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NORTHEASTERN UNIVERSITY: Form 990, tax year 2009

View the entire original 990 at ProPublica ↗

Organization
NORTHEASTERN UNIVERSITY (EIN 04-1679980)
Tax period
2009-07-01 to 2010-06-30
Filed
2011-05-16
IRS object ID
201141369349303389
Schema version
2009v1.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-05-16T12:10:15-05:00Timestamp
Tax Period End Date2010-06-30TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1125 High StreetAddressLine1
CityBostonCity
StateMAState
ZIP Code02110ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2009-07-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN041679980EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1NORTHEASTERN UNIVERSITYBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlNORTNameControl
Phone6173735947Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1360 HUNTINGTON AVENUEAddressLine1
CityBOSTONCity
StateMAState
ZIP Code02115ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameThomas NedellName
TitleVP & CFOTitle
Date Signed2011-05-13DateSigned

Preparer Preparer

FieldValueIRS element (for citing)
Phone6175305000Phone
FieldValueIRS element (for citing)
Tax Year2009TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonJoseph E AounNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1360 Huntington AveAddressLine1
CityBostonCity
StateMAState
ZIP Code02115ZIPCode
FieldValueIRS element (for citing)
Gross Receipts1246801552GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501cXOrganization501c
Web Sitewww.neu.eduWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1898YearFormation
State Legal DomicileMAStateLegalDomicile
Activity Or Mission DescriptionSEE SCHEDULE O.ActivityOrMissionDescription
Nbr Voting Members Governing Body25NbrVotingMembersGoverningBody
Nbr Independent Voting Members22NbrIndependentVotingMembers
Total Nbr Employees13045TotalNbrEmployees
Total Nbr Volunteers550TotalNbrVolunteers
Total Gross UBI6779845TotalGrossUBI
Net Unrelated Business Txbl Income-2204053NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year90247000ContributionsGrantsPriorYear
Contributions Grants Current Year105704000ContributionsGrantsCurrentYear
Program Service Revenue Prior Year756355860ProgramServiceRevenuePriorYear
Program Service Revenue CY818898196ProgramServiceRevenueCY
Investment Income Prior Year-65954868InvestmentIncomePriorYear
Investment Income Current Year6415967InvestmentIncomeCurrentYear
Other Revenue Prior Year9136893OtherRevenuePriorYear
Other Revenue Current Year9034078OtherRevenueCurrentYear
Total Revenue Prior Year789784885TotalRevenuePriorYear
Total Revenue Current Year940052241TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year177293032GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY192242148GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year345735425SalariesEtcPriorYear
Salaries Etc Current Year367022571SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year455307TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY300260TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year14042115TotalFundrsngExpCurrentYear
Other Expense Prior Year305483182OtherExpensePriorYear
Other Expenses Current Year300155240OtherExpensesCurrentYear
Total Expenses Prior Year828966946TotalExpensesPriorYear
Total Expenses Current Year859720219TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-39182061RevenuesLessExpensesPriorYear
Revenues Less Expenses CY80332022RevenuesLessExpensesCY
Total Assets BOY1750514000TotalAssetsBOY
Total Assets EOY1843883000TotalAssetsEOY
Total Liabilities BOY1030507000TotalLiabilitiesBOY
Total Liabilities EOY1045069000TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY720007000NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY798814000NetAssetsOrFundBalancesEOY
Mission DescriptionSEE SCHEDULE O.MissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense253178993Expense
Grants0Grants
Revenue710721478Revenue
DescriptionInstruction Northeastern enables 27,733 students to fulfill their educational goals by providing teaching and advising that result in the granting of associate, bachelor, master and doctoral degrees in a variety of academic disciplines. The University's academic area consists of the Bouve College of Health Science, College of Arts and Sciences, College of Business Administration, College of Computer and Information Science, College of Criminal Justice, College of Engineering, College of Professional Studies, and School of Law.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense181416000Expense
Grants181416000Grants
Revenue0Revenue
DescriptionStudent financial aid Northeastern awards grants and scholarships to students from several sources: federal and state governments, institutionally-funded and endowment/donor funded. The Office of Student Financial Services administers financial aid and is committed to working with students to identify financial aid options that can help make a Northeastern education affordable.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense92979064Expense
Grants0Grants
Revenue108176718Revenue
DescriptionAuxiliary enterprises Northeastern provides student housing in 21 residential buildings and operates conference centers mainly use for University events.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp255647883TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt10826148TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev0TotalOfOtherProgramServiceRev
Total Program Service Expense783221940TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredtrueScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiestrueLobbyingActivities
Donor Advised FundsfalseDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArtfalseCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentstrueTermOrPermanentEndowments
Balance Sheet Amounts ReportedtrueBalanceSheetAmountsReported
Independent Audit Financial StmtfalseIndependentAuditFinancialStmt
Consolidated Audit Financial StmttrueConsolidatedAuditFinancialStmt
SchooltrueSchool
Foreign OfficefalseForeignOffice
Foreign ActivitiestrueForeignActivities
More Than5000 K To OrganizationstrueMoreThan5000KToOrganizations
More Than5000 K To IndividualsfalseMoreThan5000KToIndividuals
Professional FundraisingtrueProfessionalFundraising
Fundraising ActivitiestrueFundraisingActivities
GamingfalseGaming
HospitalfalseHospital
Grants To OrganizationstrueGrantsToOrganizations
Grants To IndividualstrueGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondstrueTaxExemptBonds
Invest Tax Exempt BondsfalseInvestTaxExemptBonds
Escrow AccountfalseEscrowAccount
On Behalf Of IssuerfalseOnBehalfOfIssuer
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPtrueLoanToOfficerOrDQP
Grant To Related PersonfalseGrantToRelatedPerson
Bsnss Rltnshp With OrganizationfalseBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MembertrueBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshptrueOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionstrueDeductibleNonCashContributions
Deductible Contributions Of ArtfalseDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntitytrueDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntitytrueRelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl OrgfalseTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Number Forms Transmitted With109630137NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup WitholdingtrueComplianceWithBackupWitholding
Number Of Employees13045NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
Foreign Financial AccountfalseForeignFinancialAccount
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionstrueQuidProQuoContributions
Quid Pro Quo DisclosuretrueQuidProQuoDisclosure
Form8282 Property Disposed OffalseForm8282PropertyDisposedOf
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Nbr Voting Governing Body Members25NbrVotingGoverningBodyMembers
Number Independent Voting Members22NumberIndependentVotingMembers
Family Or Business RelationshipfalseFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MemberstrueElectionOfBoardMembers
Decisions Subject To ApprovaltrueDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Minutes Of CommitteestrueMinutesOfCommittees
Officer Mailing AddressfalseOfficerMailingAddress
Local ChapterstrueLocalChapters
Policies Reference ChapterstruePoliciesReferenceChapters
Form990 Provided To Governing BodytrueForm990ProvidedToGoverningBody
Conflict Of Interest PolicytrueConflictOfInterestPolicy
Annual Disclosure Covered PersonstrueAnnualDisclosureCoveredPersons
Regular Monitoring EnforcementtrueRegularMonitoringEnforcement
Whistleblower PolicytrueWhistleblowerPolicy
Document Retention PolicytrueDocumentRetentionPolicy
Compensation Process CEOtrueCompensationProcessCEO
Compensation Process OthertrueCompensationProcessOther
Investment In Joint VenturetrueInvestmentInJointVenture
Written Policy Or ProceduretrueWrittenPolicyOrProcedure
States Where Copy Of Return Is FiledMAStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonBASIL STEWARTNamePerson
Telephone Number6173732111TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1360 HUNTINGTON AVEAddressLine1
CityBOSTONCity
StateMAState
ZIP Code02115ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (49 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
JOSEPH E AOUN
PRESIDENT/TRUSTEE40.0XX8586760157785
PETER B CAMERON
Trustee1.0X000
GEORGE W CHAMILLARD
Trustee2.0X000
WILLIAM J COTTER
Trustee2.0X000
EDMOND ENGLISH
Trustee1.0X000
WILLIAM S HOWARD
Trustee2.0X000
KATHERINE S MCHUGH
Trustee2.0X000
HENRY J NASELLA
Trustee2.0X000
KATHRYN A NICHOLSON
Trustee1.0X000
RONALD L ROSSETTI
Trustee1.0X000
CAROLE J SHAPAZIAN
Trustee2.0X000
ROBERT J SHILLMAN
Trustee1.0X000
SEYMOUR STERNBERG
Trustee5.0X000
MICHAEL J ZAMKOW
Trustee2.0X000
ELLEN M ZANE
TRUSTEE1.0X000
MARGOT BOTSFORD
TRUSTEE2.0X000
NONNIE S BURNES
TRUSTEE1.0X000
FREDERICK BRODSKY
TRUSTEE1.0X000
BARBARA C ALLEYNE
TRUSTEE1.0X000
Richard A D'Amore
Trustee1.0X000
Edward G Galante
Trustee2.0X000
Anthony R Manganaro
Trustee1.0X000
Dennis J Picard
Trustee1.0X000
Ralph C Martin
Trustee1.0X000
Joseph M Tucci
Trustee1.0X000
JOHN H MCCARTHY
SENIOR VP ADMIN & FINANCE40.0X416604052684
PHILOMENA V MANTELLA
SENIOR VP ENROLLMENT MGMT40.0X294782067991
MARK L PUTNAM
SENIOR VP - EXECUTIVE AFFAIRS40.0X248990056460
SAMUEL B SOLOMON
DIR. OF FINANCE & TREASURER40.0X152030031088
DIANE N MACGILLIVRAY
SR VP OF ADVANCEMENT40.0X343254040593
MICHAEL A ARMINI
SENIOR VP - EXTERNAL AFFAIRS40.0X208326035304
STEPHEN W DIRECTOR
PROVOST & SVP ACADEMIC AFFAIRS40.0X512367060455
CAROL R SCHEMAN
SR VP EXTERNAL AFFAIRS40.0X31905805203
THOMAS NEDELL
VICE PRES & CFO from 9/21/0940.0X118758012230
NANCY MAY
VP - FACILITIES from 7/1/0940.0165690022220X
MARC H MEYER
PROFESSOR - ENTREPRENEURSHIP40.0390231026572X
ALEXANDROS MAKRIYANNIS
PROFESSOR & BEHRAKIS CHAIR40.0533820025917X
BARRY L KARGER
PROFESSOR & DIRECTOR40.0431614039946X
MICHAEL B SILEVITCH
PROFESSOR & DIRECTOR40.0416453038187X
Albert-Laszio Barabasi
Distinguished Professor40.0410347040073X
RICHARD M FREELAND
FORMER PRESIDENT20969000X
ROBERT P WEIR
VP INFORMATION SERVICES40.0228104037489X
VINCENT J LEMBO
VP AND UNIVERSITY COUNSEL40.0239844041621X
CHRISTOPHER E HOPEY
VP & DEAN OF PROF & CONT STUD40.0261620040084X
ROBERT P GITTENS
VP PUBLIC AFFAIRS40.0194480033456X
EDWARD E KLOTZBIER
VP STUDENT AFFAIRS40.0217193035106X
MARIAN J STANLEY
VP CORPORATE PARTNERSHIPS40.0186166019584X
KATHERINE N PENDERGAST
VP HUMAN RESOURCES MANAGEMENT40.0168825033032X
JACK MOYNIHAN
VP ALUMNI RELATIONS40.0171143031129X
FieldValueIRS element (for citing)
Total Reportable Comp From Org7698065TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation984209TotalOtherCompensation
Number Individuals GT100 K670NumberIndividualsGT100K
Formers ListedtrueFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
Walsh Brothers
210 Commercial StreetBOSTONMA021091314Construction36464944
Chartwells
106 St Stephens StreetBOSTONMA02115Food Services17968845
SUFFOLK CONSTRUCTION CO INC
65 ALLERTON STREETBOSTONMA02119CONSTRUCTION11740047
CONSOLIDATED SERVICE CORP
176 WILLIAMS STREETCHELSEAMA02150CLEANING SERVICE8956512
KAPLAN
395 HUDSON STREETNEW YORKNY10014Higher Ed Svcs3834371
FieldValueIRS element (for citing)
Number Of Contractors GT100 K199NumberOfContractorsGT100K
Fundraising Events114606FundraisingEvents
Government Grants55248258GovernmentGrants
All Other Contributions50341136AllOtherContributions
Noncash Contributions1303945NoncashContributions
Total Contributions105704000TotalContributions

