WALLACE H COULTER FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- WALLACE H COULTER FOUNDATION (EIN 31-1546126)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-14
- IRS object ID
- 202343189349104204
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-14T14:01:47-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Deloitte Tax LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 South Sixth Street | AddressLine1Txt |
| City | Minneapolis | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 311546126 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Wallace H Coulter Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3055592991 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 790 NW 107th Ave 215 | AddressLine1Txt |
| City | Miami | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 331723158 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SUE VAN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3055592991 | PhoneNum |
| Signature | 2023-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | SUE | PersonFirstNm |
| Person Last | VAN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kristina Rasmussen | PreparerPersonNm |
| PTIN | P00143920 | PTIN |
| Phone | 6123974000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $36,945,008 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $80,337 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $80,337 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $679,823 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $679,823 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $925,398 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $46,344,509 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,272,530 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $106,460 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $152,896 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,792,018 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,185,586 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $1,372,775 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $198,624 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $1,199,888 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $855,061 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $14,561 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $842,314 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $727,358 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $58,567 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $675,614 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $60,000 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $60,000 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $205,444 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $165,444 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,040,919 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $296,462 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $744,457 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,994 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $8,994 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $187,982 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $17,813 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $156,149 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $114,454 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $24,454 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $109,750 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $10,328 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $109,750 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $307,768 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $64,193 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $243,575 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,990,505 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $669,542 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,221,645 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,699,114 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,908,001 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,689,619 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $669,542 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $9,129,646 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,897,601 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,516,044 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $9,941,804 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $7,931,584 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $7,931,574 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $102,397 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $121,946 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $121,946 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $4,913,706 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $5,447,691 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $5,207,642 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $9,560,132 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,836,111 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $5,351,455 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $7,134,366 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $8,248,562 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $7,377,694 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $36,202,119 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $27,661,219 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $9,371,267 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,199,959 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,845,447 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,583,430 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $69,054,483 | TotalAssetsBOYAmt |
| Total Assets EOY | $61,092,560 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $36,945,008 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $637,831 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $672,591 | AccountsPayableEOYAmt |
