JOHN S DUNN FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- JOHN S DUNN FOUNDATION (EIN 74-1933660)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-09-27
- IRS object ID
- 202302709349100725
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-09-27T14:56:27-05:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 760269860 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Blazek & Vetterling | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2900 Weslayan Suite 200 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 741933660 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | John S Dunn Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JOHN | BusinessNameControlTxt |
| Phone | 7136260368 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Charles M Lusk III | PersonNm |
| Person Title | President / Trustee | PersonTitleTxt |
| Phone | 7136260368 | PhoneNum |
| Signature | 2023-09-27 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Charles | PersonFirstNm |
| Person Last | Lusk III | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kurt Coburn | PreparerPersonNm |
| PTIN | P01638285 | PTIN |
| Phone | 7134395739 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $88,946,330 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $3,391 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,391 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,728,550 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,728,550 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $5,766,163 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $25,446,102 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $5,452,148 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $753,444 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $842,476 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $9,251,548 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $9,026,565 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $348,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $174,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $174,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $102,900 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $51,450 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $51,450 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $29,685 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $14,842 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $14,842 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $33,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $15,750 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $16,750 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $442,364 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $442,364 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $59,020 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $59,020 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $213,246 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $9,832 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $52,987 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $26,494 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $26,494 | OccupancyDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $2,628 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $1,314 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,314 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $74,730 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $52,304 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $21,888 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,368,892 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $837,538 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $306,738 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $6,763,153 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $6,763,153 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $8,132,045 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $837,538 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $7,069,891 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,119,503 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $8,189,027 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $75,736 | CashBOYAmt |
| Cash EOY | $57,027 | CashEOYAmt |