Program Service Revenue ProgramServiceRevenue (3 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenueExclusionExclusionAmount
TUITION,RM BD,FEES900099811165660811165660
PARKING81293060569943111287$2,945,707
FOOD SERVICE9000991675542$1,675,542
FieldValueIRS element (for citing)
Total Program Service Revenue818898196TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column5272145TotalRevenueColumn
Unrelated Business Revenue-683190UnrelatedBusinessRevenue
Exclusion$5,955,335ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column47923TotalRevenueColumn
Exclusion$47,923ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real4691880Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real53206Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real4638674Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column4638674TotalRevenueColumn
Unrelated Business Revenue26564UnrelatedBusinessRevenue
Exclusion$4,612,110ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities307684000Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities306588101Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities1095899Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column1095899TotalRevenueColumn
Exclusion$1,095,899ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events157109GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events114606CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses108004FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column49105TotalRevenueColumn
Exclusion$49,105ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc (2 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnUnrelated Business RevenueUnrelatedBusinessRevenueExclusionExclusionAmount
CONFERENCE CENTERS/ARENA53200042755634275563
ADVERTISING/SPORTS INCOME9000997073649621$21,115
FieldValueIRS element (for citing)
Total Other Revenue4346299TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column940052241TotalRevenueColumn
Related Or Exempt Function Income811165660RelatedOrExemptFunctionIncome
Unrelated Business Revenue6779845UnrelatedBusinessRevenue
Exclusion$16,402,736ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total10621185Total
Program Services10621185ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total181416000Total
Program Services181416000ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total204963Total
Program Services204963ProgramServices

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total5201746Total
Program Services690837ProgramServices
Management And General3982780ManagementAndGeneral
Fundraising528129Fundraising

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total106823Total
Program Services106823ProgramServices

