BROWN UNIVERSITY OF PROVIDENCE: Form 990, tax year 2009

View the entire original 990 at ProPublica ↗

Organization: BROWN UNIVERSITY OF PROVIDENCE (EIN 05-0258809)
Tax period: 2009-07-01 to 2010-06-30
Filed: 2011-05-16
IRS object ID: 201141369349303169
Schema version: 2009v1.7
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2011-05-16T14:42:47-05:00	Timestamp
Tax Period End Date	2010-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	125 High Street	AddressLine1
City	Boston	City
State	MA	State
ZIP Code	02110	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2009-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	050258809	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	Brown University	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	BROW	NameControl
Phone	4018632716	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	Controllers Office Box J	AddressLine1
City	Providence	City
State	RI	State
ZIP Code	02912	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	ELIZABETH CAZENOVE HUIDEKOPER	Name
Title	EXEC VP FOR FIN. & ADMIN.	Title
Phone	4018639400	Phone
Date Signed	2011-05-16	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	PRICEWATERHOUSECOOPERS LLP	Name
Phone	6175305000	Phone

Field	Value	IRS element (for citing)
Tax Year	2009	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	Ruth J Simmons	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	BROWN UNIVERSITY BOX J	AddressLine1
City	PROVIDENCE	City
State	RI	State
ZIP Code	02912	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	3605727618	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c	X	Organization501c
Web Site	http://www.brown.edu	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1764	YearFormation
State Legal Domicile	RI	StateLegalDomicile
Activity Or Mission Description	SEE SCHEDULE O.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	60	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	55	NbrIndependentVotingMembers
Total Nbr Employees	10797	TotalNbrEmployees
Total Nbr Volunteers	20220	TotalNbrVolunteers
Total Gross UBI	-6516899	TotalGrossUBI
Net Unrelated Business Txbl Income	-7135478	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	290208019	ContributionsGrantsPriorYear
Contributions Grants Current Year	287859413	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	387259167	ProgramServiceRevenuePriorYear
Program Service Revenue CY	410853852	ProgramServiceRevenueCY
Investment Income Prior Year	-89005344	InvestmentIncomePriorYear
Investment Income Current Year	47204859	InvestmentIncomeCurrentYear
Other Revenue Prior Year	21442325	OtherRevenuePriorYear
Other Revenue Current Year	9449699	OtherRevenueCurrentYear
Total Revenue Prior Year	609904167	TotalRevenuePriorYear
Total Revenue Current Year	755367823	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	100181223	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	106456415	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	388960337	SalariesEtcPriorYear
Salaries Etc Current Year	402646652	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	26106	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	22497	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	21250440	TotalFundrsngExpCurrentYear
Other Expense Prior Year	270414539	OtherExpensePriorYear
Other Expenses Current Year	272442944	OtherExpensesCurrentYear
Total Expenses Prior Year	759582205	TotalExpensesPriorYear
Total Expenses Current Year	781568508	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	-149678038	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-26200685	RevenuesLessExpensesCY
Total Assets BOY	3393401181	TotalAssetsBOY
Total Assets EOY	3724545395	TotalAssetsEOY
Total Liabilities BOY	685972945	TotalLiabilitiesBOY
Total Liabilities EOY	868924943	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	2707428236	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	2855620452	NetAssetsOrFundBalancesEOY
Mission Description	SEE SCHEDULE O.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	201872173	Expense
Revenue	322241073	Revenue
Description	INSTRUCTION/ENROLLMENT. (SEE SCHEDULE O)	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	130779282	Expense
Grants	106456415	Grants
Description	STUDENT AID, FELLOWSHIPS AND SCHOLARSHIPS. (SEE SCHEDULE O)	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	76374608	Expense
Revenue	82218276	Revenue
Description	Auxiliary Services / Activities Includes the operation of the dormitories, dining services, health services, the bookstore, etc. These services accomodate students, faculty and staff by supporting academic & cultural enrichment.	Description

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	259249386	TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev	6394503	TotalOfOtherProgramServiceRev
Total Program Service Expense	668275449	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	true	CollectionsOfArt
Credit Counseling	true	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Balance Sheet Amounts Reported	true	BalanceSheetAmountsReported
Independent Audit Financial Stmt	false	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	true	School
Foreign Office	true	ForeignOffice
Foreign Activities	true	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	true	ProfessionalFundraising
Fundraising Activities	true	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	true	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	true	TaxExemptBonds
Invest Tax Exempt Bonds	false	InvestTaxExemptBonds
Escrow Account	false	EscrowAccount
On Behalf Of Issuer	false	OnBehalfOfIssuer
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	true	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	true	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	true	DeductibleNonCashContributions
Deductible Contributions Of Art	true	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	true	RelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	1473	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	10797	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	true	UnrelatedBusinessIncome
Form990-T Filed	true	Form990-TFiled
Foreign Financial Account	true	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Nbr Voting Governing Body Members	60	NbrVotingGoverningBodyMembers
Number Independent Voting Members	55	NumberIndependentVotingMembers
Family Or Business Relationship	true	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	true	LocalChapters
Policies Reference Chapters	false	PoliciesReferenceChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	false	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	DONALD S SCHANCK	NamePerson
Telephone Number	4018639570	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	BROWN UNIVERSITY BOX J	AddressLine1
City	PROVIDENCE	City
State	RI	State
ZIP Code	02912	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (73 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee
Ruth J Simmons
PRESIDENT/FELLOW	40.0	X	X	574258	0	82425
Elizabeth Z Chace
FELLOW	2.0	X		0	0	0
Donald C Hood
FELLOW/SECRETARY	2.0	X	X	0	0	0
Robin A Lenhardt
FELLOW	2.0	X		0	0	0
David E McKinney
FELLOW	2.0	X		0	0	0
Steven Rattner
FELLOW	2.0	X		0	0	0
Stephen Robert
Fellow	2.0	X		0	0	0
Mark S Blumenkranz
FELLOW	2.0	X		0	0	0
James J Burke Jr
TRUSTEE	2.0	X		0	0	0
Spencer R Crew
TRUSTEE	2.0	X		0	0	0
Charles M Davis
TRUSTEE	2.0	X		0	0	0
Katherine G Farley
TRUSTEE	2.0	X		0	0	0
Richard A Friedman
TRUSTEE	2.0	X		0	0	0
Charles H Giancarlo
TRUSTEE	2.0	X		0	0	0
Martin J Granoff
TRUSTEE	2.0	X		0	0	0
Cathy Frank Halstead
TRUSTEE	2.0	X		0	0	0
H Anthony Ittleson
TRUSTEE	2.0	X		0	0	0
Debra L Lee
TRUSTEE	2.0	X		0	0	0
Karen M Levy
TRUSTEE	2.0	X		0	0	0
Samuel M Mencoff
FELLOW	2.0	X		0	0	0
Annette L Nazareth
TRUSTEE	2.0	X		0	0	0
Jonathan M Nelson
TRUSTEE	2.0	X		0	0	0
Theresia Gouw Ranzetta
TRUSTEE	2.0	X		0	0	0
Alison S Ressler
Treasurer/TRUSTEE	2.0	X	X	0	0	0
Carmen M Rodriguez
TRUSTEE	2.0	X		0	0	0
Ralph F Rosenberg
TRUSTEE	2.0	X		0	0	0
Charles M Royce
TRUSTEE	2.0	X		0	0	0
Joan Wernig Sorensen
TRUSTEE	2.0	X		0	0	0
Anita V Spivey
TRUSTEE	2.0	X		0	0	0
Marta Tienda
Trustee	2.0	X		0	0	0
Thomas J Tisch
Trustee/Chancellor	2.0	X	X	0	0	0
William H Twaddell
Trustee	2.0	X		0	0	0
Jerome C Vascellaro
Trustee/Vice Chancellor	2.0	X	X	0	0	0
Peter S Voss
FELLOW	2.0	X		0	0	0
William P Wood
Trustee	2.0	X		0	0	0
Thomas Berry
Trustee	2.0	X		0	0	0
Steven A Cohen
Trustee	2.0	X		0	0	0
Barry S Rosenstein
Trustee	2.0	X		0	0	0
Nancy Fuld Neff
TRUSTEE	2.0	X		0	0	0
Barry S Sternlicht
Trustee	2.0	X		0	0	0
LAURA GELLER
FELLOW	2.0	X		0
MATTHEW J MALLOW
FELLOW	2.0	X		0
MARIA T ZUBER
FELLOW	2.0	X		0
NORMAN W ALPERT 2110-63010
TRUSTEE	2.0	X		0
RICHARD C BARKER 2110-63010
TRUSTEE	2.0	X		0
ANDREA TERZI BAUM 1110-63010
TRUSTEE	2.0	X		0
KATHERINE BURTON
TRUSTEE	2.0	X		0
CRAIG M COGUT
TRUSTEE	2.0	X		0
LAURENCE W COHEN
TRUSTEE	2.0	X		0
TANYA GODREJ DUBASH
TRUSTEE	2.0	X		0
JOSEPH M FERNANDEZ
TRUSTEE	2.0	X		0
DORSEY M JAMES
TRUSTEE	2.0	X		0
PEIGE KATZ
TRUSTEE	2.0	X		0
LAUREN J KOLODNY
TRUSTEE	2.0	X		0
BRIAN T MOYNIHAN
TRUSTEE	2.0	X		0
ERIC RODRIGUEZ
TRUSTEE	2.0	X		0
THOMAS E ROTHMAN
TRUSTEE	2.0	X		0
JONATHAN M ROZOFF
TRUSTEE	2.0	X		0
ELIZABETH B WEST
TRUSTEE	2.0	X		0
NANCY G ZIMMERMAN
TRUSTEE	2.0	X		0
David I Kertzer
PROVOST	40.0			413205	0	99566	X
Elizabeth C Huidekoper
EXEC VP for FINANCE and ADMIN	40.0			399158	0	26523	X
Cynthia E Frost
VP & CIO	40.0			836028	0	175323	X
Clyde L Briant
VP for Research	40.0			334750	0	56235	X
Rajiv Vohra
Dean of Faculty	40.0			425765	0	64230	X
Edward Wing
Dean of Medicine & Bio Science	40.0			557790	0	36323	X
Margaret M Klawunn VP for
Campus Life & Student Services	40.0			202568	0	38305	X
Stephen M Maiorisi
VP for Facilities Management	40.0			192718	0	36956	X
Kenneth M Shimberg Managing
Director Private Equity	40.0			602883	0	170176		X
David J Schofield Managing Director
Marketable Securities	40.0			494066	0	141001		X
Andrew C Wert Managing Director
Marketable Securities	40.0			488722	0	151305		X
Michael J Speidel
Managing Director Real Assets	40.0			453516	0	166306		X
Eli Y Adashi
Professor in Biology	40.0			480446	0	34291		X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	6455873	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	1278965	TotalOtherCompensation
Number Individuals GT100 K	545	NumberIndividualsGT100K
Formers Listed	false	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
Shawmut Design Construction
3 Davol Square Suite A275	PROVIDENCE	RI	02903	Construction	24300932
Bond Brothers
145 Spring Street	EVERETT	MA	02149	Construction	5457344
Suffolk Construction
65 Allerton Street	BOSTON	MA	02119	Construction	3140687
Sarra Engineering
1 Harry Street	CRANSTON	RI	02907	Mechanic Contractors	3927413
SHUTTLE LLC UNIVERSITY
284 ALLENS AVE	PROVIDENCE	RI	02905	SHUTTLE SERVICE	1438110