| Cash EOYFMV | $57,027 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $4,319,104 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,793,776 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,793,776 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $3,530,759 | AcctRcvblAmt |
| Acct Rcvbl BOY | $3,629,481 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $3,530,759 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $3,530,759 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $3,715,066 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,719,609 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $36,852,443 | CorporateStockBOYAmt |
| Corporate Stock EOY | $31,936,034 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $38,018,543 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $15,000,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $19,000,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $16,035,400 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $17,733,404 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $18,705,658 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $25,784,130 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $164,565 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $157,479 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $15,735 | LandBOYAmt |
| Land EOY | $7,086 | LandEOYAmt |
| Land EOYFMV | $7,086 | LandEOYFMVAmt |
| Total Assets BOY | $77,625,903 | TotalAssetsBOYAmt |
| Total Assets EOY | $78,745,406 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $88,946,330 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $77,625,903 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $78,745,406 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $77,625,903 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $78,745,406 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $77,625,903 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $78,745,406 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $77,625,903 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,119,503 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $78,745,406 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $78,745,406 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly traded securities | $21,599,478 | $19,679,939 | $1,919,539 | $1,919,539 | |||
| Capital gain from Sch K-1 (Form 1065) | $1,850 | $1,850 | $1,850 | P | |||
| Millennium International, Ltd. | $3,530,759 | $3,530,759 | $3,530,759 | P | 2011-05-31 | 2022-12-31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $5,452,148 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $113,827 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $113,827 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $113,827 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $134,000 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $32,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $166,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $52,173 | OverpaymentAmt |
| Applied To ES Tax | $52,173 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | https://johnsdunnfoundation.org/ | WebsiteAddressTxt |
| Individual With Books | Donna E Nasso | IndividualWithBooksNm |
| Phone | 7136260368 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Charles M Lusk III | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | President | 5.66 | $60,000 | $0 | $0 |
| John R Wallace | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Vice President | 5.52 | $48,000 | $0 | $0 |
| David G Key | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Secretary/Treasurer | 5.66 | $48,000 | $0 | $0 |
| Cynthia J Adkins | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.35 | $48,000 | $0 | $0 |
| Diana M Hawkins | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.29 | $48,000 | $0 | $0 |
| Terri Lacy | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.38 | $48,000 | $0 | $0 |
| Andrew W Sowell | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.51 | $48,000 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Donna E Nasso | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Administrator | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $102,900 | CompensationAmt |
| Employee Benefits | $21,813 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Morgan Stanley Smith Barney LLC | |||||