| Grants Payable BOY | $4,399,929 | GrantsPayableBOYAmt |
| Grants Payable EOY | $1,191,042 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $2,598,271 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $2,708,063 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $7,636,031 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $4,571,696 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $61,418,452 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $56,520,864 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $61,418,452 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $56,520,864 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $69,054,483 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $61,092,560 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $61,418,452 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,897,601 | ExcessRevenueOverExpensesAmt |
| Other Increases | $13 | OtherIncreasesAmt |
| Subtotal | $56,520,864 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $56,520,864 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (10 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | SoldSoldDt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| Publicly Traded Securities | P | $38,473,453 | $37,859,608 | $613,845 | $613,845 | ||
| Disposition of Triathlon | P | -$56,814 | -$56,814 | 2022-12-31 | |||
| 570.59 units CF WESTN AST CORE PLUS LLC | P | $14,000 | $5,945 | $8,055 | $8,055 | 2022-01-27 | |
| 629.78 units CF WESTN AST CORE PLUS LLC | P | $14,000 | $6,562 | $7,438 | $7,438 | 2022-04-27 | 2006-03-31 |
| 91,428.94 units CF WESTN AST CORE PLUS LLC | P | $2,000,000 | $953,161 | $1,046,839 | $1,046,839 | 2022-05-10 | 2006-03-31 |
| 636.60 units CF WESTN AST CORE PLUS LLC | P | $14,000 | $6,633 | $7,367 | $7,367 | 2022-07-27 | 2006-03-31 |
| Partnership Investment K-1's | P | -$3,346,812 | -$3,346,812 | ||||
| Disposition of Thomas McNerney | P | $61,956 | $61,956 | 2022-12-31 | |||
| 91,701.06 units CF WESTN AST CORE PLUS LLC | P | $2,000,000 | $955,433 | $1,044,567 | $1,044,567 | 2022-07-21 | 2006-03-31 |
| 186,483.04 units CF WESTN AST CORE PLUS LLC | P | $3,829,056 | $1,942,967 | $1,886,089 | $1,886,089 | 2022-10-03 | 2006-03-31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,272,530 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $21,073 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $21,073 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $21,073 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $123,650 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $123,650 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $145 | EsPenaltyAmt |
| Overpayment | $102,432 | OverpaymentAmt |
| Applied To ES Tax | $102,432 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | FL | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | www.whcf.org | WebsiteAddressTxt |
| Individual With Books | Sue Van President | IndividualWithBooksNm |
| Phone | 3055592991 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 790 NW 107TH AVENUE 215 | AddressLine1Txt |
| City | MIAMI | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 331273158 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (1) | ForeignAccountsQuestionInd |
| Foreign Country | BE | ForeignCountryCd |
| Foreign Country | CA | ForeignCountryCd |
| Foreign Country | FR | ForeignCountryCd |
| Foreign Country | GM | ForeignCountryCd |
| Foreign Country | HK | ForeignCountryCd |
| Foreign Country | IT | ForeignCountryCd |
| Foreign Country | JA | ForeignCountryCd |
| Foreign Country | NL | ForeignCountryCd |
| Foreign Country | NO | ForeignCountryCd |
| Foreign Country | SN | ForeignCountryCd |
| Foreign Country | SW | ForeignCountryCd |
| Foreign Country | SZ | ForeignCountryCd |
| Foreign Country | UK | ForeignCountryCd |
| Foreign Country | AU | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Sue Van | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | President, CEO | 40.00 | $411,000 | $83,164 | $0 |
| Wayne Barlin | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | V. Pres., General Counsel | 40.00 | $342,409 | $93,640 | $0 |
| Susan Racher | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | V. Pres., CFO | 40.00 | $345,281 | $97,792 | $0 |
| Susie Sands | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | V. Pres., Asian Programs | 40.00 | $274,085 | $74,663 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| Gregory Thornton | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | Controller | 40.00 | $293,051 | $111,619 | $0 |
| Dennis Van | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | Program Director | 40.00 | $262,360 | $102,544 | $0 |
| Joan Van | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | Program Director | 40.00 | $187,304 | $61,774 | $0 |
| Eduardo Callejas | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | Program Director | 40.00 | $111,142 | $74,013 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Crossroads Consulting Inc | |||||
| 1825 K Street NW Suite 450 | Washington | DC | 20006 | Project Consultant | $300,000 |
| TargetSmart Communications LLC | |||||
| 1155 15th St NW Suite 750 | Washington | DC | 20005 | Project Consultant | $240,000 |
| Deloitte & Touche LLP | |||||
| 333 SE 2nd Avenue Suite 3600 | Miami | FL | 33131 | Audit | $186,194 |
| Tak Kei Wong | |||||
| 2858 Spruce Street | San Diego | CA | 92104 | Project Consultant | $100,000 |
| Northern Trust Company | |||||
| 50 S LaSalle Street | Chicago | IL | 60675 | Investment Management/Custodial | $96,195 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 3 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,700,231 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $5,762,955 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $6,643,004 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $39,106,190 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $39,106,190 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $586,593 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $38,519,597 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,925,980 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,925,980 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $21,073 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $21,073 | TotalTaxAmt |
