EARL AND MARGERY JOHNSON FAMILY FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- EARL AND MARGERY JOHNSON FAMILY FOUNDATION (EIN 20-1277672)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-11-14
- IRS object ID
- 201143189349101454
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-14T15:05:19-06:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA NA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 231 S LASALLE ST IL12311013 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60604 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201277672 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EARL & MARGERY JOHNSON FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | EARL | NameControl |
| Phone | 8664554350 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 231 S LASALLE ST IL1-231-10-13 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60604 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | EARL JOHNSON JR | Name |
| Title | PRESIDENT/DIRECTOR | Title |
| Phone | 3125376708 | Phone |
| Date Signed | 2011-10-11 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | SANDRA L UFEN | Name |
| Phone | 3125376708 | Phone |
| Date Prepared | 2011-10-11 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 591607 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 5 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 5 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 17000 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 17000 | DividendsNetInvstIncm |
| Gross Rents Rev And Expnss | 2950 | GrossRentsRevAndExpnss |
| Gross Rents Net Invst Incm | 2950 | GrossRentsNetInvstIncm |
| Net Rental Income Or Loss | 2950 | NetRentalIncomeOrLoss |
| Net Gain Sale Assets Rev And Expnss | 106190 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 429497 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 106190 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 126145 | TotalRevenueAndExpenses |
| Total Net Investment Income | 126145 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 4500 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 4500 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 3628 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 3628 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 529 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 0 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 398 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 0 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 9055 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 8128 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 38310 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 38310 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 47365 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 8128 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 38310 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 78780 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 118017 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 4661 | CashBOY |
| Cash EOY | 10903 | CashEOY |
| Cash EOYFMV | 10903 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 10164 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 6202 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 6202 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 68963 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 48957 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 52788 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 188982 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 293441 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 367259 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 130225 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 119974 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 124990 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 27169 | InvestmentsOtherBOY |
