ROCKEFELLER UNIVERSITY: Form 990, tax year 2024

View the entire original 990 at ProPublica ↗

Organization: ROCKEFELLER UNIVERSITY (EIN 13-1624158)
Tax period: 2024-07-01 to 2025-06-30
Filed: 2026-02-24
IRS object ID: 202630559349300433
Schema version: 2024v5.5
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule E
Schedule F
Schedule G
Schedule H
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2026-02-24T14:39:07-06:00	ReturnTs
Tax Period End	2025-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	991856619	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	GRANT THORNTON ADVISORS LLC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	757 THIRD AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	100172013	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2024-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	131624158	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE ROCKEFELLER UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	ROCK	BusinessNameControlTxt
Phone	2123278000	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	100656307	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	ROMAYNE L BOTTI	PersonNm
Person Title	VP FOR FINANCE, TREASURER	PersonTitleTxt
Phone	2123278301	PhoneNum
Signature	2026-02-24	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Field	Value	IRS element (for citing)
IRS Responsible Prty Info Curr	0	IRSResponsiblePrtyInfoCurrInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	DANIEL ROMANO	PreparerPersonNm
PTIN	P00504182	PTIN
Phone	2125429609	PhoneNum

Field	Value	IRS element (for citing)
Tax	2024	TaxYr
Build TS	2025-03-06 01:10:19Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	RICHARD P LIFTON	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10065	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$776,090,724	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.ROCKEFELLER.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1901	FormationYr
Legal Domicile State	NY	LegalDomicileStateCd
Activity Or Mission	A WORLD-RENOWNED CENTER FOR RESEARCH AND GRADUATE EDUCATION.	ActivityOrMissionDesc
Voting Members Governing Body	46	VotingMembersGoverningBodyCnt
Voting Members Independent	45	VotingMembersIndependentCnt
Total Employee	1657	TotalEmployeeCnt
Total Volunteers	0	TotalVolunteersCnt
Total Gross UBI	$7,497,169	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$273,449,128	PYContributionsGrantsAmt
CY Contributions Grants	$216,539,628	CYContributionsGrantsAmt
PY Program Service Revenue	$34,195,323	PYProgramServiceRevenueAmt
CY Program Service Revenue	$34,061,855	CYProgramServiceRevenueAmt
PY Investment Income	$155,101,220	PYInvestmentIncomeAmt
CY Investment Income	$169,155,819	CYInvestmentIncomeAmt
PY Other Revenue	$38,285,094	PYOtherRevenueAmt
CY Other Revenue	$38,653,092	CYOtherRevenueAmt
PY Total Revenue	$501,030,765	PYTotalRevenueAmt
CY Total Revenue	$458,410,394	CYTotalRevenueAmt
PY Grants And Similar Paid	$13,548,980	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$14,091,997	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$214,493,839	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$217,097,486	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$10,411,069	CYTotalFundraisingExpenseAmt
PY Other Expenses	$343,287,665	PYOtherExpensesAmt
CY Other Expenses	$273,258,497	CYOtherExpensesAmt
PY Total Expenses	$571,330,484	PYTotalExpensesAmt
CY Total Expenses	$504,447,980	CYTotalExpensesAmt
PY Revenues Less Expenses	-$70,299,719	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	-$46,037,586	CYRevenuesLessExpensesAmt
Total Assets BOY	$4,025,810,239	TotalAssetsBOYAmt
Total Assets EOY	$4,127,223,897	TotalAssetsEOYAmt
Total Liabilities BOY	$1,484,586,983	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$1,498,629,556	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$2,541,223,256	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$2,628,594,341	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	THE ROCKEFELLER UNIVERSITY (THE UNIVERSITY) IS A WORLD RENOWNED CENTER FOR RESEARCH AND GRADUATE EDUCATION IN THE BIOMEDICAL SCIENCES, CHEMISTRY, BIOINFORMATICS, AND PHYSICS. THE UNIVERSITY'S 73 LABORATORIES CONDUCT BOTH CLINICAL AND BASIC RESEARCH AND STUDY A DIVERSE RANGE OF BIOLOGICAL AND BIOMEDICAL PROBLEMS WITH THE MISSION OF IMPROVING THE UNDERSTANDING OF LIFE FOR THE BENEFIT OF HUMANITY. LABORATORIES ARE LOOSELY CLUSTERED IN NINE RESEARCH AREAS COVERING A WIDE SPECTRUM OF DISCIPLINES IN THE LIFE SCIENCES, INCLUDING NEUROSCIENCE, IMMUNOLOGY, GENETICS, STRUCTURAL BIOLOGY AND BIOINFORMATICS. THE UNIVERSITY DOES NOT CHARGE TUITION. ITS REVENUES ARE DERIVED PRIMARILY FROM INVESTMENT INCOME, GOVERNMENT GRANTS AND CONTRACTS, AND PRIVATE GIFTS AND GRANTS.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$362,126,398	ExpenseAmt
Grant	$14,091,997	GrantAmt
Desc	RESEARCH EDUCATION - 73 LABORATORIES (AND 15 EMERITUS LABORATORIES) INCLUDING 82 FACULTY MEMBERS, 211 POST-DOCTORAL SCHOLARS, 263 GRADUATE STUDENTS AND WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY MEDICAL STUDENTS.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$17,418,087	ExpenseAmt
Desc	HOSPITAL - CONSISTS OF 40 BEDS AND SERVES AS A CLINICAL RESEARCH CENTER FOR OUTPATIENTS AND INPATIENTS. THE ROCKEFELLER UNIVERSITY HOSPITAL EXISTS SOLELY TO CONDUCT CLINICAL RESEARCH. THE SPECIALIZED PERSONNEL AND OTHER RESOURCES AVAILABLE AT THE HOSPITAL FACILITATE CLINICAL RESEARCH FOR BOTH THE INVESTIGATOR AND THE RESEARCH PARTICIPANT.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$3,414,234	ExpenseAmt
Desc	LIBRARY CONTAINS 648,432 VOLUMES (OF WHICH 370,028 ARE ON-LINE) AND 8,383 ON-LINE SUBSCRIPTIONS AND IS MAINTAINED ON AN OPEN STOCK POLICY. THE LIBRARY STRIVES TO ADVANCE KNOWLEDGE BY SUPPORTING OUR UNIVERSITY'S WORLD CLASS RESEARCH COMMUNITY WITH TECHNOLOGY, INNOVATION, AND COLLABORATION IN THE FIELD OF SCIENCE INFORMATION AND COMMUNICATION.	Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

Field	Value	IRS element (for citing)
Expense	$41,049,921	ExpenseAmt
Revenue	$34,061,855	RevenueAmt
Desc	AUXILIARY ENTERPRISES - HOUSING ON CAMPUS FOR SINGLE AND MARRIED STUDENTS; OFF CAMPUS HOUSING FOR FACULTY AND OTHER UNIVERSITY PERSONNEL; FOOD SERVICE CONSISTS OF CAFETERIA DINING FACILITIES; PRESS INCLUDES JOURNAL AND SUBSCRIPTIONS.	Desc

Field	Value	IRS element (for citing)
Total Other Prog Srvc Expense	$41,049,921	TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Revenue	$34,061,855	TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses	$424,008,640	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	0	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Donor Rstr Or Quasi Endowments	Yes (1)	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (1)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	Yes (1)	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	0	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	0	MoreThan5000KToOrgInd
More Than5000 K To Individuals	0	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	Yes (1)	OperateHospitalInd
Audited Financial Stmt Att	Yes (1)	AuditedFinancialStmtAttInd
Grants To Organizations	0	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	Yes (1)	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	0	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	0	RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	Yes (1)	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	657	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	1657	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	AR	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Foreign Country	MX	ForeignCountryCd
Foreign Country	BE	ForeignCountryCd
Foreign Country	CA	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	0	QuidProQuoContributionsInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	Yes (1)	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	46	GoverningBodyVotingMembersCnt
Independent Voting Member	45	IndependentVotingMemberCnt
Family Or Business Rln	Yes (1)	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	CA	StatesWhereCopyOfReturnIsFldCd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MICHAEL P VITALE	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2123278704	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	100656307	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (69 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
RICHARD P LIFTON MD PHD
PRESIDENT	50.00	0.50	Yes (X)	Yes (X)	$1,308,593	$0	$285,349
PAULA VOLENT
CHIEF INVESTMENT OFFICER	50.00	0.00		Yes (X)	$1,928,555	$0	$328,903
BETTY Y CHEN - MANAGING
DIRECTOR, INVESTMENTS (THRU 10/24)	50.00	0.00			$926,322	$0	$40,771	Yes (X)
MAREN IMHOFF
SVP, DEVELOPMENT	50.00	1.00		Yes (X)	$803,309	$0	$125,996
BARRY COLLER
VP & PHYSICIAN-IN-CHIEF	50.00	0.50		Yes (X)	$716,817	$0	$123,955
TIMOTHY O'CONNOR
EXECUTIVE VICE PRESIDENT	50.00	0.00		Yes (X)	$706,920	$0	$120,747
MICHAEL YOUNG
VP, ACADEMIC AFFAIRS (THRU 8/31/23)	50.00	0.00			$660,410	$0	$125,497		Yes (X)
DEBORAH YEOH
VP & GENERAL COUNSEL	50.00	0.00		Yes (X)	$659,343	$0	$93,149
CHARLES M RICE
PROFESSOR, HEAD OF LABORATORY	50.00	0.00			$620,822	$0	$91,014	Yes (X)
TIMOTHY STEARNS
VP, EDUCATION AFFAIRS	50.00	0.00		Yes (X)	$566,933	$0	$120,932
ROMAYNE L BOTTI
VP, FINANCE & TREASURER	50.00	1.00		Yes (X)	$567,271	$0	$119,799
NATHANIEL HEINTZ
PROFESSOR, HEAD OF LABORATORY	50.00	0.00			$545,389	$0	$138,395	Yes (X)
JEANNE FARRELL
AVP, TECHNOLOGY TRANSFER	50.00	0.00			$569,612	$0	$81,561	Yes (X)
VIRGINIA HUFFMAN
VP, HUMAN RESOURCES	50.00	0.00		Yes (X)	$516,593	$0	$125,231
TITIA DE LANGE
PROFESSOR, HEAD OF LABORATORY	50.00	0.00			$539,178	$0	$94,239	Yes (X)
CORNELIA BARGMANN
VP, ACADEMIC AFFAIRS	50.00	0.00		Yes (X)	$526,652	$0	$91,100
SIDNEY STRICKLAND
VP, EDUCATION AFFAIRS (THRU 8/31/22)	50.00	0.00			$486,251	$0	$119,743		Yes (X)
ANTHONY CARVALLOZA - CHIEF
INFORMATION OFFICER (FROM 11/13/24)	50.00	0.00		Yes (X)	$374,996	$0	$117,218
KRETINA COOK
ASST. VP, FINANCE	50.00	0.00		Yes (X)	$319,204	$0	$115,005
ASHTON MURRAY
VP UNIV. LIFE & COMMUNITY ENGAGEMENT	50.00	0.00		Yes (X)	$366,775	$0	$63,499
KAREN AKINSANYA PHD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
HOLLY ANDERSEN MD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
SCOTT KH BESSENT
TRUSTEE (UNTIL 1/15/25)	3.00	0.00	Yes (X)		$0	$0	$0
DEBRA BLACK
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
VALENTINO CARLOTTI
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
ELI CASDIN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
ANNA CHAPMAN MD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
CAROLINE CURRY
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
JAMES G DINAN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
ANDREAS C DRACOPOULOS
TRUSTEE, VICE CHAIR	3.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
CHERYL COHEN EFFRON
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
ANNE CHANDLER BASS EVANS
TRUSTEES	2.00	0.00	Yes (X)		$0	$0	$0
KATHERINE G FARLEY
TRUSTEE (UNTIL 5/28/25)	3.00	0.00	Yes (X)		$0	$0	$0
MICHAEL D FASCITELLI
TRUSTEE, VICE CHAIR	3.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
LEE FIXEL
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
WILLIAM E FORD
TRUSTEE, CHAIR	5.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
DANIEL GILMER
TRUSTEE (FROM 3/12/25)	2.00	0.00	Yes (X)		$0	$0	$0
DIANE HALVORSEN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
STEWART J HEN
TRUSTEE (FROM 11/13/24)	2.00	0.00	Yes (X)		$0	$0	$0
MICHAEL B HOFFMAN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
JESSICA HOPFIELD PHD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
SANDRA J HORBACH
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
WILLIAM I HUYETT
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
REBECCA A JOHN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
PAULA JOHNSON MD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
JOELLE KAYDEN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
MARY KLOTMAN MD
TRUSTEE	3.00	0.00	Yes (X)		$0	$0	$0
PABLO G LEGORRETA
TRUSTEE, VICE CHAIR	3.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
GREGG LEMKAU
TRUSTEE (UNTIL 3/12/25)	2.00	0.00	Yes (X)		$0	$0	$0
KAREN M LEVY
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
GE LI PHD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
SCOTT MACKESY
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
DIANE MATHIS PHD
TRUSTEE (UNTIL 5/28/25)	2.00	0.00	Yes (X)		$0	$0	$0
ALEXANDRA MONDRE
TRUSTEE (FROM 3/12/25)	2.00	0.00	Yes (X)		$0	$0	$0
JOHN MONSKY
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
JEREMY NATHANS MD PHD
TRUSTEE	3.00	0.00	Yes (X)		$0	$0	$0
JONATHAN M NELSON
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
ROBIN CHEMERS NEUSTEIN
TRUSTEE, VICE CHAIR	3.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
DANIEL PACTHOD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
MICHAEL PRICE
TRUSTEE	3.00	0.00	Yes (X)		$0	$0	$0
JOHN M SHAPIRO
TRUSTEE	3.00	0.00	Yes (X)		$0	$0	$0
MARILYN H SIMONS PHD
TRUSTEE (FROM 3/12/25)	2.00	0.00	Yes (X)		$0	$0	$0
BARRY R SLOANE
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
ROBERT STEEL
TRUSTEE, VICE CHAIR	3.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
DAVID SZE
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
SANDRA TAMER
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
RONALD D VALE PHD
TRUSTEE (FROM 5/28/25)	2.00	0.00	Yes (X)		$0	$0	$0
HUDA ZOGHBI MD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
XIAOWEI ZHUANG PHD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$13,709,945	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$2,522,103	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	415	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
BLANK ROME LLP
1271 AVENUE OF THE AMERICAS	NEW YORK	NY	10020	LEGAL SERVICES	$7,084,056
ROPES & GRAY LLP
800 BOYLSTON STREET	BOSTON	MA	02199	LEGAL SERVICES	$6,552,470
BRIGHT HORIZONS CHILDREN'S CTR LLC
2 WELLS AVENUE	NEWTON	MA	02199	CHILD CARE / SCHOOLING	$4,428,620
GREAT PERFORMANCES
2417 THIRD AVENUE SUITE 300	BRONX	NY	10451	FOOD SERVICES	$3,398,932
SUNSHINE BUILDING SERVICES
64-36 84TH STREET	MIDDLE VILLAGE	NY	11379	CLEANING SERVICES	$1,635,273

