234290377855000
STEPHEN FREEDMAN
41804700030910269500209280469016000
DERECK WHITTENBURG
2927310001324420269500199430472066000
WILLIAM M TREANOR
42784900012780269500272790483356000
HOWARD TUCKMAN
39325500029190191600190090434343000
MARCO VALERA
22606200011620258560262100279290000
THOMAS LEE
3173210005200226400271030367584000
SHEILA FOSTER
2842890008460266450266580338438000

Form990 Schedule J Part III Form990ScheduleJPartIII

FieldValueIRS element (for citing)
IdentifierSEVERENCE PAYIdentifier
Return ReferenceSCHEDULE J, PART I, LINE 4AReturnReference
ExplanationDERECK WHITTENBURG RECEIVED A SEVERENCE PAYMENT OF $130,000.Explanation

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuer
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
14600029364983TPB32004-05-0628975948REFUNDING LC 1994 DEBT ISSUEfalsefalse
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293649903C332008-05-2196895000REFUNDING LC 2005 DEBT ISSUEfalsefalse
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
1460002936499032B62008-07-251182878072008 ISSUE-CAMPBELL RESIDENCE HALLfalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)

Total ProceedsTotalProceedsAmount DefeasedAmountDefeasedIssuance Costs From ProceedsIssuanceCostsFromProceedsYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaindAmount In Reserve FundAmountInReserveFundCapital ExpendituresCapitalExpenditures
30028437291627658656722005falsetruetruetrue
972823709586990014124702008truefalsetruetrue
11828780736435512010falsefalsetruetrue3727004110933256

Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsBond Counsel Routinely EngagedBondCounselRoutinelyEngagedPost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrsPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersTotal Private Business UseTotalPrivateBusinessUse
falsefalsefalsefalsefalsetrue
falsefalsefalsefalsefalsetrue
falsefalsetruefalsefalsetrue0.010000.01000

Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebateTerm Of HedgeTermOfHedge
(no name)
falsefalsefalsefalsefalsefalse
MERRILL LYNCH
falsetruetruefalsefalsefalse3.25
(no name)
falsefalsefalsefalsefalsefalse

Schedule L IRS990ScheduleL

Loan Table LoanTable (3 entries)

Purpose Of LoanPurposeOfLoanLoan From OrganizationLoanFromOrganizationOriginal PrincipalOriginalPrincipalAmountBalance DueBalanceDueDefaultDefaultApproved By BoardApprovedByBoardWritten AgreementWrittenAgreement
JOHN LORDAN
- MORTGAGEX$450,000300000falsefalsetrue
JOHN HOLLWITZ
- RELOCATION LOANX$592,000422502falsefalsetrue
STEPHEN FREEDMAN
- MORTGAGEX$1,637,500837500falsefalsetrue
FieldValueIRS element (for citing)
Total Balance Due1560002TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV

Name Of Interested Person NameOfInterestedPerson

FieldValueIRS element (for citing)
Name PersonGAMCO INVESTORS INCNamePerson
FieldValueIRS element (for citing)
RelationshipSEE SCHEDULE ORelationship
Amount Of Transaction203043AmountOfTransaction
Description Of TransactionSEE SCHEDULE ODescriptionOfTransaction
Sharing Of RevenuesfalseSharingOfRevenues

Schedule M IRS990ScheduleM

FieldValueIRS element (for citing)
Works Of ArtWorksOfArt
Art Historical TreasuresArtHistoricalTreasures
Art Fractional InterestArtFractionalInterest
Books And PublicationsBooksAndPublications
Clothing And Household GoodsClothingAndHouseholdGoods
Cars And Other VehiclesCarsAndOtherVehicles
Boats And PlanesBoatsAndPlanes
Intellectual PropertyIntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions64NumberOfContributions
Noncash Contribs Rptd F9901197345NoncashContribsRptdF990
Method Of Determining RevenuesMARKET QUOTATIONMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Securities Closely Held StockSecuritiesCloselyHeldStock
Securities Prtnrshp Trust IntrstsSecuritiesPrtnrshpTrustIntrsts
Securities MiscellaneousSecuritiesMiscellaneous
Qualified Contrib Hist StructQualifiedContribHistStruct
Qualified Contrib OtherQualifiedContribOther
Real Estate ResidentialRealEstateResidential
Real Estate CommercialRealEstateCommercial
Real Estate OtherRealEstateOther
CollectiblesCollectibles
Food InventoryFoodInventory
Drugs And Medical SuppliesDrugsAndMedicalSupplies
TaxidermyTaxidermy
Historical ArtifactsHistoricalArtifacts
Scientific SpecimensScientificSpecimens
Archaeological ArtifactsArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (3 entries)