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	99	NumberOfContractorsGT100K
Federated Campaigns	83302	FederatedCampaigns
Fundraising Events	132165	FundraisingEvents
Government Grants	129687986	GovernmentGrants
All Other Contributions	157955960	AllOtherContributions
Noncash Contributions	22388201	NoncashContributions
Total Contributions	287859413	TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	Unrelated Business RevenueUnrelatedBusinessRevenue
TUITION & FEES	900099	322241073	322241073
RESIDENCE	900099	44982233	44982233
DINING HALLS	900099	18520680	18520680
BOOKSTORE	451211	7926270	7879094	47176
COMPUTER STORE	900099	2570993	2570993

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	14612603	TotalRevenueColumn
Related Or Exempt Function Income	14324764	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	287839	UnrelatedBusinessRevenue

Field	Value	IRS element (for citing)
Total Program Service Revenue	410853852	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	714293	TotalRevenueColumn
Exclusion	$714,293	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	2916781172	Securities
Other	-19216518	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	2848530633	Securities
Other	1829162	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	68250539	Securities
Other	-21045680	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	47204859	TotalRevenueColumn
Unrelated Business Revenue	-6851914	UnrelatedBusinessRevenue
Exclusion	$54,056,773	ExclusionAmount

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc (2 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	ExclusionExclusionAmount
PARTNERSHIP INVESTMENT INCOME	900099	6532213	$6,532,213
INSURANCE CLAIMS & REFUNDS	900099	2203193	$2,203,193

Field	Value	IRS element (for citing)
Total Other Revenue	8735406	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	755367823	TotalRevenueColumn
Related Or Exempt Function Income	410518837	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	-6516899	UnrelatedBusinessRevenue
Exclusion	$63,986,566	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	0	Total

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	106456415	Total
Program Services	106456415	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	0	Total

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	4846078	Total
Program Services	61056	ProgramServices
Management And General	4632382	ManagementAndGeneral
Fundraising	152640	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	0	Total

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	317135305	Total
Program Services	275948188	ProgramServices
Management And General	29724138	ManagementAndGeneral
Fundraising	11462979	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	20759817	Total
Program Services	18031968	ProgramServices
Management And General	1948152	ManagementAndGeneral
Fundraising	779697	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	40921922	Total
Program Services	29837290	ProgramServices
Management And General	8922052	ManagementAndGeneral
Fundraising	2162580	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	18983530	Total
Program Services	16312548	ProgramServices
Management And General	1959100	ManagementAndGeneral
Fundraising	711882	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	1272150	Total
Management And General	1272150	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	325000	Total
Management And General	325000	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	148850	Total
Program Services	148850	ProgramServices

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	22497	Total
Fundraising	22497	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	10883142	Total
Management And General	10883142	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	65836127	Total
Program Services	52014352	ProgramServices
Management And General	13190097	ManagementAndGeneral
Fundraising	631678	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	603692	Total
Program Services	541628	ProgramServices
Management And General	48276	ManagementAndGeneral
Fundraising	13788	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	32885636	Total
Program Services	29864718	ProgramServices
Management And General	1711656	ManagementAndGeneral
Fundraising	1309262	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	0	Total

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	29912575	Total
Program Services	26257198	ProgramServices
Management And General	2898960	ManagementAndGeneral
Fundraising	756417	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	13395851	Total
Program Services	11502583	ProgramServices
Management And General	1330103	ManagementAndGeneral
Fundraising	563165	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	346083	Total
Program Services	308699	ProgramServices
Management And General	27469	ManagementAndGeneral
Fundraising	9915	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	20006526	Total
Program Services	19700818	ProgramServices
Management And General	305708	ManagementAndGeneral

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	51245587	Total
Program Services	50462532	ProgramServices
Management And General	783055	ManagementAndGeneral

Insurance Insurance

Field	Value	IRS element (for citing)
Total	8526144	Total
Program Services	8074899	ProgramServices
Management And General	451245	ManagementAndGeneral

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
DUES AND MEMBERSHIPS	1402758	769483	616390	16885
PURCHASED GOODS	15585210	15585210
FUNDRAISING EXPENSES	223433			223433
MISCELLANEOUS	19844180	6397014	11013544	2433622