| Investments Other EOY | 29465 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 29465 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 430164 | TotalAssetsBOY |
| Total Assets EOY | 508942 | TotalAssetsEOY |
| Total Assets EOYFMV | 591607 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 430164 | CapitalStockBOY |
| Capital Stock EOY | 508942 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 430164 | TotalNetAssetsBOY |
| Total Net Assets EOY | 508942 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 430164 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 508942 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 430164 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 78780 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 508944 | Subtotal |
| Other Decreases | 2 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 508942 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (86 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 180 ISHARES TR MSCI EMERGING MKTS | P | 2009-09-18 | 2010-04-15 | 7886 | 7031 | 855 | 855 |
| 50 ISHARES TR DOW JONES U S | P | 2009-05-06 | 2010-04-15 | 3066 | 2108 | 958 | 958 |
| 110 ISHARES TR DOW JONES U S ENERGY | P | 2009-09-18 | 2010-04-15 | 3838 | 3575 | 263 | 263 |
| 5 ISHARES TR NASDAQ BIOTECHNOLOGY | P | 2009-09-18 | 2010-04-15 | 463 | 413 | 50 | 50 |
| 180 ISHARES TR RUSSELL MIDCAP INDEX FD | P | 2009-09-18 | 2010-04-15 | 16878 | 14290 | 2588 | 2588 |
| 800 POWERSHARES S&P 500 BUYWRITE | P | 2009-09-18 | 2010-04-15 | 17416 | 16184 | 1232 | 1232 |
| 65 ISHARES TR DOW JONES U S | P | 2009-09-18 | 2010-04-15 | 3986 | 3385 | 601 | 601 |
| 200 ISHARES S&P GLOBAL INFRASTRUC- | P | 2009-09-18 | 2010-04-15 | 7070 | 6696 | 374 | 374 |
| 70 ISHARES TR DOW JONES U S ENERGY | P | 2009-05-06 | 2010-04-15 | 2442 | 2062 | 380 | 380 |
| 49.95 MFS EMERGING MKTS DEBT FUND | P | 2009-09-18 | 2010-04-16 | 731 | 698 | 33 | 33 |
| 171.23 COLUMBIA FDS SER TR I STRATEGIC | P | 2010-04-16 | 2010-06-25 | 1000 | 1014 | -14 | -14 |
| 179.8 COLUMBIA FDS SER TR I STRATEGIC | P | 2010-04-16 | 2010-06-29 | 1050 | 1064 | -14 | -14 |
| 48 KAYNE ANDERSON MLP INVT CO | P | 2010-06-15 | 2010-07-28 | 1250 | 1223 | 27 | 27 |
| 12 KAYNE ANDERSON MLP INVT CO | P | 2010-06-14 | 2010-07-28 | 313 | 310 | 3 | 3 |
| 110 SPDR SER TR S&P METALS & MNG ETF | P | 2009-08-03 | 2010-07-28 | 5431 | 4626 | 805 | 805 |
| 210.93 JANUS INVT FUND | P | 2010-04-16 | 2010-07-28 | 10135 | 10774 | -639 | -639 |
| 230 ISHARES TR RUSSELL 2000 INDEX FD | P | 2009-09-18 | 2010-07-28 | 15066 | 14168 | 898 | 898 |
| 70 ISHARES TR NASDAQ BIOTECHNOLOGY | P | 2009-09-18 | 2010-07-28 | 5643 | 5784 | -141 | -141 |
| 35 ISHARES INC MSCI AUSTRALIA INDEX | P | 2010-04-15 | 2010-07-28 | 747 | 879 | -132 | -132 |
| 143.96 ARTIO GLOBAL HIGH INCOME FUND | P | 2010-04-16 | 2010-07-28 | 1487 | 1522 | -35 | -35 |
| 235 CLAYMORE EXCHANGE TRADED FD TR 2 | P | 2010-04-15 | 2010-07-28 | 4372 | 4702 | -330 | -330 |
| 3785.23 COLUMBIA FDS SER TR I STRATEGIC | P | 2010-04-16 | 2010-07-28 | 22636 | 22409 | 227 | 227 |
| 185 SPDR SER TR KBW CAP MKTS ETF | P | 2010-04-15 | 2010-07-28 | 6209 | 7373 | -1164 | -1164 |