| 1 New York Plaza 12 Floor | New York | NY | 10004 | Investment management | $288,638 |
| Morgan Stanley Alternative Investment Ptrs | |||||
| 100 Front Street Suite 400 | West Conshohocken | PA | 19428 | Investment management | $153,725 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $68,546,697 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,218,193 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $24,500,919 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $94,265,809 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $94,265,809 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,413,987 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $92,851,822 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,642,591 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,642,591 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $113,827 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $113,827 | TotalTaxAmt |
| Distributable Before Adj | $4,528,764 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,528,764 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,528,764 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $7,069,891 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $7,069,891 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,528,764 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $855,249 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $988,681 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $943,850 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,119,028 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $362,147 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,268,955 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $7,069,891 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,528,764 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,541,127 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $6,810,082 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $855,249 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $5,954,833 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $988,681 | ExcessFromYear4Amt |
| Excess From Year3 | $943,850 | ExcessFromYear3Amt |
| Excess From Year2 | $1,119,028 | ExcessFromYear2Amt |
| Excess From Year1 | $362,147 | ExcessFromYear1Amt |
| Excess From Current Year | $2,541,127 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | John S Dunn Foundation | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama St Suite 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7136260368 | RecipientPhoneNum |
| Form And Info And Materials | A letter should be submitted stating the name of the organization, the amount requested, and the purpose for which the funds are requested. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Generally, grants are limited to donees within the state of Texas whose primary efforts are medically related to educational and research activities. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (47 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Baylor College Of Medicine | |||||||
| Po Box 4976 Msc 800 | Houston | TX | 77210 | N/A | PC | Support research for the Cultivation Center and substantially enhance its production of microbiome-based therapeutic and diagnostic candidates. | $100,000 |
| Baylor University | |||||||
| 1311 S 5th St | Waco | TX | 76706 | N/A | PC | Grant to the Garland School of Social Work in Houston for the 2022-23 academic year for up to 10 students pursuing mental health-related social work. | $100,000 |
| Bo'S Place | |||||||
| 10050 Buffalo Speedway | Houston | TX | 77054 | N/A | PC | Grant to provide grief support services and education at no cost to children, teens, adults, and community members. | $25,000 |
| Bridges To Life | |||||||
| PO Box 570895 | Houston | TX | 77257 | N/A | PC | Grant for operational support for its program for victims and offenders and healing. | $10,000 |
| Camp Allen | |||||||
| 18800 FM 362 Rd | Navasota | TX | 77868 | N/A | PC | Grant to update medical equipment, supplies, and transportation for the John S. Dunn Camper Health Center. | $50,000 |
| Camp For All | |||||||
| 3701 Kirby Dr Ste 570 | Houston | TX | 77098 | N/A | PC | Grant to sponsor the Camp's Health Center. | $25,000 |
| Casa de Esperanza de los Ninos Foundatio | |||||||