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total290985734Total
Program Services267837812ProgramServices
Management And General16191842ManagementAndGeneral
Fundraising6956080Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total17821308Total
Program Services16561431ProgramServices
Management And General784463ManagementAndGeneral
Fundraising475414Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total34684372Total
Program Services32166840ProgramServices
Management And General1876740ManagementAndGeneral
Fundraising640792Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total18222588Total
Program Services16557025ProgramServices
Management And General1190453ManagementAndGeneral
Fundraising475110Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total0Total

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total2277810Total
Program Services60669ProgramServices
Management And General2217141ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total900365Total
Program Services21233ProgramServices
Management And General879132ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total348146Total
Management And General348146ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total300260Total
Fundraising300260Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total1031000Total
Management And General1031000ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total236679Total
Program Services236679ProgramServices

Advertising Advertising

FieldValueIRS element (for citing)
Total4289464Total
Program Services1932667ProgramServices
Management And General2344481ManagementAndGeneral
Fundraising12316Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total29429851Total
Program Services24796787ProgramServices
Management And General3103859ManagementAndGeneral
Fundraising1529205Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total22759752Total
Program Services13478325ProgramServices
Management And General8781427ManagementAndGeneral
Fundraising500000Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total76267Total
Program Services76267ProgramServices

Occupancy Occupancy

FieldValueIRS element (for citing)
Total48621692Total
Program Services46487642ProgramServices
Management And General2060455ManagementAndGeneral
Fundraising73595Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total15354555Total
Program Services14579646ProgramServices
Management And General428055ManagementAndGeneral
Fundraising346854Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total0Total

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total3712306Total
Program Services3601642ProgramServices
Management And General89355ManagementAndGeneral
Fundraising21309Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total22519000Total
Program Services21667615ProgramServices
Management And General608523ManagementAndGeneral
Fundraising242862Fundraising

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total0Total

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total43623000Total
Program Services38865339ProgramServices
Management And General3400515ManagementAndGeneral
Fundraising1357146Fundraising

Insurance Insurance

FieldValueIRS element (for citing)
Total1812429Total
Program Services552865ProgramServices
Management And General1259564ManagementAndGeneral

Other Expenses OtherExpenses (5 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
CONSULTANTS14482450130821041075767324579
CONTRACT CLEANING AND RUBBISH10827209108236123597
MEAL PLAN AND FOOD COST16104073161025171410146
BOOKS AND SUBSCRIPTIONS727461671718305958743199
EQUIPMENT1220978211905995195688108099

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total42264794Total
Program Services31615590ProgramServices
Management And General10542184ManagementAndGeneral
Fundraising107020Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total859720219Total
Program Services783221940ProgramServices
Management And General62456164ManagementAndGeneral
Fundraising14042115Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY110562000BOY
EOY198325000EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY33552000BOY
EOY46306000EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY30350000BOY
EOY40659000EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY2000000BOY
EOY2614000EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY34643000BOY
EOY32594000EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY8981000BOY
EOY12172000EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis1460554000LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec500434000LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY952031000BOY
EOY960120000EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY41411000BOY
EOY171782000EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY534895000BOY
EOY376533000EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY2089000BOY
EOY2778000EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY1750514000BOY
EOY1843883000EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY109806000BOY
EOY123427000EOY

Grants Payable GrantsPayable

FieldValueIRS element (for citing)
BOY2450000BOY
EOY5053000EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY54056000BOY
EOY46692000EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY662477000BOY
EOY691314000EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY65810000BOY
EOY75460000EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY135908000BOY
EOY103123000EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY1030507000BOY
EOY1045069000EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY488347000BOY
EOY540009000EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY109069000BOY
EOY131604000EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY122591000BOY
EOY127201000EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY720007000BOY
EOY798814000EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY1750514000BOY
EOY1843883000EOY
FieldValueIRS element (for citing)
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteetrueAuditCommittee
Financial Statement ConsolidatedXFinancialStatementConsolidated
Federal Grant Audit RequiredtrueFederalGrantAuditRequired
Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbying
Total Direct LobbyingTotalDirectLobbying
Total Lobbying ExpendituresTotalLobbyingExpenditures
Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures
Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures
Lobbying NontaxableLobbyingNontaxableAmount
Grassroots NontaxableGrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non TxTotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx
VolunteersfalseVolunteers
Paid Staff Or ManagementtruePaidStaffOrManagement
Media AdvertisementsfalseMediaAdvertisements
Mailings MembersfalseMailingsMembers
Publications Or BroadcastfalsePublicationsOrBroadcast
Grants Other OrganizationsfalseGrantsOtherOrganizations
Direct Contact LegislatorstrueDirectContactLegislators
Direct Contact Legislators$348,146DirectContactLegislatorsAmount
Rallies DemonstrationsfalseRalliesDemonstrations
Other ActivitiesfalseOtherActivities
Total Lobbying Expenditures IIB348146TotalLobbyingExpendituresIIB
Not Described In501c3falseNotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierSchedule C, Part II-B, Line 1gIdentifier
Return ReferenceThe University retains legal counsel and other firms that performReturnReference
Explanationoccasional lobbying activities. They also pay membership dues to membership organizations which may engage in lobbying activities. Lobbying Activities are focused on the interests of Northeastern University (including scientific research), its students and the higher education industry. During Fiscal Year 2010, Payments for these services totaled $348,146.Explanation

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Art Public Exhibition AmtsArtPublicExhibitionAmts
Held Works Of Art AmtsHeldWorksOfArtAmts

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance507346000BeginningOfYearBalance
Contributions5376000Contributions
Investment Earnings Or Losses30370000InvestmentEarningsOrLosses
Grants Or Scholarships7808000GrantsOrScholarships
Other Expenditures1767000OtherExpenditures
Administrative Expenses1030000AdministrativeExpenses
End Of Year Balance532487000EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance676987000BeginningOfYearBalance
Contributions5271000Contributions
Investment Earnings Or Losses-156021000InvestmentEarningsOrLosses
Grants Or Scholarships17982000GrantsOrScholarships
Other Expenditures909000OtherExpenditures
End Of Year Balance507346000EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.64400BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.33200PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.02400TermEndowmentEOYBalance
Endowments Held By Unrelated OrgstrueEndowmentsHeldByUnrelatedOrgs
Endowments Held By Related OrgsfalseEndowmentsHeldByRelatedOrgs

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis25346000OtherCostOrOtherBasis
Book Value25346000BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis1111987000OtherCostOrOtherBasis
Depreciation279196000Depreciation
Book Value832791000BookValue
FieldValueIRS element (for citing)
Leasehold ImprovementsLeaseholdImprovements

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis323221000OtherCostOrOtherBasis
Depreciation221238000Depreciation
Book Value101983000BookValue
FieldValueIRS element (for citing)
Other Land BuildingsOtherLandBuildings
Total Of Book Value Land Buildings960120000TotalOfBookValueLandBuildings
Financial DerivativesFinancialDerivatives
Closely Held Equity InterestsCloselyHeldEquityInterests