| 180 SPDR SER TR S&P HOMEBUILDERS ETF | P | 2010-04-15 | 2010-07-28 | 2699 | 3272 | -573 | -573 |
| 289.47 COLUMBIA FDS SER TR I VALUE & | P | 2009-09-18 | 2010-07-28 | 12068 | 11738 | 330 | 330 |
| 139.71 PRINCIPAL PFD SECS FUND | P | 2010-04-16 | 2010-07-28 | 1344 | 1340 | 4 | 4 |
| 15 SPDR SER TR S&P METALS & MNG ETF | P | 2010-04-15 | 2010-07-28 | 741 | 897 | -156 | -156 |
| 140 SPDR SER TR S&P HOMEBUILDERS ETF | P | 2009-09-18 | 2010-07-28 | 2099 | 2268 | -169 | -169 |
| 120 SPDR SER TR S&P OIL & GAS | P | 2009-08-03 | 2010-07-28 | 4871 | 4358 | 513 | 513 |
| 50 SPDR SER TR S&P OIL & GAS | P | 2010-04-15 | 2010-07-28 | 2030 | 2244 | -214 | -214 |
| 130 SPDR S&P RETAIL ETF | P | 2010-04-15 | 2010-07-28 | 4972 | 5719 | -747 | -747 |
| 558.1 T ROWE PRICE INTERNATIONAL BOND | P | 2010-04-16 | 2010-07-28 | 5441 | 5441 | 0 | 0 |
| 147.35 COLUMBIA FDS SER TR I SELECT LARGE | P | 2010-07-30 | 2010-09-01 | 1500 | 1485 | 15 | 15 |
| 120.12 PRUDENTIAL JENNISON MID-CAP | P | 2010-07-28 | 2010-09-01 | 2843 | 2906 | -63 | -63 |
| 60.44 COLUMBIA DIVIDEND INCOME CL Z | P | 2010-07-28 | 2010-09-13 | 727 | 711 | 16 | 16 |
| 67.12 COLUMBIA FDS SER TR I SELECT LARGE | P | 2010-07-30 | 2010-09-13 | 722 | 677 | 45 | 45 |
| 3.94 PRUDENTIAL JENNISON MID-CAP | P | 2010-07-28 | 2010-09-14 | 98 | 95 | 3 | 3 |
| 17.89 PRINCIPAL PFD SECS FUND | P | 2010-04-16 | 2010-09-14 | 178 | 172 | 6 | 6 |
| 95.42 PIMCO TOTAL RETURN FUND #35 | P | 2010-07-28 | 2010-09-14 | 1098 | 1083 | 15 | 15 |
| 44.48 JPMORGAN TR I US LARGE CAP CORE | P | 2010-04-16 | 2010-09-14 | 813 | 867 | -54 | -54 |
| 17.68 EATON VANCE ATLANTA CAP SMID-CAP | P | 2010-07-28 | 2010-09-14 | 226 | 224 | 2 | 2 |
| 47.93 PIMCO FDS PAC INVT MGMT SER | P | 2010-04-16 | 2010-09-14 | 394 | 387 | 7 | 7 |
| 7.81 THORNBURG INVT TR INTL VALUE FD CL | P | 2010-07-28 | 2010-09-14 | 205 | 195 | 10 | 10 |
| 15.77 JOHN HANCOCK FDS III | P | 2010-04-16 | 2010-09-14 | 151 | 161 | -10 | -10 |
| 194.01 COLUMBIA FDS SER TR I SELECT LARGE | P | 2010-07-30 | 2010-11-17 | 2283 | 1956 | 327 | 327 |
| 139.67 PIMCO FDS PAC INVT MGMT SER | P | 2010-04-16 | 2010-11-17 | 1176 | 1127 | 49 | 49 |
| 23.97 THORNBURG INVT TR INTL VALUE FD CL | P | 2010-07-28 | 2010-11-17 | 661 | 600 | 61 | 61 |
| 69.56 PIMCO TOTAL RETURN FUND #35 | P | 2010-04-16 | 2010-11-17 | 801 | 772 | 29 | 29 |
| 204.45 PIMCO TOTAL RETURN FUND #35 | P | 2010-07-28 | 2010-11-17 | 2355 | 2320 | 35 | 35 |
| 12.94 PRUDENTIAL JENNISON MID-CAP | P | 2010-07-28 | 2010-11-17 | 344 | 313 | 31 | 31 |
| 127.13 JPMORGAN TR I US LARGE CAP CORE | P | 2010-04-16 | 2010-11-17 | 2446 | 2477 | -31 | -31 |
| 44.83 JOHN HANCOCK FDS III | P | 2010-04-16 | 2010-11-17 | 468 | 458 | 10 | 10 |
| 49.82 EATON VANCE ATLANTA CAP SMID-CAP | P | 2010-07-28 | 2010-11-17 | 706 | 632 | 74 | 74 |
| 50.05 PRINCIPAL PFD SECS FUND | P | 2010-04-16 | 2010-11-17 | 504 | 480 | 24 | 24 |
| 174 COLUMBIA DIVIDEND INCOME CL Z | P | 2010-07-28 | 2010-11-17 | 2158 | 2046 | 112 | 112 |
| 20.09 MFS EMERGING MKTS DEBT FUND | P | 2010-07-28 | 2010-11-17 | 302 | 296 | 6 | 6 |
| 20000 UNITED STATES TREAS NTS | P | 2007-02-21 | 2010-02-15 | 20000 | 20006 | -6 | -6 |
| 1715 TREDEGAR INDS INC | P | 1989-07-24 | 2010-04-15 | 30266 | 26 | 30240 | 30240 |
| 45 ISHARES TR GOLDMAN SACHS CORP BD | P | 2009-02-24 | 2010-04-15 | 4768 | 4383 | 385 | 385 |
| 45 ISHARES TR GOLDMAN SACHS CORP BD | P | 2009-03-13 | 2010-04-15 | 4768 | 4168 | 600 | 600 |
| 31.43 COLUMBIA ACORN TR INTL CL Z | P | 2008-09-23 | 2010-04-15 | 1162 | 997 | 165 | 165 |
| 230 NEWMARKET CORP | P | 1977-01-01 | 2010-04-15 | 25844 | 61 | 25783 | 25783 |