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	62	CntrctRcvdGreaterThan100KCnt
Fundraising	$3,268,278	FundraisingAmt
Government Grants	$96,807,687	GovernmentGrantsAmt
All Other Contributions	$116,463,663	AllOtherContributionsAmt
Noncash Contributions	$10,665,715	NoncashContributionsAmt
Total Contributions	$216,539,628	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
HOUSING	532000	$21,922,012	$21,922,012
PRESS OPERATIONS	513120	$8,113,815	$8,113,815
FOOD SERVICE	722210	$4,026,028	$4,026,028

Field	Value	IRS element (for citing)
Total Program Service Revenue	$34,061,855	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,299,499	TotalRevenueColumnAmt
Exclusion	$3,299,499	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$26,461,023	TotalRevenueColumnAmt
Exclusion	$26,461,023	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$9,928,711	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$0	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$9,928,711	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$9,928,711	TotalRevenueColumnAmt
Unrelated Business Revenue	$512,064	UnrelatedBusinessRevenueAmt
Exclusion	$9,416,647	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$459,097,353	SecuritiesAmt
Other	$24,000,000	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$317,239,233	SecuritiesAmt
Other	$1,800	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$141,858,120	SecuritiesAmt
Other	$23,998,200	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$165,856,320	TotalRevenueColumnAmt
Unrelated Business Revenue	$6,985,105	UnrelatedBusinessRevenueAmt
Exclusion	$158,871,215	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$45,450	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$3,268,278	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$439,297	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$393,847	TotalRevenueColumnAmt
Exclusion	-$393,847	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	ExclusionExclusionAmt
HHMI REIMBURSEMENTS	900009	$468,425	$468,425
REIMBURSEMENT OF COSTS	900099	$431,429	$431,429
INSTITUTE FOR ADVANCED	900009	$385,821	$385,821

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,371,530	TotalRevenueColumnAmt
Exclusion	$1,371,530	ExclusionAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$2,657,205	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$458,410,394	TotalRevenueColumnAmt
Related Or Exempt Func Income	$34,061,855	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$7,497,169	UnrelatedBusinessRevenueAmt
Exclusion	$200,311,742	ExclusionAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$14,091,997	TotalAmt
Program Services	$14,091,997	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$9,076,053	TotalAmt
Program Services	$2,756,120	ProgramServicesAmt
Management And General	$5,620,333	ManagementAndGeneralAmt
Fundraising	$699,600	FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$138,175,731	TotalAmt
Program Services	$120,274,841	ProgramServicesAmt
Management And General	$13,259,971	ManagementAndGeneralAmt
Fundraising	$4,640,919	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$13,329,887	TotalAmt
Program Services	$10,201,282	ProgramServicesAmt
Management And General	$2,400,796	ManagementAndGeneralAmt
Fundraising	$727,809	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$47,108,014	TotalAmt
Program Services	$40,408,185	ProgramServicesAmt
Management And General	$5,205,276	ManagementAndGeneralAmt
Fundraising	$1,494,553	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$9,407,801	TotalAmt
Program Services	$7,753,329	ProgramServicesAmt
Management And General	$1,324,362	ManagementAndGeneralAmt
Fundraising	$330,110	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$2,977,648	TotalAmt
Management And General	$2,977,648	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$563,171	TotalAmt
Program Services	$84,405	ProgramServicesAmt
Management And General	$478,766	ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$1,266,958	TotalAmt
Management And General	$1,266,958	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$34,846,445	TotalAmt
Program Services	$33,220,303	ProgramServicesAmt
Management And General	$1,222,862	ManagementAndGeneralAmt
Fundraising	$403,280	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$644,635	TotalAmt
Program Services	$346,733	ProgramServicesAmt
Management And General	$235,312	ManagementAndGeneralAmt
Fundraising	$62,590	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$65,526,422	TotalAmt
Program Services	$63,779,869	ProgramServicesAmt
Management And General	$1,215,048	ManagementAndGeneralAmt
Fundraising	$531,505	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$2,859,032	TotalAmt
Program Services	$2,848,067	ProgramServicesAmt
Management And General	$10,866	ManagementAndGeneralAmt
Fundraising	$99	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$12,497,706	TotalAmt
Program Services	$12,497,706	ProgramServicesAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$15,221,806	TotalAmt
Program Services	$14,472,359	ProgramServicesAmt
Management And General	$420,519	ManagementAndGeneralAmt
Fundraising	$328,928	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$1,171,041	TotalAmt
Program Services	$1,105,703	ProgramServicesAmt
Management And General	$60,007	ManagementAndGeneralAmt
Fundraising	$5,331	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$1,756,562	TotalAmt
Program Services	$1,658,555	ProgramServicesAmt
Management And General	$90,010	ManagementAndGeneralAmt
Fundraising	$7,997	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$46,169,618	TotalAmt
Program Services	$33,323,271	ProgramServicesAmt
Management And General	$12,846,347	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$54,708,143	TotalAmt
Program Services	$49,552,213	ProgramServicesAmt
Management And General	$3,977,582	ManagementAndGeneralAmt
Fundraising	$1,178,348	FundraisingAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$5,228,935	TotalAmt
Program Services	$1,262,658	ProgramServicesAmt
Management And General	$3,966,277	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (2 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt
SUBCONTRACTS	$14,371,044	$14,371,044
LITIGATION PAYMENTS	$13,449,331		$13,449,331

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$504,447,980	TotalAmt
Program Services	$424,008,640	ProgramServicesAmt
Management And General	$70,028,271	ManagementAndGeneralAmt
Fundraising	$10,411,069	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$49,893	BOYAmt
EOY	$52,855	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$66,907,034	BOYAmt
EOY	$60,610,738	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$218,373,980	BOYAmt
EOY	$174,230,816	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$8,974,436	BOYAmt
EOY	$7,121,944	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
BOY	$5,321,905	BOYAmt
EOY	$5,190,387	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$35,367,215	BOYAmt
EOY	$33,629,300	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$1,314,349	BOYAmt
EOY	$1,268,637	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$5,461,337	BOYAmt
EOY	$5,730,475	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$1,983,291,887	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$940,001,101	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$1,076,321,722	BOYAmt
EOY	$1,043,290,786	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$1,339,281,778	BOYAmt
EOY	$1,436,763,742	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$1,242,548,399	BOYAmt
EOY	$1,332,287,140	EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