Other Securities OtherSecurities (5 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
CASH AND CASH EQUIVALENTS38672000F
PRIVATE EQUITY101273000F
HEDGE FUNDS166360000F
OTHER ALTERNATIVE INVESTMENTS37587000F
OTHER INVESTMENTS32641000F
FieldValueIRS element (for citing)
Total Of Book Value Securities376533000TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (3 entries)

DescriptionDescriptionAmountAmount
CAPITAL LEASE$33,036,000
INTEREST RATE SWAP AGREEMENTS$41,159,000
FEDERALLY FUNDED LOANS$28,928,000
FieldValueIRS element (for citing)
Total Of Amounts103123000TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV

FieldValueIRS element (for citing)
IdentifierSchedule D, Part V, Line 4Identifier
Return ReferenceSpending policy income from Quasi endowment funds are to be used asReturnReference
Explanationdesignated by the board of trustees for operations. Term endowments are to be used as per the donor wishes upon termination of the contract. Spending policy income from True endowment funds are to be used as set forth by the donor. Currently these funds primarily support scholarships and professorships.Explanation

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmttrueNondiscriminatoryPolicyStmt
Policy Statement In Brochures EtctruePolicyStatementInBrochuresEtc
Policy Publ Via Broadcast MediatruePolicyPublViaBroadcastMedia
Pub Via Broadcast Media ExplnTHE UNIVERSITY PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY IN THE LEGAL NOTICE SECTION OF LOCAL NEWSPAPERS AND IN ALL UNIVERSITY PUBLICATIONS AND ADVERTISEMENTS.PubViaBroadcastMediaExpln
Maint Racial Composition RecordstrueMaintRacialCompositionRecords
Maint Scholarships RecordstrueMaintScholarshipsRecords
Maint Copies Of Brochures EtctrueMaintCopiesOfBrochuresEtc
Maint Copies Of All SolicitationstrueMaintCopiesOfAllSolicitations
Discriminate Race Students RightsfalseDiscriminateRaceStudentsRights
Discriminate Race Admiss PoliciesfalseDiscriminateRaceAdmissPolicies
Discriminate Race Emplmn FacultyfalseDiscriminateRaceEmplmnFaculty
Discriminate Race ScholarshipsfalseDiscriminateRaceScholarships
Discriminate Race Educ PoliciesfalseDiscriminateRaceEducPolicies
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFclts
Discriminate Race Athletic ProgfalseDiscriminateRaceAthleticProg
Discriminate Race Other ActyfalseDiscriminateRaceOtherActy
Government Financial Aid ReceivedtrueGovernmentFinancialAidReceived
Government Financial Aid RevokedfalseGovernmentFinancialAidRevoked
Govt Financial Aid ExplanationTHE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FOR ITS FINANCIAL AID PROGRAMS FROM VARIOUS PROGRAMS OF THE DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. IN ADDITION, CERTAIN BONDS HAve BEEN ISSUED THROUGH THE DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT.GovtFinancialAidExplanation
Compliance With Rev Proc7550trueComplianceWithRevProc7550

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedtrueGrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (30 entries)

RegionRegionType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvided
Central America and the CaribbeanProgram ServicesCONFERENCE
Central America and the CaribbeanProgram ServicesSTUDY ABROAD
East Asia and the PacificProgram ServicesALUMNI ACTIVITIES
East Asia and the PacificProgram ServicesCONFERENCE
East Asia and the PacificProgram ServicesSTUDY ABROAD
Europe (Including Iceland and Greenland)Program ServicesALUMNI ACTIVITIES
Europe (Including Iceland and Greenland)Program ServicesCONFERENCE
Europe (Including Iceland and Greenland)Program ServicesSTUDENT RECRUITMENT
Europe (Including Iceland and Greenland)Program ServicesSTUDY ABROAD
Middle East and North AfricaProgram ServicesALUMNI ACTIVITIES
Middle East and North AfricaProgram ServicesCONFERENCE
Middle East and North AfricaProgram ServicesSTUDENT RECRUITMENT
Middle East and North AfricaProgram ServicesSTUDY ABROAD
North AmericaProgram ServicesALUMNI ACTIVITIES
North AmericaProgram ServicesCONFERENCE
North AmericaProgram ServicesSTUDENT RECRUITMENT
North AmericaProgram ServicesSTUDY ABROAD
Russia and the Newly Independent StatesProgram ServicesSTUDENT RECRUITMENT
Russia and the Newly Independent StatesProgram ServicesSTUDY ABROAD
South AmericaProgram ServicesALUMNI ACTIVITIES
South AmericaProgram ServicesCONFERENCE
South AmericaProgram ServicesSTUDENT RECRUITMENT
South AmericaProgram ServicesSTUDY ABROAD
South AsiaProgram ServicesCONFERENCE
South AsiaProgram ServicesSTUDENT RECRUITMENT
South AsiaProgram ServicesSTUDY ABROAD
Sub-Saharan AfricaProgram ServicesRESEARCH
Sub-Saharan AfricaProgram ServicesSTUDY ABROAD
Central America and the CaribbeanInvestments
Europe (Including Iceland and Greenland)Investments

Grants To Orgs Outside US GrantsToOrgsOutsideUS (5 entries)

RegionRegionPurpose Of GrantPurposeOfGrantAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
Europe/Iceland/GreenlandSub-award56651wire
North AmericaSub-award20000wire
Middle East/North AfricaSub-award7200wire
East Asia/PacificSub-award45886wire
East Asia/PacificSub-award75226Wire
FieldValueIRS element (for citing)
Total Number Of501c3 Orgs4TotalNumberOf501c3Orgs
Total Number Of Other Orgs1TotalNumberOfOtherOrgs

Form990 Schedule F Part IV Form990ScheduleFPartIV

FieldValueIRS element (for citing)
IdentifierSchedule F, Part I, Column (F)Identifier
Return ReferenceNortheastern University does not currently track foreign expendituresReturnReference
Explanationseparately. Therefore, pursuant to IRS guidance, disclosure in this column is not required in the current year. Schedule F, Part I, Line 2 Northeastern University (NU) charges research administration and finance to monitor awards and subawards related to sponsored programs. They perform the following: - NU follows Federal regulations as part of the subrecipient monitoring under A-133 - NU reviews the Federal Audit clearinghouse and institution's A-133 reports - Desk reviews are performed, and principal investigators approve all invoicesExplanation

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Email SolicitationsXEmailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref FundraisingtrueAgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

FieldValueIRS element (for citing)
Name Of IndividualRuffalo CodyNameOfIndividual
ActivityPhonathon ManagementActivity
Fundraiser Control Of FundsfalseFundraiserControlOfFunds
Gross Receipts987098GrossReceipts
Amount Retained By Contractor439306AmountRetainedByContractor
Net To Organization547792NetToOrganization
FieldValueIRS element (for citing)
Total Gross Receipts987098TotalGrossReceipts
Total Retained By Contractors439306TotalRetainedByContractors
Total Net To Organization547792TotalNetToOrganization
Licensed StatesMALicensedStates