| 450 ROYAL BANK OF CANADA MONTREAL QUE | P | 1994-12-12 | 2010-04-15 | 27521 | 1372 | 26149 | 26149 |
| 300 ROYAL BANK OF CANADA MONTREAL QUE | P | 1994-12-12 | 2010-04-15 | 18347 | 914 | 17433 | 17433 |
| 543.22 COLUMBIA FDS SER TR I SELECT LARGE | P | 2006-01-25 | 2010-04-15 | 5959 | 5253 | 706 | 706 |
| 85.87 COLUMBIA FDS SER TR I VALUE & | P | 2006-01-19 | 2010-04-15 | 4022 | 4146 | -124 | -124 |
| 65.69 COLUMBIA FDS SER TR I VALUE & | P | 2006-02-02 | 2010-04-15 | 3077 | 3183 | -106 | -106 |
| 108.09 COLUMBIA FDS SER TR I SELECT LARGE | P | 2005-12-27 | 2010-04-15 | 1186 | 1036 | 150 | 150 |
| 989.51 JOHN HANCOCK FDS III INTL GROWTH | P | 2008-09-24 | 2010-04-16 | 18543 | 19315 | -772 | -772 |
| 17.12 HARBOR INTERNATIONAL FUND | P | 2008-09-24 | 2010-04-16 | 958 | 944 | 14 | 14 |
| 1.33 COLUMBIA FDS SER TR I VALUE & | P | 2006-01-13 | 2010-07-28 | 56 | 64 | -8 | -8 |
| 338.06 HARBOR INTERNATIONAL FUND | P | 2008-09-24 | 2010-07-28 | 18022 | 18644 | -622 | -622 |
| 60 SPDR SER TR S&P HOMEBUILDERS ETF | P | 2009-05-06 | 2010-07-28 | 900 | 853 | 47 | 47 |
| 474.38 ARTIO GLOBAL HIGH INCOME FUND | P | 2008-09-24 | 2010-07-28 | 4900 | 4503 | 397 | 397 |
| 42.07 COLUMBIA ACORN TR INTL CL Z | P | 2008-09-23 | 2010-07-28 | 1465 | 1334 | 131 | 131 |
| 160 CLAYMORE EXCHANGE TRADED FD TR 2 | P | 2009-05-05 | 2010-07-28 | 2977 | 2155 | 822 | 822 |
| 245.13 COLUMBIA FDS SER TR I VALUE & | P | 2006-01-19 | 2010-07-28 | 10219 | 11835 | -1616 | -1616 |
| 207 COLUMBIA FDS SER TR I VALUE & | P | 2006-01-25 | 2010-07-28 | 8630 | 9967 | -1337 | -1337 |
| 83 COLUMBIA FDS SER TR I VALUE & | P | 2006-01-13 | 2010-07-28 | 3460 | 3992 | -532 | -532 |
| 3.94 COLUMBIA ACORN TR INTL CL Z | P | 2008-09-23 | 2010-09-13 | 145 | 125 | 20 | 20 |
| 11.92 ARTIO GLOBAL HIGH INCOME FUND | P | 2008-09-24 | 2010-09-14 | 124 | 113 | 11 | 11 |
| 34.06 ARTIO GLOBAL HIGH INCOME FUND | P | 2008-09-24 | 2010-11-17 | 360 | 323 | 37 | 37 |
| 10.95 COLUMBIA ACORN TR INTL CL Z | P | 2008-09-23 | 2010-11-17 | 421 | 347 | 74 | 74 |
| 220 PWRSH DB COMMODITY INDEX TRACKING FD | P | 2009-04-06 | 2010-04-15 | 5416 | 5389 | 27 | 27 |
| 250 PWRSH DB COMMODITY INDEX TRACKING FD | P | 2009-05-06 | 2010-04-15 | 6154 | 5852 | 302 | 302 |
| CAPITAL GAINS DIVIDENDS | P | 1288 | 1288 | 1288 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 106190 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 77505 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 421434 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.183908 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 81803 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 531594 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.153882 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 68662 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 474956 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.144565 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 77054 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 378558 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.203546 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 90678 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 404388 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.224235 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.910136 | TotalDistributionRatio |
| Average Distribution Ratio | 0.182027 | AverageDistributionRatio |