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	781568508	Total
Program Services	668275449	ProgramServices
Management And General	92042619	ManagementAndGeneral
Fundraising	21250440	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	50985483	BOY
EOY	34689850	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	252485400	BOY
EOY	186151141	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	208006643	BOY
EOY	194663816	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	39972640	BOY
EOY	43735058	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	32894105	BOY
EOY	33354857	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	2669411	BOY
EOY	2618705	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	371086	BOY
EOY	3214028	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	1371712045	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	558802652	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	770079793	BOY
EOY	812909393	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	690832000	BOY
EOY	878816231	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	1340457140	BOY
EOY	1524712002	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	4647480	BOY
EOY	9680314	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	3393401181	BOY
EOY	3724545395	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	87705976	BOY
EOY	147308895	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	17194049	BOY
EOY	8171867	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	427360000	BOY
EOY	444194999	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	12816860	BOY
EOY	16109877	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	1240333	BOY
EOY	1164969	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	46800000	BOY
EOY	46800000	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	92855727	BOY
EOY	205174336	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	685972945	BOY
EOY	868924943	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	677024755	BOY
EOY	636688754	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1046767677	BOY
EOY	1178757018	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	983635804	BOY
EOY	1040174680	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	2707428236	BOY
EOY	2855620452	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	3393401181	BOY
EOY	3724545395	EOY

Field	Value	IRS element (for citing)
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited
Audit Committee	true	AuditCommittee
Financial Statement Consolidated	X	FinancialStatementConsolidated
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbying
Total Direct Lobbying		TotalDirectLobbying
Total Lobbying Expenditures		TotalLobbyingExpenditures
Other Exempt Purpose Expenditures		OtherExemptPurposeExpenditures
Total Exempt Purpose Expenditures		TotalExemptPurposeExpenditures
Lobbying Nontaxable		LobbyingNontaxableAmount
Grassroots Nontaxable		GrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non Tx		TotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying Nontx		TotLobbyExpendMnsLobbyingNontx
Volunteers	false	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	false	MediaAdvertisements
Mailings Members	false	MailingsMembers
Publications Or Broadcast	false	PublicationsOrBroadcast
Grants Other Organizations	false	GrantsOtherOrganizations
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$69,600	DirectContactLegislatorsAmount
Rallies Demonstrations	false	RalliesDemonstrations
Other Activities	true	OtherActivities
Other Activities	$79,250	OtherActivitiesAmount
Total Lobbying Expenditures IIB	148850	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV (5 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
SCHEDULE C, PART II-B	Lobbying Activity	THE UNIVERSITY ENGAGES CONSULTANTS TO PROMOTE ITS MISSION BY WORKING WITH STATE AND FEDERAL GOVERNMENT ENTITIES TO ADVOCATE FOR LEGISLATION AND POLICY INITIATIVES THAT SUPPORT HIGHER EDUCATION AND THE UNIVERSITY'S RESEARCH AGENDA. IN ADDITION, CERTAIN MEMBERS OF THE UNIVERSITY'S STAFF OR MANAGEMENT DEVOTED A SMALL PORTION OF THEIR TIME ON SIMILAR ACTIVITIES.
SCHEDULE C, PART II-B, LINE 1i		AMOUNT RELATES TO MEMBERSHIP DUES PAID TO ORGANIZATIONS WHO LOBBY ON BEHALF OF ALL MEMBERS, INCLUDING BROWN UNIVERSITY.

Field	Value	IRS element (for citing)
Form990 Schedule C Part IV		Form990ScheduleCPartIV
Form990 Schedule C Part IV		Form990ScheduleCPartIV
Form990 Schedule C Part IV		Form990ScheduleCPartIV

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Art Public Exhibition Amts		ArtPublicExhibitionAmts
Held Works Of Art Amts		HeldWorksOfArtAmts
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Collect Used For Preservation	X	CollectUsedForPreservation

Collection Used For Other CollectionUsedForOther

Field	Value	IRS element (for citing)
Collection Used For Other Purposes	X	CollectionUsedForOtherPurposes
Description Of Other Purposes	Education	DescriptionOfOtherPurposes

Field	Value	IRS element (for citing)
Solicited Assets For Sale	false	SolicitedAssetsForSale
Agent Trustee Etc	false	AgentTrusteeEtc
Included On FS	true	IncludedOnFS

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	2067880000	BeginningOfYearBalance
Contributions	55902000	Contributions
Investment Earnings Or Losses	208342000	InvestmentEarningsOrLosses
Grants Or Scholarships	27840000	GrantsOrScholarships
Other Expenditures	85877000	OtherExpenditures
Administrative Expenses	7204000	AdministrativeExpenses
End Of Year Balance	2211203000	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	2843081000	BeginningOfYearBalance
Contributions	57794000	Contributions
Investment Earnings Or Losses	-621803000	InvestmentEarningsOrLosses
Grants Or Scholarships	32685000	GrantsOrScholarships
Other Expenditures	93230000	OtherExpenditures
Administrative Expenses	7115000	AdministrativeExpenses
End Of Year Balance	2146042000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.11300	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.43000	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.45700	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	false	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	false	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	55804000	OtherCostOrOtherBasis
Book Value	55804000	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1111258000	OtherCostOrOtherBasis
Depreciation	492018000	Depreciation
Book Value	619240000	BookValue

Field	Value	IRS element (for citing)
Leasehold Improvements		LeaseholdImprovements

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	19269000	OtherCostOrOtherBasis
Depreciation	14287000	Depreciation
Book Value	4982000	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	185381045	OtherCostOrOtherBasis
Depreciation	52497652	Depreciation
Book Value	132883393	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	812909393	TotalOfBookValueLandBuildings
Financial Derivatives		FinancialDerivatives
Closely Held Equity Interests		CloselyHeldEquityInterests

Other Securities OtherSecurities (3 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
COMMON STOCK	441771013	F
PARTNERSHIPS & LLCS	1052205462	F
MISCELLANEOUS	30735527	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	1524712002	TotalOfBookValueSecurities
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (7 entries)

DescriptionDescription	AmountAmount
FEDERAL STUDENT LOAN FUNDS	$24,545,146
REFUNDABLE ADVANCES	$12,467,359
STUDENT DEPOSITS	$22,789,116
BROWN UNIVERSITY TAXABLE BONDS	$117,000,000
ANNUITY & DEFERRED LIFE INCOME	$15,832,339
CHARITABLE LEAD TRUST	-$16,008
ASSET RETIREMENT OBLIGATION	$12,556,384

Field	Value	IRS element (for citing)
Total Of Amounts	205174336	TotalOfAmounts
Total Revenue	755367823	TotalRevenue
Total Expenses	781568508	TotalExpenses
Excess Or Deficit For Year	-26200685	ExcessOrDeficitForYear
Net Unrealized GL On Investments	180950756	NetUnrealizedGLOnInvestments
Other	-$7,233,445	OtherAmount
Total Adjustments	173717311	TotalAdjustments
Excess Or Deficit Per FS	147516626	ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt	806311137	TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments	180950756	NetUnrealizedGainsInvestments
Other Revenues	-130007442	OtherRevenues
Revenue Not Rptd F990	50943314	RevenueNotRptdF990
Revenue Subtotal	755367823	RevenueSubtotal
Total Revenue Per Form990	755367823	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	658794511	TotExpensesEtcAuditedFinclStmt
Other Expenses Included	1647985	OtherExpensesIncluded
Expenses Not Rptd F990	1647985	ExpensesNotRptdF990
Expenses Subtotal	657146526	ExpensesSubtotal
Other Expenses Not Included	124421982	OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt	124421982	ExpensesNotRptdOnFinStmt
Total Expenses Per Form990	781568508	TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV

Field	Value	IRS element (for citing)
Identifier	Schedule D, Part III, Line 1a	Identifier
Explanation	THE UNIVERSITY'S COLLECTIONS INCLUDE WORKS OF ART, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S LIBRARIES AND MUSEUMS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. THE COLLECTIONS ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. SCHEDULE D, PART III, LINE 4 THE JOHN CARTER BROWN LIBRARY CONTAINS A COLLECTION OF RARE BOOKS, MAPS, ATLASES AND MANUSCRIPTS THAT IS FOCUSED AND DIRECTED TOWARD PROVIDING UNDERSTANDING OF A PARTICULAR HISTORICAL ERA, NAMELY THE COLONIAL PERIOD OF THE AMERICAS. THE LIBRARY SERVES AS A RESOURCE TOOL FOR THOSE STUDYING SUCH TOPICS AS SLAVERY, MISSIONARY WORK, THE GROWTH OF NATURAL SCIENCE, AND ANTI-COLONIAL REVOLUTIONS IN THE NEW WORLD, AS WELL AS HISTORY OF GEOGRAPHY AND CARTOGRAPHY. THE JOHN HAY LIBRARY HOUSES THE UNIVERSITY LIBRARY'S COLLECTIONS OF RARE BOOKS AND MANUSCRIPTS, THE UNIVERSITY ARCHIVES, AND MANY SPECIAL COLLECTIONS ON A WIDE VARIETY OF TOPICS. THE LIBRARY SERVES AS A RESOURCE TOOL FOR THOSE STUDYING SUCH TOPICS AS AMERICAN LITERATURE AND POPULAR CULTURE, POLITICAL AND DIPLOMATIC HISTORY, THE HISTORY OF SCIENCE, BOOK ARTS AND GRAPHICS. THE UNIVERSITY'S ART SLIDE LIBRARY HOUSES SLIDES AND PHOTOGRAPHS REPRESENTING ART AND ART-RELATED SUBJECTS, INCLUDING ARCHITECTURE AND ARCHAEOLOGY. STUDENTS WHO ARE WRITING PAPERS OR CREATING PROJECTS ON ART-RELATED TOPICS CAN MAKE RESEARCH CONSULTATIONS BY APPOINTMENT. THE ART SLIDE LIBRARY ALSO PROVIDES SCANNING SERVICES FOR FACULTY WHO NEED DIGITAL IMAGES OF VISUAL CULTURE FOR TEACHING. THE ANNMARY BROWN MEMORIAL HOUSES EXHIBITS OF EUROPEAN AND AMERICAN PAINTINGS FROM THE 17TH THROUGH THE 20TH CENTURIES, THE CYRIL AND HARRIET MAZANSKY BRITISH SWORD COLLECTION, AS WELL AS PERSONAL MEMENTOS OF ITS FOUNDER, GENERAL RUSH C. HAWKINS, AND THE BROWN FAMILY. THE MEMORIAL IS UTILIZED AS A RESOURCE FOR STUDENTS STUDYING EUROPEAN AND AMERICAN ART BETWEEN THE 17TH AND 20TH CENTURY. THE HAFFENREFFER MUSEUM OF ANTHROPOLOGY IS A UNIVERSITY TEACHING MUSEUM WITH COLLECTIONS OF OVER 100,000 ETHNOGRAPHIC AND ARCHAEOLOGICAL ARTIFACTS AND ACTIVE PUBLIC EXHIBITIONS AND EDUCATION PROGRAMS. A CENTRAL FEATURE OF THE MUSEUM'S MISSION IS TO INSTRUCT STUDENTS AT ALL LEVELS IN COURSES AS WELL AS THROUGH ACTIVITIES ENHANCING THE VALUE OF ITS COLLECTIONS BY RESPONSIBLE, CAREFUL FIELD-DOCUMENTED COLLECTING. SCHEDULE D, PART IV, LINE 2B THE UNIVERSITY ACTS AS THE FISCAL AGENT FOR FUNDS RELATED TO UNIVERSITY SPONSORED AND/OR AFFILIATED PROGRAMS. THE UNIVERSITY DOES NOT OWN THE FUNDS ASSOCIATED WITH THESE PROGRAMS. Schedule D, Part V Last year's ending balance included pledges receivable and this year's beginning balance does not. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT INCOME HELPS FINANCE VITAL ACTIVITIES, INCLUDING UNDERGRADUATE STUDENT SCHOLARSHIPS, PROFESSORSHIPS, GRADUATE STUDENT FELLOWSHIPS, LIBRARY ACQUISITIONS, THE DIVISION OF BIOLOGY AND MEDICINE, ACADEMIC PROGRAMS, VARSITY SPORTS, AND BUILDING MAINTENANCE. schedule D, part x - fin 48 brown university does not have a fin 48 footnote in its financial statements. SCHEDULE D, PART XI, LINE 8 AFFILIATED ORGANIZATIONS FILING SEPARATELY $1,522,812 RESTATED NONOP ACTIVITY REVENUE $2,640,717 SPLIT INTEREST ACTUARIAL ADJUSTMENT -$6,557,855 AFFILIATE ORGANIZATIONS FILING SEPARATELY -$1,647,985 RESTATED NONOP ACTIVITY REVENUE -$3,191,134 TOTAL -$7,233,445 Schedule D, Part XI, Line 10 Excess for the year per audited financial statements includes funds from Brown University affiliate organizations in the amount of $675,590. SCHEDULE D, PART XII, LINE 2D AFFILIATE ORGANIZATIONS FILING SEPARATELY $1,522,812 INVESTMENT EXPENSE -$21,156,702 TUITION DISCOUNT -$106,456,414 RESTATED NONOP ACTIVITY REVENUE $2,640,717 SPLIT INTEREST ACTUARIAL ADJUSTMENT -$6,557,855 TOTAL -$130,007,442 SCHEDULE D, PART XIII, LINE 2D AFFILIATE ORGANIZATIONS FILING SEPARATELY $1,647,985 SCHEDULE D, PART XIII, LINE 4B TUITION DISCOUNT $106,456,414 INVESTMENT EXPENSE $21,156,702 RESTATED NONOP ACTIVITY REVENUE -$3,191,134 TOTAL $124,421,982	Explanation

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	true	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	true	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	true	PolicyPublViaBroadcastMedia
Pub Via Broadcast Media Expln	THE UNIVERSITY'S POLICY ON NON-DISCRIMINATION IS MADE AVAILABLE ON ITS WEBSITE. THE UNIVERSITY CUSTOMARILY DRAWS ITS STUDENTS NATIONWIDE FROM ALL SOCIAL SEGMENTS WHO ARE INFORMED OF ITS NONDISCRIMINATORY POLICY. SEE SECTION 4.02-2(B) REV PROC.78-80.	PubViaBroadcastMediaExpln
Maint Racial Composition Records	true	MaintRacialCompositionRecords
Maint Scholarships Records	true	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	true	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	true	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	false	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	false	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	false	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	false	DiscriminateRaceScholarships
Discriminate Race Educ Policies	false	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	false	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	false	DiscriminateRaceOtherActy
Government Financial Aid Received	true	GovernmentFinancialAidReceived
Government Financial Aid Revoked	false	GovernmentFinancialAidRevoked
Govt Financial Aid Explanation	COLLEGE WORK STUDY, PELL GRANTS, PERKINS LOANS, ETC.	GovtFinancialAidExplanation
Compliance With Rev Proc7550	true	ComplianceWithRevProc7550

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (9 entries)

RegionRegion	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided
Central America and the Caribbean	5	Program Services	STUDY ABROAD/RES
East Asia and the Pacific	16	Program Services	STDY ABD/CONF/RES
Europe (Including Iceland and Greenland)	20	Program Services	STDY ABD/CONF/SEM/RES
Middle East and North Africa	4	Program Services	STUDY ABROAD/WORKSHOPS
North America	4	Program Services	STUDY ABROAD/ CONF
Russia and the Newly Independent States	2	Program Services	STUDY ABROAD
South America	3	Program Services	STDY ABD/CONF/LEC/RES
South Asia	3	Program Services	STUDY ABROAD/CONF
Sub-Saharan Africa	7	Program Services	STUDY ABD/WSHOP/SEM

Field	Value	IRS element (for citing)
Total Number Of Offices	0	TotalNumberOfOffices
Total Number Of Employees	64	TotalNumberOfEmployees

Form990 Schedule F Part IV Form990ScheduleFPartIV

Field	Value	IRS element (for citing)
Identifier	Schedule F, Part I, Column (F)	Identifier
Return Reference	The University does not currently track foreign expenditures for each	ReturnReference
Explanation	program separately. Therefore, Pursuant to IRS guidance, disclosure in this column is not required in the current year.	Explanation

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	X	MailSolicitations
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	true	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

Field	Value	IRS element (for citing)
Name Of Individual	Washburn McGoldrick	NameOfIndividual
Activity	consulting	Activity
Fundraiser Control Of Funds	false	FundraiserControlOfFunds
Amount Retained By Contractor	22497	AmountRetainedByContractor