| Distributable Before Adj | $1,904,907 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,904,907 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,904,907 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $9,129,646 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $9,129,646 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,904,907 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $18,118,614 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $21,262,164 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $27,842,302 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $26,145,262 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $20,156,283 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $113,524,625 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $9,129,646 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,904,907 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $7,224,739 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $120,749,364 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $18,118,614 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $102,630,750 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $21,262,164 | ExcessFromYear4Amt |
| Excess From Year3 | $27,842,302 | ExcessFromYear3Amt |
| Excess From Year2 | $26,145,262 | ExcessFromYear2Amt |
| Excess From Year1 | $20,156,283 | ExcessFromYear1Amt |
| Excess From Current Year | $7,224,739 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Wayne A Barlin Vice President Gener | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 790 NW 107th Avenue Suite 215 | AddressLine1Txt |
| City | Miami | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33172 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3055592991 | RecipientPhoneNum |
| Form And Info And Materials | See explanation below | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | See explanation below | SubmissionDeadlinesTxt |
| Restrictions On Awards | The Wallace H. Coulter Foundation continues Wallace's lifelong work through three main initiatives. The Translational Research Partnership Program promotes academic translational research based in biomedical engineering in order to improve patient care. The Biomedical Societies Program supports leading medical societies to bring the latest education and standards of care to resource-limited countries. The Asian American Pacific Islander and Native American Program focuses on building a consortium among organizations to establish one cohesive community to promote collaboration and partnership in civic engagement and health disparities. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (35 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| Anti-Defamation League | |||||||
| 5295 Town Center Rd suite 300 | Boca Raton | FL | 33486 | PC | General Support | $18,000 | |
| Anti-Defamation League | |||||||
| 5295 Town Center Rd suite 300 | Boca Raton | FL | 33486 | PC | General Support | $50,000 | |
| Asian & Pacific Islander American Health Forum | |||||||
| 1111 Broadway Suite 300 | Oakland | CA | 94607 | PC | General Support | $250,000 | |
| Asian American Federation Inc | |||||||
| 120 Wall St 9th Floor | New York | NY | 10005 | PC | General Support | $40,000 | |
| Asian American Legal Defense and Education Fund | |||||||
| 99 Hudson Street 12th Floor | New York | NY | 10013 | PC | General Support | $250,000 | |
| Asian Americans Advancing Justice Southern CA | |||||||
| 1145 Wilshire Blvd 2nd Floor | Los Angeles | CA | 90017 | PC | General Support | $200,000 | |
| Asian Americans Advancing Justice-AAJC Inc | |||||||
| 1620 L Street NW Suite 1050 | Washington | DC | 20036 | PC | General Support | $750,000 | |
| Asian Americans Advancing Justice-Asian Law Caucus | |||||||
| 55 Columbus Av | San Francisco | CA | 94111 | PC | General Support | $400,000 | |
| Asian Americans Advancing Justice-Asian Law Caucus | |||||||
| 55 Columbus Av | San Francisco | CA | 94111 | PC | General Support | $400,000 | |
| Association of Asian-Pacific Community Health Organization | |||||||
| 101 Callan Avenue Suite 400 | San Leandro | CA | 94577 | PC | General Support | $8,001 | |
| Be The Match Foundation | |||||||
| 500 N 5th Street | Minneapolis | MN | 55401 | PC | General Support | $10,000 | |
| Byram Hills Education Foundation Inc | |||||||
| PO Box 872 | Armonk | NY | 10504 | PC | General Support | $5,000 | |
| Empowering Pacific Islander Communities | |||||||
| 1000 North Alameda Street Suite 240 | Los Angeles | CA | 90012 | PC | General Support | $200,000 | |
| Every Voice TX dba Asian Texans for Justice | |||||||
| 13010 N Highway 183 Suite 201 | Austin | TX | 78750 | PC | General Support | $300,000 | |
| Immigrant Legal Resource Center | |||||||
| 1458 Howard Street | San Francisco | CA | 94103 | PC | General Support | $250,000 | |
| Lawton Alternative School PTA | |||||||
| 1570 31st Ave | San Francisco | CA | 94122 | PC | General Support | $5,000 | |
| Lupus Foundation of America | |||||||
| 2121 K Street NW Suite 200 | Washington | DC | 20037 | PC | General Support | $25,000 | |
| Naeva | |||||||
| PO BOX 35698 | Albuquerque | NM | 87176 | PC | General Support | $200,000 | |
| NAMI Miami-Dade County Inc | |||||||
| 299 Alhambra Circle Suite 224 | Coral Gables | FL | 33134 | PC | General Support | $75,000 | |
| NAMI Miami-Dade County Inc | |||||||
| 299 Alhambra Circle Suite 224 | Coral Gables | FL | 33134 | PC | General Support | $22,500 | |
| National Congress of American Indians Fund | |||||||
| 1516 P St NW | Washington | DC | 20005 | PC | General Support | $250,000 | |
| National Tongan American Society | |||||||
| 5296 S Commerce Drive 204 | Murray | UT | 84107 | PC | General Support | $25,000 | |
| New Venture Fund | |||||||