| Net Noncharitable Assets | 554078 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 100857 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1180 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 102037 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 38310 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 2360 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 2360 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 2360 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 920 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 2700 | TaxPaidWithExtension |
| Total Credits And Payments | 3620 | TotalCreditsAndPayments |
| Overpayment | 1260 | Overpayment |
| Amount Credited To Next Year | 1260 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 1 | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | 1 | Form990TFiled |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NC | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | BANK OF AMERICA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 3125376708 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 231 S LASALLE ST IL1-231-10-13 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60604 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| EARL JOHNSON JR | ||||||||
| 1001 MARLOWE ROAD | RALEIGH | NC | 276096971 | PRESIDENT/DIRECTOR | 0.00 | 0 | 0 | 0 |
| MARGERY JOHNSON | ||||||||
| 1001 MARLOWE ROAD | RALEIGH | NC | 276096971 | VP/DIRECTOR | 0.00 | 0 | 0 | 0 |
| SHARON C DANIEL | ||||||||
| PO BOX 26262 | GREENSBORO | NC | 27420 | SECRETARY/TREASURER | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 545669 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 16847 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 562516 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 562516 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 8438 | CashDeemedCharitable |
| Net Noncharitable Assets | 554078 | NetNoncharitableAssets |
| Minimum Investment Return | 27704 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 27704 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2360 | TaxBasedOnInvestmentIncome |
| Income Tax For This Year | 293 | IncomeTaxForThisYear |
| Total Tax | 2653 | TotalTax |
| Distributable Amount Before Adj | 25051 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 25051 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 25051 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 38310 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 38310 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 38310 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 25051 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 71411 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 59442 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 47378 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 56797 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 57610 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 292638 | TotalExcessDistriCarryover |
| Qualifying Distributions | 38310 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 25051 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 13259 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 305897 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 71411 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 234486 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 59442 | ExcessFromYear4 |
| Excess From Year3 | 47378 | ExcessFromYear3 |
| Excess From Year2 | 56797 | ExcessFromYear2 |
| Excess From Year1 | 57610 | ExcessFromYear1 |
| Excess From Current Year | 13259 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | EARL JOHNSON JR | ContributingManager |