| PO Box 301209 | Houston | TX | 77230 | N/A | PC | Grant to support their Residential Program for children in crisis due to abuse, neglect, or the effects of HIV/AIDS. | $45,000 |
| Center For Pursuit | |||||||
| 4400 Harrisburg Blvd | Houston | TX | 77011 | N/A | PC | Grant for operations for The Center's Health Services, including nursing support, behavioral and mental health serivces, and their dental clinic. | $50,000 |
| Child Advocates Of Fort Bend | |||||||
| 5403 Avenue N | Rosenberg | TX | 77471 | N/A | PC | Grant for operational support to provide direct services to children who have been sexually or physically abused. | $50,000 |
| Christian Community Service Center | |||||||
| 3230 Mercert St | Houston | TX | 77027 | N/A | PC | Grant to be used for emergency medical needs for the Emergency Services program. | $10,000 |
| CHRISTUS Foundation for HealthCare | |||||||
| 2615 Fannin St | Houston | TX | 77002 | N/A | PC | Grant to help sustain their program needs for their newly renovated CHRISTUS St. Mary's Clinic to hire additional family practice physician, mental health counselor, and two additional medical assistants. | $83,000 |
| College of the Mainland Foundation Inc | |||||||
| 1200 Amburn Rd | Texas City | TX | 77591 | N/A | PC | Grant to create 10 or more scholarships for students in College of the Mainland Foundation's first bachelor's degree program in nursing. | $20,000 |
| Communities In Schools of Houston Inc | |||||||
| 1235 N Loop W Fwy | Houston | TX | 77008 | N/A | PC | Grant to support the on-campus Mental Health Initiative Program for 2021-2022 school year. | $200,000 |
| Covenant House Texas | |||||||
| 1111 Lovett Blvd | Houston | TX | 77006 | N/A | PC | Grant to support their Medical Clinic & Mental Health Services Program. | $25,000 |
| El Centro de Corazon | |||||||
| 412 Telephone Rd | Houston | TX | 77023 | N/A | PC | Grant to support operating expenses for medical, dental and behavioral health services for Houston's East End. | $75,000 |
| Halo House Foundation | |||||||
| 4007 Tartan Ln | Houston | TX | 77025 | N/A | PC | Grant to help cover operating costs and program administration. | $25,000 |
| Headstrong Project | |||||||
| 530 7th Ave | New York | NY | 10018 | N/A | PC | Grant to support Trumph over Trauma project by treating trauma related and comorbid conditions including suicidality for veterans in Houston area. | $50,000 |
| Houston Achievement Place | |||||||
| 245 W 17th St | Houston | TX | 77008 | N/A | PC | Matching grant to support Project CLASS, a mental health program for young children with emotional, behavior and family problems. | $35,000 |
| Houston Baptist University | |||||||
| 7502 Fondren Rd | Houston | TX | 77074 | N/A | PC | Grant to support undergraduate nursing students through scholarships for 2022-23 academic year. | $150,000 |
| Houston Health Foundation | |||||||
| 8000 N Stadium Dr | Houston | TX | 77054 | N/A | PC | Grant to support See to Succeed Program. | $30,153 |
| Houston Hospice | |||||||
| 1905 Holcombe Blvd | Houston | TX | 77030 | N/A | PC | Grant to support grief and bereavement programs which provide families with opportunities to heal and regain their normal lives after the death of a loved one. | $75,000 |
| Houston Methodist Hospital Foundation | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Grant to establish the John S. Dunn Foundation Distinguished Centennial Chair in Behavioral Health to explore connection between mental health and gut microbiome. | $300,000 |
| Houston Revision | |||||||
| 6856 Bellaire Blvd | Houston | TX | 77074 | N/A | PC | Grant to support general operating, except for the vaccination program. | $75,000 |
| Nick Finnegan Couseling Foundation | |||||||
| 2714 Joanel St | Houston | TX | 77027 | N/A | PC | Matching grant to support mental health counselling services and outreach. | $15,000 |
| Palmer Drug Abuse Program | |||||||
| 840 Gessner Rd Suite 1200 | Houston | TX | 77024 | N/A | PC | Grant to support 2022 general operations to support adolescents, young aduts, and families providing recovery services. | $25,000 |
| reMIND Depression & Bipolar Support | |||||||
| PO Box 27607 | Houston | TX | 77227 | N/A | PC | Grant to provide free support groups for diagnosed individuals, family members and friends impacted by depression or bipolar disorder. | $125,000 |
