THOMAS A RODGERS JR FAMILY FOUNDATION: Form 990PF, tax year 2022

View the entire original 990 at ProPublica ↗

Organization: THOMAS A RODGERS JR FAMILY FOUNDATION (EIN 04-3442439)
Tax period: 2022-01-01 to 2022-12-31
Filed: 2023-11-15
IRS object ID: 202343199349102689
Schema version: 2022v5.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2023-11-15T10:58:58-06:00	ReturnTs
Tax Period End	2022-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	050479760	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	ANDSAGER BARTLETT & PIERONI LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	1275 WAMPANOAG TRAIL	AddressLine1Txt
City	EAST PROVIDENCE	CityNm
State Abbreviation	RI	StateAbbreviationCd
ZIP	02915	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2022-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	043442439	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THOMAS A RODGERS JR FAMILY FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	THOM	BusinessNameControlTxt
Phone	4012729100	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 159	AddressLine1Txt
City	NEWPORT	CityNm
State Abbreviation	RI	StateAbbreviationCd
ZIP	02840	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	SARAH MCNEILL	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	8008391754	PhoneNum
Signature	2023-11-15	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	SARAH	PersonFirstNm
Person Last	MCNEILL	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Field	Value	IRS element (for citing)
IRS Responsible Prty Info Curr	0	IRSResponsiblePrtyInfoCurrInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	CHRISTOPHER BARTLETT CPA CFP	PreparerPersonNm
PTIN	P00189632	PTIN
Phone	4012729100	PhoneNum
Preparation	2023-11-15	PreparationDt
Self Employed	Yes (X)	SelfEmployedInd