| 1828 L Street NW Suite 300-A | Washington | DC | 20036 | PC | General Support | $150,000 | |
| New Venture Fund | |||||||
| 1828 L Street NW Suite 300-A | Washington | DC | 20036 | PC | General Support | $50,000 | |
| New York Historical Society | |||||||
| 170 Central Park West | New York | NY | 10024 | PC | General Support | $1,000 | |
| Regents of the University of CA on behalf of its Riverside Campus | |||||||
| 245 University Office Building-Offi | Riverside | CA | 92521 | PC | General Support | $200,000 | e of Research and Economic Developm |
| Sacred Pipe Resource Center | |||||||
| 424 Ashwood Avenue | Bismarck | ND | 585046207 | PC | General Support | $200,000 | |
| Southwest Center for Chronic Disease Inc | |||||||
| 14807 N 73rd Street Suite 103 | Scottsdale | AZ | 85260 | PC | General Support | $20,000 | |
| State Leadership Project | |||||||
| 1101 Haynes Street Suite 205 | Raleigh | NC | 27604 | PC | General Support | $25,000 | |
| The Miami Foundation | |||||||
| 40 Northwest 3rd Street Suite 305 | Miami | FL | 33128 | PC | General Support | $2,500 | |
| U of M Miller School of Medicine | |||||||
| 1500 NW 12th Ave Suite 102 | Miami | FL | 33136 | PC | General Support | $65,000 | |
| U of M Miller School of Medicine | |||||||
| 1500 NW 12th Ave Suite 102 | Miami | FL | 33136 | PC | General Support | $60,000 | |
| UC San Diego Foundation | |||||||
| 9500 Gilman Drive MC 0940 | La Jolla | CA | 92093 | PC | General Support | $200,000 | |
| Western Native Voice | |||||||
| 310 N 27th Box 1018 | Billings | MT | 59103 | PC | General Support | $200,000 | |
| WPBT Communications Foundation Inc | |||||||
| 14901 Sesame St | Miami | FL | 33181 | PC | General Support | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,908,001 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| Asian Americans Advancing Justice-Los Angeles | ||||||
| 1145 Wilshire Blvd 2nd Floor | Los Angeles | CA | 90017 | PC | General Support | $200,000 |
| UC San Diego Foundation | ||||||
| 9500 Gilman Drive MC 0940 | La Jolla | CA | 92093 | PC | General Support | $600,000 |
| University of California Riverside | ||||||
| 245 University Office Building | Riverside | CA | 92521 | PC | General Support | $400,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,200,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $80,337 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $679,823 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $106,460 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $925,398 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,792,018 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,792,018 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ACCOUNTING | $3,750 | $0 | $3,750 |
| TAX | $15,500 | $0 | $15,500 |
| AUDIT | $186,194 | $0 | $146,194 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| RxMP Therapeutics Inc | ||||||||||
| University of Miami | Miami | FL | 33124 | 2020-02-18 | $600,000 | Grant to further research relating to the control of hemmorhage and treatment of excessive bleeding or related disorders. | $600,000 | No | 12/31/20, 12/31/21, 12/31/22 | To the knowledge of the Foundation and based on the grantee's reports no portion of the funds have been diverted from the purpose of the grant and no verification efforts have been considered necessary. |
| RxMP Therapeutics Inc | ||||||||||
| University of Miami | Miami | FL | 33124 | 2013-10-22 | $1,700,000 | Grant to further research relating to the control of hemmorhage and treatment of excessive bleeding or related disorders. | $1,700,000 | No | 3/31, 6/30 9/30, 12/31/17, 12/31/18, 12/31/19, 12/31/20, 12/31/21, 12/31/22 | To the knowledge of the Foundation and based on the grantee's reports no portion of the funds have been diverted from the purpose of the grant and no verification efforts have been considered necessary. |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| STATEMENT OF CONTROLLED ENTITIES | FORM 990-PF LINE VI-A, LINE 11 | NAME OF CONTROLLED ENTITY: RxMP THERAPEUTICS, INC.EMPLOYER ID: 82-3928186ADDRESS: 790 NW 107TH AVE MIAMI, FL 33172EXCESS BUSINESS HOLDING: NO |
| Supplemental Disclosure to Form 990-PF | SUPPLEMENTAL DISCLOSURE | For the tax year ended December 31, 2022 the Foundation's net unrealized losses on investments per books in the amount of $7,473,518 are not included on Page 1, Part I column (a). |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (107 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AIR LEASE CORP 3.625% 12-01-2027 | $74,209 | $67,703 |
| AIR LEASE CORP FIXED 3% DUE 02-01-2030 | $21,300 | $20,930 |
| APPLE INC 3.35% DUE 08-08-2032 | $124,853 | $114,068 |
| AT&T INC 2.25% DUE 02-01-2032 | $71,787 | $59,006 |
| AT&T INC 3.65% DUE 09-15-2059 | $47,210 | $33,636 |
| BANK AMER CORP 2.482% 09-21-2036 | $48,556 | $36,863 |
| BANK AMER CORP FIXED 2.496% DUE 02-13-2031 | $98,940 | $81,512 |
| BAXTER INTERNATIONAL INC 2.272% 12-01-2028 BEO | $75,000 | $63,993 |
| BOARDWALK PIPELINES LP 4.8% 05-03-2029 | $87,027 | $70,755 |
| BOEING CO 3.6% 05-01-2034 | $75,032 | $60,209 |
| BSTN PPTYS LTD 3.4% DUE 06-21-2029 | $64,251 | $64,757 |
| CAPITAL ONE FINL CORP 2.618% 11-02-2032 | $74,972 | $57,686 |
| CHARTER 6.484% DUE 10-23-2045 | $50,394 | $45,282 |
| CITIGROUP INC 4.45% DUE 09-29-2027 | $84,821 | $71,670 |
| CITIGROUP INC FIXED 2.666% DUE 01-29-2031 | $50,730 | $41,126 |
| CNH INDUSTRIAL CAPITAL LLC 1.875% 01-15-2026 | $50,746 | $45,388 |
| COLGATE-PALMOLIVE CO 3.25% DUE 08-15-2032 REG | $99,121 | $90,602 |
| CONAGRA BRANDS INC 1.375% DUE 11-01-2027 | $49,409 | $41,716 |
| CONTL RES INC 4.375% DUE 01-15-2028 | $50,799 | $45,448 |
| CUBESMART L P 3.0% DUE 02-15-2030 | $77,168 | $62,566 |
| DIAMONDBACK ENERGY INC 6.25% 03-15-2033 | $124,465 | $127,132 |
| DISCOVER FINANCIAL SERVICES 6.7% DUE 11-29-2032 BEO | $49,731 | $50,999 |
| DUKE ENERGY CORP NEW SR NT 3.5% 06-15-2051 | $49,982 | $35,121 |
| EQUIFAX INC 2.35% DUE 09-15-2031 BEO | $49,866 | $38,931 |
| FEDEX CORP 4.4% DUE 01-15-2047 | $49,237 | $40,146 |
| FLOWSERVE CORP 3.5% DUE 10-01-2030 | $74,742 | $62,564 |