Field	Value	IRS element (for citing)
Total Retained By Contractors	22497	TotalRetainedByContractors
Licensed States	CA	LicensedStates
Licensed States	NY	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	SEE SCHEDULE O	NameOfEvent1
Total Number Of Other Events	0	TotalNumberOfOtherEvents

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Form990 Schedule I Part III Form990ScheduleIPartIII (3 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant
UNDERGRADUATE SCHOLARSHIPS	2484	72771958
MEDICAL SCHOOL SCHOLARSHIPS	196	3135383
GRADUATE SCHOLARSHIPS	1197	30549074

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	Schedule I, Part I, Line 2	Identifier
Return Reference	Grant funds are managed in accordance with both the sponsor and	ReturnReference
Explanation	University rules and regulations. Expenditures are reviewed on a pre and post audit basis to ensure that the costs incurred and charged to a particular grant is in compliance with both the sponsor and University policies. Schedule I, Part III The cash grants are reflected on students' accounts.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Written Policy Re T And E Expenses	false	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	true	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	true	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (14 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
Ruth J Simmons
549158	0	0	0	25100	0	34402	0	48023	0	656683	0	0	0
David I Kertzer
371605	0	0	0	41600	0	52200	0	47366	0	512771	0	0	0
Elizabeth C Huidekoper
319290	0	0	0	79868	0	19600	0	6923	0	425681	0	41368	0
Cynthia E Frost
430891	0	367237	0	37900	0	166400	0	8923	0	1011351	0	130737	0
Clyde L Briant
297450	0	0	0	37300	0	38970	0	17265	0	390985	0	0	0
Rajiv Vohra
367365	0	0	0	58400	0	41760	0	22470	0	489995	0	0	0
Edward Wing
516190	0	0	0	41600	0	29400	0	6923	0	594113	0	0	0
Margaret M Klawunn VP for
198368	0	0	0	4200	0	21000	0	17305	0	240873	0	0	0
Stephen M Maiorisi
188718	0	0	0	4000	0	20000	0	16956	0	229674	0	0	0
Kenneth M Shimberg Managing
288097	0	281786	0	33000	0	151600	0	18576	0	773059	0	116786	0
David J Schofield Managing Direct
266552	0	210354	0	17160	0	134000	0	7001	0	635067	0	67354	0
Andrew C Wert Managing Director
245368	0	210354	0	33000	0	134000	0	17305	0	640027	0	67354	0
Michael J Speidel
234817	0	180199	0	38500	0	146950	0	19356	0	619822	0	52849	0
Eli Y Adashi
441946	0	0	0	38500	0	19600	0	14691	0	514737	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Schedule J, Part I, Line 1a	RESIDENCE FOR PERSONAL USE WAS PROVIDED TO THE FOLLOWING INDIVIDUALS:	PRESIDENT - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PRESIDENT IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. PROVOST - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PROVOST IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. VICE PRESIDENT FOR RESEARCH - NOT REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, ALL OF THE BENEFIT ($32,340.00) WAS TREATED AS TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1B IN LIEU OF A STANDARDIZED WRITTEN POLICY, SENIOR OFFICERS WERE ISSUED AN ADDENDUM TO THEIR COMPENSATION LETTER APPROVED BY THE CHANCELLOR, OUTLINING THE TREATMENT OF THE ONE ITEM LISTED IN PART I, LINE 1A.
Schedule J, Part I, Line 4b	THE UNIVERSITY CONTRIBUTED $5,002.00 TO A DEFERRED COMPENSATION PLAN FOR	THE PRESIDENT OF THE UNIVERSITY (RUTH J. SIMMONS). TERMS & CONDITIONS: THE PRESIDENT'S DEFERRED COMPENSATION PLAN IS EFFECTIVE FROM FISCAL YEAR END 06/30/07 THROUGH FISCAL YEAR END 06/30/2011. BASED ON SERVICES RENDERED BY THE PRESIDENT IN HER EMPLOYMENT RELATIONSHIP WITH BROWN AND PROVIDED THAT SHE HAS CONTINUOUSLY SERVED AS PRESIDENT OF BROWN THROUGH THE DATE OF EACH UNIVERSITY CREDIT, THE UNIVERSITY SHALL CREDIT THE PRESIDENT'S DEFERRED COMPENSATION ACCOUNT DURING EACH FISCAL YEAR IN EQUAL MONTHLY INSTALLMENTS AT THE END OF EACH MONTH. PLAN AMOUNTS ARE SUBJECT TO FORFEITURE AND/OR PAYMENT ONLY IF CERTAIN CONDITIONS ARE MET, AS OUTLINED IN THE PLAN AGREEMENT. TERMS & CONDITIONS OF SUPPLEMENTAL RETIREMENT PLAN AND PAYMENTS FOR 2009: ALL MEMBERS OF THE EXECUTIVE STAFF OF THE PRESIDENT OF BROWN UNIVERSITY WITH AN ANNUAL SALARY IN EXCESS OF $160,000 ARE ELIGIBLE TO PARTICIPATE IN THE PLAN AS OF THE SIXTH MONTH ANNIVERSARY OF THE DATE OF EMPLOYMENT. ANNUALLY, AMOUNTS ARE CREDITED TO THE PARTICIPANTS' ACCOUNTS BASED ON A PERCENTAGE (DETERMINED BY THE PARTICIPANT'S AGE) OF THE INDIVIDUAL'S COMPENSATION IN EXCESS OF $160,000. PLAN AMOUNTS ARE SUBJECT TO FORFEITURE AND/OR PAYMENT ONLY IF CERTAIN CONDITIONS ARE MET INCLUDING A LENGTH OF SERVICE REQUIREMENT AS DESIGNATED IN THE PARTICIPANT AGREEMENT. THIS PLAN WAS CLOSED TO NEW PARTICIPANTS AS OF MARCH 1, 2007. AMOUNTS LISTED BELOW ARE CONTRIBUTIONS MADE BY THE UNIVERSITY TO THE SUPPLEMENTAL RETIREMENT PLAN: CLYDE L. BRIANT: $9,570. DAVID I. KERTZER: $22,800. RAJIV VOHRA: $17,260. TERMS & CONDITIONS OF DEFERRED INCENTIVE COMPENSATION PLAN FOR SENIOR INVESTMENT PROFESSIONALS AND PAYMENTS FOR 2009: THE INVESTMENT COMMITTEE SUB-COMMITTEE ON COMPENSATION RECOMMENDS THE AMOUNT OF INCENTIVE COMPENSATION (BASED UPON A PERCENTAGE OF BASE SALARY) FOR EACH SENIOR INVESTMENT PROFESSIONAL PRIOR TO THE BEGINNING OF THE PERFORMANCE YEAR. THE ACTUAL INCENTIVE COMPENSATION GRANTED IS DETERMINED AFTER THE CLOSE OF THE PERFORMANCE YEAR, AFTER THE SUB-COMMITTEE ASSESSES THE PERFORMANCE OF THE SENIOR INVESTMENT PROFESSIONALS USING QUALITATIVE & QUANTITATIVE FACTORS. HALF OF THE INCENTIVE COMPENSATION GRANTED IS DEFERRED FOR ONE TO THREE YEARS AND INVESTED IN THE UNIVERSITY'S LONG TERM POOL. A THIRD OF THE DEFERRED AMOUNT, PLUS ANY INVESTMENT GAINS/LOSSES IS TO BE PAID OUT IN EACH OF THE SUCCEEDING THREE YEARS. THE DEFERRED AMOUNTS ARE SUBJECT TO FORFEITURE IF THE INDIVIDUAL LEAVES BROWN FOR REASONS OTHER THAN RETIREMENT, DISABILITY OR DEATH. THE FOLLOWING AMOUNTS BECAME VESTED AND WERE PAID TO THE FOLLOWING INDIVIDUALS IN CALENDAR YEAR 2009: CYNTHIA E. FROST: $130,737 KENNETH M. SHIMBERG: $116,786 DAVID J. SCHOFIELD: $67,354 ANDREW C. WERT: $67,354 MICHAEL J. SPEIDEL: $52,849 AMOUNTS (ALSO LISTED IN COLUMN Bii) REPRESENT PAYMENTS OF INCENTIVE COMPENSATION THAT WERE DEFERRED AND REPORTED IN A PRIOR FORM 990.
Schedule J, Part I, Line 7	THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO SENIOR PROFESSIONALS	IN THE INVESTMENT OFFICE BASED UPON THE UNIVERSITY'S INVESTMENT PERFORMANCE. (SEE RESPONSE TO QUESTION 4B ABOVE)
SCHEDULE J, PART II, COLUMN (D)	NON-TAXABLE BENEFITS LISTED IN COLUMN D CONSIST OF THE FOLLOWING	ITEMS: PRE-TAX AMOUNTS PAID BY EMPLOYEES FOR HEALTH & DENTAL INSURANCE, MEDICAL REIMBURSEMENT, AMOUNTS PAID BY THE UNIVERSITY FOR HEALTH & DENTAL, AS WELL AS TUITION ASSISTANCE AND HOUSING THAT IS REQUIRED AS A CONDITION OF EMPLOYMENT. SCHEDULE J, PART II, COLUMN (F) AMOUNTS REPRESENT PAYMENTS OF INCENTIVE COMPENSATION and serp amounts THAT WERE DEFERRED AND REPORTED IN A PRIOR FORM 990.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (5 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer
RI H&E BLD CORP SERIES 2003
521300173	762243CA9	2003-11-13	91425000	FINANCE CAPITAL PROJECTS	false	false
RI H&E BLD CORP SERIES 2004
521300173	762243FX6	2004-04-27	22545097	ADVANCED REFUNDING 1995 BOND	false	false
RI H&E BLD CORP SERIES 2005A
521300173	762243MY6	2005-10-04	85500000	FINANCE CAPITAL PROJECTS	false	false
RI H&E CORP SERIES 2007
521300173	762197BP5	2007-06-27	92405058	FIN. CAP.PJT./REF. 1998&COM.PAPER	false	false
RI H&E CORP SERIES 2009
521300173	762197DT5	2009-10-01	75643750	FIN. CAP.PJT./REFUND COM. PAPER	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (5 entries)