Field	Value	IRS element (for citing)
BOY	$2,781,814	BOYAmt
EOY	$2,909,325	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$23,106,377	BOYAmt
EOY	$24,137,752	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$4,025,810,239	BOYAmt
EOY	$4,127,223,897	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$55,632,564	BOYAmt
EOY	$51,620,628	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$23,552,159	BOYAmt
EOY	$19,973,980	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$783,331,335	BOYAmt
EOY	$780,868,344	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$200,345,000	BOYAmt
EOY	$250,345,000	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$100,000,000	BOYAmt
EOY	$100,000,000	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$321,725,925	BOYAmt
EOY	$295,821,604	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,484,586,983	BOYAmt
EOY	$1,498,629,556	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$67,826,252	BOYAmt
EOY	-$1,365,026	EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,473,397,004	BOYAmt
EOY	$2,629,959,367	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$2,541,223,256	BOYAmt
EOY	$2,628,594,341	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$4,025,810,239	BOYAmt
EOY	$4,127,223,897	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	-$46,037,586	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$139,060,287	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$5,651,616	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$239,404,552	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$230,283,347	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$265,706,105	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$273,449,128	CurrentTaxYearMinus1YearAmt
Current Tax Year	$216,539,628	CurrentTaxYearAmt
Total	$1,225,382,760	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$239,404,552	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$230,283,347	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$265,706,105	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$273,449,128	CurrentTaxYearMinus1YearAmt
Current Tax Year	$216,539,628	CurrentTaxYearAmt
Total	$1,225,382,760	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$1,816,435	SubstantialContributorsTotAmt
Public Support Total170	$1,223,566,325	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$30,975,147	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$36,679,383	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$35,674,131	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$40,851,431	CurrentTaxYearMinus1YearAmt
Current Tax Year	$39,689,233	CurrentTaxYearAmt
Total	$183,869,325	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,705,330	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$4,573,493	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,200,548	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$2,244,115	CurrentTaxYearMinus1YearAmt
Current Tax Year	$2,702,655	CurrentTaxYearAmt
Total	$12,426,141	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$1,421,678,226	TotalSupportAmt
Gross Receipts Rltd Activities	$159,400,962	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.86060	PublicSupportCY170Pct
Public Support PY170	0.84100	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME:	FormAndLineReferenceDesc
Explanation	TAX EXEMPT BOND INCOME / LOSS - FUNDRAISING EVENTS INCOME - LINE 8A - 2021 AMOUNT: $ 14,109. 2022 AMOUNT: $ 72,675. 2023 AMOUNT: $ 56,475. 2024 AMOUNT: $ 45,450. OTHER INCOME - LINE 11E - 2020 AMOUNT: $ 1,705,330. 2021 AMOUNT: $ 4,559,384. 2022 AMOUNT: $ 1,127,873. 2023 AMOUNT: $ 2,187,640. 2024 AMOUNT: $ 2,657,205.	ExplanationTxt

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule D IRS990ScheduleD

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Assets Included	$888,864	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Solicited Assets Sale	0	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$2,420,100,946	BeginningYearBalanceAmt
Contributions	$23,754,603	ContributionsAmt
Investment Earnings Or Losses	$304,251,041	InvestmentEarningsOrLossesAmt
Other Expenditures	$140,204,031	OtherExpendituresAmt
End Year Balance	$2,607,902,559	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$2,365,419,481	BeginningYearBalanceAmt
Contributions	$14,273,279	ContributionsAmt
Investment Earnings Or Losses	$179,167,951	InvestmentEarningsOrLossesAmt
Other Expenditures	$138,759,765	OtherExpendituresAmt
End Year Balance	$2,420,100,946	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$2,608,216,257	BeginningYearBalanceAmt
Contributions	$28,194,902	ContributionsAmt
Investment Earnings Or Losses	-$9,815,274	InvestmentEarningsOrLossesAmt
Other Expenditures	$261,176,404	OtherExpendituresAmt
End Year Balance	$2,365,419,481	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$2,816,696,877	BeginningYearBalanceAmt
Contributions	$26,536,326	ContributionsAmt
Investment Earnings Or Losses	-$72,618,237	InvestmentEarningsOrLossesAmt
Other Expenditures	$162,398,709	OtherExpendituresAmt
End Year Balance	$2,608,216,257	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$2,184,690,526	BeginningYearBalanceAmt
Contributions	$16,318,325	ContributionsAmt
Investment Earnings Or Losses	$767,476,546	InvestmentEarningsOrLossesAmt
Other Expenditures	$151,788,520	OtherExpendituresAmt
End Year Balance	$2,816,696,877	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.11000	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.19300	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.69700	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	0	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	0	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$33,091,525	OtherCostOrOtherBasisAmt
Book Value	$33,091,525	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$1,813,697,613	OtherCostOrOtherBasisAmt
Depreciation	$841,547,294	DepreciationAmt
Book Value	$972,150,319	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$460,112	OtherCostOrOtherBasisAmt
Depreciation	$441,836	DepreciationAmt
Book Value	$18,276	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$134,398,536	OtherCostOrOtherBasisAmt
Depreciation	$97,256,734	DepreciationAmt
Book Value	$37,141,802	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$1,644,101	OtherCostOrOtherBasisAmt
Depreciation	$755,237	DepreciationAmt
Book Value	$888,864	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$1,043,290,786	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (5 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
ALT INV-PRIVATE-BUYOUT FUNDS	$514,923,944	F
ALT INV-PRIVATE-NATURAL RES/OTHER	$158,895,551	F
ALT INV-PRIVATE-REAL ESTATE FUNDS	$91,041,560	F
ALT INV-PRIVATE-VENTURE CAPITAL FUNDS	$564,238,585	F
NATURAL RESOURCES AND OTHER	$3,187,500	C

Field	Value	IRS element (for citing)
Total Book Value Securities	$1,332,287,140	TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (5 entries)

DescDesc	AmtAmt
AMOUNTS HELD FOR OTHERS	$160,937,477
CONDITIONAL ASSET RETIREMENT OBLIGATION	$10,231,306
CONTINGENT LIABILITIES	$3,928,818
OBLIGATION UNDER DERIVATIVE INSTRUMENTS	$53,231,003
POSTRETIREMENT BENEFIT OBLIGATION	$67,493,000

Field	Value	IRS element (for citing)
Total Liability	$295,821,604	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd
Total Rev Etc Audited Fincl Stmt	$558,313,498	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	$139,060,287	NetUnrealizedGainsInvstAmt
Other Revenue	-$1,833,616	OtherRevenueAmt
Revenue Not Reported	$137,226,671	RevenueNotReportedAmt
Revenue Subtotal	$421,086,827	RevenueSubtotalAmt
Investment Expenses Not Incld	$1,266,958	InvestmentExpensesNotIncldAmt
Other Revenues Not Included	$36,056,609	OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt	$37,323,567	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$458,410,394	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$495,106,404	TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included	$4,423,088	OtherExpensesIncludedAmt
Expenses Not Reported	$4,423,088	ExpensesNotReportedAmt
Expenses Subtotal	$490,683,316	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$1,266,958	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	$12,497,706	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$13,764,664	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$504,447,980	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART III, LINE 4:	WORKS OF ART ARE DISPLAYED IN VARIOUS LOCATIONS THROUGHOUT THE CAMPUS.
PART V, LINE 4:	THE PRIMARY ROLE OF THE ENDOWMENT IS TO ADVANCE THE RESEARCH MISSION OF THE UNIVERSITY THROUGH SUPPORT OF THE ANNUAL OPERATING BUDGET AND FUTURE BUDGETS. THE INVESTMENT COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR OVERSEEING THE ENDOWMENT. WITH THE SUPPORT OF THE OFFICE OF INVESTMENTS, THE COMMITTEE IS RESPONSIBLE FOR ESTABLISHING THE ENDOWMENTS INVESTMENT POLICY AND ASSET ALLOCATION; RETAINING AND OVERSEEING EXTERNAL INVESTMENT MANAGERS; AND MONITORING THE IMPLEMENTATION AND PERFORMANCE OF THE INVESTMENT PROGRAM. THE ENDOWMENTS ASSETS ARE INVESTED IN MARKETABLE SECURITIES, INCLUDING U.S. AND NON-U.S. EQUITY AND FIXED INCOME SECURITIES, AND PRIVATE INVESTMENTS, INCLUDING VENTURE CAPITAL, PRIVATE EQUITY AND REAL ASSETS. THE ASSETS ARE INVESTED BY EXTERNAL INVESTMENT MANAGERS THROUGH COMMINGLED VEHICLES INCLUDING FUNDS, TRUSTS, AND LIMITED PARTNERSHIPS.
PART X, LINE 2:	THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY FOLLOWS THE GUIDANCE OF ASC SUBTOPIC 740 10, INCOME TAXES - OVERALL, WHICH ADDRESSES ACCOUNTING FOR UNCERTAINTIES IN INCOME TAXES RECOGNIZED IN AN ENTERPRISE'S FINANCIAL STATEMENTS. THE UNIVERSITY UTILIZES A THRESHOLD OF MORE LIKELY THAN NOT FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE UNIVERSITY EVALUATES ON AN ANNUAL BASIS, THE EFFECT OF ANY UNCERTAIN TAX POSITION ON ITS FINANCIAL STATEMENTS. AS OF JUNE 30, 2025, THE UNIVERSITY HAS NOT IDENTIFIED OR PROVIDED FOR ANY SUCH POSITIONS.
PART XI, LINE 2D - OTHER ADJUSTMENTS:	UNREALIZED LOSS ON DERIVATIVE INSTRUMENTS - $(1,833,616)
PART XI, LINE 4B - OTHER ADJUSTMENTS:	ROYALTY PAYMENTS (NETTED IN FINANCIALS) - $12,497,706 FUNDRAISING EXPENSES - $(439,297) GAIN ON SALE OF ART WORK - $23,998,200
PART XII, LINE 2D - OTHER ADJUSTMENTS:	RU FACULTY & STUDENTS CLUB, INC. - NET LOSS - $165,791 POSTRETIREMENT RELATED CHANGES - $3,818,000 FUNDRAISING EXPENSES - $439,297
PART XII, LINE 4B - OTHER ADJUSTMENTS:	ROYALTY PAYMENTS (NETTED IN FINANCIALS) - $12,497,706

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE E, PART I, LINE 3

THE ROCKEFELLER UNIVERSITY PROHIBITS AND WILL NOT TOLERATE DISCRIMINATION OR HARASSMENT ON THE BASIS OF RACE; CREED; COLOR; NATIONAL ORIGIN; RELIGION; SEX; GENDER; SEXUAL ORIENTATION; STATUS AS A VICTIM OF DOMESTIC VIOLENCE, SEXUAL VIOLENCE, OR STALKING; SEXUAL AND REPRODUCTIVE HEALTH DECISIONS; PREGNANCY OR RELATED CONDITIONS; AGE; DISABILITY; ALIENAGE OR CITIZENSHIP STATUS; MILITARY OR VETERAN STATUS; MARITAL OR PARTNERSHIP STATUS; CAREGIVER STATUS; GENETIC INFORMATION; HEIGHT; WEIGHT; OR ANY OTHER CHARACTERISTIC PROTECTED UNDER APPLICABLE LAW (EACH A "PROTECTED CHARACTERISTIC").

SCHEDULE E, PART I, LINE 6

THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM THE STATE OF NEW YORK UNDER THE BUNDY AID PROGRAM.