| GENERAL MTRS FINL CO INC 1.25% DUE 01-08-2026 REG | $67,352 | $66,115 |
| GOLDMAN SACHS GROUP INC 2.64% DUE 02-24-2028 BEO | $50,000 | $44,551 |
| GOLDMAN SACHS GROUP INC 3.272% 09-29-2025 REG | $49,837 | $48,204 |
| HUNTSMAN INTERNATIONAL L 2.95% 06-15-2031 | $50,938 | $38,931 |
| JPMORGAN CHASE & 3.625% DUE 12-01-2027 | $47,548 | $46,316 |
| JPMORGAN CHASE & CO SR NT FIXED/FLTG 2.595% 02-24-2026 | $75,000 | $70,561 |
| KEMPER CORP DEL 2.4% DUE 09-30-2030 | $74,894 | $58,491 |
| KEYBANK NATL ASSN 4.9% DUE 08-08-2032 | $99,750 | $92,860 |
| KIMCO RLTY CORP 4.6% DUE 02-01-2033 | $49,715 | $45,889 |
| LOCKHEED MARTIN CORP 5.25% 01-15-2033 | $49,719 | $51,642 |
| LOCKHEED MARTIN CORP 5.7% DUE 11-15-2054 | $49,590 | $52,962 |
| M.D.C.HLDGS INC 2.5% DUE 01-15-2031 BEO | $72,465 | $54,289 |
| MARRIOTT INTERNATIONAL 2.85% DUE 04-15-2031 BEO | $49,903 | $40,474 |
| MCDONALDS CORP 4.6% DUE 09-09-2032 BEO | $73,459 | $73,600 |
| MERCK & CO INC NEW 1.45% DUE 06-24-2030 | $42,388 | $40,009 |
| MONDELEZ INTERNATIONAL INC 2.625% 03-17-2027 | $74,808 | $68,127 |
| MORGAN STANLEY FIXED 2.484% DUE 09-16-2036 | $144,501 | $109,139 |
| NSTAR ELECTRIC CO 4.55% DUE 06-01-2052 BEO | $49,683 | $45,861 |
| OFFICE PPTYS INCOME TR SR NT 2.4% 02-01-2027 | $74,912 | $54,987 |
| OREILLY AUTOMOTIVE INC NEW 4.7% 06-15-2032 | $74,763 | $72,792 |
| PACIFICORP 5.35% DUE 12-01-2053 | $124,625 | $125,131 |
| PEPSICO INC FIXED 2.75% 03-19-2030 | $70,569 | $66,469 |
| PHILLIPS 66 2.15% 12-15-2030 | $74,776 | $60,188 |
| PVTPL BROADCOM INC AVGO 3.187 11/15/36 3.187% DUE 11-15-2036/09-30-2021 BEO | $93,054 | $72,056 |
| PVTPL EXELON CORP 5YR NEW ISSUE 2.7 5% 03-15-2027 | $99,178 | $91,821 |
| PVTPL HCA INC NEW ISSUE 30YR 4.625% 03-15-2052 | $80,784 | $78,384 |
| PVTPL HYUNDAI CAP AMER 2.1% 09-15-2028 | $23,635 | $20,503 |
| PVTPL HYUNDAI CAP AMER MEDIUM TERM NTS BOOK EN TRANCHE # TR 00031 3 02-10-2 | $70,430 | $67,391 |
| PVTPL MAGALLANES INC 4.279% 03-15-2032 BEO | $74,644 | $61,865 |
| PVTPL VISTRA OPERATIONS CO LLC 3.55% DUE 07-15-2024 | $81,512 | $71,959 |
| SABINE PASS FIXED 4.2% DUE 03-15-2028 | $56,272 | $47,078 |
| SYNCHRONY FINANCIAL 2.875% 10-28-2031 | $74,774 | $56,412 |
| SYNCHRONY FINL 3.7% DUE 08-04-2026 | $66,903 | $69,077 |
| T-MOBILE USA INC 3.875% 04-15-2030 | $97,160 | $90,821 |
| TAPESTRY INC FIXED 3.05% DUE 03-15-2032 | $74,779 | $58,553 |
| TEXAS INSTRS INC 4.15% DUE 05-15-2048 | $70,193 | $66,662 |
| U S BANCORP 4.967% DUE 07-22-2033 | $100,000 | $95,200 |
| UNIVERSAL HEALTH SVCS INC SR SECD NT 1.65% 09-01-2026 | $49,938 | $42,997 |
| WASTE MANAGEMENT INC 2.95% DUE 06-01-2041 BEO | $74,616 | $56,017 |
| WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 3.35% 03-02-2033 | $147,279 | $126,805 |
| WESTERN UN CO FIXED 1.35% DUE 03-15-2026 | $67,997 | $65,723 |
| WILLIAMS COMPANIES INC 2.6% 03-15-2031 | $74,723 | $60,905 |
| CMO J P MORGAN CHASE COML MTG SECS TR 2006-L CL A-MS 5.337 DUE 05-15-2047 | $106,613 | $106,945 |
| MBRT 2019-MBR FLTG RT 5.659% DUE 11-15-2036 | $273,707 | $269,462 |
| PALISADES CTR TR 2.71298% DUE 04-13-2033 | $85,313 | $81,875 |
| PVTPL CMO BB-UBS TR 2012-TFT COML MTG CLA 144A 2.8922 06-05-2030 | $48,137 | $50,885 |
| PVTPL CMO COLONY MTG CAP LTD SR 19-IKPR CL A FLTG 11-15-2038 | $296,923 | $285,708 |
| PVTPL CMO DBCG 2017-BBG MTG TR MTG PASS THRU CTF CL A 144A VAR RT DUE 06-15- | $122,945 | $122,807 |
| PVTPL CMO J P MORGAN CHASE COML MTG SECS TR 2014-DSTY CL A 3.4289% 06-10-202 | $64,831 | $51,654 |
| PVTPL CMO MORGAN STANLEY CAP I TR SER 2019-BPR CL D FLTG 144A 05-15-20 | $93,000 | $88,793 |
| AVIS BUDGET RENT 2.97% DUE 03-20-2024 | $74,616 | $74,746 |
| CITIBANK CR CARD ISSUANCE TR 2017-A5 NT FLTG RATE 04-22-2026 REG | $150,275 | $150,038 |
| GLENCORE FDG LLC 2.5% DUE 09-01-2030 | $64,757 | $61,071 |
| PVTPL CSL FINANCE PLC 4.75% DUE 04-27-2052 BEO | $49,857 | $45,127 |
| RIO TINTO FIN USA LTD 2.75% 11-02-2051 | $74,182 | $49,835 |
| ENBRIDGE INC SR NT 2.5% 02-14-2025 | $74,951 | $70,816 |
| TELUS CORP TCN 3.4% 05-13-2032 | $74,785 | $64,254 |
| TENCENT HLDGS LTD 3.595% DUE 01-19-2028 | $74,215 | $68,924 |
| PVTPL EDF S A 4.5% 09-21-2028 | $50,779 | $47,472 |
| PVTPL SOCIETE GENERALE MEDIUM TERM NTS BOOK EN 1.488% DUE 12-14-2026 | $123,615 | $108,750 |
| WEA FIN LLC 2.875% DUE 01-15-2027 | $75,638 | $64,281 |
| DEUTSCHE BK AG N Y BRANCH LIAB SR NT FXD/ FLTG 1.447% 04-01-2025 | $75,051 | $69,680 |
| DEUTSCHE BK AG N Y FLTG RT 2.129% DUE 11-24-2026 | $50,000 | $44,152 |
| PVTPL MERCEDES-BENZ FINANCIAL SERVICES 5.375% DUE 11-26-2025 BEO | $74,814 | $75,479 |
| PVTPL ENEL FIN INTL N V 5.5% 06-15-2052 | $92,208 | $83,059 |
| PVTPL INTESA SANPAOLO S.P.A. INTESA SANPAOLO S.P.A. 4% DUE 09-23-2029 | $104,678 | $85,777 |
| MIZUHO FINL GROUP INC SUB NT 2.564% 09-13-2031 | $73,456 | $57,314 |
| NOMURA HLDGS INC 2.172% DUE 07-14-2028 | $98,579 | $103,228 |
| SUMITOMO MITSUI FINANCIAL GROUP INC SUB NT 2.142% 09-23-2030 | $49,344 | $38,594 |
| PVTPL DNB BK ASA MED TERM NTS BOOK ENTRY 1.605% 03-30-2028 | $75,000 | $63,541 |
| PVTPL CREDIT SUISSE GROUP AG 1.305% DUE 02-02-2027/02-02-2021 BEO | $62,194 | $59,901 |
| PVTPL UBS GROUP AG 2.746% DUE 02-11-2033BEO | $132,837 | $116,335 |
| PVTPL TSMC GLOBAL LTD 1% DUE 09-28-2027/09-28-2020 BEO | $99,603 | $83,089 |
| TSMC ARIZONA CORP 4.5% 04-22-2052 | $50,441 | $46,860 |
| BARCLAYS PLC 2.279% DUE 11-24-2027 | $100,000 | $86,643 |
| BARCLAYS PLC 7.325% DUE 11-02-2026 BEO | $50,000 | $51,882 |
| BP CAP MKTS P L C 4.375% DUE 12-29-2049 | $50,000 | $47,750 |
| HSBC HLDGS PLC FLTG RT 1.645% DUE 04-18-2026 | $50,550 | $45,221 |
| PVTPL STANDARD CHARTERED PLC 3.265% DUE 02-18-2036/11-18-2030 BEO | $49,404 | $37,094 |
| PVTPL STANDARD CHARTERED PLC SUB NT 144A5.7% DUE 03-26-2044 BEO | $32,635 | $22,671 |
| VODAFONE GROUP PLC 4.25% DUE 09-17-2050 REG | $55,215 | $38,355 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (295 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 2SEVENTY BIO INC COM | $3,451 | $2,090 |
| AAR CORP COM | $3,949 | $10,417 |
| ABM INDS INC COM | $24,292 | $22,876 |