Total ProceedsTotalProceeds	Amount UnspentAmountUnspent	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
87935000	0	590401	87344599	2005	false	false	true	true
19280000	0	259102	0		false	true	true	true
85500000	0	526642	84973358	2006	false	false	true	true
90010000	0	718615	39604942	2008	true	false	true	true
70795000	12994928	643750	7156322		true	false	false	true

Form990 Schedule K Part III Form990ScheduleKPartIII (5 entries)

Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Bond Counsel Routinely EngagedBondCounselRoutinelyEngaged	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
false	false	false	false	true	true
false	false	false	false	true	true
false	false	false	false	true	true
false	false	false	false	true	true
false	false	false	false	true	true

Form990 Schedule K Part IV Form990ScheduleKPartIV (5 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Term Of HedgeTermOfHedge	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Gross Proceeds InvestedGrossProceedsInvested	Exception To RebateExceptionToRebate
JP MORGAN
false	true	true	35.3	false	false	true
(no name)
false	false	false		false
GOLDMAN SACHS
false	true	true	29.6	false	false	true
(no name)
false	false	false		false	false	true
(no name)
false	false	false		false	false	true

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV

Name Of Interested Person NameOfInterestedPerson

Field	Value	IRS element (for citing)
Name Person	see schedule o	NamePerson

Field	Value	IRS element (for citing)
Sharing Of Revenues	false	SharingOfRevenues

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	7	NumberOfContributions

Field	Value	IRS element (for citing)
Art Historical Treasures		ArtHistoricalTreasures
Art Fractional Interest		ArtFractionalInterest
Books And Publications		BooksAndPublications
Clothing And Household Goods		ClothingAndHouseholdGoods
Cars And Other Vehicles		CarsAndOtherVehicles
Boats And Planes		BoatsAndPlanes
Intellectual Property		IntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	477	NumberOfContributions
Noncash Contribs Rptd F990	22388201	NoncashContribsRptdF990
Method Of Determining Revenues	Quoted market price	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Securities Closely Held Stock		SecuritiesCloselyHeldStock
Securities Prtnrshp Trust Intrsts		SecuritiesPrtnrshpTrustIntrsts
Securities Miscellaneous		SecuritiesMiscellaneous
Qualified Contrib Hist Struct		QualifiedContribHistStruct
Qualified Contrib Other		QualifiedContribOther
Real Estate Residential		RealEstateResidential
Real Estate Commercial		RealEstateCommercial
Real Estate Other		RealEstateOther

Collectibles Collectibles

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	3	NumberOfContributions

Field	Value	IRS element (for citing)
Food Inventory		FoodInventory
Drugs And Medical Supplies		DrugsAndMedicalSupplies
Taxidermy		Taxidermy

Historical Artifacts HistoricalArtifacts

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	4	NumberOfContributions

Field	Value	IRS element (for citing)
Scientific Specimens		ScientificSpecimens

Archaeological Artifacts ArchaeologicalArtifacts

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	2	NumberOfContributions

Other Non Cash Contributions Table OtherNonCashContributionsTable (4 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions
X	COMPUTER	1
X	HORSE	1
X	SOFTBALL MACHINE	1
X	COMPUTER EQuipment	6