Schedule F IRS990ScheduleF

Account Activities Outside US AccountActivitiesOutsideUSGrp (12 entries)

RegionRegionTxt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Region Total ExpendituresRegionTotalExpendituresAmt	Specific Services ProvidedSpecificServicesProvidedTxt
EUROPE (INCLUDING ICELAND & GREENLAND) -	INVESTMENTS	$113,918,116
CENTRAL AMERICA & CARIBBEAN	INVESTMENTS	$1,323,527,260
NORTH AMERICA	INVESTMENTS	$6,939,823
CENTRAL AMERICA & CARIBBEAN	PROGRAM	$10,248	RESEARCH RELATED TRAVEL
EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	INVESTMENTS	$14,144,431
EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	PROGRAM	$101,976	RESEARCH RELATED TRAVEL
EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM	PROGRAM	$863,002	RESEARCH RELATED TRAVEL
MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT,	PROGRAM	$37,181	RESEARCH RELATED TRAVEL
NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES	PROGRAM	$73,123	RESEARCH RELATED TRAVEL
SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR,	PROGRAM	$19,762	RESEARCH RELATED TRAVEL
SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL,	PROGRAM	$4,834	RESEARCH RELATED TRAVEL
SUB-SAHARAN AFRICA	PROGRAM	$23,452	RESEARCH RELATED TRAVEL

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	0	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	0	ContinuationTotalEmployeeCnt
Total Office	0	TotalOfficeCnt
Total Employee	0	TotalEmployeeCnt
Subtotal Spent	$1,459,542,037	SubtotalSpentAmt
Continuation Spent	$121,171	ContinuationSpentAmt
Total Spent	$1,459,663,208	TotalSpentAmt
Transfer To Foreign Corp	Yes (1)	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	Yes (1)	PassiveForeignInvestmestCoInd
Foreign Partnership	Yes (1)	ForeignPartnershipInd
Boycott Countries	0	BoycottCountriesInd

Schedule G IRS990ScheduleG

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	WOMEN & SCIENCE LUNCHEON	Event1Nm
Gross Receipts Event1	$1,063,111	GrossReceiptsEvent1Amt
Charitable Contri Event1	$1,041,511	CharitableContriEvent1Amt
Gross Revenue Event1	$21,600	GrossRevenueEvent1Amt
Rent Facility Costs Event1	$154,883	RentFacilityCostsEvent1Amt
Food And Beverage Event1	$42,810	FoodAndBeverageEvent1Amt
Other Direct Expenses Event1	$14,198	OtherDirectExpensesEvent1Amt
Event2	CELEBRATING SCIENCE	Event2Nm
Gross Receipts Event2	$2,250,617	GrossReceiptsEvent2Amt
Charitable Contri Event2	$2,226,767	CharitableContriEvent2Amt
Gross Revenue Event2	$23,850	GrossRevenueEvent2Amt
Rent Facility Costs Event2	$139,203	RentFacilityCostsEvent2Amt
Food And Beverage Event2	$76,080	FoodAndBeverageEvent2Amt
Other Direct Expenses Event2	$12,123	OtherDirectExpensesEvent2Amt
Gross Receipts Total	$3,313,728	GrossReceiptsTotalAmt
Charitable Contributions Tot	$3,268,278	CharitableContributionsTotAmt
Gross Revenue Total Events	$45,450	GrossRevenueTotalEventsAmt
Rent Fclty Costs Total Events	$294,086	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$118,890	FoodAndBeverageTotalEventsAmt
Oth Direct Expnss Total Events	$26,321	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$439,297	DirectExpenseSummaryEventsAmt
Net Income Summary	-$393,847	NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, SCHEDULE G, PART II, FUNDRAISING EVENTS	THE WOMEN & SCIENCE PROGRAM IS AN IMPORTANT OUTREACH AND FUNDRAISING INITIATIVE OF THE ROCKEFELLER UNIVERSITY. COMPRISED OF A WIDE CIRCLE OF FRIENDS AND BENEFACTORS, WOMEN & SCIENCE PROVIDES SUPPORT FOR EDUCATION AND CAREER ADVANCEMENT OF SCIENTISTS IN BIOMEDICAL RESEARCH AND RELATED FIELDS. ONE COMPONENT OF THIS INITIATIVE IS THE ANNUAL WOMEN & SCIENCE LECTURE AND LUNCHEON.
FORM 990, SCHEDULE G, PART II, FUNDRAISING EVENTS	THE CELEBRATING SCIENCE BENEFIT IS THE UNIVERSITY'S SIGNATURE FUNDRAISING EVENT OF THE YEAR, BRINGING TOGETHER OUR BENEFACTORS, SCIENTISTS, AND FRIENDS TO CELEBRATE SCIENTIFIC DISCOVERY AT ROCKEFELLER. THE CELEBRATING SCIENCE BENEFIT RAISES UNRESTRICTED SUPPORT TO SUSTAIN ROCKEFELLER UNIVERSITY'S RESEARCH AND EDUCATIONAL MISSION.

Schedule H IRS990ScheduleH

Field	Value	IRS element (for citing)
Financial Assistance Policy	0	FinancialAssistancePolicyInd
Annual Community Bnft Report	Yes (1)	AnnualCommunityBnftReportInd
Report Publically Available	Yes (1)	ReportPublicallyAvailableInd

Research ResearchGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$17,418,087	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$3,146,893	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$14,271,194	NetCommunityBenefitExpnsAmt
Total Expense	0.02830	TotalExpensePct

Total Other Benefits TotalOtherBenefitsGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$17,418,087	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$3,146,893	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$14,271,194	NetCommunityBenefitExpnsAmt
Total Expense	0.02830	TotalExpensePct

Total Community Benefits TotalCommunityBenefitsGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$17,418,087	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$3,146,893	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$14,271,194	NetCommunityBenefitExpnsAmt
Total Expense	0.02830	TotalExpensePct

Field	Value	IRS element (for citing)
Bad Debt Expense Reported	0	BadDebtExpenseReportedInd
Written Debt Collection Policy	0	WrittenDebtCollectionPolicyInd
Hospital Facilities	1	HospitalFacilitiesCnt

Hospital Facilities HospitalFacilitiesGrp

Field	Value	IRS element (for citing)
Facility	1	FacilityNum

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE ROCKEFELLER UNIVERSITY HOSPITAL	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10065	ZIPCd

Field	Value	IRS element (for citing)
Website Address	WWW.RUCARES.ORG	WebsiteAddressTxt
State License	7002031H	StateLicenseNum
Licensed Hospital	Yes (X)	LicensedHospitalInd
Research Facility	Yes (X)	ResearchFacilityInd

Hospital Fclty Policies Prctc HospitalFcltyPoliciesPrctcGrp

Hospital Facility Name HospitalFacilityName

Field	Value	IRS element (for citing)
Business Name Line1	THE ROCKEFELLER UNIVERSITY HOSPITAL	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Facility	1	FacilityNum
First Licensed CY Or PY	0	FirstLicensedCYOrPYInd
Tax Exempt Hospital CY Or PY	0	TaxExemptHospitalCYOrPYInd
CHNA Conducted	Yes (1)	CHNAConductedInd
Community Definition	Yes (X)	CommunityDefinitionInd
Community Demographics	Yes (X)	CommunityDemographicsInd
Existing Resources	Yes (X)	ExistingResourcesInd
How Data Obtained	Yes (X)	HowDataObtainedInd
Community Health Needs	Yes (X)	CommunityHealthNeedsInd
Other Health Issues	Yes (X)	OtherHealthIssuesInd
Community Hlth Needs Id Process	Yes (X)	CommunityHlthNeedsIdProcessInd
Consulting Process	Yes (X)	ConsultingProcessInd
Prior CHNA Impact	Yes (X)	PriorCHNAImpactInd
CHNA Conducted	22	CHNAConductedYr
Take Into Account Others Input	Yes (1)	TakeIntoAccountOthersInputInd
CHNA Conducted With Other Fclts	Yes (1)	CHNAConductedWithOtherFcltsInd
CHNA Conducted With Non Fclts	Yes (1)	CHNAConductedWithNonFcltsInd
CHNA Report Widely Available	Yes (1)	CHNAReportWidelyAvailableInd
Rpt Available On Own Website	Yes (X)	RptAvailableOnOwnWebsiteInd
Own Website URL	WWW.RUCARES.ORG	OwnWebsiteURLTxt
Paper Copy Public Inspection	Yes (X)	PaperCopyPublicInspectionInd
Rpt Available Thru Other Method	Yes (X)	RptAvailableThruOtherMethodInd
Implementation Strategy Adopt	Yes (1)	ImplementationStrategyAdoptInd
Implementation Strategy Adpt	22	ImplementationStrategyAdptYr
Strategy Posted Website	Yes (1)	StrategyPostedWebsiteInd
Strategy Website URL	WWW.RUCARES.ORG	StrategyWebsiteURLTxt
Organization Incur Excise Tax	0	OrganizationIncurExciseTaxInd
Elig Criteria Explained	0	EligCriteriaExplainedInd
Explained Basis	0	ExplainedBasisInd
App Financial Asst Expln	0	AppFinancialAsstExplnInd
Includes Publicity Measures	0	IncludesPublicityMeasuresInd
FAP Actions On Nonpayment	0	FAPActionsOnNonpaymentInd
Collection Activities	0	CollectionActivitiesInd
Nondis Emergency Care Policy	Yes (1)	NondisEmergencyCarePolicyInd
Amounts Generally Billed	0	AmountsGenerallyBilledInd
Gross Charges	0	GrossChargesInd

Supplemental Information SupplementalInformationGrp (6 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART V, SECTION A:	THE ROCKEFELLER UNIVERSITY HOSPITAL EXISTS SOLELY TO CONDUCT CLINICAL RESEARCH. THE SPECIALIZED PERSONNEL AND OTHER RESOURCES AVAILABLE AT THE HOSPITAL FACILITATE CLINICAL RESEARCH FOR BOTH THE INVESTIGATOR AND THE RESEARCH PARTICIPANT. THE HOSPITAL'S FACILITIES INCLUDE A LICENSED 40-BED INPATIENT UNIT (14 BEDS ARE ACTIVE) WHICH IS STAFFED 5 DAYS PER WEEK. ALL PATIENT ROOMS ARE SINGLE-OCCUPANCY, PRIVATE ACCOMMODATIONS. SPECIALIZED FACILITIES INCLUDE A FOUR-ROOM PROCEDURE SUITE, SUITABLE FOR ENDOSCOPY AND BIOPSY PROCEDURES. THE ROBERT & HARRIET HEILBRUNN OUTPATIENT RESEARCH CENTER OPENED IN JANUARY 2003 AND INCLUDES 9 EXAM ROOMS, 2 CONSULTATION ROOMS, AND 2 PHLEBOTOMY ROOMS, AS WELL AS OTHER PATIENT AND STAFF FACILITIES. THE OUTPATIENT RESEARCH CENTER IS OPEN WEEKDAYS FROM 8AM TO 4PM. THE ROCKEFELLER UNIVERSITY HOSPITAL AND CENTER FOR CLINICAL AND TRANSLATIONAL SCIENCE IS PARTICULARLY SUITABLE FOR CONDUCTING STUDIES INVOLVING MODERATE AND LOW ACUITY PATIENTS, AS WELL AS HIGH INTENSITY, HIGH-COMPLEXITY PROTOCOLS SUCH AS PHARMACOKINETICS AND METABOLIC STUDIES. THE HOSPITAL'S STRENGTHS INCLUDE A SPECIALIZED RESEARCH BIONUTRITION DEPARTMENT, AN ON-SITE RESEARCH PHARMACY. FULL CLINICAL LABORATORY SERVICES ARE PROVIDED VIA CONTRACT WITH MEMORIAL-SLOAN KETTERING CANCER CENTER; RADIOLOGY AND EKG INTERPRETATIONS ARE PROVIDED BY ARRANGEMENT WITH NEW YORK-PRESBYTERIAN HOSPITAL; ON-SITE APHERESIS SERVICES ARE PROVIDED BY CONTRACT WITH NEW YORK BLOOD CENTER. THE HOSPITAL IS LICENSED BY THE STATE OF NEW YORK.
THE ROCKEFELLER UNIVERSITY HOSPITAL	PART V, SECTION B, LINE 6A: MAIMONIDES MEDICAL CENTER AND NEW YORK COMMUNITY HOSPITALMEMORIAL SLOAN KETTERING CANCER CENTERNEW YORK-PRESBYTERIAN HOSPITALNIAGARA FALLS MEMORIAL MEDICAL CENTERST. JOHN'S RIVERSIDE HOSPITAL
THE ROCKEFELLER UNIVERSITY HOSPITAL	PART V, SECTION B, LINE 6B: MEDISYSHEALTH NETWORKMONTEFIORE HEALTH SYSTEMNORTHWELL HEALTHNUVANCEONE BROOKLYN HEALTH SYSTEMSBH HEALTH SYSTEMWMC HEALTHNETWORK
THE ROCKEFELLER UNIVERSITY HOSPITAL	PART V, SECTION B, LINE 7D: PUBLICIZED ANNUALLY IN THE ROCKEFELLER UNIVERSITY'S ENEWSLETTER.
THE ROCKEFELLER UNIVERSITY HOSPITAL	PART V, SECTION B, LINE 11: PART V, SECTION B, LINES 5 AND 11SEE PART VI FOR COMMUNITY BUILDING ACTIVITIES
SCHEDULE H PART V, LINE 22 - 24	THE SECTION "CHARGES TO INDIVIDUALS ELIGIBLE FOR ASSISTANCE UNDER THE FINANCIAL ASSISTANCE POLICY" IS NOT APPLICABLE SINCE THE HOSPITAL NEITHER COLLECTS INSURANCE INFORMATION FROM ITS RESEARCH PARTICIPANTS (PATIENTS), NOR BILLS FOR SERVICES, NEITHER A COLLECTION POLICY NOR AN AMOUNTS GENERALLY BILLED CALCULATION ARE NECESSARY.

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE H PART VI, NARRATIVES	PART I, LINES 3C, 6A AND 7 - NOT APPLICABLE.PART III, LINES 2,3,4 AND 8 - NOT APPLICABLE.PART VI, LINE 7 - THE ROCKEFELLER UNIVERSITY HOSPITAL IS NOT REQUIRED TO FILE A COMMUNITY BENEFIT REPORT WITH THE STATE OF NEW YORK.
PART II, COMMUNITY BUILDING ACTIVITIES:	THE ROCKEFELLER UNIVERSITY HOSPITAL IS LOCATED ON THE UPPER EAST SIDE OF MANHATTAN IN COMMUNITY DISTRICT 8. THE ROCKEFELLER UNIVERSITY HOSPITAL IS A UNIQUE INSTITUTION. AS AN INSTITUTION SOLELY COMMITTED TO CONDUCTING CLINICAL RESEARCH OUR COMMUNITY/SERVICE AREA IS DEFINED AS THE NEW YORK METROPOLITAN AREA. THE ROCKEFELLER UNIVERSITY HOSPITAL HAS PROVIDED AN ARRAY OF CLINICAL RESEARCH AND PATIENT CARE SERVICES SINCE ITS FOUNDING IN 1910. THE ROCKEFELLER UNIVERSITY HOSPITAL COMMUNITY SERVED/SERVICE AREA IS DETERMINED BASED ON RESEARCH BEING CONDUCTED. PRINCIPAL INVESTIGATORS IDENTIFY AN AREA OF INTEREST AND SUBMIT A PROTOCOL FOR REVIEW AND APPROVAL BY OUR INSTITUTIONAL REVIEW BOARD. WHEN THE PROTOCOL IS APPROVED, OUR RECRUITMENT OFFICE WORKS WITH THE INVESTIGATOR TO DEVELOP AND SUBMIT ADVERTISEMENTS IN LOCAL NEWSPAPERS, MAGAZINES AND ONLINE. IDENTIFICATION OF EFFECTIVE PLACES TO ADVERTISE IS DETERMINED BY CURRENT TRENDS IN READERSHIP AMONG LOCAL NEWSPAPERS, MAGAZINES AND VISITS TO PARTICULAR WEBSITES SUCH AS CRAIGSLIST AND FACEBOOK. RESEARCH PARTICIPANTS ARE CULLED FROM ALL OVER NEW YORK CITY AS WELL AS THROUGH COLLABORATIONS WITH NEIGHBORING HOSPITALS, UNIVERSITIES, AND CLINICS. AS A RESULT, OUR ENROLLED RESEARCH PARTICIPANT DEMOGRAPHICS ARE SIMILAR TO THOSE OF NEW YORK CITY OVERALL. IN CALENDAR YEAR 2024 20.14% OF RESEARCH PARTICIPANTS IDENTIFIED AS HISPANIC, 31.4% IDENTIFIED AS BLACK OR AFRICAN-AMERICAN AND 37.54% IDENTIFIED AS WHITE (RUH SUBJECT RACE AND ETHNICITY REPORT 2024), WHICH IS SIMILAR TO THE GEOGRAPHIC MAKEUP OF NEW YORK CITY (35.99% WHITE, 22.74% BLACK OR AFRICAN-AMERICAN, AND 28.49% HISPANIC). SOURCE:HTTPS://WWW.CENSUS.GOV/QUICKFACTS/FACT/TABLE/NEWYORKCOUNTYNEWYORK,NEWYORKCITYNEWYORK/PST045224
PART III, LINE 9B:	THE ROCKEFELLER UNIVERSITY HOSPITAL DOES NOT HAVE ANY NET PATIENT SERVICE REVENUE AS IT DOES NOT CHARGE ITS PATIENTS. THE PATIENTS, REFERRED TO AS PARTICIPANTS, ARE VOLUNTEERS WHO RECEIVE PARTICIPANT COMPENSATION FOR CERTAIN CLINICAL TRIALS AND RESEARCH STUDIES (PROTOCOLS) THAT ARE PERFORMED ON A ROUTINE BASIS.
PART VI, LINE 2:	VOLUNTEERS/PARTICIPANTS (PATIENTS) WHO CONSENT TO PARTICIPATE IN RESEARCH STUDIES (PROTOCOLS) PARTICIPATE (TREATED) WITHOUT CHARGE. UNLIKE MOST HOSPITALS, THE ROCKEFELLER UNIVERSITY HOSPITAL DOES NOT ROUTINELY PROVIDE STANDARD DIAGNOSTIC AND TREATMENT SERVICES. ADMISSION IS SELECTIVE; RESEARCH PARTICIPANTS (PATIENTS) ARE ENROLLED IN STUDIES BY TRAINED STAFF SOLELY BECAUSE THEY MEET THE INCLUSION CRITERIA OF THE IRB APPROVED RESEARCH PROTOCOL. THUS, ALL RESEARCH PARTICIPANTS ARE VOLUNTEERS, AND AS SUCH ARE IMPORTANT PARTNERS IN THE RESEARCH PROCESS. WITHOUT VOLUNTEERS, SIGNIFICANT ADVANCES IN BIOMEDICAL KNOWLEDGE COULD NOT OTHERWISE BE ACHIEVED.
PART VI, LINE 3:	THE ROCKEFELLER UNIVERSITY HOSPITAL CONDUCTS RESEARCH FUNDED PRIMARILY BY A SUBSIDY FROM THE ROCKEFELLER UNIVERSITY. ALL RESEARCH PARTICIPANTS (PATIENTS) ARE VOLUNTARY RESEARCH SUBJECTS WHO ARE NOT CHARGED FOR PARTICIPATION IN CLINICAL RESEARCH STUDIES AT THE ROCKEFELLER UNIVERSITY HOSPITAL. IN THE PROCESS OF PERFORMING PATIENT-ORIENTED RESEARCH, THE NEED FOR MEDICALLY INDICATED AND THUS POTENTIALLY REIMBURSABLE CARE COULD ARISE; HOWEVER, THE HOSPITAL DOES NOT BILL PATIENTS OR THEIR INSURANCE COMPANIES FOR SUCH SERVICE. THE ROCKEFELLER UNIVERSITY HOSPITAL DOES NOT COLLECT INSURANCE INFORMATION FROM RESEARCH PARTICIPANTS OUTSIDE OF THE REQUESTING THE TYPE OF INSURANCE THEY HAVE. WE ONLY ASK THAT THEY SELF-REPORT IF THEY ARE INSURED OR UNINSURED. IF A RESEARCH PARTICIPANT (PATIENT) NEEDS ACCESS TO SOCIAL SERVICES, AND ANY ADDITIONAL ANCILLARY SERVICES NOT PART OF THE RESEARCH PROTOCOL, THE ROCKEFELLER UNIVERSITY HOSPITAL PROVIDES ACCESS TO SOCIAL SERVICES TO HELP RESEARCH PARTICIPANTS ACCESS CARE EXTERNALLY SHOULD THE NEED ARISE. ALL RESEARCH PARTICIPANTS (PATIENTS) ARE AWARE AND ARE TOLD DURING THE CONSENT PROCESS WHEN THEY AGREE TO PARTICIPATE IN A RESEARCH PROTOCOL THAT THERE ARE NO FEES FOR SERVICES RENDERED.
PART VI, LINE 4:	THE ROCKEFELLER UNIVERSITY HOSPITAL IS LOCATED ON THE UPPER EAST SIDE OF MANHATTAN IN COMMUNITY DISTRICT 8. THE ROCKEFELLER UNIVERSITY HOSPITAL IS A UNIQUE INSTITUTION. AS AN INSTITUTION COMMITTED TO CONDUCTING CLINICAL RESEARCH, OUR COMMUNITY/SERVICE AREA IS DEFINED AS THE NEW YORK METROPOLITAN AREA. THE ROCKEFELLER UNIVERSITY HOSPITAL HAS PROVIDED AN ARRAY OF CLINICAL RESEARCH AND PATIENT CARE SERVICES SINCE ITS FOUNDING IN 1910. RESEARCH PARTICIPANTS ARE CULLED FROM ALL OVER NEW YORK CITY THROUGH COLLABORATIONS WITH NEIGHBORING HOSPITALS, UNIVERSITIES, AND CLINICS. PATIENTS WITH RARE DISEASE THAT ARE BEING STUDIED AT ROCKEFELLER COME FROM ALL OVER THE WORLD. AS AN INSTITUTION THAT PROVIDES SERVICES TO VOLUNTEERS WHO HAVE AGREED TO PARTICIPATE IN A RESEARCH STUDY OUR PARTICIPANT DEMOGRAPHICS GENERALLY FOLLOW THOSE OF NEW YORK CITY, WHICH IS 35.9% WHITE, 22.7% BLACK OR AFRICAN AMERICAN, AND 28.49% HISPANIC (HTTPS://WWW.CENSUS.GOV/). IN CALENDAR YEAR 2024 20.14% OF RESEARCH PARTICIPANTS IDENTIFIED AS HISPANIC, 31.4% IDENTIFIED AS BLACK OR AFRICAN AMERICAN AND 37.54% IDENTIFIED AS WHITE (RUH SUBJECT RACE AND ETHNICITY REPORT 2024), WHICH IS SIMILAR TO THE GEOGRAPHIC MAKEUP OF NEW YORK CITY (35.99% WHITE, 22.74% BLACK OR AFRICAN-AMERICAN AND 28.49% HISPANIC). THE ROCKEFELLER UNIVERSITY HOSPITAL IS OWNED BY THE UNIVERSITY AND IS LICENSED FOR 40 INPATIENT BEDS FOR CLINICAL RESEARCH. THE HOSPITAL PROVIDES RESEARCHERS WITH AN OPPORTUNITY TO CONDUCT CLINICAL STUDIES AND OFFERS BOTH NORMAL VOLUNTEERS AND PEOPLE WITH DISEASES UNDER STUDY THE OPPORTUNITY TO STAY IN THE HOSPITAL AND HELP TO CONTRIBUTE TO IMPORTANT ADVANCES IN SCIENCE. THE HOSPITAL HAS AN INPATIENT UNIT AS WELL AS AN OUTPATIENT CENTER WHERE PROSPECTIVE PATIENTS ARE SCREENED, AND MANY OUTPATIENT STUDIES ARE CONDUCTED. MEDICAL SERVICES, SURGICAL SERVICES, EMERGENCY CARE, SPECIALIZED CARE, RADIOLOGY AND AMBULATORY CARE IS PROVIDED BY NEW YORK PRESBYTERIAN HOSPITAL. IN ADDITION, CANCER CARE, EDUCATION AND RESEARCH ARE PROVIDED BY MEMORIAL SLOAN-KETTERING CANCER CENTER. BOTH INSTITUTIONS ARE LOCATED ADJACENT TO ROCKEFELLER UNIVERSITY HOSPITAL. THE ROCKEFELLER UNIVERSITY HOSPITAL DOES NOT GENERALLY PROVIDE MEDICAL CARE FOR RESEARCH PARTICIPANTS BEYOND THAT NEEDED FOR PARTICIPATION IN THE RESEARCH STUDY. SHOULD A RESEARCH PARTICIPANT BECOME ACUTELY AND SEVERELY ILL, THEY ARE IMMEDIATELY TRANSFERRED TO NEW YORK PRESBYTERIAN HOSPITAL SINCE THEY ARE EQUIPPED TO RESPOND TO THE HEALTH NEEDS OF THE COMMUNITY. THE HOSPITAL INPATIENT UNIT IS STAFFED 5 DAYS A WEEK, 24 HOURS A DAY WITH PROFESSIONAL NURSES AND HAS NUTRITIONAL RESEARCH SERVICES, SOCIAL WORK, AS WELL AS ITS OWN RESEARCH PHARMACY. OUR STAFF HOSPITALIST AND ON-CALL PHYSICIANS PROVIDE ADDITIONAL MEDICAL SUPPORT TO THE CLINICAL RESEARCH TEAMS. SOCIAL SERVICE NEEDS, PRIMARY AND CHRONIC DISEASE NEEDS, HEALTH ISSUES OF UNINSURED PERSONS, LOW-INCOME PERSONS, AND MINORITY GROUPS ARE ASSESSED BY OUR ON-SITE SOCIAL WORKER. THE SOCIAL WORKER THEN REFERS RESEARCH PARTICIPANTS BASED ON NEEDS TO LOCAL INSTITUTIONS THAT CAN PROVIDE RESOURCES. IN 2020 THE CORONAVIRUS PANDEMIC HAD A SIGNIFICANT IMPACT ON HOW HEALTH CARE IS ACCESSED AND PROVIDED IN NEW YORK CITY. THE PANDEMIC SHED ADDITIONAL LIGHT ON THE MANY INEQUITIES IN HEALTH CARE INCLUDING ACCESS TO CARE AND THE MANY RACIAL DISPARITIES THAT EXIST BASED ON SOCIOECONOMIC STATUS AND RACE. THE GLOBAL PANDEMIC MADE CLEAR THAT EVERYONE CAN BE AFFECTED AND THAT ISOLATION, MENTAL AND EMOTIONAL HEALTH AS WELL AS THE ECONOMIC IMPACT WILL CONTINUE TO SHAPE HOW HEALTH CARE IS PROVIDED IN THIS COUNTRY AND WILL BE ANALYZED AND ASSESSED FOR YEARS TO COME. THE IMPACT ON OUR RESEARCH DURING THE GLOBAL PANDEMIC IMMEDIATELY AFFECTED PARTICIPATION IN RESEARCH AND CONTINUES TO HAVE AN IMPACT. IN 2024 THE ROCKEFELLER UNIVERSITY HOSPITAL HAD 0 INPATIENT DAYS(0 ADMISSIONS) AND OVER 1,266 OUTPATIENT VISITS.
PART VI, LINE 5:	THE ROCKEFELLER UNIVERSITY HOSPITAL CONDUCTED ITS COMMUNITY HEALTH NEEDS ASSESSMENT IN THE SUMMER OF 2022 IN COLLABORATION WITH THE GREATER NEW YORK HOSPITAL ASSOCIATION COMMUNITY HEALTH NEEDS ASSESSMENT (CHNA) SURVEY COLLABORATIVE TO DETERMINE HEALTH CONCERNS OF NEW YORK CITY RESIDENTS. A DIVERSE GROUP OF GNYHA HOSPITALS PARTICIPATED IN THE 2022 COLLABORATIVE INCLUDING COMMUNITY AND SAFETY NET HOSPITALS, SMALL HEALTH SYSTEMS, AND LARGE ACADEMIC MEDICAL CENTERS. THE SURVEY WAS DEVELOPED BY GNHYA WITH MEMBER INPUT AND WAS MADE AVAILABLE ACROSS NYC IN 11 LANGUAGES ONLINE AND IN PAPER FORM. GNHYA COLLECTED THE DATA, ANALYZED THE RESULTS, AND CREATED CUSTOM REPORTS FOR EACH PARTICIPATING INSTITUTION. MORE THAN 17,000 COMMUNITY MEMBERS SUBMITTED THE SURVEY WITH APPROXIMATELY 70 PERCENT OF RESPONDENTS COMPLETING THE ENTIRE SURVEY (CHNASURVEYCOLLAB-ES). WE REVIEWED AND ANALYZED DATA PROVIDED BY CHNA SURVEY COLLABORATIVE RESULTS, DOH 2021 HEALTH EQUITY REPORTS, THE NEW YORK STATE DEPARTMENT OF HEALTH AND THE NEW YORK CITY DEPARTMENT OF HEALTH AND MENTAL HYGIENE NEIGHBORHOOD HEALTH ATLAS, AND SNAPSHOTS WITH AN IN-DEPTH LOOK AT HEALTH NEEDS OF THE COMMUNITY IN DISTRICT 8 WHERE ROCKEFELLER UNIVERSITY HOSPITAL IS LOCATED AS WELL AS NEW YORK CITY AS A WHOLE. THIS ALLOWED US TO REVIEW KEY HEALTH TRENDS AMONG NEW YORK CITY RESIDENTS, AS WELL AS RESIDENTS LOCATED NEAR OUR RESEARCH HOSPITAL. NEW YORK CITY RESIDENTS IDENTIFIED THE FOLLOWING HEALTH CONCERNS: - VIOLENCE (INCLUDING GUN VIOLENCE)- MENTAL HEALTH/DEPRESSION- FALLS AMONG THE ELDERLY- DENTAL CARE- COVID-19- CANCER - HEART DISEASE- ACCESS TO HEALTHY/NUTRITIOUS FOOD- CARDIOVASCULAR DISEASE- CHRONIC DISEASE CARE - CLINIC/HOSPITAL ACCESS PROGRAMS- SUPPORT SERVICES THE NEW YORK METROPOLITAN AREA HAS AN ARRAY OF HEALTH NEEDS BASED ON GEOGRAPHIC LOCATION AND SOCIOECONOMIC STATUS. ACCORDING TO THE NEW YORK CITY DEPARTMENT OF HEALTH AND MENTAL HYGIENE 78% OF NEW YORK CITY ADULTS CONSIDERED THEMSELVES TO BE IN VERY GOOD OR GOOD HEALTH (COMMUNITY HEALTH PROFILES 2021). CHRONIC DISEASES SUCH AS DIABETES, HYPERTENSION AND OBESITY CONTINUE TO SEVERELY AFFECT THE COMMUNITIES WE SERVE. NEARLY 2.4 MILLION ADULT NEW YORKERS REPORTED HAVING HYPERTENSION, AN INCREASE OF APPROXIMATELY 33% OF THE TOTAL POPULATION SINCE 2016, AND MORE THAN 24 PERCENT OF NEW YORK CITY RESIDENTS ARE IDENTIFIED AS OVERWEIGHT OR OBESE (NEW YORK CITY DEPARTMENT OF HEALTH AND MENTAL HYGIENE. COMMUNITY HEALTH PROFILES-[UPPER WEST SIDE 108] HTTPS://NYC.GOV/HEALTH/PROFILES). THE NUMBER OF NEW YORKERS WHO ARE UNINSURED HAS DECREASED SINCE THE INITIATION OF THE AFFORDABLE CARE ACT (ACA) FROM 20 PRECENT TO 12 HOWEVER ACCESS AND HEALTH EQUITY IN HEALTH CARE CONTINUE TO BE CONCERN FOR MANY RESIDENTS AND RESEARCH PARTICIPANTS. WHILE MANY RESEARCH PARTICIPANTS TEND TO SEEK CARE WITH A PRIMARY CARE PHYSICIAN IN LIEU OF HIGH UTILIZATION OF THE EMERGENCY ROOM WHERE THERE WAS NO FOLLOW-UP CARE TO TRACK DISEASE PROGRESSION, WE KNOW THAT ENVIRONMENT, INCLUDING HOUSING, SAFETY, AND ACCESS TO CARE CONTINUE TO PLAGUE COMMUNITIES IN NEW YORK CITY. ALTHOUGH THE ROCKEFELLER UNIVERSITY HOSPITAL DOES NOT PROVIDE DIRECT CARE TO RESEARCH PARTICIPANTS OUTSIDE OF THE RESEARCH PROTOCOL, THE HEALTH OF OUR PARTICIPANTS IS OUR HIGHEST PRIORITY AND SO, IN ADDITION TO PROVIDING CARE AS PER THE PROTOCOLS FREE OF CHARGE, WE IDENTIFY RESOURCES AND SERVICES TO ENSURE ACCESS TO SUPPORT SERVICES AND MEDICAL FACILITIES OUTSIDE OF OUR HOSPITAL TO MEET THE HEALTH NEEDS OF OUR PARTICIPANT COMMUNITY. TO THAT END, THE ROCKEFELLER UNIVERSITY HOSPITAL HAS A SOCIAL WORKER ON STAFF TO CONDUCT ONE-ON-ONE CONSULTATIONS WITH, AND ASSESSMENTS OF, RESEARCH PARTICIPANTS TO DETERMINE THEIR NEEDS AND IDENTIFY OUTSIDE RESOURCES THAT CAN FURTHER ASSIST THEM IN RECEIVING THE CARE THEY REQUIRE. AS PART OF THIS SERVICE, THE ROCKEFELLER UNIVERSITY HOSPITAL MAINTAINS STRONG RELATIONSHIP WITH ORGANIZATIONS IN THE NEW YORK METROPOLITAN AREA THAT CAN PROVIDE THESE SERVICES TO EXPEDITE REFERRALS. THE ROCKEFELLER UNIVERSITY HOSPITAL COMMUNITY SERVED/SERVICE AREA IS DETERMINED BASED ON RESEARCH BEING CONDUCTED. PRINCIPAL INVESTIGATORS IDENTIFY AN AREA OF INTEREST AND SUBMIT A PROTOCOL FOR REVIEW AND APPROVAL BY OUR INSTITUTIONAL REVIEW BOARD. WHEN THE PROTOCOL IS APPROVED, OUR RECRUITMENT OFFICE WORKS WITH THE INVESTIGATOR TO DEVELOP AND SUBMIT ADVERTISEMENTS IN LOCAL NEWSPAPERS, MAGAZINES AND ONLINE. IDENTIFICATION OF EFFECTIVE PLACES TO ADVERTISE IS DETERMINED BY CURRENT TRENDS IN READERSHIP AMONG LOCAL NEWSPAPERS, MAGAZINES, AND VISITS TO WEBSITES SUCH AS CRAIGSLIST'S AND FACEBOOK. DEMOGRAPHICS OF RESEARCH PARTICIPANTS RECRUITED IS SIMILAR TO THAT OF THE DEMOGRAPHIC OF NEW YORK CITY, 20.14% IDENTIFIED AS HISPANIC, 31.4% BLACK/AFRICAN AMERICAN AND 37.64% IDENTIFIED AS WHITE (RUH RECRUITMENT REPOSITORY DATA 2024). TO ASSIST THE HOSPITAL IN IDENTIFYING HEALTH CONCERNS TO ADDRESS AS PART OF OUR COMMUNITY SERVICE PLAN, THE ROCKEFELLER UNIVERSITY HOSPITAL REVIEWED STATISTICS FROM THE NEW YORK STATE DEPARTMENT OF HEALTH PREVENTION AGENDA TOWARDS A HEALTH STATE PREVENTION AGENDA 2019-2024), AND NEW YORK STATE HEALTH ASSESSMENT 2018.
PART VI, LINE 6:	THE ROCKEFELLER UNIVERSITY HOSPITAL IS NOT PART OF AN AFFILIATED HEALTH CARE SYSTEM.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
RESEARCH FELLOWSHIPS	77	$3,506,984
RESEARCH STIPENDS	229	$10,585,013

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	STIPENDS AND RESEARCH FELLOWSHIPS ARE FUNDS PAID TO OFFSET LIVING EXPENSES FOR TRAINEES WHILE THEY FURTHER THEIR EDUCATION AT ROCKEFELLER. THESE AMOUNTS ARE NOT CONSIDERED SALARY OR WAGES GIVEN IN CONSIDERATION FOR SPECIFIC JOB DUTIES NOR ARE THEY GRANTS GIVEN IN ANTICIPATION OF SPECIFIC SCIENTIFIC ACHIEVEMENTS ON THE INDIVIDUALS PARTS. THERE IS NO RESTRICTION ON THE USE OF THE FUNDS ONCE THEY ARE RECEIVED BY THE TRAINEES.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	0	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	Yes (1)	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (1)	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (20 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
RICHARD P LIFTON MD PHD
PRESIDENT	$1,137,539	$0	$0	$0	$171,054	$0	$59,356	$0	$225,993	$0	$1,593,942	$0	$0	$0
PAULA VOLENT
CHIEF INVESTMENT OFFICER	$1,078,988	$0	$695,289	$0	$154,278	$0	$297,134	$0	$31,769	$0	$2,257,458	$0	$229,636	$0
BETTY Y CHEN - MANAGING
DIRECTOR, INVESTMENTS (THRU 10/24)	$368,572	$0	$500,000	$0	$57,750	$0	$0	$0	$40,771	$0	$967,093	$0	$0	$0
MAREN IMHOFF
SVP, DEVELOPMENT	$677,169	$0	$50,000	$0	$76,140	$0	$59,216	$0	$66,780	$0	$929,305	$0	$0	$0
BARRY COLLER
VP & PHYSICIAN-IN-CHIEF	$643,884	$0	$0	$0	$72,933	$0	$59,245	$0	$64,710	$0	$840,772	$0	$0	$0
TIMOTHY O'CONNOR
EXECUTIVE VICE PRESIDENT	$641,793	$0	$0	$0	$65,127	$0	$59,291	$0	$61,456	$0	$827,667	$0	$0	$0
MICHAEL YOUNG
VP, ACADEMIC AFFAIRS (THRU 8/31/23)	$579,155	$0	$0	$0	$81,255	$0	$59,223	$0	$66,274	$0	$785,907	$0	$0	$0
DEBORAH YEOH
VP & GENERAL COUNSEL	$602,609	$0	$0	$0	$56,734	$0	$52,930	$0	$40,219	$0	$752,492	$0	$0	$0
CHARLES M RICE
PROFESSOR, HEAD OF LABORATORY	$565,080	$0	$0	$0	$55,742	$0	$59,347	$0	$31,667	$0	$711,836	$0	$0	$0
TIMOTHY STEARNS
VP, EDUCATION AFFAIRS	$525,789	$0	$0	$0	$41,144	$0	$59,272	$0	$61,660	$0	$687,865	$0	$0	$0
ROMAYNE L BOTTI
VP, FINANCE & TREASURER	$493,893	$0	$0	$0	$73,378	$0	$37,404	$0	$82,395	$0	$687,070	$0	$0	$0
NATHANIEL HEINTZ
PROFESSOR, HEAD OF LABORATORY	$497,808	$0	$0	$0	$47,581	$0	$59,200	$0	$79,195	$0	$683,784	$0	$0	$0
JEANNE FARRELL
AVP, TECHNOLOGY TRANSFER	$438,622	$0	$0	$0	$130,990	$0	$30,578	$0	$50,983	$0	$651,173	$0	$0	$0
VIRGINIA HUFFMAN
VP, HUMAN RESOURCES	$480,289	$0	$0	$0	$36,304	$0	$59,171	$0	$66,060	$0	$641,824	$0	$0	$0
TITIA DE LANGE
PROFESSOR, HEAD OF LABORATORY	$500,048	$0	$0	$0	$39,130	$0	$59,270	$0	$34,969	$0	$633,417	$0	$0	$0
CORNELIA BARGMANN
VP, ACADEMIC AFFAIRS	$493,478	$0	$0	$0	$33,174	$0	$59,331	$0	$31,769	$0	$617,752	$0	$0	$0
SIDNEY STRICKLAND
VP, EDUCATION AFFAIRS (THRU 8/31/22)	$458,468	$0	$0	$0	$27,783	$0	$59,259	$0	$60,484	$0	$605,994	$0	$0	$0
ANTHONY CARVALLOZA - CHIEF
INFORMATION OFFICER (FROM 11/13/24)	$355,943	$0	$0	$0	$19,053	$0	$38,023	$0	$79,195	$0	$492,214	$0	$0	$0
KRETINA COOK
ASST. VP, FINANCE	$280,559	$0	$0	$0	$38,645	$0	$48,635	$0	$66,370	$0	$434,209	$0	$0	$0
ASHTON MURRAY
VP UNIV. LIFE & COMMUNITY ENGAGEMENT	$358,166	$0	$0	$0	$8,609	$0	$30,647	$0	$32,852	$0	$430,274	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, LINE 1A	THE UNIVERSITY PROVIDES A RESIDENCE FOR THE PRESIDENT ON CAMPUS. THE RESIDENCE IS A CONDITION OF EMPLOYMENT AS STATED IN THE PRESIDENT'S APPOINTMENT LETTER. THE HOUSE IS PROVIDED TO ENABLE THE PRESIDENT TO BE ON CAMPUS 24/7 IN ORDER TO RESPOND TO EMERGENT SITUATIONS THAT MAY ARISE AND FOR OTHER BUSINESS PURPOSES.
PART I, LINE 5	THE UNIVERSITY MAINTAINS A BONUS PLAN FOR THE CHIEF INVESTMENT OFFICER AND THE DEPUTY CHIEF INVESTMENT OFFICER WHICH IS PARTIALLY BASED UPON THE PERFORMANCE OF THE UNIVERSITY'S ENDOWMENT OVER 1-,3-, AND 5-YEAR PERIODS, IN ADDITION TO OTHER QUANTITATIVE AND QUALITATIVE MEASURES. THE PLAN WAS APPROVED BY THE UNIVERSITY'S COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE PLAN WAS DEVELOPED USING COMPARATIVE DATA FROM SIMILAR INSTITUTIONS. FOR RETENTION PURPOSES, A PORTION OF THE ANNUAL BONUS IS DEFERRED AND PAID IN SUBSEQUENT YEARS. CERTAIN INVESTMENT OFFICE STAFF ARE ALSO ELIGIBLE FOR A BONUS.
PART I, LINE 7	BONUSES, AS REPORTED IN COLUMN B(II), ARE BASED ON EXTRAORDINARY OPERATIONAL ACHIEVEMENTS. BONUSES ARE APPROVED BY THE PRESIDENT AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 013108)
A	146000293	649903YA3	2008-01-31	$103,215,000	CONST. & RENOV. OF CAMPUS	0	0	0
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 052015)
B	146000293	000000000	2015-05-20	$163,190,000	CURRENT REFUNDING (2005A) & CONST & RENOV OF CAMPUS	0	0	0
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 08317)
C	146000293	000000000	2017-08-03	$100,445,000	CURRENT REFUNDING (2009B)	0	0	0
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 121119)
D	146000293	64990GWX6	2019-12-11	$59,618,654	CURRENT REFUNDING (2009A)	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Capital ExpendituresCapitalExpendituresAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	Other Spent ProceedsOtherSpentProceedsAmt
A	$104,734,474	$641,319	$104,093,155	2012	0	Yes (1)	Yes (1)
B	$163,373,239	$465,000	$100,258,239	2015	Yes (1)	Yes (1)	Yes (1)	$62,650,000
C	$100,445,000	$320,000	$125,000	2012	Yes (1)	Yes (1)	Yes (1)	$100,000,000
D	$59,618,654	$297,306	$29,047	1998	Yes (1)	Yes (1)	Yes (1)	$59,292,301

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	Yes (1)	Yes (1)	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)
B	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)	Yes (1)	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)	0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)
D	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
DATE REBATE COMPUTATION PERFORMED	ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 01/31 DATE THE REBATE COMPUTATION WAS PERFORMED: 02/01/2011 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 05/20 DATE THE REBATE COMPUTATION WAS PERFORMED: 05/20/2017 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 08/3/ DATE THE REBATE COMPUTATION WAS PERFORMED: 04/08/2019 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 12/11 DATE THE REBATE COMPUTATION WAS PERFORMED: 11/13/2021 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 11/26 DATE THE REBATE COMPUTATION WAS PERFORMED: 11/13/2021 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 04/30 DATE THE REBATE COMPUTATION WAS PERFORMED: 11/13/2021 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 4/20/ DATE THE REBATE COMPUTATION WAS PERFORMED: 05/28/2025
PART II - LINE 3 - TOTAL PROCEEDS (ISSUE DATE 1/31/2008)	TOTAL PROCEEDS INCLUDES ISSUE PRICE ($103,215,000) + INVESTMENT INCOME ($1,519,474)
PART II - LINE 3 - TOTAL PROCEEDS (ISSUE DATE 5/20/2015)	TOTAL PROCEEDS INCLUDE ISSUE PRICE ($163,190,000) PLUS INVESTMENT INCOME ($183,239)
PART II - LINE 3 - TOTAL PROCEEDS (ISSUE DATE 11/26/2019)	TOTAL PROCEEDS INCLUDE ISSUE PRICE ($190,862,275) + INVESTMENT INCOME ($129,215)
PART II - LINE 3 - TOTAL PROCEEDS (ISSUE DATE 4/30/2020)	TOTAL PROCEEDS INCLUDE ISSUE PRICE ($50,966,897) + INVESTMENT INCOME ($6,091)
PART II - LINE 3 - TOTAL PROCEEDS (ISSUE DATE 4/20/2022)	TOTAL PROCEEDS INCLUDE ISSUE PRICE ($79,308,972) + INVESTMENT INCOME ($46,477)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (3 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 112619)
A	146000293	64990GVH2	2019-11-26	$190,862,275	CURRENT REFUNDING (2009C) & CONST & RENOV OF CAMPUS	0	0	0
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 043020)
B	146000293	64990GF21	2020-04-30	$50,966,897	CURRENT REFUNDING (2010A)	0	0	0
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (ISSUE DATE 42022)
C	146000293	65000BME5	2022-04-20	$79,308,972	CURRENT REFUNDING (2012A & 2012B)	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (3 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Capital ExpendituresCapitalExpendituresAmt	Other Spent ProceedsOtherSpentProceedsAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$190,991,490	$897,959	$90,095,953	$99,997,578	2019	Yes (1)	Yes (1)	Yes (1)
B	$50,972,988	$425,789	$125,000	$50,422,199	2012	Yes (1)	Yes (1)	Yes (1)
C	$79,355,449	$645,846	$125,000	$78,584,603	2022	Yes (1)	Yes (1)	Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (3 entries)

Bond ReferenceBondReferenceCd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	Yes (1)	Yes (1)	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (3 entries)

Bond ReferenceBondReferenceCd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	Yes (1)	Yes (1)	Yes (1)	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (3 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (10 entries)

Relationship With OrgRelationshipWithOrgTxt	Loan PurposeLoanPurposeTxt	Loan From OrganizationLoanFromOrganizationInd	Original PrincipalOriginalPrincipalAmt	Balance DueBalanceDueAmt	DefaultDefaultInd	Board Or Committee ApprovalBoardOrCommitteeApprovalInd	Written AgreementWrittenAgreementInd
V HUFFMAN
OFFICER	MORTGAGE	Yes (X)	$234,000	$174,937	0	Yes (1)	Yes (1)
M IMHOFF
OFFICER	MORTGAGE	Yes (X)	$150,000	$60,836	0	Yes (1)	Yes (1)
R MALONEY
FORMER	MORTGAGE	Yes (X)	$502,932	$72,063	0	Yes (1)	Yes (1)
A MURRAY
OFFICER	MORTGAGE	Yes (X)	$1,283,888	$1,236,449	0	Yes (1)	Yes (1)
T O'CONNOR
OFFICER	MORTGAGE	Yes (X)	$825,000	$754,700	0	Yes (1)	Yes (1)
H RABB
OFFICER	MORTGAGE	Yes (X)	$300,000	$132,269	0	Yes (1)	Yes (1)
M YOUNG
OFFICER	MORTGAGE	Yes (X)	$1,238,068	$768,433	0	Yes (1)	Yes (1)
T SAKMAR
EMPLOYEE	MORTGAGE	Yes (X)	$599,000	$408,236	0	Yes (1)	Yes (1)
K COOK
OFFICER	MORTGAGE	Yes (X)	$1,020,000	$938,709	0	Yes (1)	Yes (1)
R BOTTI
OFFICER	MORTGAGE	Yes (X)	$650,000	$643,755	0	Yes (1)	Yes (1)

Field	Value	IRS element (for citing)
Total Balance Due	$5,190,387	TotalBalanceDueAmt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE L, PART V, SUPPLEMENTAL	FormAndLineReferenceDesc
Explanation	GRANTS TO INTERESTED PERSONS: THE ONLY GRANT RELATED TRANSACTIONS ARE THOSE IN WHICH AN INTERESTED PERSON, OR FAMILY MEMBER RECEIVES A STIPEND FOR LIVING EXPENSES FOR BEING A STUDENT AT THE UNIVERSITY. SUCH AMOUNTS WOULD BE IN ACCORDANCE WITH FINANCIAL AID OR GRANT PRACTICES AT ARM'S LENGTH, AND ARE PROTECTED UNDER FERPA, THEREFORE, WILL NOT BE DISCLOSED ON PART III.	ExplanationTxt

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	85	ContributionCnt
Noncash Contributions Rpt F990	$10,665,715	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (1)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 32B:	FormAndLineReferenceDesc
Explanation	THE UNIVERSITY UTILIZES A THIRD PARTY TO SELL GIFTS OF STOCK THAT IT RECEIVES DURING THE FISCAL YEAR.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART VI, SECTION A, LINE 2	WILLIAM E. FORD (RU TRUSTEE) HAS A BUSINESS RELATIONSHIP WITH PABLO LEGORRETA (RU TRUSTEE). MICHAEL FASCITELLI (RU TRUSTEE) HAS A BUSINESS RELATIONSHIP WITH JAMIE DINAN (RU TRUSTEE).
FORM 990, PART VI, SECTION B, LINE 11B	THE ORGANIZATION MADE AVAILABLE TO THE GOVERNING BOARD OF TRUSTEES THE COMPLETED FORM 990 PRIOR TO ITS SUBMISSION. ANY COMMENTS OR QUESTIONS PERTAINING TO THE FORM 990 WERE SENT TO THE VICE PRESIDENT, FINANCE OR A MEMBER OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES REVIEWED AND APPROVED THE FORM 990 PRIOR TO ITS SUBMISSION.
FORM 990, PART VI, SECTION B, LINE 12C	ALL MEMBERS OF THE UNIVERSITY COMMUNITY ARE COVERED BY APPLICABLE UNIVERSITY CONFLICT OF INTEREST POLICIES. TRUSTEES OF THE UNIVERSITY'S BOARD OF TRUSTEES, NON-TRUSTEE COMMITTEE MEMBERS, OFFICERS, AND KEY EMPLOYEES ARE COVERED BY THE BUSINESS CONFLICT OF INTEREST AND FAMILY/BUSINESS RELATIONSHIPS POLICY. ALL MEMBERS OF THE UNIVERSITY COMMUNITY ARE COVERED BY THE CONFLICT OF INTEREST POLICY GOVERNING BUSINESS PRACTICES. (A) FOR TRUSTEES OF THE UNIVERSITY'S BOARD OF TRUSTEES, NON-TRUSTEE COMMITTEE MEMBERS, OFFICERS, AND KEY EMPLOYEES, THE CONFLICT OF INTEREST DISCLOSURE FORM IS SENT TO THE CORPORATE SECRETARY, WHO PROVIDES A COPY OF COMPLETED FORMS TO THE CHAIR OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE UNIVERSITY DETERMINES WHETHER ANY EXISTING OR PROPOSED TRANSACTION OR ITS CIRCUMSTANCES CREATES AN APPARENT, POTENTIAL, OR ACTUAL CONFLICT OF INTEREST, WARRANTING REVIEW AND APPROPRIATE ACTION. THE INDIVIDUAL MAKING THE DISCLOSURE MAY BE ASKED TO PROVIDE SUPPLEMENTAL INFORMATION, BUT WILL NOT PARTICIPATE IN, BE PRESENT AT, OR INAPPROPRIATELY INFLUENCE THE FINAL DELIBERATIONS OR VOTE ON THE MATTER. (B) FOR HEADS OF LABORATORY, THE CONFLICT OF INTEREST DISCLOSURE FORM IS SUBMITTED TO THE VICE PRESIDENT FOR ACADEMIC AFFAIRS FOR A DECISION REGARDING A DISCLOSURE. THE INDIVIDUAL MAKING THE DISCLOSURE MUST STOP PARTICIPATING IN ANY UNIVERSITY MATTER OR ACTIVITY THAT IS OR MAY BE AFFECTED BY SUCH CONFLICT UNTIL A DECISION HAS BEEN MADE, UNLESS OTHERWISE DIRECTED BY THE UNIVERSITY. (C) FOR ALL OTHER MEMBERS OF THE UNIVERSITY COMMUNITY, THE CONFLICT OF INTEREST DISCLOSURE FORM IS SUBMITTED TO THE VICE PRESIDENT FOR HUMAN RESOURCES FOR A DECISION REGARDING A DISCLOSURE. THE INDIVIDUAL MAKING THE DISCLOSURE MUST STOP PARTICIPATING IN ANY UNIVERSITY MATTER OR ACTIVITY THAT IS OR MAY BE AFFECTED BY SUCH CONFLICT UNTIL A DECISION HAS BEEN MADE, UNLESS OTHERWISE DIRECTED BY THE UNIVERSITY.
FORM 990, PART VI, SECTION B, LINE 15	COMPENSATION FOR THE PRESIDENT AND OFFICERS IS ESTABLISHED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. SUCH COMPENSATION IS ESTABLISHED THROUGH REVIEW OF COMPARABLE DATA AND CONTEMPORANEOUS DOCUMENTATION OF THE DELIBERATION AND DECISION. THE PROCESS INCLUDES PARTICIPATING IN SURVEYS CONDUCTED BY INDEPENDENT COMPENSATION CONSULTANTS AND REVIEWING FORM 990S FROM PEER INSTITUTIONS. SPECIFIC REVIEWS ARE CONDUCTED ANNUALLY.
FORM 990, PART VI, SECTION C, LINE 19	THE UNIVERSITY'S GOVERNING DOCUMENTS WOULD BE MADE AVAILABLE UPON REQUEST. THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE.
FORM 990, PART XI, LINE 9:	UNREALIZED LOSS ON DERIVATIVES -1,833,616. POSTRETIREMENT RELATED CHANGES -3,818,000.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	CLSI FORD CENTER INCUBATOR	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10065	ZIPCd

Field	Value	IRS element (for citing)
EIN	934227709	EIN
Primary Activities	SUPPORT THE EXEMPT PURPOSES OF THE ROCKEFELLER UNIVERSITY	PrimaryActivitiesTxt
Legal Domicile State	NY	LegalDomicileStateCd
Total Income	$512,064	TotalIncomeAmt
End Of Year Assets	$892,877	EndOfYearAssetsAmt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	THE ROCKEFELLER UNIVERSITY	BusinessNameLine1Txt

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	THE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10065	ZIPCd

Field	Value	IRS element (for citing)
EIN	136066979	EIN
Primary Activities	SOCIAL CLUB	PrimaryActivitiesTxt
Legal Domicile State	NY	LegalDomicileStateCd
Exempt Code Section	501(C)(7)	ExemptCodeSectionTxt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	THE ROCKEFELLER UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Controlled Organization	Yes (1)	ControlledOrganizationInd

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	0	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	0	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	Yes (1)	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (1)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (1)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	0	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (3 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
THE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC
M	$261,009	CASH
THE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC
N	$128,360	CASH
THE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC
R	-$223,578	CASH

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	FORM 990, SCHEDULE R, PART V, #2	FormAndLineReferenceDesc
Explanation	THE ROCKEFELLER UNIVERSITY FACULTY AND STUDENTS CLUB, INC. (THE CLUB) IS A 501(C)(7) ORGANIZATION THAT OPERATES A SOCIAL CLUB ON THE CAMPUS OF THE ROCKEFELLER UNIVERSITY. THE PURPOSE OF THE CLUB IS TO ENCOURAGE THE FRIENDLY ASSOCIATION OF ITS MEMBERS AND THEIR GUESTS FOR SCIENTIFIC AND OTHER INTELLECTUAL DISCOURSE, AND/OR PLEASURE AND RECREATION. THE BOOKS AND RECORDS OF THE CLUB ARE MAINTAINED BY THE UNIVERSITY. THE UNIVERSITY COLLECTS ANNUAL CLUB DUES ON BEHALF OF THE CLUB. THE CLUB ALSO RELIES ON CERTAIN UNIVERSITY SYSTEMS IN ORDER TO OPERATE. THE CLUB HAS A LIABILITY TO THE UNIVERSITY WHICH REPRESENTS THE UNIVERSITY'S SUBSIDIZED PORTION OF THE CLUB'S OPERATIONS IN THE AMOUNT OF $3,485,288 AS OF JUNE 30, 2025.	ExplanationTxt