| Rice University | |||||||
| 6100 Main St | Houston | TX | 77005 | N/A | PC | Grant to support a fund for research seed grants with the Collaborative Research Center explicitly designed to bring together Rice researchers with their colleagues in the Texas Medical Center. Payable over 10 years for a total grant of $3 million. | $300,000 |
| San Jacinto Community College Foundation Pasadena Texas | |||||||
| 4624 Fairmont Parkway 212 | Pasadena | TX | 77504 | N/A | PC | Grant to provide 30 $1,000 scholarships for the John S. Dunn Scholarship Fund. | $30,000 |
| San Jose Clinic | |||||||
| 2615 Fannin St | Houston | TX | 77002 | N/A | PC | Grant to support their dental program for uninsured and underserved. | $60,000 |
| Shriners Hospitals for Children | |||||||
| 2900 North Rocky Point Dr | Tampa | FL | 33607 | N/A | PC | Grant to support their 15 bed Pediatric Intensive Care Unit for children who suffer from a traumatic burn injury. | $50,000 |
| Star of Hope | |||||||
| 4848 Loop Central Dr Suite 500 | Houston | TX | 77081 | N/A | PC | Grant to be used to support the Men's Development Center - John S. Dunn Wellness Center. | $40,000 |
| Texas Children's Hospital | |||||||
| 6621 Fannin Street | Houston | TX | 77030 | N/A | PC | Matching grant to establish the John S. Dunn Foundation Chair in Neurosurgery at The Comprehensive Epilepsy Program at Texas Children's to advance research. | $200,000 |
| The Beacon | |||||||
| 1212 Prairie St | Houston | TX | 77002 | N/A | PC | Grant to be used to support general operating expenses for The Beacon and its core programs. | $50,000 |
| The Center for Hearing and Speech | |||||||
| 3100 Shenandoah St | Houston | TX | 77021 | N/A | PC | Grant to support comprehensive audiology, speech therapy and educational services to children ($50,000) and to support the Doctor of Audiology Externship Program ($50,000). | $100,000 |
| The Children's Assessment Center Foundation | |||||||
| 2500 Bolsover St | Houston | TX | 77005 | N/A | PC | Grant to be used for Therapy and Psychological Services Department for mental health services. | $100,000 |
| The Council on Recovery | |||||||
| 303 Jackson Hill St | Houston | TX | 77007 | N/A | PC | Grant to support a Center for Co-Occurring Disorders, with a focus on the connection between substance use, mental health, trauma and suicide. | $100,000 |
| The Gateway Academy Inc | |||||||
| 3721 Dacoma St | Houston | TX | 77092 | N/A | PC | Grant to support their Mental Health Program. | $55,000 |
| The Harris School Inc | |||||||
| 6210 Rookin St | Houston | TX | 77074 | N/A | PC | Grant to support their scholarship program, to be awarded depending on the financial needs of the families who apply and meet the criteria. | $25,000 |
| The Rise School of Houston | |||||||
| 5618 HMark Crosswell Jr St | Houston | TX | 77021 | N/A | PC | Grant to support a part-time nurse and basic nursing supplies. | $30,000 |
| The Rose | |||||||
| 12700 N Featherwood Dr 260 | Houston | TX | 77034 | N/A | PC | Grant to support The Rose's Empower Her Sponsorship Program to provide breast screening and diagnostic services to uninsured women in the Greater Houston area. | $25,000 |
| The UT MD Anderson Cancer Center | |||||||
| 1515 Holcombe Blvd | Houston | TX | 77030 | N/A | GOV | Grant to JSD Radiological Sciences | $280,000 |
| The UT MD Anderson Cancer Center | |||||||
| 1515 Holcombe Blvd | Houston | TX | 77030 | N/A | GOV | Grant to JSD Imaging Sciences Lab | $170,000 |
| The Will Erwin Headache Research Foundation | |||||||
| 609 Main St 2350 | Houston | TX | 77002 | N/A | PC | Grant to support headache and migraine research at Memorial Hermann's Mischer Neuroscience Institute. | $25,000 |
| TIRR Foundation | |||||||
| 4605 Post Oak Pl Dr 222 | Houston | TX | 77027 | N/A | PC | Matching grant to support Mission Connect IP Award for traumatic brain injury or spinal cord injury. | $100,000 |
| UThealth Science Center - Faillace Dept Of Psychiatry | |||||||
| 7000 Fannin St Ste 1200 | Houston | TX | 77030 | N/A | GOV | Matching grant to establish the John S. Dunn Foundation Distinguished Chair in Faillace Department of Psychiatry and Behavioral Sciences for research in schizophrenia and psychotic disorders. | $200,000 |
| UThealth Science Center - Faillace Dept Of Psychiatry | |||||||