Field	Value	IRS element (for citing)
Number Of8283 Received	18	NumberOf8283Received
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	true	ReviewProcessUnusualNCGifts
Third Parties Used	true	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	Schedule M, Part I, column (B)	Identifier
Return Reference	The University is reporting the number of contributions received during	ReturnReference
Explanation	the year. Schedule M, Part I, Column (C) No revenue was reported on Form 990, Part VIII, Line 1g because the University's collections (which include works of art, historical treasures & artifacts) are not recognized as assets in the financial statements of the University. These collections are protected and preserved for education and research purposes. Schedule M, Part I, Line 32a Brown University uses third parties to sell noncash contributions of domestic and foreign securities, physical certificates, and restricted certificates.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (6 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
MISSION STATEMENT	FORM 990, PARTS I AND III	TO SERVE THE COMMUNITY, THE NATION, AND THE WORLD BY DISCOVERING, COMMUNICATING, AND PRESERVING KNOWLEDGE AND UNDERSTANDING IN A SPIRIT OF FREE INQUIRY, AND BY EDUCATING AND PREPARING STUDENTS TO DISCHARGE THE OFFICES OF LIFE WITH USEFULNESS AND REPUTATION. BROWN ACCOMPLISHES THIS THROUGH A PARTNERSHIP OF STUDENTS & TEACHERS IN A UNIFIED COMMUNITY CALLED A UNIVERSITY-COLLEGE.
FORM 990, PART III, LINE 4A	INSTRUCTION / ENROLLMENT	INCLUDES COST OF SUPPLIES, SALARIES AND BENEFITS ASSOCIATED WITH TEACHING APPROXIMATELY 8,400 STUDENTS (72% UNDERGRADUATE; 23% GRADUATE; 5% MEDICAL). A FACULTY OF APPROXIMATELY 700 (NOT INCLUDING ADJUNCT, VISITING, CLINICAL AND OTHER "NON-REGULAR" FACULTY) TEACH AND ADMINISTER PROGRAMS IN A VARIETY OF DISCIPLINES, INCLUDING THE HUMANITIES, LIFE/MEDICAL SCIENCES, PHYSICAL SCIENCES AND SOCIAL SCIENCES. THERE ARE NEARLY 100 PROGRAMS OF STUDY OFFERED BETWEEN THE THREE SCHOOLS (UNDERGRADUATE COLLEGE, GRADUATE SCHOOL AND MEDICAL SCHOOL) OF THE UNIVERSITY. IN 2010, THE UNIVERSITY AWARDED 1,483 BACCALAUREATE DEGREES AND 728 ADVANCED (MASTER AND DOCTORATE) DEGREES. FORM 990, PART III, LINE 4B STUDENT AID, FELLOWSHIPS & SCHOLARSHIPS BROWN PROVIDES 100 PERCENT OF DEMONSTRATED NEED FOR ALL AIDED UNDERGRADUATE STUDENTS THAT MATRICULATE. THE UNIVERSITY IS NEEDS-BLIND FOR DOMESTIC STUDENTS (US CITIZENS AND PERMANENT RESIDENTS) AND "NEED-AWARE" FOR INTERNATIONAL AND TRANSFER (BOTH DOMESTIC AND INTERNATIONAL) STUDENTS. INTERNATIONAL AND TRANSFER STUDENTS WHO DO NOT APPLY FOR AID AS PART OF THEIR ADMISSION APPLICATION MAY NOT RECEIVE NEED-BASED SCHOLARSHIPS FROM THE UNIVERSITY. FORTY-ONE PERCENT OF THE UNDERGRADUATE STUDENT BODY RECEIVES NEED-BASED FINANCIAL AID. THE AVERAGE FINANCIAL-AID PACKAGE FOR THE CLASS OF 2012 WAS $33,550. SINCE THE CLASS OF 2007, ALL DOMESTIC UNDERGRADUATES ADMITTED AS FRESHMEN AT BROWN UNIVERSITY WERE ADMITTED UNDER THE UNIVERSITY'S NEEDS-BLIND ADMISSION POLICY. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $259,249,386) (REVENUE $6,394,503) RESEARCH - EXPENSES $79,209,561 THE UNIVERSITY ENGAGES IN RESEARCH IN PHYSICAL SCIENCES, HUMANITIES, LIFE SCIENCES AND SOCIAL SCIENCES. THE UNIVERSITY'S RESEARCH NETWORK FEATURES ADVANCED ACADEMIC INSTITUTES, CENTERS AND FACILITIES THAT MAKE OUR WORLD RENOWNED RESEARCH POSSIBLE. THESE FACILITIES, WHICH ARE MADE AVAILABLE TO FACULTY AND STUDENTS, ENCOURAGE DISCOVERY AND INNOVATION BY PROVIDING STATE-OF-THE-ART EQUIPMENT AND RESOURCES. DESCRIPTION EXPENSES ----------- ---------- SPONSORED RESEARCH $79,209,561 LIBRARIES $24,798,638 ACADEMIC SUPPORT $62,711,518 OPERATION & MAINTENANCE OF PLANT $24,262,300 DEPRECIATION $50,462,532 OTHER $17,804,837.
FORM 990, PART V, LINE 4B	FOREIGN ACCOUNTS	THE ORGANIZATION HAS AN INTEREST IN OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT IN THE FOLLOWING FOREIGN COUNTRIES: 1) ITALY 2) FRANCE 3) GERMANY 4) CAYMAN ISLANDS 5) BRITISH VIRGIN ISLANDS 6) ENGLAND 7) SCOTLAND 8) BERMUDA 9) JERSEY, CHANNEL ISLANDS 10) GUERNSEY, CHANNEL ISLANDS 11) MAURITIUS
PART VI, SECTION A, LINE 2	RUTH J. SIMMONS	RICHARD A. FRIEDMAN BUSINESS RELATIONSHIP - THE INDIVIDUALS HAVE A SIGNIFICANT FINANCIAL INTEREST IN AN ENTITY AND ONE INDIVIDUAL SITS ON THE MANAGEMENT COMMITTEE OF THE ENTITY. RICHARD A. FRIEDMAN JONATHAN M. NELSON BUSINESS RELATIONSHIP - THE INDIVIDUALS SIT ON THE BOARD OF ANOTHER ORGANIZATION. PART VI, SECTION B, LINE 10 IN PRACTICE, THE AFFILIATES ADHERE TO THE UNIVERSITY'S POLICIES AND PROCEDURES. PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE UNIVERSITY AND REVIEWED BY THE UNIVERSITY'S TAX CONSULTANTS. A DRAFT VERSION OF THE FORM 990 IS PROVIDED TO THE CONTROLLER, EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, AND THE AUDIT COMMITTEE FOR REVIEW. CHANGES/COMMENTS ARE SUBMITTED TO MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE PRIOR TO THE FINAL REVIEW AND SIGNING OF THE TAX RETURN BY THE UNIVERSITY'S INDEPENDENT AUDITORS/TAX CONSULTANTS. THE FINAL TAX RETURN IS PROVIDED TO THE BOARD PRIOR TO FILING. PART VI, SECTION B, LINE 12 ALL MEMBERS OF THE BROWN COMMUNITY ARE RESPONSIBLE FOR READING THE UNIVERSITY'S CONFLICT OF INTEREST AND COMMITMENT POLICY (COICP) AND ITS RELATED GUIDELINES AND TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS AS THEY ARISE TO THEIR SUPERVISOR OR ASSIGNED SENIOR ADMINISTRATOR. FAILURE TO DO SO WILL BE DEEMED A FAILURE TO MEET ONE'S OBLIGATIONS FOR WHICH SANCTIONS, UP TO AND INCLUDING DISMISSAL, MAY BE IMPOSED. RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP IS AS FOLLOWS - THE CHANCELLOR FOR MEMBERS OF THE CORPORATION AND ITS STANDING COMMITTEES; THE PRESIDENT FOR THE CABINET; AND THE PROVOST FOR OFFICERS OF INSTRUCTION AND RESEARCH. FOR ALL OTHER MEMBERS OF THE BROWN COMMUNITY, RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP SHALL REST WITH THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE. ALL CORPORATION MEMBERS, ALL MEMBERS OF THE CORPORATION'S STANDING COMMITTEES, ALL OFFICERS OF INSTRUCTION, ALL SENIOR OFFICERS, AND SELECTED STAFF SHALL ALSO BE RESPONSIBLE FOR SUBMITTING AN ANNUAL DISCLOSURE FORM. IF THERE ARE NO DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR SIGNS THE FORM AND FORWARDS IT TO THE ASSIGNED SENIOR ADMINISTRATOR. IF THERE ARE DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR IS RESPONSIBLE FOR WORKING WITH THE EMPLOYEE TO DETERMINE WHETHER A MANAGEMENT PLAN IS WARRANTED, SIGNING THE DISCLOSURE FORM TO ACKNOWLEDGE THAT IT HAS RECEIVED SUPERVISORY REVIEW, AND FORWARDING IT TO THE ASSIGNED SENIOR ADMINISTRATOR FOR THAT EMPLOYEE. FORMS THAT DISCLOSE AFFILIATIONS ARE REQUIRED TO RECEIVE SECONDARY REVIEW AND SIGNATURE BY THE ASSIGNED SENIOR ADMINISTRATOR OR, WHEN THE ASSIGNED SENIOR ADMINISTRATOR IS ALSO THE EMPLOYEE'S SUPERVISOR, BY THE ASSIGNED SENIOR ADMINISTRATOR'S SUPERVISOR. SENIOR ADMINISTRATORS, AS ASSIGNED BY THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE, ARE RESPONSIBLE FOR COLLECTING