| Contributing Manager | MARGERY JOHNSON | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (32 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|
| ST MARY'S SCHOOL | |||||||
| 900 HILLSBOROUGH STREET | RALEIGH | NC | 27603 | NONE | GENERAL PURPOSE | $3,000 | |
| SWEET BRIAR COLLEGE | |||||||
| PO BOX 1057 | SWEET BRIAR | VA | 24595 | NONE | GENERAL PURPOSE | $1,000 | |
| NORTH CAROLINA SOCIETY OF THE CINCINNATI | |||||||
| PO BOX 12566 | RALEIGH | NC | 27605 | NONE | GENERAL PURPOSE | $2,000 | |
| REX HEALTHCARE FOUNDATION | |||||||
| 2500 BLUE RIDGE ROAD SUITE 325 | RALEIGH | NC | 27607 | NONE | GENERAL PURPOSE | $1,000 | |
| SAINT SAVIOUR'S CENTER | |||||||
| 616 TUCKER STREET | RALEIGH | NC | 27603 | NONE | GENERAL PURPOSE | $1,000 | |
| HABITAT FOR HUMANITY OF WAKE COUNTY | |||||||
| 2420 RALEIGH BLVD | RALEIGH | NC | 27604 | NONE | GENERAL PURPOSE | $1,000 | |
| FRIENDS OF THE MUSEUM | |||||||
| PO BOX 27611 | RALEIGH | NC | 27611 | NONE | GENERAL PURPOSE | $1,000 | |
| YMCA OF THE TRIANGLE | |||||||
| 801 CORPORATE CENTER DR | RALEIGH | NC | 27607 | NONE | GENERAL PURPOSE | $5,000 | |
| CHRIST EPISCOPAL CHURCH | |||||||
| PO BOX 25778 | RALEIGH | NC | 27611 | NONE | GENERAL PURPOSE | $6,900 | |
| BOYS & GIRLS CLUB OF WAKE COUNTY | |||||||
| 701 N RALEIGH BOULEVARD | RALEIGH | NC | 27610 | NONE | GENERAL PURPOSE | $5,000 | |
| UNC LINEBERGER COMPREHENSIVE | |||||||
| EXTERNAL AFFAIRS OFFICE UNC-CH CB | CHAPEL HILL | NC | 27599 | NONE | GENERAL PURPOSE | $5,000 | 7295 |
| NATIONAL TRUST FOR HISTORIC PRESERVATION | |||||||
| 1785 MASSACHUSETTS AVENUE NW | WASHINGTON | DC | 20036 | NONE | GENERAL PURPOSE | $200 | |
| SPECIAL OLYMPICS NORTH CAROLINA | |||||||
| 2200 GATEWAY CENTRE BOULEVARD SUITE | MORRISVILLE | NC | 27560 | NONE | GENERAL PURPOSE | $100 | 201 |
| JOEL LANE MUSEUM HOUSE | |||||||
| PO BOX 10884 | RALEIGH | NC | 27605 | NONE | GENERAL PURPOSE | $550 | |
| HELPING HAND MISSION INC | |||||||
| 623 ROCK QUARRY ROAD | RALEIGH | NC | 27610 | NONE | GENERAL PURPOSE | $120 | |
| NORTH CAROLINA SYMPHONY | |||||||
| 4350 LASSITER AT NORTH HILLS AVENUE | RALEIGH | NC | 27609 | NONE | GENERAL PURPOSE | $1,440 | SUITE 250 |
| MYSELF TOGETHER AGAIN | |||||||
| PO BOX 6451 | RALEIGH | NC | 27628 | NONE | GENERAL PURPOSE | $500 | |
| HOSPICE OF WAKE COUNTY | |||||||
| 250 HOSPICE CIRCLE | RALEIGH | NC | 27607 | NONE | GENERAL PURPOSE | $100 | |
| NORTH CAROLINA MUSEUM OF HISTORY | |||||||
| 5 EAST EDENTON STREET | RALEIGH | NC | 27601 | NONE | GENERAL PURPOSE | $500 | |
| HAVEN HOUSE SERVICES | |||||||
| 706 HILLSBOROUGH STREET SUITE 200 | RALEIGH | NC | 27603 | NONE | GENERAL PURPOSE | $500 | |
| UNITED ARTS COUNCIL | |||||||
| 110 S BLOUNT STREET | RALEIGH | NC | 27601 | NONE | GENERAL PURPOSE | $250 | |
| MAKE A WISH FOUNDATION | |||||||
| 3803 SLATER ROAD 105 | RALEIGH | NC | 27560 | NONE | GENERAL PURPOSE | $50 | |
| FRIENDS OF THE SMITHSONIAN | |||||||
| PO BOX 9016 | PITTSFIELD | MA | 01202 | NONE | GENERAL PURPOSE | $100 | |
| WCPE RADIO | |||||||
| BOX 897 | WAKE FOREST | NC | 27588 | NONE | GENERAL PURPOSE | $250 | |
| NORTH CAROLINA COMMUNITY FOUNDATION - MONTGOMERY COUNTY FUND | |||||||
| 4601 SIX FORKS ROAD SUITE 524 | RALEIGH | NC | 27609 | NONE | GENERAL PURPOSE | $100 | |
| THE FOUNDATION OF HOPE | |||||||
| 9401 GLENWOOD AVENUE | RALEIGH | NC | 27617 | NONE | GENERAL PURPOSE | $500 | |
| GOODFELLOWS | |||||||
| PO BOX 20244 | RALEIGH | NC | 27619 | NONE | GENERAL PURPOSE | $300 | |
| THE USO | |||||||
| PO BOX 91536 | RALEIGH | NC | 27675 | NONE | GENERAL PURPOSE | $250 | |