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	2	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2022	TaxYr
Build TS	2023-04-26 12:10:37Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$28,857,410	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$800,430	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$800,430	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$373,332	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$7,571,991	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$373,332	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$357,362	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$354,449	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$1,531,124	TotalRevAndExpnssAmt
Total Net Invst Incm	$1,528,211	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$26,250	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$0	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$0	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$212,498	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$212,498	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$0	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$48,820	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$22,389	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Occupancy Rev And Expnss	$12,850	OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm	$0	OccupancyNetInvstIncmAmt
Occupancy Dsbrs Chrtbl	$12,850	OccupancyDsbrsChrtblAmt
Other Expenses Rev And Expnss	$42,090	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$41,484	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$606	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$342,508	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$276,371	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$13,456	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$1,565,080	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$1,565,080	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,907,588	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$276,371	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$1,578,536	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$376,464	ExcessRevenueOverExpensesAmt
Net Investment Income	$1,251,840	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$4	CashBOYAmt
Sav And Temp Cash Invst BOY	$1,587,483	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$646,307	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$646,307	SavAndTempCashInvstEOYFMVAmt
US Government Obligations BOY	$445,542	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$401,348	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$376,944	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$18,706,970	CorporateStockBOYAmt
Corporate Stock EOY	$19,491,235	CorporateStockEOYAmt
Corporate Stock EOYFMV	$20,722,516	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$4,583,795	CorporateBondsBOYAmt
Corporate Bonds EOY	$4,179,838	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$3,904,439	CorporateBondsEOYFMVAmt
Other Investments BOY	$2,466,253	OtherInvestmentsBOYAmt
Other Investments EOY	$2,740,673	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$3,207,204	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$27,790,047	TotalAssetsBOYAmt
Total Assets EOY	$27,459,401	TotalAssetsEOYAmt
Total Assets EOYFMV	$28,857,410	TotalAssetsEOYFMVAmt
Other Liabilities BOY	$8,645	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$10,220	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$8,645	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$10,220	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Capital Stock BOY	$0	CapitalStockBOYAmt
Capital Stock EOY	$0	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$27,781,402	RetainedEarningBOYAmt
Retained Earning EOY	$27,449,181	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$27,781,402	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$27,449,181	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$27,790,047	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$27,459,401	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$27,781,402	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$376,464	ExcessRevenueOverExpensesAmt
Other Increases	$48,317	OtherIncreasesAmt
Subtotal	$27,453,255	SubtotalAmt
Other Decreases	$4,074	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$27,449,181	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (36 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
MORGAN STANLEY #863 012031 106	P	$224,247	$261,406	-$37,159	-$37,159
MORGAN STANLEY #863 012031 106	P	$398,784	$357,031	$41,753	$41,753
MORGAN STANLEY #863 012419 106	P	$582,997	$616,964	-$33,967	-$33,967
MORGAN STANLEY #863 012419 106	P	$2,489,405	$2,322,138	$167,267	$167,267
MORGAN STANLEY #863 012419 106	P	$50,557	$35,264	$15,293	$15,293
MORGAN STANLEY #863 012424 106	P	$140,093	$139,898	$195	$195
MORGAN STANLEY #863 012577 106	P	$205,795	$207,153	-$1,358	-$1,358
GOLDMAN SACHS #051-74710-3	P	$493	$10,593	-$10,100	-$10,100
GOLDMAN SACHS #051-75977-7	P	$164,957	$209,240	-$44,283	-$44,283
GOLDMAN SACHS #051-75977-7	P	$316,892	$278,225	$38,667	$38,667
GOLDMAN SACHS #051-79355-2	P	$4,406	$5,529	-$1,123	-$1,123
GOLDMAN SACHS #051-79355-2	P	$10,417	$7,192	$3,225	$3,225
GOLDMAN SACHS #051-79355-2	P	$8		$8	$8
GOLDMAN SACHS #051-75974-4	P	$46,971	$50,860	-$3,889	-$3,889
GOLDMAN SACHS #051-75974-4	P	$234,243	$183,406	$50,837	$50,837
GOLDMAN SACHS #051-75974-4	P	$13		$13	$13
GOLDMAN SACHS #051-75973-6	P	$56,064	$57,407	-$1,343	-$1,343
GOLDMAN SACHS #051-75973-6	P	$747,368	$751,166	-$3,798	-$3,798
GOLDMAN SACHS #051-75972-8	P	$17,387	$23,804	-$6,417	-$6,417
GOLDMAN SACHS #051-75972-8	P	$87,469	$95,712	-$8,243	-$8,243
GOLDMAN SACHS #051-75976-9	P	$26,088	$27,962	-$1,874	-$1,874
GOLDMAN SACHS #051-75976-9	P	$676,220	$759,781	-$83,561	-$83,561
GOLDMAN SACHS #051-78805-7	P	$7,048	$10,090	-$3,042	-$3,042
GOLDMAN SACHS #051-78805-7	P	$35,651	$28,113	$7,538	$7,538
GOLDMAN SACHS #051-75975-1	P	$16,759	$16,673	$86	$86
GOLDMAN SACHS #051-75975-1	P	$122,018	$116,039	$5,979	$5,979
GOLDMAN SACHS #051-75975-1	P	$22		$22	$22
FUNDAMENTAL PARTNER III, LP	P			$8,019	$8,019
OAK STREET REAL ESTATE CAPITAL FUND IV LP	P			$29,119	$29,119
RIVERVIEW STRATEGIC OPPORTUNITIES FUND III LP ONSHORE	P			$45,491	$45,491
RIVERVIEW STRATEGIC OPPORTUNITIES FUND III AIV LP	P			$474	$474
SALIENT MLP TOTAL RETURN FUND LP	P			$94,475	$94,475
OPPENHEIMER #A390012928	P	$127,649	$81,890	$45,759	$45,759
OPPENHEIMER #A390012928	P	$516,356	$594,635	-$78,279	-$78,279
SEAPORT SECURITIES #S2K000119	P	$148,081	$128,066	$20,015	$20,015
CAPITAL GAINS DIVIDENDS	P	$117,533		$117,533	$117,533

Field	Value	IRS element (for citing)
Capital Gain Net Income	$373,332	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$17,401	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$17,401	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$17,401	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$17,581	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$10,000	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$27,581	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$10,180	OverpaymentAmt
Applied To ES Tax	$10,180	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	RI	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	THOMAS A RODGERS JR FAMILY FDN	IndividualWithBooksNm
Phone	4012729100	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 159	AddressLine1Txt
City	NEWPORT	CityNm
State Abbreviation	RI	StateAbbreviationCd
ZIP	02840	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
SARAH MCNEILL
PO BOX 159	NEWPORT	RI	02840	PRES/DIR/SEC	5.00	$0	$0	$0
THOMAS A RODGERS IV
PO BOX 159	NEWPORT	RI	02840	DIR/TREAS.	5.00	$0	$0	$0
ROBERT F STOICO
PO BOX 159	NEWPORT	RI	02840	DIR	5.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
MORGAN STANLEY
125 HIGH STREET 22ND FL	BOSTON	MA	02110	INVESTMENT MANAGEMENT	$75,947
GOLDMAN SACHS
200 WEST STREET	NEW YORK	NY	10282	INVESTMENT MANAGEMENT	$53,237