DISCLOSURE FORMS AND, IF WARRANTED, MANAGEMENT PLANS WITHIN THEIR DIVISIONS AND FORWARDING THEM TO THE OFFICE OF CORPORATION AFFAIRS AND GOVERNANCE. HUMAN RESOURCES SHALL MAINTAIN EMPLOYEES' DISCLOSURE FORMS AND RELATED MANAGEMENT PLANS, AND THE UNIVERSITY AUDITOR SHALL PERIODICALLY MONITOR THE FILE TO ENSURE COMPLIANCE WITH THE DISCLOSURE REQUIREMENTS OF THIS POLICY. THE UNIVERSITY'S INVESTMENT OFFICE ALSO HAS STRICT INVESTMENT POLICIES INTENDED TO MAINTAIN THE HIGHEST ETHICAL AND LEGAL STANDARDS AND AVOID CONFLICTS. ALL MEMBERS OF THE CORPORATION, INCLUDING THE PRESIDENT, DISCLOSE INFORMATION ANNUALLY RELATED TO CONFLICT OF INTEREST AND COMMITMENT. IF THERE IS CONSIDERATION TO HIRE A FIRM THAT COULD POTENTIALLY PRESENT A CONFLICT, THE INVESTMENT OFFICE SEEKS THE ADVICE AND CONSENT OF THE CORPORATION OFFICE AND GENERAL COUNSEL. ALL MEMBERS OF THE INVESTMENT COMMITTEE MUST RECUSE THEMSELVES AND REFRAIN FROM PARTICIPATION IN CONSIDERATION OF ANY INVESTMENT IN WHICH THEY HAVE AN INTEREST. PART VI, SECTION B, LINE 13 & LINE 14 THE UNIVERSITY IS IN THE PROCESS OF DEVELOPING A WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY. PART VI, SECTION B, LINE 15 THE AUTHORITY TO ESTABLISH AND ADJUST COMPENSATION FOR THE PRESIDENT AND SENIOR STAFF RESTS WITH THE CORPORATION COMMITTEE ON SENIOR ADMINISTRATION. SENIOR STAFF INCLUDES OFFICERS REPORTING TO THE PRESIDENT, THE DEANS AND VICE PRESIDENTS OR THEIR EQUIVALENTS WHO REPORT TO THE PROVOST AND/OR THE EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, ANY OTHER UNIVERSITY EMPLOYEE WHOSE ANNUAL COMPENSATION IS IN EXCESS OF $225,000, AND OTHERS WHOSE RESPONSIBILITIES MIGHT BE DETERMINED TO REFLECT SIGNIFICANT INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY. THE COMMITTEE CONDUCTS THEIR REVIEW ANNUALLY AND, AS PART OF THEIR REVIEW PROCESS, USES DATA AND INFORMATION FROM SURVEYS REFLECTING INDUSTRY STANDARDS FOR COMPENSATION, BENEFITS, AND PREREQUISITES OF SENIOR OFFICERS EITHER AT INSTITUTIONS OF HIGHER EDUCATION OR AT COMPARABLE ENTITIES. DOCUMENTATION OF THIS REVIEW, AS WELL AS ANY DECISIONS MADE, ARE PREPARED BEFORE THE NEXT MEETING OF THE COMMITTEE ON SENIOR ADMINISTRATION, OR 60 DAYS AFTER THE FINAL ACTIONS OF THE COMMITTEE TO SET SALARIES, WHICHEVER IS LATER. THE COMMITTEE FORMALLY APPROVES THE DOCUMENTATION WITHIN A REASONABLE TIME AFTER IT IS PREPARED. PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICIES, AND GOVERNING DOCUMENTS (CHARTER AND STATUTES) ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON OUR WEBSITE.
FORM 990, PART XI, LINE 2D	BROWN UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACCOUNTS OF THE JOHN	NICHOLAS BROWN CENTER FOR THE STUDY OF AMERICAN CIVILIZATION, brown faculty club, AND FARVIEW INCORPORATED, A REAL ESTATE HOLDING COMPANY, all OF WHICH ARE SEPARATE ENTITIES THAT ARE CONSOLIDATED IN THE FINANCIAL STATEMENTS. BROWN UNIVERSITY AND THESE CONSOLIDATED ENTITIES ARE COLLECTIVELY REFERRED TO HEREIN AS THE UNIVERSITY. ALL SIGNIFICANT INTER-ENTITY TRANSACTIONS AND BALANCES HAVE BEEN ELIMINATED IN CONSOLIDATION.
SCHEDULE G, PART I, LINE 2B		The consulting services provided by Washburn McGoldrick were not for a specific fundraising event. Schedule G, Part I, Line 3 Rhode Island does not require the University to register in order to solicit funds. Schedule G, Part II BROWN BEAR GOLD CLASSIC Income (excluding contributions) $41,026 Contributions $102,400. Total Direct Exp. $42,590. Net Income $100,836. Football Golf Outing Income (including contributions) $18,313. Contributions $25,615. Total Direct Exp. $39,179. Net Income $4,749. Total of all other events Income excluding contributions $5,000. Contributions $4,150. Total Direct Exp. $16,832. Net Income $-7,682. Schedule K, Part III, Lines 4-6 Brown University has conducted an extensive analysis of all activities conducted within in its bond-financed facilities and has determined that there is no private business use. SCHEDULE L, PART IV (A) NAME OF INTERESTED PERSON: GOLDMAN SACHS (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: THE PRESIDENT, WHO IS ALSO A FELLOW OF THE UNIVERSITY, HAS A SIGNIFICANT FINANCIAL INTEREST. A TRUSTEE OF THE UNIVERSITY HAS A SIGNIFICANT FINANCIAL INTEREST AND IS ON THE MANAGEMENT COMMITTEE. (C) AMOUNT OF TRANSACTION: $15,500,000 OUTSTANDING VALUATION SWAP AGREEMENT WITH GOLDMAN SACHS AT 6/30/2010. (D) DESCRIPTION OF TRANSACTION: THE UNIVERSITY CURRENTLY HAS TWO ACTIVE INTEREST RATE SWAP AGREEMENTS WITH GOLDMAN SACHS FROM 2005 & 2007. (E) SHARING OF THE ORGANIZATION'S REVENUES: NO (A) NAME OF INTERESTED PERSON: TISHMAN SPEYER/CITIGROUP ALTERNATIVE INVESTMENTS REAL ESTATE VENTURE IV, LLC (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION: A TRUSTEE OF THE UNIVERSITY HAS A SIGNIFICANT FINANCIAL INTEREST. (C) AMOUNT OF TRANSACTION: $513,678 (RETURN OF CAPITAL) (D) DESCRIPTION OF TRANSACTION: THE UNIVERSITY IS A LIMITED PARTNER IN TISHMAN SPEYER/CITIGROUP ALTERNATIVE INVESTMENTS REAL ESTATE VENTURE IV, LLC. (E) SHARING OF THE ORGANIZATION'S REVENUES: NO (A) NAME OF INTERESTED PERSON: QUADRANGLE PARTNERS, LP (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION: A FELLOW OF THE UNIVERSITY HAS A SIGNIFICANT FINANCIAL INTEREST. (C) AMOUNT OF TRANSACTION: $335,033 (CAPITAL INVESTED & RETURN OF CAPITAL) (D) DESCRIPTION OF TRANSACTION: THE UNIVERSITY IS A LIMITED PARTNER IN SEVERAL QUADRANGLE PARTNERSHIPS. (E) SHARING OF THE ORGANIZATION'S REVENUES: NO (A) NAME OF INTERESTED PERSON: TPG CAPITAL, LLC (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION: A TRUSTEE OF THE UNIVERSITY HAS A SIGNIFICANT FINANCIAL INTEREST. (C) AMOUNT OF TRANSACTION: $5,213,759 (CAPITAL INVESTED & RETURN OF CAPITAL) (D) DESCRIPTION OF TRANSACTION: THE UNIVERSITY IS A LIMITED PARTNER IN SEVERAL TPG CAPITAL PARTNERSHIPS. (E) SHARING OF THE ORGANIZATION'S REVENUES: NO SCHEDULE R, PART V, LINE 1O THE RELATED ORGANIZATIONS' EXPENSES ARE PAID DIRECTLY BY BROWN UNIVERSITY. THERE IS NO REIMBURSEMENT PAID BY RELATED ORGANIZATIONS TO BROWN UNIVERSITY.

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (4 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1
Brown University Research Foundation
c/o Brown University Controllers O	Providence	RI	02912	050390989	Support Brown	RI	501(C)(3)	11d	na
John Nicholas Brown Center
c/o Brown University Controllers O	Providence	RI	02912	222506553	Support Brown	RI	501(C)(3)	11a	na
Farview Inc
c/o Brown University Controllers O	Providence	RI	02912	222665046	Support Brown	RI	501(C)(2)	n/a	na
Brown Faculty Club
One Magee Street	Providence	RI	02712	510192393	Support Brown	RI	501(C)(7)	n/a	na

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	false	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	false	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	true	SharingOfFacilities
Sharing Of Paid Employees	true	SharingOfPaidEmployees
Reimbursement Paid To Other Org	false	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	false	OtherTransferToOtherOrg
Other Transfer From Other Org	false	OtherTransferFromOtherOrg