| THE BOYS CLUBS OF NEW YORK | |||||||
| 287 EAST 10TH STREET | NEW YORK | NY | 10009 | NONE | GENERAL PURPOSE | $100 | |
| UNIVERSITY OF NORTH CAROLINA SCHOOL OF THE ARTS | |||||||
| 1533 S MAIN STREET | WINSTONSALEM | NC | 27127 | NONE | GENERAL PURPOSE | $100 | |
| SECU FAMILY HOUSE AT UNC HOSPITAL | |||||||
| 123 OLD MASON FARM ROAD | CHAPEL HILL | NC | 27517 | NONE | GENERAL PURPOSE | $150 | |
| ELK HILL | |||||||
| PO BOX 99 | GOOCHLAND | VA | 23063 | NONE | GENERAL PURPOSE | $250 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 38310 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $5 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $17,000 | ExclusionAmount |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 16 | ExclusionCode |
| Exclusion | $2,950 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $106,190 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $126,145 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 126145 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | 2008 & 2009 TAX PREPARATION FEE | Category |
| Amount | $4,500 | Amount |
| Net Investment Income | 4500 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (5 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| MFS EMERGING MKTS DEBT FUND CL I | 6432 | 6674 |
| PIMCO TOTAL RETURN FUND INSTL | 69506 | 68692 |
| PRINCIPAL PFD SECS FUND INSTL CL | 11068 | 11391 |
| ARTIO GLOBAL HIGH INCOME FUND CL I | 7542 | 8205 |
| PIMCO COMMODITY REALRETURN STRATEGY FUND | 25426 | 30028 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (18 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| TORTOISE ENERGY CAP CORP | 8494 | 9164 |
| THORNBURG INTL VALUE FUND CL I | 13816 | 15814 |
| EATON VANCE ATLANTA CAP SMID-CAP FUND CL I | 14798 | 17809 |
| COLUMBIA SELECT LARGE CAP GROWTH FUND CLASS Z SHARES | 43582 | 56738 |
| COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES | 47388 | 52626 |
| COLUMBIA ACORN INTERNATIONAL FUND CLASS Z SHARES | 8197 | 10578 |
| SPDR S&P EMERGING MIDDLE EAST & AFRICA ETF FUND | 13699 | 15918 |
| ROYAL BK CDA MONTREAL QUE COM CANADA | 1393 | 23929 |
| PRUDENTIAL JENNISON MID-CAP GROWTH FUND INC CL Z | 7122 | 8350 |
| NORTEL NETWORKS CORP NEW COM CANADA | 25 | 0 |
| KAYNE ANDERSON MLP INVT CO | 8498 | 10385 |
| JP MORGAN US LARGE CAP CORE PLUS FUND CL S | 55645 | 60854 |
| JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND | 10534 | 11664 |
| ISHARES S&P LATIN AMER 40 INDEX FUND | 13946 | 15081 |
| ISHARES MSCI EMERGING MKTS INDEX FUND | 19312 | 30014 |
| ISHARES INC MSCI CDA INDEX FUND | 8222 | 8835 |
| ISHARES INC MSCI AUSTRALIA INDEX FUND | 10170 | 10303 |
| FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND | 8600 | 9197 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 48957 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 52788 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | THE TOWERS L LP | CategoryOrItem |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMV |
| Book Value | 29465 | BookValue |
| EOYFMV | 29465 | EOYFMV |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING ADJUSTMENT | Description |
| Amount | $2 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES PAID | 366 | 0 | 0 |
| EXPENSES FROM PARTNERSHIP | 32 | 0 | 0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | US TRUST FEES | Category |
| Amount | $3,628 | Amount |
| Net Investment Income | 3628 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| VIRIGINIA DEPT OF TAXATION | $32 | 0 | 0 |
| 990-T BALANCE DUE | $293 | 0 | 0 |
| ESTIMATED TAX PAYMENT | $204 | 0 | 0 |