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$29,199,131	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$1,285,009	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$30,484,140	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$30,484,140	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$457,262	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$30,026,878	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,501,344	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,501,344	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$17,401	TaxBasedOnInvestmentIncomeAmt
Income Tax	$8,140	IncomeTaxAmt
Total Tax	$25,541	TotalTaxAmt
Distributable Before Adj	$1,475,803	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$1,475,803	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$1,475,803	DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$1,578,536	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$1,578,536	QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,475,803	DistributableAsAdjustedAmt
Undistributed Income PY	$1,549,216	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$1,578,536	QualifyingDistributionsAmt
Applied To Year1	$1,549,216	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$29,320	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$1,446,483	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	GRANT APPLICATIONS TO FOUNDATION	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 159	AddressLine1Txt
City	NEWPORT	CityNm
State Abbreviation	RI	StateAbbreviationCd
ZIP	02840	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	4013247152	RecipientPhoneNum
Form And Info And Materials	WRITTEN REQUEST STATING THE NATURE OF ORGANIZATION AND INTENDED USE OF FUNDS.	FormAndInfoAndMaterialsTxt
Submission Deadlines	NONE	SubmissionDeadlinesTxt
Restrictions On Awards	NONE	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (41 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
BISHOP CONNOLLY HIGH SCHOOL
373 ELSBREE ST	FALL RIVER	MA	02720	TUITION ASSISTANCE	$30,000
BISHOP STANG HIGH SCHOOL
500 SLOCUM ROAD	NORTH DARTMOUTH	MA	02747	GAME ON FIELD CAMPAIGN	$25,000
BOY CLUBS & GIRLS CLUBS OF NEWPORT COUNTY INC
1 YORK STREET	NEWPORT	RI	02840	GENERAL & UNRESTRICTED	$85,000
BRISTOL COMMUNITY COLLEGE FOUNDATION INC
777 ELSEBREE ST NO D-118	FALL RIVER	MA	02720	SCHOLARSHIP FUND	$125,000
CYSTIC FIBROSIS FOUNDATION
57 EXECUTIVE PARK S STE 380	ATLANTA	GA	30329	GENERAL & UNRESTRICTED	$10,000
EASTER SEALS INC
213 ROBINSON ST	WAKEFIELD	RI	02879	EARLY INTERVENTION PROGRAM	$10,000
FACE SCHOLARSHIPS
450 HIGHLAND AVE	FALL RIVER	MA	02722	SCHOLARSHIP FUND	$35,000
FALL RIVER DEACONESS HOME
PO BOX 2118	FALL RIVER	MA	02722	TECHNOLOGICAL IMPROVEMENTS	$10,000
FALL RIVER HISTORICAL SOCIETY
451 ROCK ST	FALL RIVER	MA	02720	GENERAL & UNRESTRICTED	$40,000
FAMILY SERVICE ASSOCIATION OF GREATER FALL RIVER INC
151 ROCK ST	FALL RIVER	MA	02720	KIDS ACADEMY SUPPLIES	$40,000
HOPE FUNDS FOR CANCER RESEARCH
174 BELLEVUE AVE STE 208	NEWPORT	RI	02840	PROGRAMMING	$55,000
INTERNATIONAL TENNIS HALL OF FAME INCORPORATED
194 BELLEVUE AVE	NEWPORT	RI	02840	TEAM FAME EDUCATIONAL PROGRAM	$20,000
JUNIOR ACHIEVEMENT OF SOUTHERN MASSACHUSETTS
128 UNION ST STE 304	NEW BEDFORD	MA	02740	SCHOLARSHIPS	$15,000
LITTLE FLOWER HOME INC
304 HOOPER ST	TIVERTON	RI	02878	SUPPLIES, FOOD & HOME REPAIR FOR HOMELESS PREGNANT WOMEN	$8,000
MY BROTHER'S KEEPER
PO BOX 70273	NORTH DARTMOUTH	MA	072470273	GENERAL SUPPORT	$30,000
NATIVITY PREPARATORY SCHOOL NEW BEDFORD INC
66 SPRING STREET	NEW BEDFORD	MA	02740	CAPITAL CAMPAIGN; EMERGENCY FUND	$85,000
NEWPORT HOSPITAL FOUNDATION INC
11 FRIENDSHIP ST	NEWPORT	RI	02840	EMERGENCY ROOM CAPITAL CAMPAIGN	$50,000
OUR SISTERS SCHOOL INC
145 BROWNELL AVE	NEW BEDFORD	MA	02740	SCHOLARSHIP FUND	$30,000
POLICE ATHLETIC LEAGUE OF FALL RIVER INC
31 FRANKLIN ST	FALL RIVER	MA	02720	GENERAL & UNRESTRICTED	$5,000
RHODE ISLAND COMMUNITY FOOD BANK ASSOCIATION
200 NIANTIC AVE	PROVIDENCE	RI	02907	FOOD SHORTAGE PROGRAM	$30,000
SALVE REGINA UNIVERSITY
100 OCHRE POINT AVE	NEWPORT	RI	02840	O'HARE COMMITMENT FUND; GENERAL SUPPORT	$200,000
SAN MIGUEL EDUCATION CENTER
525 BRANCH AVE	PROVIDENCE	RI	02904	SCHOLARSHIP FUND	$30,000
SEAMENS CHURCH INSTITUTE OF NEWPORT RI
18 MARKET SQ	NEWPORT	RI	02840	GENERAL & UNRESTRICTED	$10,000
STAR KIDS SCHOLARSHIP PROGRAM
PO BOX 6214	MIDDLETOWN	RI	02842	SCHOLARSHIPS	$22,500
TASHIRAT FOUNDATION
14525 SW MILLIKEN WAY 26465	BEAVERTON	OR	97005	TEACHERS SALARIES FUND	$40,000
THOMAS CHEW MEMORIAL BOYS & GIRLS CLUB FALL RIVER
803 BEDFORD ST	FALL RIVER	MA	02720	SUPPORT FOR RODGERS TEEN CENTER	$50,000
UNITED WAY OF GREATER FALL RIVER INC
30 BEDFORD ST	FALL RIVER	MA	02720	GENERAL & UNRESTRICTED	$100,000
VETERANS TRANSITION HOUSE
344 COUNTY STREET	NEW BEDFORD	MA	02740	GENERAL SUPPORT	$25,000
VISITING NURSE SERVICES OF NEWPORT AND BRISTOL COUNTIES
114 E MAIN RD	PORTSMOUTH	RI	02871	GENERAL & UNRESTRICTED	$12,000
YEAR UP INC
40 FOUNTAIN STREET	PROVIDENCE	RI	02903	YEAR UP PROVIDENCE TUITION ASSISTANCE	$35,000
YMCA SOUTHCOAST
128 UNION ST SUITE 304	NEW BEDFORD	MA	02740	EMERGENCY CHILD CARE FUND	$10,000
YOUTH OPPORTUNITIES UNLIMITED INC
224 BROCK AVE	NEW BEDFORD	MA	02744	AFTER SCHOOL PROGRAM	$2,580
PORTSMOUTH ABBEY SCHOOL
285 COREYS LANE	PORTSMOUTH	RI	02871	GENERAL CHARITABLE PURPOSES	$50,000
ST PHILOMENA SCHOOL
324 COREYS LAND	PORTSMOUTH	RI	02871	SCHOLARSHIP FUND	$30,000
FOLDS OF HONOR FOUNDATION
24 FIRTH ROAD	IVERNESS	MA	60067	GENERAL CHARITABLE PURPOSES	$10,000
COLLAGEN 6 RESEARCH CHARITY
233 OLD HARBOR RD	WESTPORT	MA	02790	MEDICAL RESEARCH/ GENERAL CHARITABLE PURPOSES	$10,000
THE PRESERVATION SOCIETY OF NEWPORT
424 BELLEVUE AVE	NEWPORT	RI	02840	GENERAL CHARITABLE PURPOSES	$10,000
SOUTHCOAST HEALTH
C/O ACCOUNTING DEPT 101 PAGE ST	NEW BEDFORD	MA	02740	GENERAL CHARITABLE PURPOSES	$150,000
MARTIN LUTHER KING JR COMMUNITY CENTER
20 DR MARCUS F WEATLAND BLVD	NEWPORT	RI	02840	GENERAL CHARITABLE PURPOSES	$5,000
SALVATION ARMY FALL RIVER CORPS
290 BEDFORD ST	FALL RIVER	MA	02720	YOUTH PROGRAM / GENERAL CHARITABLE PURPOSES	$20,000
LUCYS HEARTH
19 VALLEY ROAD	MIDDLETOWN	RI	02842	GENERAL CHARITABLE PURPOSES	$5,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$1,565,080	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$800,430	ExclusionAmt

Other Investment Income OtherInvestmentIncomeGrp

Field	Value	IRS element (for citing)
Business	525990	BusinessCd
Unrelated Business Taxbl Incm	$39,760	UnrelatedBusinessTaxblIncmAmt
Exclusion	14	ExclusionCd
Exclusion	$317,602	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$373,332	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$39,760	UnrelatedBusinessTaxblIncmAmt
Exclusion	$1,491,364	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$1,531,124	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ABP	CategoryTxt
Amt	$26,250	Amt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

Field	Value	IRS element (for citing)
Bond	CORPORATE BONDS	BondNm
EOY Book Value	$4,179,838	EOYBookValueAmt
EOYFMV	$3,904,439	EOYFMVAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

Field	Value	IRS element (for citing)
Stock	CORPORATE STOCK	StockNm
EOY Book Value	$19,491,235	EOYBookValueAmt
EOYFMV	$20,722,516	EOYFMVAmt

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$401,348	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$376,944	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$0	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$0	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	OTHER INVESTMENTS	CategoryOrItemTxt
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMVCd
Book Value	$2,740,673	BookValueAmt
EOYFMV	$3,207,204	EOYFMVAmt

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Desc	BOOK/TAX DIFFERENCE	Desc
Amt	$4,074	Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
OFFICE SUPPLIES	$606	$0	$606
OTHER EXPENSES	$1,860	$1,860	$0
EXPENSES FROM K1'S	$39,624	$39,624	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (10 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
BRIDGE SENIORS HOUSING - OTHER INCOME	$48,493	$48,493	$48,493
FUNDAMENTAL PARTNERS III - OTHER INCOME	$17,936	$15,023	$17,936
OAK STREET REAL ESTATE CAPITAL FUND- OTHER INCOME	$2,712	$2,712	$2,712
RIVERVIEW STRATEGIC OPP FUND -	$14,165	$14,165	$14,165
SALIENT MLP - OTHER INCOME	$226,405	$226,405	$226,405
RIVERVIEW STRATEGIC OPP FUND- OTHER UBTI INCOME	$19,407	$19,407	$19,407
RIVERVIEW SOF III- OTHER UBTI INCOME	$3,666	$3,666	$3,666
FUNDAMENTAL PARTNERS III - OTHER INCOME	$16,687	$16,687	$16,687
RIVERVIEW SOF III- OTHER INCOME	$7,891	$7,891	$7,891
SALIENT MLP - OTHER UBTI INCOME	$0	$0	$0

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Desc	NONDIVIDEND DISTRIBUTION	Desc
Amt	$48,317	Amt

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail

Field	Value	IRS element (for citing)
Desc	OUTSTANDING OPTIONS	Desc
BOY Book Value	$8,645	BOYBookValueAmt
EOY Book Value	$10,220	EOYBookValueAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT MGMT FEES - MORGAN STANLEY	$101,224	$101,224	$0
INVESTMENT MGMT FEES - GOLDMAN SACHS	$53,237	$53,237	$0
INVESTMENT MGMT FEES - OPPENHEIMER	$34,761	$34,761	$0
INVESTMENT MGMT FEES - SEAPORT SECURITIES	$23,276	$23,276	$0

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (4 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
2021 RI CORP TAX BALANCE DUE	$3,757	$3,757	$0
FOREIGN TAXES	$18,632	$18,632	$0
UBTI TAX - 2021 BALANCE DUE FORM 990-T	$1,431	$0	$0
EXCISE TAX - 2021 FORM 990PF EXTENSION	$25,000	$0	$0