| ACADEMY SPORTS & OUTDOORS INC COM | $14,877 | $19,755 |
| ACADIA HEALTHCARE CO INC COM | $4,480 | $10,702 |
| ACADIA RLTY TR COM | $18,275 | $18,468 |
| ADIENT PLC ADIENT PLC LTD COM | $10,489 | $12,315 |
| ADTALEM GLOBAL ED INC COM | $11,295 | $11,467 |
| AEROJET ROCKETDYNE HLDGS INC COM | $9,002 | $12,472 |
| AGIOS PHARMACEUTICALS INC COM | $13,514 | $8,873 |
| AGREE RLTY CORP COM | $17,376 | $17,449 |
| ALERUS FINL CORP COM | $1,518 | $1,611 |
| ALIGHT INC CL A | $6,049 | $6,805 |
| ALKERMES PLC SHS | $5,889 | $6,898 |
| ALLETE INC COM NEW | $18,764 | $18,901 |
| ALLOGENE THERAPEUTICS INC COM | $2,439 | $1,258 |
| AMALGAMATED FINL CORP COM | $1,816 | $2,788 |
| AMERICAN AXLE & MFG HLDGS INC COM | $6,453 | $5,857 |
| AMERICAN EAGLE OUTFITTERS INC NEW COM | $3,377 | $3,518 |
| AMERIS BANCORP COM | $8,336 | $14,943 |
| AMERISAFE INC COM | $4,192 | $5,561 |
| AON PLC | $32,041 | $63,931 |
| APELLIS PHARMACEUTICALS INC COM | $5,318 | $5,688 |
| ARCBEST CORP COM USD0.01 | $2,139 | $5,743 |
| ARCOSA INC COM | $15,997 | $15,650 |
| ARCUS BIOSCIENCES INC COM | $4,240 | $3,309 |
| ASBURY AUTOMOTIVE GROUP INC COM | $9,918 | $10,217 |
| ASGN INCORPORATED COMN STK USD0.01 | $6,409 | $13,933 |
| ASHLAND INC COM USD0.01 | $14,214 | $14,409 |
| ASSOCTD BANC-CORP COM | $15,938 | $16,394 |
| ASTEC INDS INC COM | $8,106 | $7,197 |
| ATI INC COM | $7,865 | $12,123 |
| ATLANTIC UN BANKSHARES CORP COM | $11,608 | $12,861 |
| AUTOLIV INC COM STK | $16,770 | $20,447 |
| AVANOS MED INC COM | $14,696 | $11,230 |
| AVIDITY BIOSCIENCES INC COM | $4,600 | $5,192 |
| AVIENT CORPORATION | $10,899 | $17,960 |
| BANNER CORP COM NEW COM NEW | $7,982 | $18,454 |
| BEACON ROOFING SUPPLY INC COM | $4,927 | $10,769 |
| BEAM THERAPEUTICS INC COM | $4,272 | $3,676 |
| BELLRING BRANDS INC COM USD0.01 | $6,692 | $6,923 |
| BERKLEY W R CORP COM | $3,336 | $12,917 |
| BERKSHIRE HILLS BANCORP INC COM | $4,898 | $5,233 |
| BIOGENEX LAB COM | $1 | $0 |
| BOYD GAMING CORP COM | $7,091 | $8,943 |
| BROOKLINE BANCORP INC DEL COM BROOKLINE BANCORP INC + | $4,650 | $6,891 |
| BUMBLE INC COM CL A COM CL A | $10,035 | $6,694 |
| CADENCE BK COM | $1,425 | $3,526 |
| CALLON PETE CO DEL COM NEW | $2,708 | $2,708 |
| CAPRI HOLDINGS LTD COM NPV | $10,777 | $14,789 |
| CARPENTER TECHNOLOGY CORP COM | $10,009 | $9,974 |
| CARTER INC FORMERLY CARTER HLDGS INC TO 09/13/2003 COM | $7,374 | $7,013 |
| CENTURY CMNTYS INC COM | $10,078 | $8,752 |
| CHESAPEAKE UTILS CORP COM | $7,012 | $11,227 |
| CNO FINL GROUP INC COM | $6,519 | $9,323 |
| COHU INC COM | $8,747 | $14,006 |
| COLUMBUS MCKINNON CORP N Y COM | $12,424 | $11,657 |
| COMMERCIAL METALS CO COM | $5,069 | $13,621 |
| COMMUNITY BK SYS INC COM | $3,984 | $10,890 |
| CONMED CORP COM | $2,320 | $5,584 |
| CONNECTONE BANCORP INC NEW COM | $7,186 | $10,338 |
| CTS CORP COM | $2,241 | $6,386 |
| CVB FINL CORP COM | $9,089 | $16,042 |
| CYTOKINETICS INC COMMON STOCK | $6,648 | $5,728 |
| DECKERS OUTDOOR CORP COM | $5,283 | $7,983 |
| DELUXE CORP COM STK USD1 | $10,697 | $4,330 |
| DHT HOLDINGS INC SHS NEW | $8,596 | $8,551 |
| DOMO INC CL B CL B | $3,832 | $2,264 |
| DUCOMMUN INC DEL COM | $7,632 | $8,943 |
| DYCOM INDS INC COM | $3,752 | $4,586 |
| EASTERN BANKSHARES INC COM | $18,025 | $15,749 |
| ENOVIS CORPORATION COM USD0.001 | $10,624 | $11,346 |
| ENPRO INDS INC COM | $15,922 | $17,390 |
| ENTRAVISION COMMUNICATIONS CORP CL A CL A | $5,947 | $4,762 |
| EQUITRANS MIDSTREAM CORP COM NPV WI | $7,628 | $6,338 |
| ESCO TECHNOLOGIES INC | $14,723 | $15,670 |
| FARO TECHNOLOGIES INC COM | $11,695 | $7,794 |
| FB FINL CORP COM | $8,966 | $10,444 |
| FEDERAL SIGNAL CORP COM | $5,989 | $18,542 |
| FIRST ADVANTAGE CORP NEW COM | $11,047 | $7,111 |
| FIRST FINL BANKSHARES INC COM | $3,237 | $8,703 |
| FIRST MERCHANTS CORP COM | $8,370 | $14,841 |
| FIRSTCASH HLDGS INC COM | $7,266 | $9,039 |
| FOOT LOCKER INC COM | $9,176 | $10,619 |
| FULLER H B CO COM | $6,822 | $9,525 |
| GERMAN AMERICAN BANCORP INC COM | $5,848 | $7,236 |
| GLACIER BANCORP INC NEW COM | $2,767 | $11,218 |
| GREEN PLAINS INC COM STK | $7,862 | $6,771 |
| GROUP 1 AUTOMOTIVE INC COM | $13,793 | $16,414 |
| HANCOCK WHITNEY CORP | $23,864 | $24,292 |
| HANOVER INS GROUP INC COM | $6,402 | $6,216 |
| HEALTH CATALYST INC COM | $4,319 | $3,816 |
| HECLA MNG CO COM | $6,016 | $5,187 |
| HELMERICH & PAYNE INC COM | $13,922 | $16,358 |
| HERC HLDGS INC COM | $9,173 | $10,262 |
| HERITAGE FINL CORP WASH COM | $3,704 | $9,284 |
| HOME BANCSHARES INC COM | $3,658 | $12,831 |
| HOSTESS BRANDS INC CL A CL A | $14,094 | $20,981 |
| HUDSON PACIFIC PROPERTIES INC COM | $10,933 | $8,650 |
| ICF INTL INC COM STK | $9,166 | $10,697 |
| IDACORP INC COM | $14,781 | $17,795 |
| IHEARTMEDIA INC CL A NEW CL A NEW | $4,985 | $1,741 |
| INDEPENDENT BK CORP MASS COM COM STK USD0.01 | $8,541 | $18,743 |
| INDEPENDENT BK GROUP INC COM | $9,914 | $8,772 |
| INSTALLED BLDG PRODS INC COM | $8,363 | $5,992 |
| INTELLIA THERAPEUTICS INC COM | $3,527 | $2,268 |
| IOVANCE BIOTHERAPEUTICS INC COM | $5,176 | $3,125 |
| IRIDIUM COMMUNICATIONS INC COM STK | $9,041 | $11,719 |
| ITRON INC COM STK NPV | $8,523 | $8,762 |
| JFROG LTD COM | $10,764 | $10,537 |
| KBR INC COM | $11,535 | $24,763 |
| KENNEDY-WILSON HLDGS INC COM | $10,130 | $13,528 |
| KNOWLES CORP COM | $11,617 | $11,773 |
| KRISPY KREME INC COM | $5,632 | $3,994 |
| KURA ONCOLOGY INC COM | $4,587 | $3,376 |
| LAKELAND FINL CORP COM STK | $2,335 | $15,032 |
| LENDINGCLUB CORP COM NEW | $4,685 | $2,147 |
| LIVANOVA PLC ORD GBP1.00 (DI) | $9,736 | $8,886 |
| LIVERAMP HOLDINGS INC | $12,286 | $7,806 |
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC COM STK | $8,911 | $10,140 |
| MACYS INC COM STK | $5,493 | $6,567 |
| MASTEC INC COM | $14,965 | $15,871 |
| MAXAR TECHNOLOGIES INC COM NPV | $8,326 | $13,556 |
| MERITAGE HOMES CORP COM | $7,907 | $18,624 |
| MERSANA THERAPEUTICS INC COM | $4,707 | $3,692 |
| MGE ENERGY INC COM . | $15,417 | $16,826 |
| MGIC INVT CORP WIS COM | $12,753 | $15,522 |
| MLP NEXTERA ENERGY PARTNERS LP COM UNIT LTD PARTNERSHIP INT | $10,619 | $10,233 |