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1GOLF TOURNAMENTNameOfEvent1
Gross Receipts Event1197325GrossReceiptsEvent1
Charitable Contributions Event187325CharitableContributionsEvent1
Gross Revenue Event1110000GrossRevenueEvent1
Cash Prizes Event10CashPrizesEvent1
Non Cash Prizes Event11540NonCashPrizesEvent1
Rent Facility Costs Event125000RentFacilityCostsEvent1
Food And Beverage Event115430FoodAndBeverageEvent1
Entertainment Event10EntertainmentEvent1
Other Direct Expenses Event122641OtherDirectExpensesEvent1
Name Of Event2GOLF TOURNAMENTNameOfEvent2
Gross Receipts Event222070GrossReceiptsEvent2
Charitable Contributions Event20CharitableContributionsEvent2
Gross Revenue Event222070GrossRevenueEvent2
Cash Prizes Event20CashPrizesEvent2
Non Cash Prizes Event20NonCashPrizesEvent2
Rent Facility Costs Event211076RentFacilityCostsEvent2
Food And Beverage Event23620FoodAndBeverageEvent2
Entertainment Event20EntertainmentEvent2
Other Direct Expenses Event25520OtherDirectExpensesEvent2
Total Number Of Other Events5TotalNumberOfOtherEvents
Gross Receipts Other Events52320GrossReceiptsOtherEvents
Charitable Contrib Other Events27281CharitableContribOtherEvents
Gross Revenue Other Events25039GrossRevenueOtherEvents
Cash Prizes Other Events0CashPrizesOtherEvents
Non Cash Prizes Other Events4480NonCashPrizesOtherEvents
Rent Facility Costs Other Events11959RentFacilityCostsOtherEvents
Food And Beverage Other Events5741FoodAndBeverageOtherEvents
Entertainment Other Events0EntertainmentOtherEvents
Other Direct Expenses Other Events998OtherDirectExpensesOtherEvents
Gross Receipts Total271715GrossReceiptsTotal
Charitable Contributions Total114606CharitableContributionsTotal
Gross Revenue Total Events157109GrossRevenueTotalEvents
Cash Prizes Total Events0CashPrizesTotalEvents
Non Cash Prizes Total Events6020NonCashPrizesTotalEvents
Rent Facility Costs Total Events48035RentFacilityCostsTotalEvents
Food And Beverage Total Events24791FoodAndBeverageTotalEvents
Entertainment Total Events0EntertainmentTotalEvents
Other Direct Expenses Total Events29159OtherDirectExpensesTotalEvents
Direct Expense Summary Events108005DirectExpenseSummaryEvents
Net Income Summary49104NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedtrueRecordsMaintained

Recipient Table RecipientTable (59 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrant
Boston Univ Medical Campus
1 Medical Center PlBostonMA02118043314093501c332591Sub-award
Boston University
25 Buick StreetBostonMA02215042103547501c31113926Sub-award
Consumer Quality Initiatives
132 Kemble StreetBostonMA02119043503523501c3121340Sub-award
Forsythe Institute
140 The FenwayBostonMA02115042104230501c386202Sub-award
Fred Hutchinson Cancer Research Center
1100 Fairview AveSeattleWA98109237156071501c3227414Sub-award
Georgetown University
37th O St NWWashingtonDC20057530196603501c319807Sub-award
Georgia Tech Research Corp
505 10th Street NWAtlantaGA30332580603146501c355943Sub-award
Harvard University
1350 Massachusetts AveCambridgeMA02138042103580501c3191801Sub-award
Indiana University
509 E 3rd StreetBloomingtonIN47401356001673501c3150767Sub-award
Louisiana State University
202 Himes HallBaton RougeLA70803726000828501c384348Sub-award
Louisiana Tech University
1051 N First StBaton RougeLA70804726000720501c39619Sub-award
Marine Biological Laboratory
7 MBL StreetWoods HoleMA02543042104690501c3228565Sub-award
Mass College of Pharmacy
179 Longwood aveBostonMA02115042104700501c310000Sub-award
Massachusetts General Hospital
55 Fruit StreetBostonMA02114042697983501c3162643Sub-award
McLean Hospital
115 Mill StreetBelmontMA02478042697981501c3277067Sub-award
Michigan State University
301 Admin BldgEast LansingMI48824386005984501c358175Sub-award
Middlesex Community College
591 Springs RoadBedfordMA01730046002284501c36165Sub-award
Morehouse College
830 Westview DriveAtlantaGA30314580566205501c3124553Sub-award
Museum of Science
Science ParkBostonMA02114042103916501c385049Sub-award
National Institute of Aerospace
100 Exploration WayHamptonVA23666542065665501c376902Sub-award
Northern Essex Community College
100 Elloitt StreetHaverhillMA01830046002284501c327218Sub-award
Northwestern University
619 Clark StreetEvanstonIL60208362167817501c36124Sub-award
Ohio State University
901 Woody Hayes DrColumbusOH43210316025986501c350591Sub-award
Oregon Health & Science University
2525 SW First AvenuePortlandOR97201931176109501c345411Sub-award
Pennsylvania State University
408 Old Main StreetUniversity ParkPA16802246000376501c367520Sub-award
Public Health Advocacy Institute
102 the FenwayBostonMA02115042668916501c3359535Sub-award
Rensselaer Polytechnic Institute
110 8th StreetTroyNY12180141340095501c3830810Sub-award
Rochester Institute of Technology
7 Lomb Memorial DrRochesterNY14623160743140501c328833Sub-award
Sandia National Laboratory
PO Box 840140DallasTX7528485009794236156Sub-award
Schepens Eye Research Institute
20 Staniford StreetBostonMA02114042129889501c3145717Sub-award
Siemans Corp Research
755 College Road EastPrincetonNJ08540132623356501c3517990Sub-award
Spaulding Rehabilitation Hospital
125 Nashua StreetBostonMA02114042551124501c3140330Sub-award
Spelman College
350 Spelman Lane SWAtlantaGA30314580566243501c359655Sub-award
Temple University
1805 N Broad StreetPhiladelphiaPA19122231365971501c311962Sub-award
Texas Technical University
BroadwayLubbockTX79409756002622501c3205205Sub-award
Trilion Quality Systems LLC
500 Davis RoadPlymouth MeetingPA19462232980410154877Sub-award
Tufts University
169 Holland StreetSomervilleMA02144042103634501c373966Sub-award
Univ of Massachusetts
70 Butterfield TerrAmherstMA01003043167352501c31477187Sub-award
Univ of Medicine & Dentistry
335 George StreetNew BrunswickNJ08903221775306501c3201018Sub-award
University of Connecticut
438 Whitney StreetStorrsCT06269060772160501c369889Sub-award
University of Hawaii
2530 Dole StreetHonoluluHI99164996000354501c3103549Sub-award
University of Michigan
3089 Wolverine TowerAnn ArborMI48109386006309501c318881Sub-award
University of Minnesota
200 Osk StreetMinneapolisMN55455416007513501c355189Sub-award
University of Missouri
118 University HallColumbiaMO65211436003859501c3351925Sub-award
University of New Hampshire
51 College RoadDurhamNH03824026000937501c3834253Sub-award
University of North Carolina
104 Airport DriveChapel HillNC27599566001393501c365397Sub-award
University of Notre Dame
415 Main bldgNotre DameIN46556350868188501c339638Sub-award
University of Pittsburgh
1817 Cathedral of LearningPittsburghPA15260250965591501c316500Sub-award
University of Puerto Rico
1187 Flamboyan StSan JuanPR00926660177776501c3597499Sub-award
University of Texas Austin
111 East 17th StreetAustinTX78774746000089501c375496Sub-award
University of Vermont
222 waterman BldgBurlingtonVT05404030179440501c383033Sub-award
University of Washington
PO Box 43113OlympiaWA98504916001089501c36385Sub-award
University of Wyoming
1000 E University AveLaramieWY82071836000331501c319963Sub-award
Urban Institute
2100 M Street NWWashingtonDC20037520880375501c3154232Sub-award
Virginia Polytechnic Institute
201 Burress HallBlacksburgPA24061540231393501c315191Sub-award
Virginia Union University
1500 N Lombardy StRichmondVA23220540524516501c314200Sub-award
Washington State University
PO Box 64133PullmanWA99164916033434501c3411197Sub-award
Wellesley College
106 Central StreetWellesleyMA02481042103637501c36951Sub-award
Woods Hole Oceanographic Institute
569 Woods Hole RoadWoods HoleMA02543042105850501c3116146Sub-award
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants57TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations2TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of Grantstudent financial aidTypeOfGrant
Number Of Recipients16212NumberOfRecipients
Amount Of Non Cash Assistance181416000AmountOfNonCashAssistance
Method Of ValuationcostMethodOfValuation
Description Of Non Cash Assistancetuition offsetDescriptionOfNonCashAssistance