Non Cash CheckboxNonCashCheckboxDescriptionDescriptionNumber Of ContributionsNumberOfContributionsNoncash Contribs Rptd F990NoncashContribsRptdF990Method Of Determining RevenuesMethodOfDeterminingRevenues
XANNUITIES4272437MARKET QUOTATION
XEVENT58867COST
XTICKETS1235COST
FieldValueIRS element (for citing)
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeld
Review Process Unusual NC GiftstrueReviewProcessUnusualNCGifts
Third Parties UsedtrueThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierTHIRD PARTIESIdentifier
Return ReferenceSCHEDULE M, PART I, LINE 32BReturnReference
ExplanationTHE ORGANIZATION UTILIZES A STOCK BROKER TO PROCESS AND SELL DONATED SECURITIES.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (7 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
FAMILY RELATIONSHIPFORM 990, PART VI, SECTION A, LINE 2PETER STACE, OFFICER/VP OF ENROLLMENT, HAS A FAMILY RELATIONSHIP WITH MARGARET BALL, OFFICER/UNIVERSITY SECRETARY.
990 REVIEW PROCESSFORM 990, PART VI, SECTION B, LINE 11ATHE FINANCE DEPARTMENT WORKS CLOSELY WITH KPMG, LLP, THE UNIVERSITY'S INDEPENDENT ACCOUNTING FIRM, TO PREPARE FORM 990. THE FINANCE DEPARTMENT PREPARES AN INITIAL DRAFT, WHICH KPMG REVIEWS TOGETHER WITH VARIOUS SUPPORTING DOCUMENTATION. WHEN BOTH KPMG AND THE FINANCE STAFF ARE SATISFIED WITH THE FINAL DRAFT, IT IS THEN CAREFULLY REVIEWED AND EDITED BY THE CFO AND CONTROLLER, WHO THEN PROVIDE THE REVISED RETURN TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND APPROVAL. THE BOARD OF TRUSTEES HAS DELEGATED THE RESPONSIBILITY FOR REVIEWING THE RETURN TO THE EXECUTIVE COMMITTEE. QUESTIONS AND COMMENTS BY THE EXECUTIVE COMMITTEE ARE INCORPORATED INTO THE FORM 990 AS APPROPRIATE. A COPY OF THE FINAL FORM 990 IS PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS.
CONFLICT OF INTERESTFORM 990, PART VI, SECTION B, LINE 12CTHE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY COVERING ALL TRUSTEES, OFFICERS, AND EMPLOYEES THAT REQUIRES, AMOUNG OTHER THINGS, THAT NO INDIVIDUAL MAY PARTICIPATE IN DISCUSSION OR DECISION ON ANY MATTER IN WHICH HE OR SHE HAS A MATERIAL FINANCIAL INTEREST. ALL TRUSTEES, OFFICERS AND INDIVIDUALS WHO HAVE SIGNING AUTHORITY ARE REQUIRED TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND TO INDICATE WHETHER THE UNIVERSITY DOES BUSINESS WITH AN ENTITY IN WHICH THEY HAVE A MATERIAL FINANCIAL INTEREST. WHEN SUCH RELATIONSHIPS EXIST, MEASURES ARE TAKEN TO MITGATE ANY ACTUAL OR PERCEIVED CONFLICT, INCLUDING REQUIRING THAT SUCH TRANSACTION BE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF THE UNIVERSITY, AND IN ACCORDANCE WITH RELEVANT STATE CONFLICT OF INTEREST LAWS AND THE UNIVERSITY'S TAX-EXEMPT STATUS UNDER SECTION 501(C)(3).
COMPENSATIONFORM 990, PART VI, SECTION B, LINE 15FORDHAM'S BOARD OF TRUSTEES HAS DELEGATED RESPONSIBILITY FOR DETERMINING COMPENSATION FOR CERTAIN MEMBERS OF SENIOR MANAGEMENT TO THE BOARD'S COMPENSATION COMMITTEE. HOWEVER, THE APPROVAL OF THE FULL BOARD OF TRUSTEES IS REQUIRED FOR APPROVAL OF THE PRESIDENT'S ANNUAL SALARY. ALL TRUSTEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST POLICY DISCLOSURE STATEMENT EACH YEAR TO ENSURE INDEPENDENCE. THE COMPENSATION COMMITTEE SEEKS TO ENSURE THAT EMPLOYEES ARE PAID WITHIN THE RANGE OF THE GOING MARKET RATE FOR SUCH POSITIONS AT SIMILARLY SITUATED UNIVERSITIES IN SIMILAR GEOGRAPHIC REGIONS, BY REFERENCE TO COMPENSATION SURVEYS AND OTHER INSTITUTIONS' FORM 990 RETURNS. FORDHAM KEEPS RECORDS TO DOCUMENT ITS COMPENSATION SETTING PROCESS.
GOVERNING DOCUMENTSFORM 990, PART VI, SECTION C, LINE 19FORDHAM UNIVERSITY'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE CURRENTLY AVAILABLE ON THE UNIVERSITY'S WEBSITE. FORDHAM UNIVERSITY'S FINANCIAL STATEMENTS MAY BE MADE AVAILABLE UPON REQUEST FROM THE FINANCE AND ACCOUNTING OFFICE.
BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONSSCHEDULE L, PART IV(A)NAME OF PERSON: REGINA PITARO (B)RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: REGINA PITARO WAS A TRUSTEE OF THE UNIVERSITY AND MANAGING DIRECTOR OF GAMCO INVESTORS, INC., AN OUTSIDE INVESTMENT MANAGEMENT COMPANY. (C)AMOUNT OF TRANSACTION: $203,043. (D) DESCRIPTION OF TRANSACTION: THE UNIVERSITY HAS ENGAGED GAMCO INVESTORS, INC. SINCE JULY 2000 TO MANAGE ONE INVESTMENT FUND IN ACCORDANCE WITH THE UNIVERSITY'S INVESTMENT POLICY, WHICH IS APPROVED BY THE UNIVERSITY'S INVESTMENT COMMITTEE. THE INVESTMENT COMMITTEE PERFORMED A THOROUGH REVIEW OF SEVERAL CANDIDATES, AND DETERMINED THAT GAMCO INVESTORS, INC. WAS THE BEST CHOICE. REGINA PITARO, MANAGING DIRECTOR OF GAMCO INVESTORS, INC., WAS ELECTED TO THE UNIVERSITY'S BOARD OF TRUSTEES IN THE JUNE 30, 2007 YEAR AND CONTINUED TO SERVE DURING THE JUNE 30, 2010 YEAR. THE UNIVERSITY'S NOMINANCE AND GOVERNANCE COMMITTEE AND THE FULL BOARD OF TRUSTEES WERE MADE AWARE OF THIS CONFLICT PRIOR TO HER APPOINTMENT AS TRUSTEE, AND THE UNIVERSITY HANDLES ALL RELATED MATTERS CONSISTENTLY WITH ITS CONFLICT OF INTEREST POLICY. MS. PITARO IS NOT A MEMBER OF THE INVESTMENT COMMITTEE, WHICH ADVISES THE BOARD OF TRUSTEES ON ALL INVESTMENT STRATEGIES AND RELATED DECISIONS, AND SHE RECUSES HERSELF FROM ALL INVESTMENT DISCUSSIONS AT THE BOARD LEVEL. (E)SHARING OF ORGANIZATION REVENUES: NO.
BONDSSCHEDULE K, PART IV, LINE 3C, COLUMN BTHE UNIVERSITY PAYS A FIXED RATE OF 3.2475% AND RECEIVES 67% OF THE ONE-MONTH LIBOR ON THE NOTIONAL PRINCIPAL AMOUNT OF OUR 2008A BONDS.