| MURPHY OIL CORP COM | $12,768 | $14,752 |
| MYRIAD GENETICS INC COM | $10,539 | $5,267 |
| NBT BANCORP INC COM | $5,736 | $6,600 |
| NEOGENOMICS INC COM NEW COM NEW | $9,001 | $8,686 |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | $3,730 | $10,502 |
| NEXTIER OILFIELD SOLUTIONS INC | $7,333 | $11,273 |
| NMI HLDGS INC CL A CL A | $7,401 | $8,653 |
| NUVASIVE INC COM | $12,507 | $9,485 |
| OCEANFIRST FINL CORP COM | $9,266 | $10,965 |
| ONE GAS INC COM | $18,266 | $18,324 |
| ONTO INNOVATION INC | $697 | $2,043 |
| ORIGIN BANCORP INC COM STK USD 5.00 | $6,596 | $6,129 |
| OWENS & MINOR INC NEW COM | $3,362 | $3,203 |
| P10 INC COM CL A COM CL A | $4,711 | $4,129 |
| PAC PREMIER BANCORP COM | $14,564 | $16,601 |
| PACIFIC BIOSCIENCES OF CALIFORNIA INC COMMON STOCK | $8,464 | $5,047 |
| PATTERSON-UTI ENERGY INC COM | $9,438 | $10,239 |
| PBF ENERGY INC CL A CL A | $5,284 | $5,954 |
| PEABODY ENERGY CORP NEW | $3,900 | $4,861 |
| PEBBLEBROOK HOTEL TR COM STK | $17,922 | $12,761 |
| PHYSICIANS RLTY TR COM | $34,382 | $29,475 |
| PINNACLE FINL PARTNERS INC COM | $5,608 | $10,570 |
| PIPER SANDLER COMPANIES COM USD0.01 | $7,154 | $7,681 |
| PJT PARTNERS INC COM CL A COM CL A | $3,430 | $6,116 |
| PRIMO WATER CORPORATION CANADA COM NPV | $20,320 | $19,953 |
| QUIDELORTHO CORPORATION COM USD0.001 | $11,566 | $11,737 |
| RED ROCK RESORTS INC CL A CL A | $6,593 | $7,402 |
| REGENXBIO INC COM | $4,314 | $3,878 |
| RELAY THERAPEUTICS INC COM | $7,200 | $5,214 |
| RENASANT CORP COM | $12,291 | $15,149 |
| RESIDEO TECHNOLOGIES INC COM USD0.001 | $10,034 | $10,989 |
| REVOLUTION MEDICINES INC COM | $6,982 | $6,527 |
| RLI CORP COM | $630 | $6,564 |
| RLJ LODGING TR L P COM REIT | $28,713 | $19,009 |
| ROGERS CORP COM | $2,698 | $2,864 |
| RYMAN HOSPITALITY PPTYS INC COM | $20,053 | $20,281 |
| SAGE THERAPEUTICS INC COM | $8,535 | $9,344 |
| SAIA INC COM STK | $4,304 | $9,436 |
| SANMINA CORP COM | $9,374 | $12,718 |
| SCHLUMBERGER LTD COM COM | $43,177 | $58,485 |
| SCORPIO TANKERS INC COM USD0.01 (POST REV SPLIT) | $11,981 | $15,002 |
| SEAWORLD ENTMT INC COM | $5,177 | $10,702 |
| SELECTIVE INS GROUP INC COM | $14,315 | $23,039 |
| SIGNET JEWELERS LTD ORD USD0.18 | $2,567 | $2,584 |
| SIMPLY GOOD FOODS CO COM | $2,576 | $7,036 |
| SITE CENTERS CORP | $20,313 | $19,356 |
| SITIO ROYALTIES CORP COM CL A | $1,476 | $3,890 |
| SJW GROUP COM STK USD1.042 | $8,244 | $10,068 |
| SM ENERGY CO COM | $6,020 | $9,334 |
| SMARTSHEET INC CL A CL A | $4,938 | $5,471 |
| SOUTHSTATE CORP COM | $9,300 | $17,716 |
| SOUTHWEST GAS HLDGS INC COM | $6,702 | $4,579 |
| SPARTANNASH CO COM NPV | $5,227 | $5,232 |
| SPIRIT AIRLS INC COM | $8,444 | $6,799 |
| SPX TECHNOLOGIES INC COM | $11,811 | $12,736 |
| STAG INDL INC COM | $25,243 | $25,008 |
| STANDEX INTL CORP COM | $5,776 | $6,145 |
| STIFEL FINL CORP COM | $3,140 | $5,604 |
| SUMMIT MATLS INC CL A CL A | $8,714 | $13,484 |
| TEGNA INC COM | $13,779 | $13,604 |
| TELEPHONE & DATA SYS INC COM STK | $4,804 | $2,413 |
| TENABLE HLDGS INC COM | $11,315 | $10,339 |
| TEREX CORP NEW COM | $14,184 | $16,020 |
| TERRENO RLTY CORP | $22,795 | $22,407 |
| TOPGOLF CALLAWAY BRANDS CORP | $11,196 | $10,171 |
| TOWNEBANK PORTSMOUTH VA COM | $9,948 | $10,393 |
| TRAVEL + LEISURE CO COM USD0.01 | $11,740 | $9,100 |
| TREEHOUSE FOODS INC COM | $8,927 | $9,234 |
| TRICO BANCSHARES COM STK | $4,250 | $13,308 |
| TRIMAS CORP COM NEW COM NEW | $4,288 | $4,633 |
| TTM TECHNOLOGIES INC COM | $9,464 | $10,707 |
| UNIFIRST CORP MASS COM | $10,320 | $10,614 |
| UNITED CMNTY BK BLAIRSVILLE GA COM | $16,423 | $20,922 |
| UNITED NAT FOODS INC COM | $10,851 | $10,568 |
| UTZ BRANDS INC COM USD0.0001 CL A | $7,743 | $8,644 |
| VERACYTE INC COM | $6,260 | $6,383 |
| VERADIGM INC COM USD0.01 | $9,204 | $13,530 |
| VERINT SYS INC COM | $9,361 | $6,784 |
| VIAVI SOLUTIONS INC COM NPV | $4,071 | $6,642 |
| WALKER & DUNLOP INC COM . | $4,362 | $7,377 |
| WASH FED INC COM | $16,696 | $17,547 |
| WILEY JOHN & SONS INC CL A | $14,006 | $9,855 |
| XENCOR INC COM | $5,881 | $5,442 |
| XEROX HLDGS CORP COM NEW COM NEW | $4,031 | $3,665 |
| MFC ISHARES TR RUSSELL 2000 VALUE ETF | $47,707 | $69,058 |
| PVTPL BIOGENEX LABOROATORIES SER D CONV PFD STK | $4,999,999 | $0 |
| Intact Medical | $123,494 | $123,494 |
| NeuroPace, Inc | $23,845 | $23,845 |
| BAWAG GROUP AG COMMON STOCK | $27,827 | $42,679 |
| AZELIS GROUP NV NPV | $26,055 | $24,341 |
| MEG ENERGY CORP COM NPV | $16,691 | $17,585 |
| SOFTCHOICE CORP COM NPV | $27,492 | $22,007 |
| TORONTO-DOMINION COM NPV | $32,726 | $29,052 |
| CENOVUS ENERGY INC COM | $30,778 | $32,298 |
| SHENZHOU INTERNATI HKD0.10 | $39,346 | $20,249 |
| AIR LIQUIDE(L') EUR5.50 | $26,582 | $38,011 |
| BUREAU VERITAS EUR0.12 | $51,538 | $45,123 |
| EXCLUSIVE NETWORKS EUR0.08 | $31,858 | $26,821 |
| KERING | $28,485 | $22,329 |
| PERNOD RICARD NPV EUR 1.55 | $23,128 | $46,085 |
| SCHNEIDER ELECTRIC EUR4.00 | $24,930 | $40,179 |
| TELEPERFORMANCE SOCIETE EUROPEENNE | $32,907 | $31,136 |
| TOTALENERGIES SE | $43,804 | $53,956 |
| CONSTELLIUM SE (FRANCE) EUR0.02 CLASS A | $4,884 | $6,341 |
| ADIDAS AG | $44,839 | $24,214 |
| BEIERSDORF AG EUR1 | $34,471 | $40,272 |
| BRENNTAG SE NPV | $20,032 | $40,154 |
| DEUTSCHE BOERSE AG NPV(REGD) | $27,957 | $41,513 |
| HELLOFRESH SE NPV | $41,000 | $12,642 |
| STABILUS SE COMMON STOCK | $36,321 | $31,417 |
| QIAGEN NV EUR0.01 | $50,667 | $54,159 |
| SAP SE-SPONSORED ADR | $24,670 | $37,458 |
| AIA GROUP LTD NPV | $36,431 | $46,709 |
| TECHTRONIC INDUSTR NPV | $13,853 | $42,406 |
| BANK OF IRELAND GR ORD EUR1.00 | $28,784 | $38,013 |
| KERRY GROUP 'AORD EUR0.125 | $44,012 | $39,378 |
| SMURFIT KAPPA GROUP PLC ORD EUR0.001 | $12,466 | $10,401 |
| CRH PLC EQUITY | $30,791 | $36,311 |
| SMURFIT KAPPA GRP ORD EUR0.001 (CDI) | $23,932 | $27,484 |
| ICON PLC COM | $41,171 | $38,850 |
| NEXI SPA NPV | $34,154 | $29,323 |
| INTERNATIONAL GAME TECHNOLOGY COMMON STOCK | $13,039 | $13,789 |
| DISCO CORPORATION NPV | $28,797 | $28,610 |
| FUJITSU NPV | $44,421 | $40,051 |