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
Schedule I, Part I, Line 2Grant funding is awarded to students by Student Financial Serviceswithin established budget levels based on University policies. Grant funds are credited to individual student accounts electronically. student financial services works with advancement staff to ensure that restricted funds are awarded within established criteria, and with finance staff to determine availability of funds. Student financial services maintains internal policies and procedures for the correct awarding and adjusting of institutional funds. annual audits
are conducted to assure compliance with all policies and procedures.Northeastern University (NU) has a full time employee to monitor sub awards. - NU follows Federal regulations as part of the subrecipient monitoring under A-133 - NU reviews the Federal Audit clearinghouse and institution's A-133 reports - Desk reviews are performed, and principal investigators approve all invoices

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Club Dues Or FeesXClubDuesOrFees
Written Policy Re T And E ExpensestrueWrittenPolicyReTAndEExpenses
Substantiation RequiredtrueSubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymenttrueSeverancePayment
Supplemental Nonqual Retire PlantrueSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentstrueAnyNonFixedPayments
Initial Contract ExceptiontrueInitialContractException
Rebuttable Presumption ProceduretrueRebuttablePresumptionProcedure

Form990 Schedule J Part II Form990ScheduleJPartII (24 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
JOSEPH E AOUN
6382260177800042650056750010103501016461000
JOHN H MCCARTHY
40110400015500044500081840469288000
PHILOMENA V MANTELLA
2902820004500066167018240362773000
MARK L PUTNAM
24799000010000245000319600305450000
SAMUEL B SOLOMON
15203000000160000150880183118000
DIANE N MACGILLIVRAY
33375400095000245000160930383847000
MICHAEL A ARMINI
193326000150000200000153040243630000
STEPHEN W DIRECTOR
447722000646450245000359550572822000
CAROL R SCHEMAN
15059600016846200052030324261000
MARC H MEYER
221753000168478024500020720416803000
ALEXANDROS MAKRIYANNIS
321527000212293024500014170559737000
BARRY L KARGER
2586320001729820245000154460471560000
MICHAEL B SILEVITCH
2553840001610690245000136870454640000
NANCY MAY
15064000015050015495067250187910000
Albert-Laszio Barabasi
2459710001643760245000155730450420000
RICHARD M FREELAND
000020969000000209690000
ROBERT P WEIR
22810400000237250137640265593000
VINCENT J LEMBO
23984400000244000172210281465000
CHRISTOPHER E HOPEY
246744012500023760245000155840301704000
ROBERT P GITTENS
19448000000198990135570227936000
EDWARD E KLOTZBIER
21719300000198120152940252299000
MARIAN J STANLEY
1861660000018435011490205750000
KATHERINE N PENDERGAST
16882500000178450151870201857000
JACK MOYNIHAN
17114300000176910134380202272000

Form990 Schedule J Part III Form990ScheduleJPartIII

FieldValueIRS element (for citing)
IdentifierSCHEDULE J, PART I, LINE 1Identifier
Return ReferenceFirst class travel is provided for the President. First class travel isReturnReference
Explanationavailable only on transcontinental travel only when business class is not available and upon approval of the chairman of the board. Travel for business purposes is not included in taxable wages. The president's spouse travels on occasion with the president when necessary for business purposes and upon approval of the chairman of the board. Travel for business purposes is not included in taxable wages. Housing is provided for the president as a condition of employment for the convenience of the employer and is not included in taxable wages. A Housing allowance is provided to the provost and is included in taxable wages. Social club dues are provided for the President upon approval of the compensation committee of the board. Use of the Social club is for business purposes only and dues are not included in taxable wages. Schedule J, Part I, Line 4A As part of his retirement agreement, Northeastern makes payments to Richard M. Freeland, Former President, until his death. Mr. Freeland was compensated $209,690 in 2009. Carol Scheman, former Senior Vice President of External Affairs, had an agreement that she would receive a lump sum payment of 3 months' salary on June 30, 2009. If she had not accepted another position by September 30, 2009, she would receive another lump sum payment equal to 3 months' salary. Ms. Scheman was compensated a total of $150,000 in severance. Schedule J, Part I, Line 4b President Aoun's employment contract has a provision for post-presidential employment as a Northeastern University professor or an annuity, provided he remains through the term of his contract. Schedule J, Part I, Line 7 Payments which are part of a Variable pay plan are included in the section on Bonus and incentive compensation. This plan is based on achievement of pre-established goals. It is approved by the board of trustees for the President and other officers. Schedule J, Part I, Line 8 The President's contract is a 5 year contract, effective August 15, 2006 through August 14, 2011. The Provost's contract is a 5 year contract, effective July 1, 2008 through June 30, 2013. Schedule J, Part II President Aoun received payment in 2009 of $177,800 which was the payout of a three-year Long Term Incentive plan. This plan was part of his employment contract. The amount is reported in "bonus & incentive Compensation" (column bii). As of 7/1/2009, the by-laws of Northeastern University were amended such that the Vice Presidents are no longer considered Officers of the University. Therefore, they are disclosed, as applicable, as former officers.Explanation

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (5 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuer
MHEFA SERIES R
04245601157586C2Z72008-05-2292267998REFUND SERIES N BONDSfalsefalse
MHEFA SERIES S
04245601157586C3B92008-05-2258747141REFUND SERIES O BONDSfalsefalse
MHEFA SERIES T
04245601157586CZ402008-05-22210000000REFUND SERIES P BONDSfalsefalse
MHEFA SERIES Y
04245601157586EFE62009-02-0564431595NEW PROJECT/REFUND SERIES F,H,Kfalsefalse
MHEFA SERIES 2010A
04245601157586ETH42010-03-18266920206REFUND SERIES I,Q,U,Wfalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (5 entries)

Total ProceedsTotalProceedsAmount In Reserve FundAmountInReserveFundAmount DefeasedAmountDefeasedAmount UnspentAmountUnspentIssuance Costs From ProceedsIssuanceCostsFromProceedsWorking Capital ExpendituresWorkingCapitalExpendituresCapital ExpendituresCapitalExpendituresYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
894934280003978030904285852004falsefalsefalsetrue
582625860002002620537908122006falsefalsetruetrue
21000000000044997002065070002010falsefalsetruetrue
593619520005361940380000002010falsefalsetruetrue
2663745000001281074351155000falsefalsetruetrue

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsBond Counsel Routinely EngagedBondCounselRoutinelyEngagedPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
falsefalsefalsefalsetrue0.000000.000000.00000true
falsefalsefalsefalsetrue0.000000.000000.00000true
falsetruetruefalsetrue0.042100.000000.04210true
falsetruetruefalsefalse0.026900.000000.02690true

Form990 Schedule K Part IV Form990ScheduleKPartIV (5 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsTerm Of HedgeTermOfHedgeGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
NA
falsefalsefalse0.falsefalsefalse
(no name)
falsefalsefalsefalsefalsefalse
AIG
falsetruetrue30.8falsefalsefalse
(no name)
falsefalsefalsefalsefalsefalse
(no name)
falsefalsefalsefalsefalsefalse

Schedule L IRS990ScheduleL

Loan Table LoanTable (2 entries)

Purpose Of LoanPurposeOfLoanLoan From OrganizationLoanFromOrganizationOriginal PrincipalOriginalPrincipalAmountBalance DueBalanceDueDefaultDefaultApproved By BoardApprovedByBoardWritten AgreementWrittenAgreement
Stephen W Director
Home LoanX$2,000,0001960000falsetruetrue
thomas nedell
home loanX$804,000654000falsetruetrue
FieldValueIRS element (for citing)
Total Balance Due2614000TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
Peter Lembo
Brother of NU Officer80476NU Employeefalse
Ruffalo Cody
Trustee Richard D'Amore439306Professional Fundraising Feesfalse
EMC Corporation
Trustee Joseph Tucci2151772provision of goods & servicesfalse
Sally Solomon
sister of nu officer26347NU Employeefalse

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F9900NoncashContribsRptdF990
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasures
Art Fractional InterestArtFractionalInterest

Books And Publications BooksAndPublications

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F9900NoncashContribsRptdF990
FieldValueIRS element (for citing)
Clothing And Household GoodsClothingAndHouseholdGoods
Cars And Other VehiclesCarsAndOtherVehicles
Boats And PlanesBoatsAndPlanes

Intellectual Property IntellectualProperty

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions4NumberOfContributions
Noncash Contribs Rptd F9900NoncashContribsRptdF990