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)

Address Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodePrimary ActivitiesPrimaryActivitiesLegal Domicile Foreign CountryLegalDomicileForeignCountryExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusDirect Controlling Entity NADirectControllingEntityNA
FORDHAM UNIVERSITY (USA) UK PROGRAM LTD
15 St Botolph StreetLONDONUKEC3A 7NJEDUCATIONUKN/AN/AN/A
FORDHAM UNIVERSITY UK CHARITABLE TRUST
15 St Botolph StreetLONDONUKEC3A 7NJEDUCATIONUKN/AN/AN/A
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiesfalseReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgfalseGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgfalseGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgsfalseRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgsfalseRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgsfalsePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgsfalsePerformOfServicesByOtherOrgs
Sharing Of FacilitiesfalseSharingOfFacilities
Sharing Of Paid EmployeesfalseSharingOfPaidEmployees
Reimbursement Paid To Other OrgtrueReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgfalseReimbursementPaidByOtherOrg
Other Transfer To Other OrgfalseOtherTransferToOtherOrg
Other Transfer From Other OrgfalseOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable

Name Of Other Organization NameOfOtherOrganization

FieldValueIRS element (for citing)
Business Name Line1FORDHAM UNIVERSITY (USA) UK PROGRAM LTDBusinessNameLine1
FieldValueIRS element (for citing)
Transaction TypeOTransactionType
Amount Involved674142AmountInvolved