| 7000 Fannin St Ste 1200 | Houston | TX | 77030 | N/A | GOV | Matching grant to establish 14 separate permanent endowments for the use, benefit, and support of UTHealth to advance behavioral health research, education, and patient care at the John S. Dunn Behavioral Sciences Center. | $3,000,000 |
| Village Learning Center Inc | |||||||
| 3819 Plum Valley Dr | Kingwood | TX | 77339 | N/A | PC | Grant to fund medical services for their medically fragile population of children and adults with developmental and physical disabilities. | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $6,763,153 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,391 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,728,550 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $5,766,163 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| From Sch K-1 (Form 1065) | 525990 | -$89,032 | 14 | $11,165 |
| Royalty income | 525990 | 15 | $152 | |
| Foreign dividend income | 525990 | 14 | $831,159 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$89,032 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $9,340,580 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $9,251,548 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Audit/tax services | CategoryTxt |
| Amt | $33,500 | Amt |
| Net Investment Income | $15,750 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $16,750 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (3 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| Furniture and fixtures | 2013-01-01 | $59,816 | $59,431 | SL | 5.000000000000 | $155 | $0 |
| Leasehold improvements | 2013-01-01 | $104,748 | $88,216 | SL | 10.000000000000 | $9,677 | $0 |
| Cemetary lot | 2013-01-01 | $1 | L | $0 | $0 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Asset | IRC 751 gain from Sch K-1 (Form 1065) | AssetDesc |
| How Acquired | Purchased | HowAcquiredTxt |
| Gross Sales Price | $314,015 | GrossSalesPriceAmt |
| Basis Method | Cost | BasisMethodTxt |
| Sales Expense | $0 | SalesExpenseAmt |
| Total Net | $314,015 | TotalNetAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (7 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GS 17.5% WORSTOF CONTINGENT AUTOCALL GOOGL MSFT NFLX | $1,000,000 | $711,100 |
| CITI 9.75% WORSTOF CONTINGENT CALLABLE NDX RTY SPX | $3,000,000 | $2,258,700 |
| MS 11.7% WORSTOF CONTINGENT CALLABLE NDX RTY SPX | $3,000,000 | $2,695,050 |
| MS 12.15% WORSTOF CONTINGENT CALLABLE NDX RTY SPX | $3,000,000 | $2,811,900 |
| MS 7.65% WORSTOF CONTINGENT CALLABLE MXEF RTY SPX | $3,000,000 | $2,515,350 |
| MS 8% WORSTOF CONTINGENT CALLABLE NDX RTY SPX | $3,000,000 | $2,435,250 |
| MS 9.15% WORSTOF CONTINGENT CALLABLE NDX RTY SPX | $3,000,000 | $2,608,050 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (157 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 9193 Abbott Laboratories | $754,716 | $1,009,299 |
| 3566 AbbVie Inc | $504,498 | $576,301 |
| 2376 Accenture Plc | $208,082 | $634,012 |
| 3169 Adidas AG - ADR | $402,280 | $215,543 |
| 2047 Adobe Inc | $298,764 | $688,877 |
| 471 Aerojet Rocketdyne | $18,478 | $26,343 |
| 8216 AES Corp | $200,025 | $236,292 |
| 4131 Airbnb Inc | $637,824 | $353,201 |
| 352 Albany Intl A New | $25,696 | $34,704 |
| 488 Align Technology, Inc. | $34,340 | $102,919 |
| 2293 Allegro MicroSystems Inc | $63,661 | $68,836 |
| 4780 Alphabet Inc Class A | $209,324 | $421,739 |
| 4840 Alphabet Inc Class C | $72,424 | $429,453 |
| 2910 Amadeus IT Group ADR | $191,268 | $150,782 |
| 12440 Amazon.com, Inc. | $1,896,393 | $1,044,960 |
| 6889 American Electric Power Company Inc | $597,249 | $654,111 |
| 1315 American Equity Investment Life Holding | $31,662 | $59,990 |
| 1511 Amgen, Inc. | $334,491 | $396,849 |
| 2064 Aon PLC | $435,743 | $619,489 |
| 6454 Apple Inc | $281,973 | $838,568 |
| 395 ASML Holding NV | $278,325 | $215,828 |
| 227 Aspen Technology Inc | $25,467 | $46,626 |
| 2500 Autodesk Inc Delaware | $486,556 | $467,175 |
| 622 Azenta Inc | $26,696 | $36,213 |
| 345 Balchem Corp | $19,120 | $42,128 |
| 288 Biohaven Ltd | $1,869 | $3,997 |
| 2387 BJ's Wholesale Club Holdings Inc | $61,037 | $157,924 |
| 6253 Blackstone Inc | $271,458 | $463,910 |
| 2792 Bloom Energy Corp | $57,279 | $53,383 |
| 4900 Bunzl plc | $135,293 | $162,621 |
| 1321 Cactus Inc | $39,878 | $66,393 |