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions43NumberOfContributions
Noncash Contribs Rptd F990773245NoncashContribsRptdF990
Method Of Determining RevenuesMARKET VALUEMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Securities Closely Held StockSecuritiesCloselyHeldStock
Securities Prtnrshp Trust IntrstsSecuritiesPrtnrshpTrustIntrsts
Securities MiscellaneousSecuritiesMiscellaneous
Qualified Contrib Hist StructQualifiedContribHistStruct
Qualified Contrib OtherQualifiedContribOther
Real Estate ResidentialRealEstateResidential
Real Estate CommercialRealEstateCommercial
Real Estate OtherRealEstateOther
CollectiblesCollectibles
Food InventoryFoodInventory
Drugs And Medical SuppliesDrugsAndMedicalSupplies
TaxidermyTaxidermy
Historical ArtifactsHistoricalArtifacts
Scientific SpecimensScientificSpecimens
Archaeological ArtifactsArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
DescriptionEQUIPMENTDescription
Number Of Contributions3NumberOfContributions
Noncash Contribs Rptd F990530700NoncashContribsRptdF990
Method Of Determining Revenuesmarket valueMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Number Of8283 Received1NumberOf8283Received
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeld
Review Process Unusual NC GiftstrueReviewProcessUnusualNCGifts
Third Parties UsedtrueThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierSchedule M, Part I, column (b)Identifier
Return ReferenceNortheastern University reported the number of contributions.ReturnReference
ExplanationSchedule M, Part I, Line 32 Northeastern University hires a bank to sell its donated securities. Schedule M, Part I, Line 33 Northeastern University's accounting policy states that no revenue is to be recognized for gifts in kind unless there is an identifiable useful life or determinable market value. All gifts in kind are reviewed to determine if they meet either criteria.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
Mission StatementForm 990, Parts I and III, line 1To educate students for a life of fulfillment and accomplishment. To create and translate knowledge to meet global and societal needs. This mission statement will inspire members of the University in whatever they do-as scholars, as teachers, as mentors, and as members of the Northeastern community. Northeastern's commitment to excellence, distinctiveness, and innovation led to the identification of five strategic themes that characterize the University's uniqueness: Experiential Learning, Interdisciplinary and Translational Research, Intellectual Life and Creative Expression, Urban Engagement, Global Opportunities. By concentrating efforts on these initiatives the University is better positioned to set priorities, make decisions, and focus resources that allow the institution to achieve its ambitions. Form 990, Part III, Line 4d Other program services consist of: Research, academic support, student services, and cooperative education.
Form 990, Part VI, Lines 7a & 7bMembers of the Corporation have the responsibility of electing members of the Corporation and the Board of Trustees, and approving the University's independent auditor. Form 990, Part VI, Line 11a The University's Form 990 review process is a collaborative effort. The core Form 990 and related schedules were reviewed by four committees of the Board of Trustees, senior management, an independent compensation consultant and a paid tax preparer. All feedback from the above parties was incorporated in the form. The Form 990 as filed is provided to the full board. Form 990, Part VI, Line 12c The Conflict of Interest Policy For Trustees, Overseers, Officers and Other Institutional Decision-Makers applies to all voting, lifetime and honorary members of the Board of Trustees; certain members of the Corporation; all officers; and all other Institutional Decision-Makers of Northeastern University. The policy requires that all Trustees, Officers and other Governing Board Members who serve on standing committees are required to adhere to a policy which requires disclosure in advance of any conflict; non-participation in decisions regarding the potential conflict; and an annual reporting of any conflicts for personal or third party involvement. The Secretary to the Board reviews the disclosures to determine whether any disclosures are sufficiently material that they should be brought to the attention of a sub-committee of the Trusteeship Committee. The sub-committee of the Trusteeship Committee shall determine whether any disclosed matter is of such significance that it merits reporting to the Board of Trustees or the Executive Committee. If so, the sub-committee shall recommend whether the disclosure requires approval or other action by the Board of Trustees or the Executive Committee. It shall be sole prerogative of the Board of Trustees or Executive Committee to approve or take other action related to a conflicts disclosure, including determining whether or not a transaction related to a disclosure should be permitted (if the transaction has not been finalized) or continued (if the transaction has already begun). Persons covered by this policy are required to refrain from making any decision about, and from participating in any consideration of, any transaction or other matter within the letter or spirit of this policy, except that he or she may respond to requests for information by the President or any disinterested Trustee concerning the matter. The Conflict of Interest and Commitment Policy in the Faculty Handbook applies to all members of Northeastern's faculty and research staff including faculty members serving as University officers (collectively referred to as 'the Faculty.') Annually, Faculty are required to submit a Conflict of Interest and Commitment Disclosure statement that requires disclosure of any relationships that would present the appearance of a conflict. These disclosure forms are reviewed by the Director of Institutional Audit, Compliance & Risk Services to determine whether any disclosures are sufficiently material that they should be brought to the attention of the appropriate College Dean for review. The policy provides College Deans with the primary responsibility for ensuring implementation of this policy and authority to review and approve exceptions to the policy. All employees are required to submit a Conflict of Interest and Commitment Disclosure statement that requires disclosure of any significant financial interest relationship as defined and disclosure of any gift over $100 from a single third party seeking benefit from the University. These disclosure forms are reviewed by the Director of Institutional Audit, Compliance & Risk Services to determine whether any disclosures are sufficiently material that they should be brought to the attention of the appropriate unit Dean, Vice-President or Director for review. The unit Dean, Vice-President or Director are responsible for reviewing the identified conflict and for resolving those conflicts appropriately. Form 990, Part VI, Section B, Line 15b NORTHEASTERN UNIVERSITY FOLLOWS A CAREFULLY DEFINED PROCESS FOr REVIEWING SENIOR EXECUTIVE COMPENSATION LEVELS. THIS PROCESS EMBRACES THE BEST PRACTICES UTILIZED IN THE HIGHER EDUCATION INDUSTRY. IN 2009, NORTHEASTERN CONDUCTED A COMPETITIVE PAY ASSESSMENT USING MULTIPLE MARKET REFERENCES, INCLUDING SURVEYS REPRESENTING SIMILAR UNIVERSITIES AND OTHER RELEVANT LABOR MARKETS (AS APPLICABLE FOR CERTAIN POSITIONS). THE ASSESSMENT IS BASED ON PEER REFERENCES THAT REFLECT OTHER UNIVERSITIES OF SIMILAR SIZE AND PROMINENCE WITH WHICH NORTHEASTERN COMPETES FOR EXECUTIVE TALENT. THE PAY ASSESSMENT WAS THEN REVIEWED BY AN INDEPENDENT COMPENSATION CONSULTANT, WHO PROVIDED AN ASSESSMENT OF THE REASONABLENESS OF THIS ANALYSIS. THE INDEPENDENT CONSULTANT ALSO PROVIDED ADDITIONAL PROPRIETARY COMPENSATION MARKET DATA AND OBSERVATIONS REGARDING THE APPROACHES USED. THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES HAS CONTINUED TO ENGAGE TOWERS WATSON AS ITS INDEPENDENT COMPENSATION CONSULTANT, WITH THE EXPECTATION THAT ITS PROCESSES AND PROCEDURES WOULD CONTINUE TO EVOLVE TO REFLECT EMERGING BEST PRACTICES. THE COMPETITIVE PAY ASSESSMENT AND INDEPENDENT CONSULTANT REVIEW WERE PROVIDED TO THE PRESIDENT FOR HIS USE IN MAKING SALARY AND BONUS RECOMMENDATIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE COMPENSATION COMMITTEE REVIEWED THE COMPETITIVE INFORMATION,DISCUSSED POTENTIAL COMPENSATION CHANGES, AND VOTED TO APPROVE THE FINAL RECOMMENDATIONS, WHICH WERE THEN PRESENTED TO THE FULL BOARD OF TRUSTEES. THE BOARD ALSO VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. THE OFFICERS INCLUDED IN THIS PROCESS DURING 2009 WERE: JOSEPH E. AOUN, PRESIDENT STEPHEN W. DIRECTOR, PROVOST DIANE N. MACGILLIVRAY, SENIOR VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT PHILOMENA V. MANTELLA, SENIOR VICE PRESIDENT FOR ENROLLMENT MANAGEMENT AND STUDENT LIFE JOHN H. MCCARTHY, SENIOR VICE PRESIDENT FOR ADMINISTRATION & FINANCE MARK L. PUTNAM, SENIOR VICE PRESIDENT FOR EXECUTIVE AFFAIRS CAROL SCHEMAN, SENIOR VICE PRESIDENT FOR EXTERNAL AFFAIRS VINCENT J. LEMBO, VICE PRESIDENT & GENERAL COUNSEL SAMUEL B. SOLOMON, DIRECTOR OF FINANCE & TREASURER Form 990, Part VI, Section C, Line 19 Original hard cover Financial Statements and Governing documents are available upon request. The Conflict of interest policy and the annual financial statements are available via the internet at www.NEU.EDU. Form 990, Part VII, Column (B) 40 hours constitutes a full-time equivalent employee at Northeastern University.

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (3 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateTotal IncomeTotalIncomeEOY AssetsEOYAssetsBusiness Name Line1DirectControllingEntityName/BusinessNameLine1
Renaissance Park Garage LLC
1209 Orange StWilmingtonDE19801043480384Parking svcsDE223610919544109NA
NU Research LLC
360 Huntington AveBostonMA02115170388661Research CtrMA00na
NU Innovation LLC
360 Huntington AveBostonMA02115270388561Research CtrMA00na

Form990 Schedule R Part II Form990ScheduleRPartII

Name Of Disregarded Entity NameOfDisregardedEntity

FieldValueIRS element (for citing)
Business Name Line1NU Housing CorporationBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1c/o NU 716 Columbus AveAddressLine1
CityBostonCity
StateMAState
ZIP Code02120ZIPCode
FieldValueIRS element (for citing)
EIN260874402EIN
Primary ActivitiesReal EstatePrimaryActivities
Legal Domicile StateMALegalDomicileState
Exempt Code Section501(c)(3)ExemptCodeSection
Public Charity Status9PublicCharityStatus

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1naBusinessNameLine1

Form990 Schedule R Part IV Form990ScheduleRPartIV

Name Of Related Org NameOfRelatedOrg

FieldValueIRS element (for citing)
Business Name Line1Azland IncBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1c/o NU 360 Huntington AvenueAddressLine1
CityBostonCity
StateMAState
ZIP Code02115ZIPCode
FieldValueIRS element (for citing)
EIN042454917EIN
Primary Activityreal estatePrimaryActivity
Legal Domicile StateDELegalDomicileState

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1naBusinessNameLine1
FieldValueIRS element (for citing)
Type Of Entityc corpTypeOfEntity
Share Of Total Income0ShareOfTotalIncome
Share Of EOY Assets221099ShareOfEOYAssets
Percentage Ownership1.00000PercentageOwnership
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiesfalseReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgfalseGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgfalseGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgsfalseRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgsfalseRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgsfalsePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgsfalsePerformOfServicesByOtherOrgs
Sharing Of FacilitiesfalseSharingOfFacilities
Sharing Of Paid EmployeesfalseSharingOfPaidEmployees
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgtrueReimbursementPaidByOtherOrg
Other Transfer To Other OrgfalseOtherTransferToOtherOrg
Other Transfer From Other OrgtrueOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (2 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolved
NU Housing Corporation
p2450
NU HOUSING CORPORATION
R500000