| HITACHI NPV | $31,209 | $30,426 |
| KOITO MFG CO LTD NPV | $24,092 | $15,059 |
| OLYMPUS CORP NPV | $40,797 | $35,651 |
| OTSUKA CORP NPV | $47,930 | $31,490 |
| SCSK CORP NPV | $43,828 | $37,914 |
| SMC CORP NPV | $34,529 | $27,380 |
| SONY GROUP CORPORA NPV | $92,155 | $68,449 |
| TECHNOPRO HLDGS IN NPV | $47,030 | $58,774 |
| TERUMO CORP NPV | $35,485 | $34,069 |
| TOKYO ELECTRON NPV | $47,348 | $44,200 |
| ASML HOLDING NV EUR0.09 | $4,591 | $20,970 |
| HEINEKEN NV EUR1.60 | $56,443 | $58,994 |
| KONINKLIJKE DSM NV EUR1.50 | $40,662 | $30,375 |
| UNVL MUSIC GROUP EUR10.00 | $34,056 | $38,774 |
| GOLAR LNG LIMITED | $8,728 | $9,184 |
| DBS GROUP HLDGS NPV | $35,995 | $48,837 |
| BANKINTER SA EUR0.30(REGD) | $16,540 | $16,931 |
| NORDEA BANK ABP NPV | $31,181 | $35,360 |
| JULIUS BAER GRUPPE CHF0.02 (REGD) | $26,762 | $34,638 |
| LONZA GROUP AG CHF1 (REGD) | $10,339 | $20,079 |
| NESTLE SA CHF0.10(REGD) | $61,718 | $60,680 |
| NOVARTIS AG CHF0.50 (REGD) | $90,032 | $99,744 |
| ROCHE HLDGS AG GENUSSCHEINE NPV | $66,011 | $91,684 |
| SIG GROUP AG | $18,869 | $32,138 |
| UBS GROUP AG CHF0.10 (REGD) | $21,996 | $33,287 |
| UNILEVER PLC ORD GBP 0.031111 | $35,852 | $37,466 |
| ASTRAZENECA ORD USD0.25 | $58,765 | $59,914 |
| BAE SYSTEMS ORD GBP0.025 | $37,316 | $38,098 |
| BUNZL PLC ORD GBP0.32142857 | $16,743 | $48,886 |
| COMPASS GROUP ORD GBP0.1105 | $44,099 | $46,962 |
| DCC ORD EUR0.25 (CDI) | $21,484 | $28,465 |
| DIAGEO ORD PLC | $33,542 | $37,715 |
| EXPERIAN ORD USD0.10 | $40,101 | $43,820 |
| FEVERTREE DRINKS ORD GBP0.0025 | $5,098 | $3,051 |
| LLOYDS BANKING GP ORD GBP0.1 | $47,561 | $37,793 |
| LONDON STOCK EXCHANGE GROUP ORD GBP0.06918604 | $49,554 | $58,971 |
| PETERSHILL PARTNER ORD USD0.01 | $49,971 | $25,206 |
| PRUDENTIAL GBP0.05 | $54,167 | $41,380 |
| RELX PLC | $26,136 | $65,833 |
| SAVILLS ORD GBP0.025 | $14,655 | $11,280 |
| SHELL PLC ORD EUR0.07 | $54,343 | $53,469 |
| SMITH & NEPHEW ORD USD0.20 | $48,749 | $35,875 |
| TRAVIS PERKINS ORD GBP0.11205105 | $2,968 | $1,583 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $5,447,691 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $5,207,642 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (13 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MFO VIRTUS OPPORTUNITIES TR STONE HARBOR EMERGING MKTS DEBT FD CL I | FMV | $2,171,924 | $1,585,810 |
| MFO VIRTUS OPPORTUNITIES TR STONE HARBORHIGH YIELD BD FD CL I | FMV | $1,988,354 | $1,717,962 |
| MFO VIRTUS OPPORTUNITIES TR STONE HARBORLOCAL MKTS FD CL I | FMV | $305,354 | $271,057 |
| ARBORETUM VENTURES I-A, LLC | FMV | $155,713 | $247,725 |
| ARBORETUM VENTURES I, LLC | FMV | $522,316 | $318,119 |
| BIOVENTURE INVESTORS, LIMITED II | FMV | $2,471,515 | $553,433 |
| FORWARD VENTURES V, LP | FMV | $2,510,184 | $330,118 |
| HATTERAS VENTURE PARTNERS III, LP. | FMV | $2,534,118 | $1,004,963 |
| HATTERAS VENTURE PARTNERS IV, LP. | FMV | $1,973,844 | $1,630,312 |
| INTERWEST PARTNERS VIII, LP | FMV | $8,107,229 | $57,393 |
| MEMPHIS BIOMED II, LP | FMV | $878,850 | $62,618 |
| TRIATHLON MEDICAL VENTURES FUND, LP | FMV | $1,258,370 | $0 |
| TULLIS - DICKERSON FOCUS III, LP | FMV | $2,783,448 | $1,591,757 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $60,000 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $60,000 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (7 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| RECEIVABLE FROM BROKERS | $2,352 | $16,292 | $16,292 |
| INTEREST FROM DIVIDENDS RECEIVABLE | $86,327 | $125,332 | $125,332 |
| CASH MARGIN ON FINANCIAL FUTURES | $223,119 | $277,336 | $166,445 |
| RxMP THERAPEUTICS, INC. -PRI (EQUITY) | $858,759 | $858,759 | $858,759 |
| DEFERRED TAX ASSET | $29,402 | $151,126 | $0 |
| ROU ASSETS-OPERATING LEASES | $416,552 | $416,552 | |
| OTHER ASSETS | $50 | $50 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $2,126 | $0 | $2,126 |
| MISCELLANEOUS | $40 | $0 | $40 |
| COMPUTER HARDWARE | $6,738 | $0 | $6,738 |
| COMPUTER SOFTWARE | $98,053 | $50,532 | $47,521 |
| DUES AND MEMBERSHIP FEES | $98,385 | $3,600 | $94,785 |
| FIDUCIARY INSURANCE | $215 | $20 | $195 |
| PROPERTY DAMANGE | $15,574 | $1,476 | $14,098 |
| PROPERTY DAMAGE INSURANCE | $20,905 | $1,981 | $18,924 |
| LICENSES AND FEES | $806 | $76 | $730 |
| SPONSORSHIP | $50,000 | $0 | $50,000 |
| MEALS AND ENTERTAINMENT | $1,137 | $0 | $1,137 |
| POSTAGE AND DELIVERY | $5,737 | $544 | $5,193 |
| SUPPLIES | $2,306 | $218 | $2,088 |
| OTHER EXPENSES | $4,072 | $4,072 | $0 |
| INVESTMENT EXPENSES | $1,674 | $1,674 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (13 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ARBORETUM VENTURES 1 K-1 | $0 | -$1,106 | $0 |
| ARBORETUM VENTURES 1-A, LLC K-1 | $0 | -$902 | $0 |
| BIOVENTURES II K-1 | $0 | -$3,055 | $0 |
| FORWARD VENTURES V K-1 | $0 | -$7,807 | $0 |
| HATTERAS VENTURE PARTNERS III, LP | $0 | $1,236 | $0 |
| HATTERAS VENTURE PARTNERS IV, LP | $0 | -$12,556 | $0 |
| INTERWEST VIII, LP K-1 | $0 | -$2,225 | $0 |
| MEMPHIS BIOMED VENTURES II, L.P. K-1 | $0 | -$97 | $0 |
| THOMAS MCERNEY PARTNERS, L.P. K-1 | $0 | -$5,984 | $0 |
| TIRATHLON MEDICAL VENTURES K-1 | $0 | $0 | $0 |
| TULLIS-DICKERSON CAPITAL FOCUS K-1 | $0 | $60,787 | $0 |
| WESTERN ASSET US CORE PLUS K-1 | $0 | $124,605 | $0 |
| EXCISE TAX | $106,460 | $0 | $106,460 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REVERSAL OF PY ROUNDING DIFFERENCE | Desc |
| Amt | $13 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| PAYABLE TO INVESTMENT BROKERS | $2,598,271 | $2,276,022 |
| OPERATING LEASE LIABILITY | $0 | $432,041 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| COMPUTER | $114,432 | $78,500 | $35,932 |
| GRANT PROGRAM | $705,000 | $0 | $705,000 |
| PUBLIC RELATIONS | $3,525 | $0 | $3,525 |
| SECURITIES MANAGEMENT FEE | $121,551 | $121,551 | $0 |
| SECURITIES CUSTODIAL FEE | $96,411 | $96,411 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAXES | CategoryTxt |
| Amt | $8,994 | Amt |
| Net Investment Income | $8,994 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |