HAROLD & MIMI STEINBERG CHARITABLE TRUST: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- HAROLD & MIMI STEINBERG CHARITABLE TRUST (EIN 13-3383348)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-15
- IRS object ID
- 202443209349102999
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-15T10:29:44-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133383348 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE HAROLD & MIMI STEINBERG CHARITABLE | BusinessNameLine1Txt |
| Business Name Line2 | TRUST C/O SCHULTE ROTH & ZABEL LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % SCHULTE ROTH & ZABEL LLP | InCareOfNm |
| Business Name Control | HARO | BusinessNameControlTxt |
| Phone | 2127562000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WILLIAM ZABEL | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2127562000 | PhoneNum |
| Signature | 2024-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (true) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| PTIN | P00103808 | PTIN |
| Phone | 2127519100 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $70,972,027 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $20,050 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $20,050 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,717,440 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,717,440 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,727,229 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $10,155,906 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,727,229 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $309,160 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $295,389 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,773,879 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,760,108 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $154,854 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $154,854 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $17,408 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $17,408 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $278,851 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $92,950 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $185,901 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $57,795 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $28,898 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $28,898 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $365,867 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $358,367 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $7,500 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $9,596 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $9,596 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $867,666 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $600,190 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $232,049 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,752,037 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,090,001 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $626,610 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,308,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,308,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,060,037 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,090,001 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,934,610 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$286,158 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,670,107 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,409,096 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,425,811 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,425,811 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $58,810,643 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $57,507,770 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $67,546,216 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $61,219,739 | TotalAssetsBOYAmt |
| Total Assets EOY | $60,933,581 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $70,972,027 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $62,000 | CapitalStockBOYAmt |
| Capital Stock EOY | $62,000 | CapitalStockEOYAmt |
| Retained Earning BOY | $61,157,739 | RetainedEarningBOYAmt |
| Retained Earning EOY | $60,871,581 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $61,219,739 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $60,933,581 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $61,219,739 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $60,933,581 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $61,219,739 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$286,158 | ExcessRevenueOverExpensesAmt |
| Subtotal | $60,933,581 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $60,933,581 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| CHARLES SCHWAB #0051 ST COVERED | 2023-12-31 | $541,681 | $524,407 | $17,274 | $17,274 |
| CHARLES SCHWAB #0051 ST NONCOVERED | 2023-12-31 | $260,972 | $249,795 | $11,177 | $11,177 |
| CHARLES SCHWAB #0051 LT COVERED | 2023-12-31 | $667,713 | $625,098 | $42,615 | $42,615 |
| CHARLES SCHWAB #9186 ST COVERED | 2023-12-31 | $50,909 | $49,027 | $1,882 | $1,882 |
| CHARLES SCHWAB #9186 ST NONCOVERED | 2023-12-31 | $56,321 | $55,381 | $940 | $940 |
| CHARLES SCHWAB #9186 LT COVERED | 2023-12-31 | $106,416 | $100,173 | $6,243 | $6,243 |
| CHARLES SCHWAB #7287 LT COVERED | 2023-12-31 | $552,159 | $551,678 | $488 | $481 |
| CHARLES SCHWAB #6929 ST COVERED | 2023-12-31 | $556,995 | $543,210 | $13,881 | $13,785 |
| CHARLES SCHWAB #6929 LT COVERED | 2023-12-31 | $1,995,057 | $1,702,648 | $318,292 | $292,409 |
| CHARLES SCHWAB #6929 CAPITAL GAIN DISTRIBUTION | 2023-12-31 | $32,804 | $32,804 | $32,804 | |
| CNR #0372 ST COVERED | 2023-12-31 | $99,230 | $105,137 | -$5,907 | -$5,907 |
| CNR #0372 LT COVERED | 2023-12-31 | $1,216,395 | $1,020,791 | $199,432 | $195,604 |
| CNR #0372 CAPITAL GAIN DISTRIBUTION | 2023-12-31 | $2,555 | $2,555 | $2,555 | |
| PERSHING #1630 ST COVERED | 2023-12-31 | $1,840,127 | $1,386,644 | $453,483 | $453,483 |
| PERSHING #1630 LT COVERED | 2023-12-31 | $710,892 | $312,626 | $398,266 | $398,266 |
| SQN INVESTORS OFFSHORE LTD. REDEMPTION | 2023-12-31 | $91,178 | -$91,178 | -$91,178 | |
| LONG POND OFFSHORE LTD. REDEMPTION | 2023-10-01 | $241,517 | $241,517 | $241,517 | |
| STEINBERG PARTNERS FUND LT CAPITAL GAIN | 2023-12-31 | $468,093 | $468,093 | $468,093 | |
| STEINBERG PARTNERS FUND LOSS ON DISPOSITION | 2023-09-30 | $140,698 | -$140,698 | -$140,698 | |
| SPRUCE PRIVATE INVEST FUND II (OFFSHORE) LT CAPITAL GAIN | 2023-12-31 | $528,792 | $528,792 | $528,792 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,727,229 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $51,014 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $51,014 | SubtotalAmt |
| Tax Based On Investment Income | $51,014 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $77,859 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $110,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $187,859 | TotalPaymentsAndCreditsAmt |
| Overpayment | $136,845 | OverpaymentAmt |
| Applied To ES Tax | $136,845 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHULTE ROTH & ZABEL LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2127562000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | Yes (true) | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| JAMES D STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| WILLIAM D ZABEL | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
| SETH WEINGARTEN | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
| MICHAEL A STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| CAROLE A KRUMLAND | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| SUSAN C FRUNZI | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DEBORAH E MARTIN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 163 RUMFORD AVENUE | AddressLine1Txt |
| City | MANSFIELD | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02048 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | ADMIN ASSISTANT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $154,854 | CompensationAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| SCHULTE ROTH & ZABEL LLP | |||||
| 919 THIRD AVE | NEW YORK | NY | 10022 | LEGAL | $278,851 |
| CNR SECURITIES | |||||
| 400 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $68,889 |
| WITHUMSMITHBROWN PC | |||||
| 1411 BROADWAY 9TH FL | NEW YORK | NY | 10018 | ACCOUNTING | $57,795 |
| CHARLES SCHWAB | |||||
| 211 MAIN STREET | SAN FRANCISCO | CA | 94105 | INVESTMENT ADVISORY | $240,701 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. | Description1Txt |
| Expenses1 | $221,000 | Expenses1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $62,839,131 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,029,303 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $65,868,434 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $65,868,434 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $988,027 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $64,880,407 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,244,020 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,244,020 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $51,014 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $51,014 | TotalTaxAmt |
| Distributable Before Adj | $3,193,006 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,193,006 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,193,006 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,934,610 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,934,610 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,193,006 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2021 | PriorYear1Yr |
| Prior Year2 | 2020 | PriorYear2Yr |
| Prior Year3 | 2019 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $4,944,660 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $3,153,616 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,640,500 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $437,417 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $11,176,193 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,934,610 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $3,193,006 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $741,604 | RemainingDistriFromCorpusAmt |
| Total Corpus | $11,917,797 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $4,944,660 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $6,973,137 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $3,153,616 | ExcessFromYear4Amt |
| Excess From Year3 | $2,640,500 | ExcessFromYear3Amt |
| Excess From Year2 | $437,417 | ExcessFromYear2Amt |
| Excess From Current Year | $741,604 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | UNRESTRICTED GRANTS | GrantOrContributionPurposeTxt |
| Amt | $3,308,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,308,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $20,050 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,717,440 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,727,229 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (9 entries)
| DescDesc | BusinessBusinessCd | ExclusionExclusionCd | ExclusionExclusionAmt | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| CASH LIQUIDATION DISTRIBUTION CS#9186 | 900099 | 14 | $56,356 | |
| CASH LIQUIDATION DISTRIBUTION CS#0051 | 900099 | 14 | $86,272 | |
| SPRUCE PRIVATE INVESTMENT FUND - UBTI | 900099 | 14 | $13,497 | |
| CONTINGENCY CAPITAL FUND I LP - UBTI | 900099 | 14 | $274 | |
| INVEST INCOME - SOUND POINT DISCOVERY FD | 900099 | 14 | $21,816 | |
| INVEST INCOME - CONTINGENCY CAPITAL FUND | 900099 | 14 | $41,586 | |
| PFIC INCOME - ELLINGTON PRIVATE OPP II | 900099 | 14 | $13,417 | |
| PFIC INCOME - ELLINGTON PRIVATE OPP III | 900099 | 14 | $73,342 | |
| WELLS FARGO SECURITIES SETTLEMENT INCOME | 900099 | 14 | $2,600 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $13,771 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $4,760,108 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,773,879 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $57,795 | Amt |
| Net Investment Income | $28,898 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $28,898 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (29 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SPRUCE PRIVATE INVESTMENTS FD | AT COST | $3,114,159 | $1,018,951 |
| SPRUCE PRIVATE INVEST. FUND II | AT COST | $6,292,037 | $7,055,008 |
| STEINBERG PARTNERS FUND LP | AT COST | $0 | $0 |
| LONG POND CAPITAL | AT COST | $0 | $0 |
| SQN INVESTORS OFFSHORE LTD | AT COST | $835,813 | $385,024 |
| THE CHILDRENS INVESTMENT FUND | AT COST | $946,113 | $1,994,840 |
| DE SHAW COMPOSITE INTL FUND | AT COST | $891,885 | $2,061,986 |
| AIDENLAIR FARMSTED 1 LLC | AT COST | $633,685 | $633,685 |
| INV IN SECURITIES-CNR #0372 | AT COST | $10,563,682 | $12,783,200 |
| ELLINGTON EPO II OFFSHORE | AT COST | $384,623 | $384,623 |
| ECHO STREET GOODCO SELECT | AT COST | $700,000 | $807,145 |
| HANACO II LP | AT COST | $244,262 | $367,138 |
| ECV IL OPP | AT COST | $393,943 | $393,943 |
| SOUND POINT DISCOVERY FUND LLC | AT COST | $1,930,567 | $1,930,567 |
| HAWK RIDGE PARTNERS OFFSHORE | AT COST | $1,000,000 | $1,288,229 |
| ITE RAIL FUND, LP | AT COST | $387,879 | $387,879 |
| SECURITIES - CS #7287 | AT COST | $180,533 | $161,553 |
| SECURITIES - CS #9186 | AT COST | $0 | $0 |
| SECURITIES - CS #6929 | AT COST | $9,170,386 | $9,840,468 |
| SECURITIES - CS #0051 | AT COST | $4,555,100 | $4,491,418 |
| SQN AIDENLAIR RELATIVITY LLC | AT COST | $454,111 | $454,111 |
| AIDENLAIR RIPCORD I | AT COST | $406,996 | $406,996 |
| INFINITY VC FUND I LP | AT COST | $313,975 | $313,975 |
| CERBERUS LEVERED LOAN FUND IV | AT COST | $399,199 | $582,265 |
| ELLINGTON PRIVATE OPP FUND III | AT COST | $753,230 | $753,230 |
| FORTRESS IP OPP II B | AT COST | $164,968 | $164,968 |
| CONTINGENCY CAPITAL FUND I LP | AT COST | $423,945 | $423,945 |
| PARABELLUM PARTNERS III LP | AT COST | $237,012 | $226,022 |
| SECURITIES - PERSHING #1630 | $12,129,667 | $18,235,047 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $278,851 | LegalFeesAmt |
| Net Investment Income | $92,950 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $185,901 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (20 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| AWARD RELATED EXPENSES | $221,000 | $221,000 | |
| ADVISORY COMMITTEE EXPENSES | $8,049 | $8,049 | |
| INVEST EXP - EPO FUND III LP | $11,219 | $11,219 | |
| INVEST EXP - FORTRESS IP OPP | $4,571 | $4,571 | |
| INVEST EXP - HANACO II LP | $8,890 | $8,890 | |
| INVEST EXP - ECV I OPP | $2,187 | $2,187 | |
| INVEST EXP - INFINITY VC FUND | $14,189 | $14,189 | |
| INVEST EXP - SQN AIDENLAIR REL | $10,050 | $10,050 | |
| INVEST EXP - AIDENLAIR RIPCORD | $4,715 | $4,715 | |
| INVEST EXP - AIDENLAIR FARMSTE | $5,364 | $5,364 | |
| INVEST EXP - SPIF II | $294,626 | $294,626 | |
| INVEST EXP - STEINBERG PART | $83,594 | $83,594 | |
| INVEST EXP - SPIF | $157,012 | $157,012 | |
| INVEST EXP - ITE RAIL FUND LP | $3,166 | $3,166 | |
| FILING FEE | $3,000 | $3,000 | |
| NONDEDUCTIBLE EXPENSES | $26 | $26 | |
| UBTI - SOUND POINT DISC | $1,739 | ||
| UBTI - ITE RAIL FUND | $33,408 | ||
| UBTI - FORTRESS IP OPPORT | $280 | ||
| MISC EXPENSE | $581 | $581 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CASH LIQUIDATION DISTRIBUTION CS#9186 | $56,356 | $56,356 |
| CASH LIQUIDATION DISTRIBUTION CS#0051 | $86,272 | $86,272 |
| SPRUCE PRIVATE INVESTMENT FUND - UBTI | $13,497 | |
| CONTINGENCY CAPITAL FUND I LP - UBTI | $274 | |
| INVEST INCOME - SOUND POINT DISCOVERY FUND | $21,816 | $21,816 |
| INVEST INCOME - CONTINGENCY CAPITAL FUND | $41,586 | $41,586 |
| PFIC INCOME - ELLINGTON PRIVATE OPP II | $13,417 | $13,417 |
| PFIC INCOME - ELLINGTON PRIVATE OPP III | $73,342 | $73,342 |
| WELLS FARGO SECURITIES SETTLEMENT INCOME | $2,600 | $2,600 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK CUST.&INVEST. ADVIS. FEE | $350,867 | $350,867 | |
| OTHER PROFESSIONAL FEES | $15,000 | $7,500 | $7,500 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAXES PAID | $1,879 | $1,879 |
| NYS TAXES | $7,717 | $7,717 |