| 429 Calavo Growers, Inc. | $38,038 | $12,613 |
| 383 Caseys General Stores Inc | $27,361 | $85,926 |
| 6472 CenterPoint Energy Inc | $195,259 | $194,095 |
| 2051 Certara Inc | $59,678 | $32,960 |
| 1612 ChampionX Corp | $26,603 | $46,732 |
| 1266 Chegg Inc | $18,140 | $31,992 |
| 3154 Chevron Corporation | $232,026 | $566,111 |
| 9719 Citizens Financial Group Inc | $433,657 | $382,637 |
| 4909 ConocoPhillips | $265,055 | $579,262 |
| 788 Cryoport Inc | $28,369 | $13,672 |
| 1714 Csl ADR | $103,415 | $167,238 |
| 5556 CVS Health Corp | $423,995 | $517,764 |
| 1429 Dassault Systemes SE | $36,603 | $51,082 |
| 2153 Dell Technologies Inc | $79,638 | $86,594 |
| 3027 Docusign Inc | $379,763 | $167,756 |
| Eaton Vance Floating - Rate Fund Class A | $3,150,274 | $2,934,642 |
| 935 Eli Lilly And Co | $286,958 | $342,060 |
| 10623 Enbridge Inc | $382,615 | $415,359 |
| 9851 EnLink Midstream LLC | $100,094 | $121,167 |
| 763 Envestnet Inc | $36,205 | $47,077 |
| 3620 Evolution ADR | $504,324 | $352,776 |
| 5467 Experian PLC | $122,888 | $184,992 |
| 5238 Exxon Mobil Corp | $327,276 | $577,751 |
| 700 Forward Air Corp | $45,438 | $73,423 |
| 936 Fox Factory Holding Corp | $21,279 | $85,391 |
| 1012 Gartner Inc | $54,095 | $340,174 |
| 9128 General Motors Co | $194,799 | $307,066 |
| 585 Globant SA | $144,093 | $98,374 |
| 1318 Grocery Outlet Holding Corp | $41,381 | $38,472 |
| 645 GXO Logistics Inc | $7,578 | $27,535 |
| 1456 H&E Equipment Services, Inc. | $36,206 | $66,102 |
| 1196 Hain Celestial Group Inc | $38,255 | $19,351 |
| 712 Hamilton Lane Inc | $53,880 | $45,483 |
| 1806 Hayward Holdings Inc | $31,198 | $16,976 |
| 1739 HDFC Bank Ltd | $106,911 | $118,965 |
| 276 Healthequity Inc | $18,255 | $17,013 |
| 7650 Hess Midstream LP | $146,511 | $228,888 |
| 105 HubSpot Inc | $3,050 | $30,359 |
| 3210 ICON PLC | $354,076 | $623,543 |
| 1729 Illumina, Inc. | $448,846 | $349,604 |
| 175 Insulet Corporation | $5,214 | $51,518 |
| 1295 Integra Lifesciences Holdings Corp | $40,765 | $72,611 |
| 407 Intra-Cellular Therapies Inc | $19,110 | $21,538 |
| 1240 Iridium Communications Inc | $30,802 | $63,736 |
| 1405 Jamf Holding Corp | $45,914 | $29,927 |
| 2222 JPMorgan Chase & Co | $297,995 | $297,970 |
| 2780 Kering Unsponsored France ADR | $175,876 | $141,079 |
| 1122 Lattice Semiconductor Corp | $21,055 | $72,795 |
| 615 Lockheed Martin Corp | $206,854 | $299,191 |
| 1496 LVMH Moet Hennessy Louis Vuitton SA Unsponsored ADR | $108,756 | $217,106 |
| 584 Masonite International Corp | $38,757 | $47,076 |
| 1634 Mastercard Inc | $155,071 | $568,191 |
| 305 Matador Resources Co | $16,476 | $17,458 |
| 1502 McDonald's Corp | $292,163 | $395,822 |
| 3529 Medtronic PLC | $319,044 | $274,274 |
| 159 MercadoLibre Inc | $195,673 | $134,552 |
| 4757 Microsoft Corp | $396,645 | $1,140,824 |
| 1523 Model N Inc | $54,424 | $61,773 |
| 3799 MONDELEZ INTERNATIONAL INC Common Stock | $188,988 | $253,203 |
| 245 Monolithic Power Systems Inc | $10,134 | $86,634 |
| 2203 National Vision Holdings Inc | $68,991 | $85,388 |
| 2442 Netflix Inc | $950,606 | $720,097 |
| 623 New Relic Inc | $27,037 | $35,168 |
| 5829 Nike Inc | $338,962 | $682,051 |
| 833 Nlight Inc | $21,507 | $8,447 |
| 712 Northrop Grumman Corp | $210,073 | $388,474 |
| 696 Olink Holding AB (publ) - ADR | $22,683 | $17,664 |
| 481 Omnicell Inc | $44,852 | $24,252 |
| 1577 ONEOK, Inc. | $100,489 | $103,609 |
| 281 OSI Systems, Inc. | $18,215 | $22,345 |
| 737 Pacira Biosciences Inc | $48,223 | $28,456 |
| 2504 Pagerduty Inc | $78,683 | $66,506 |
| 2196 Paycor HCM Inc | $66,131 | $53,736 |
| 4198 PayPal Holdings Inc | $422,039 | $298,982 |
| 467 Penumbra Inc | $46,016 | $103,889 |
| 3128 PepsiCo, Inc. | $382,448 | $565,104 |
| 654 PJT Partners Inc | $30,694 | $48,193 |
| 20211 Plains GP Holdings LP | $332,221 | $251,425 |
| 2536 Procter & Gamble Co | $292,757 | $384,356 |
| 1608 Progyny Inc | $30,431 | $50,089 |
| 228 Qualys Inc | $5,711 | $25,588 |
| 452 RBC Bearings Inc | $70,697 | $94,626 |
| 645 RXO Inc | $4,051 | $11,094 |
| 11205 Sage Group ADR | $418,564 | $401,991 |
| 3745 Salesforce Inc | $667,609 | $496,550 |
| 3095 SAP SE | $310,290 | $319,373 |
| 956 Semrush | $10,845 | $7,782 |
| 1462 ServiceNow Inc | $441,396 | $567,651 |
| 874 Shift4 Payments Inc | $46,668 | $48,883 |
| 1844 Shoals Technologies Group Inc | $51,941 | $45,491 |
| 3649 Shopify Inc | $163,824 | $126,657 |
| 14592 Siemens Healthineers ADR | $349,037 | $363,866 |
| 1039 Signature Bank | $262,657 | $119,714 |
| 1144 Silk Road Medical Inc | $51,055 | $60,460 |
| 669 Smartsheet Inc | $22,082 | $26,332 |
| 738 Sprout Social Inc | $44,646 | $41,667 |
| 336 STAAR Surgical Co | $23,296 | $16,309 |
| 1091 Stanley Black & Decker Inc | $191,782 | $81,956 |
| 6564 State Street Corp | $471,673 | $509,169 |
| 2244 Surgery Partners Inc | $37,015 | $62,518 |
| 1174 Syneos Health Inc | $38,424 | $43,062 |
| 7456 Targa Resources Corp | $327,591 | $548,016 |
| 2003 Temenos ADR | $249,149 | $109,849 |
| 615 Tennant Co | $42,552 | $37,866 |
| 1574 Thermo Fisher Scientific Inc | $645,421 | $866,786 |
| 1637 Trex Company Inc | $12,044 | $69,294 |
| 759 Trupanion Inc | $21,103 | $36,075 |
| 436 Ultragenyx Pharmaceutical Inc | $36,012 | $20,200 |
| 4726 Unilever plc | $229,304 | $237,954 |
| 918 UnitedHealth Group Inc | $285,166 | $486,705 |
| 2846 Valero Energy Corporation | $242,692 | $361,044 |
| 1965 Varonis Systems Inc | $34,394 | $47,042 |
| 2343 Viavi Solutions Inc | $23,370 | $24,625 |
| 3695 Visa Inc | $348,845 | $767,673 |
| 984 VMware, Inc. | $86,227 | $120,796 |
| 1649 Walmart Inc | $161,750 | $233,812 |
| 3670 Walt Disney Co | $347,277 | $318,850 |
| 7699 Wells Fargo & Co | $435,386 | $317,892 |
| 5781 Welltower Inc | $496,834 | $378,945 |
| 962 Western Alliance Bancorporation | $24,378 | $57,297 |
| 7971 Williams Companies Inc | $244,543 | $262,246 |
| 289 Wingstop Inc | $21,727 | $39,772 |
| 238 Wix.Com Ltd | $8,455 | $18,286 |
| 610 Xometry Inc | $29,221 | $19,660 |
| 645 XPO Inc | $6,907 | $21,472 |
| 1929 Zoetis Inc | $133,695 | $282,695 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $3,715,066 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $3,719,609 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Cheniere Energy Partners LP | AT COST | $46,854 | $388,365 |
| Enterprise Products Partners LP | AT COST | $43,038 | $472,487 |
| Energy Transfer LP Unit | AT COST | $405,937 | $747,679 |
| MPLX LP | AT COST | $125,642 | $721,199 |
| Plains All American Pipeline Units | AT COST | $273,173 | $323,118 |
| Western Midstream Partners LP | AT COST | $189,193 | $316,454 |
| North Haven Real Estate Fund V Offshore | AT COST | $25,747 | $21,918 |
| HBK Multi-Strategy Offshore Fund Ltd | AT COST | $2,000,000 | $2,612,487 |
| York Credit Opportunities Unit Trust | AT COST | $440,333 | $148,454 |
| North Haven Credit Partners II Offshore | AT COST | $1,022,874 | $473,869 |
| North Haven Capital Partners VI NUSWMF | AT COST | $528,096 | $931,960 |
| Carlyle Energy Credit Opp II | AT COST | $289,760 | $149,477 |
| Private Markets Fund VII (Cayman) LP | AT COST | $4,872,818 | $6,344,163 |
| Graham Absolute Return Ltd | AT COST | $3,000,000 | $3,989,093 |
| Private Equity Co-Investment Opp Fund I | AT COST | $1,567,461 | $2,379,362 |
| GSO Credit Alpha Feeder Fund II LP | AT COST | $529,221 | $543,257 |
| Oaktree SSF II (Feeder) | AT COST | $2,053,052 | $3,176,316 |
| BC Industrial Reit Iv Inc Esc | AT COST | $1,042,449 | $1,320,606 |
| Clear Bayou - Miner Deed | AT COST | $10 | $10 |
| CorInnova Inc | AT COST | $250,000 | $250,000 |
| Millennium International Ltd | AT COST | $0 | $473,856 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| Furniture and fixtures | $59,816 | $59,586 | $230 | $230 |
| Leasehold improvements | $104,748 | $97,893 | $6,855 | $6,855 |
| Cemetary lot | $1 | $0 | $1 | $1 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| From Sch K-1 (Form 1065) | $30,956 | $30,415 | $0 |
| Insurance | $10,493 | $5,247 | $5,246 |
| Computer expenses | $14,615 | $7,308 | $7,308 |
| Office supplies/miscellaneous | $16,287 | $8,144 | $8,144 |
| Telephone | $2,379 | $1,190 | $1,190 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| From Sch K-1 (Form 1065) | -$77,867 | $11,165 | -$77,867 |
| Royalty income | $152 | $152 | $152 |
| Foreign dividend income | $831,159 | $831,159 | $831,159 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment management fees | CategoryTxt |
| Amt | $442,364 | Amt |
| Net Investment Income | $442,364 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Excise tax | CategoryTxt |
| Amt | $213,246 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |