HAROLD & MIMI STEINBERG CHARITABLE TRUST: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- HAROLD & MIMI STEINBERG CHARITABLE TRUST (EIN 13-3383348)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2022-02-15
- IRS object ID
- 202230469349100323
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-02-15T13:43:47-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133383348 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE HAROLD & MIMI STEINBERG CHARITABLE | BusinessNameLine1Txt |
| Business Name Line2 | TRUST C/O SCHULTE ROTH & ZABEL LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % SCHULTE ROTH & ZABEL LLP | InCareOfNm |
| Business Name Control | HARO | BusinessNameControlTxt |
| Phone | 2127580404 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WILLIAM ZABEL | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2127562000 | PhoneNum |
| Signature | 2022-02-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | WILLIAM | PersonFirstNm |
| Person Last | ZABEL | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ALFRED LAROSA CPA | PreparerPersonNm |
| PTIN | P00103808 | PTIN |
| Phone | 2127519100 | PhoneNum |
| Preparation | 2022-02-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $70,106,879 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $139,500 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $125,971 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $62,285 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $668,073 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $656,011 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$3,528,739 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $25,429,913 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$45,441 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,066 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | -$2,640,636 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $719,362 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $126,866 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $126,866 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $24,863 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $24,863 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $375,254 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $125,085 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $250,169 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $46,996 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $23,498 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $23,498 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $278,529 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $278,529 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $106,976 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,405 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $3,038 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $760 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,278 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,162,693 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $763,853 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $398,840 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,125,215 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,198,130 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $826,514 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,134,334 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,134,334 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $7,259,549 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,198,130 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,960,848 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$9,900,185 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,154,335 | CashBOYAmt |
| Cash EOY | $0 | CashEOYAmt |
| Cash EOYFMV | $0 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $11,715,022 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $6,904,985 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $6,904,985 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $59,931,838 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $55,996,025 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $63,201,894 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $72,801,195 | TotalAssetsBOYAmt |
| Total Assets EOY | $62,901,010 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $70,106,879 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $62,000 | CapitalStockBOYAmt |
| Capital Stock EOY | $62,000 | CapitalStockEOYAmt |
| Retained Earning BOY | $72,739,195 | RetainedEarningBOYAmt |
| Retained Earning EOY | $62,839,010 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $72,801,195 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $62,901,010 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $72,801,195 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $62,901,010 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $72,801,195 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$9,900,185 | ExcessRevenueOverExpensesAmt |
| Subtotal | $62,901,010 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $62,901,010 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (27 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| ST COVERED GAIN/LOSS FROM CS #6031 | 2020-12-31 | $3,295 | $3,354 | -$59 | -$59 |
| ST COVERED GAIN/LOSS FROM CS #3485 | 2020-12-31 | $1,011,665 | $1,025,103 | -$13,545 | -$13,438 |
| ST NON-COVERED GAIN/LOSS FROM CS #3485 | 2020-12-31 | $50,000 | $50,025 | -$25 | -$25 |
| ST COVERED GAIN/LOSS FROM CS #3554 | 2020-12-31 | $30,125 | $28,876 | $1,203 | $1,249 |
| ST COVERED GAIN/LOSS FROM CNR #0372 | 2020-12-31 | $1,136,902 | $1,634,759 | -$494,556 | -$497,857 |
| ST COVERED GAIN/LOSS FROM TD #4659 | 2020-12-31 | $16,008 | $16,009 | -$1 | -$1 |
| ST COVERED GAIN/LOSS FROM TD #5899 | 2020-12-31 | $625,094 | $614,868 | $10,226 | $10,226 |
| ST COVERED GAIN/LOSS FROM TD #2955 | 2020-12-31 | $15,095,359 | $15,395,638 | -$279,254 | -$300,279 |
| ST COVERED GAIN/LOSS FROM TD #2812 | 2020-12-31 | $46,153 | $46,106 | $47 | $47 |
| LT GAIN FROM ITE RAIL FUND LP | 2020-12-31 | $31 | $31 | $31 | |
| LT GAIN FROM REDEMPTION OF ECHO STREET CAPITAL PARTNERS | 2020-10-01 | $1,737,982 | $1,600,000 | $137,982 | $137,982 |
| LT GAIN FROM REDEMPTION OF THE CHILDREN'S INV FUND | 2020-11-01 | $600,000 | $439,268 | $160,732 | $160,732 |
| LT GAIN FROM REDEMPTION OF LONG POND CAPITAL | 2020-10-01 | $200,000 | $218,620 | -$18,620 | -$18,620 |
| LT GAIN FROM REDEMPTION OF SQZ INVESTORS OFFSHORE LTD | 2020-10-01 | $400,000 | $331,837 | $68,163 | $68,163 |
| LT GAIN FROM REDEMPTION OF ELLINGTON ENHANCED INCOME | 2020-11-30 | $2,019,382 | $2,000,000 | $19,382 | $19,382 |
| LT CAP GAIN DISTRIBUTION CS #6031 | 2020-12-31 | $706 | $706 | $706 | |
| LT COVERED GAIN/LOSS FROM CS #3485 | 2020-12-31 | $35,000 | $35,700 | -$700 | -$700 |
| LT COVERED GAIN/LOSS FROM CNR #0372 | 2020-12-31 | $276,371 | $300,988 | -$22,752 | -$24,617 |
| LT CAP GAIN DISTRIBUTION CNR #0372 | 2020-12-31 | $568 | $568 | $568 | |
| LT CAP GAIN DISTRIBUTION CS #2955 | 2020-12-31 | $133,293 | $133,293 | $133,293 | |
| LT COVERED GAIN/LOSS FROM TD #2812 | 2020-12-31 | $288,255 | $288,161 | $94 | $94 |
| LT GAIN FROM ITE RAIL FUND LP | 2020-12-31 | $178,261 | $178,261 | $178,261 | |
| LT LOSS FROM STEINBERG PARTNERS FUND | 2020-12-31 | $3,221,961 | -$3,221,961 | -$3,221,961 | |
| LT GAIN FROM SPRUCE PRIVATE INVEST FUND | 2020-12-31 | $29,781 | $29,781 | $29,781 | |
| ST LOSS FROM RENAISSANCE INSTITUTIONAL EQUIT | 2020-12-31 | $341,211 | -$341,211 | -$341,211 | |
| LT GAIN FROM RENAISSANCE INSTITUTIONAL EQUIT | 2020-12-31 | $134,453 | $134,453 | $134,453 | |
| LT GAIN FROM REDEMPTION OF TWO CIGMA COMPASS | 2020-12-31 | $1,381,229 | $1,392,206 | -$10,977 | -$10,977 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$3,528,739 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $0 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $0 | SubtotalAmt |
| Tax Based On Investment Income | $0 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $132,610 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $571 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $133,181 | TotalPaymentsAndCreditsAmt |
| Overpayment | $133,181 | OverpaymentAmt |
| Applied To ES Tax | $133,181 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHULTE ROTH & ZABEL LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2127580404 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | Yes (true) | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| JAMES D STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| WILLIAM D ZABEL | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
| SETH WEINGARTEN | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
| MICHAEL A STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| CAROLE A KRUMLAND | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| SUSAN C FRUNI | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DEBORAH E MARTIN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 163 RUMFORD AVENUE | AddressLine1Txt |
| City | MANSFIELD | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02048 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | ADMIN ASSISTANT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $126,866 | CompensationAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| SCHULTE ROTH & ZABEL LLP | |||||
| 919 THIRD AVE | NEW YORK | NY | 10022 | LEGAL | $375,254 |
| CNR SECURITIES | |||||
| 400 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $64,562 |
| TD AMERITRADE | |||||
| PO BOX 2209 | OMAHA | NE | 68103 | INVESTMENT ADVISORY | $163,128 |
| WITHUMSMITHBROWN PC | |||||
| 1411 BROADWAY 9TH FL | NEW YORK | NY | 10018 | ACCOUNTING | $46,996 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. (INCLUDES AWARD RELATED EXPENSES OF 47,200) | Description1Txt |
| Expenses1 | $398,840 | Expenses1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $56,806,355 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $10,611,880 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $67,418,235 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $67,418,235 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,011,274 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $66,406,961 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,320,348 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,320,348 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $0 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $0 | TotalTaxAmt |
| Distributable Before Adj | $3,320,348 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,320,348 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,320,348 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,960,848 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $5,960,848 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $5,960,848 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,320,348 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $4,106,342 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $3,837,299 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $3,754,399 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $4,944,660 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $3,153,616 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $19,796,316 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,960,848 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $3,320,348 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,640,500 | RemainingDistriFromCorpusAmt |
| Total Corpus | $22,436,816 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $4,106,342 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $18,330,474 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $3,837,299 | ExcessFromYear4Amt |
| Excess From Year3 | $3,754,399 | ExcessFromYear3Amt |
| Excess From Year2 | $4,944,660 | ExcessFromYear2Amt |
| Excess From Year1 | $3,153,616 | ExcessFromYear1Amt |
| Excess From Current Year | $2,640,500 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | UNRESTRICTED GRANTS | GrantOrContributionPurposeTxt |
| Amt | $5,134,334 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,134,334 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $125,971 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $668,073 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$3,528,739 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| SPRUCE PRIVATE INVESTMENT FUND | 900099 | -$14,975 | 14 | |
| ITE RAIL FUND | 900099 | -$31,532 | 14 | |
| INVEST INCOME - BROOKFIELD INFRAS | 14 | $2 | ||
| OTHER INVESTMENT INCOME | 14 | $1,064 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$46,507 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$2,733,629 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$2,780,136 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ESTATE OF HAROLD STEINBERG | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO SHULTE ROTH 919 THIRD AVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $139,500 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $46,996 | Amt |
| Net Investment Income | $23,498 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $23,498 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (32 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SPRUCE PRIVATE INVESTMENTS FD | AT COST | $5,207,632 | $3,193,591 |
| SPRUCE PRIVATE INVEST. FUND II | AT COST | $5,487,336 | $6,015,365 |
| STEINBERG PARTNERS FUND LP | AT COST | $10,747,249 | $14,423,948 |
| LONG POND CAPITAL | AT COST | $1,581,380 | $1,790,086 |
| SQN INVESTORS OFFSHORE LTD | AT COST | $1,468,163 | $2,023,129 |
| ECHO STREET CAPITAL | AT COST | $51,899 | $51,899 |
| TWO SIGMA COMPASS CAYMAN FUND | AT COST | $0 | $0 |
| RENAISSANCE INSITUTIONAL EQUIT | AT COST | $339,120 | $921,055 |
| THE CHILDRENS INVESTMENT FUND | AT COST | $1,078,691 | $1,718,280 |
| KYLIN OFFSHORE FUND LTD | AT COST | $311,976 | $193,928 |
| DE SHAW COMPOSITE INTL FUND | AT COST | $1,190,681 | $1,679,182 |
| AIDENLAIR FARMSTED 1 LLC | AT COST | $635,778 | $643,709 |
| BROOKFIELD INFRASTRUCTURE | AT COST | $17,002 | $23,712 |
| INV IN SECURITIES-CNR #0372 | AT COST | $9,367,643 | $10,844,030 |
| MUNI BONDS-CHARLES SCHWAB 3554 | AT COST | $0 | $0 |
| MUNI BONDS-CHARLES SCHWAB 3485 | AT COST | $1,265,075 | $1,264,159 |
| ELLINGTON EPO II OFFSHORE | AT COST | $1,205,019 | $1,341,642 |
| ELLINGTON ENHANCED INCOME | AT COST | $0 | $0 |
| PODAREL 180 NORTH 4TH LLC | AT COST | $265,500 | $250,000 |
| EX TRADED FUNDS-TD 4659 | AT COST | $0 | $0 |
| INV. IN SECURITIES-CS 6375 | AT COST | $0 | $0 |
| EX TRADED FUNDS-TD 5899 | AT COST | $0 | $0 |
| ECHO STREET GOODCO SELECT | AT COST | $700,000 | $805,014 |
| HANACO II LP | $80,000 | $80,000 | |
| ECV IL OPP | $34,630 | $34,630 | |
| SOUND POINT DISCOVERY FUND LLC | $1,000,000 | $1,015,243 | |
| KYLIN OFFSHORE LONG FUND | $1,000,000 | $1,000,000 | |
| HAWK RIDGE PARTNERS OFFSHORE | $1,000,000 | $1,044,617 | |
| ITE RAIL FUND, LP | $522,730 | $522,730 | |
| SECURITIES - CS #6031 | $249,717 | $306,480 | |
| EX TRADED FUNDS -TD #2812 | $3,077,035 | $3,377,134 | |
| EX TRADED FUNDS -TD #2955 | $8,111,769 | $8,638,331 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $375,254 | LegalFeesAmt |
| Net Investment Income | $125,085 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $250,169 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| AWARD RELATED EXPENSES | $398,840 | $398,840 | |
| INVEST EXP - SPRUCE PRIV II | $204,466 | $204,466 | |
| INVEST EXP - RENAISSANCE INST | $45,013 | $45,013 | |
| INVEST EXP - STEINBERG PART | $207,621 | $207,621 | |
| INVEST EXP - SPRUCE PRIV FUND | $298,682 | $298,682 | |
| INVEST EXP - PODAREL 180 NORTH | $3,530 | $3,530 | |
| INVEST EXP - AIDENLAIR FARMSTE | $4,068 | $4,068 | |
| INVEST EXP - ITE RAIL FUND LP | $448 | $448 | |
| BANK CHARGE | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| SPRUCE PRIVATE INVESTMENT FUND, LP UBTI | -$14,975 | |
| ITE Rail Fund, LP UBTI | -$31,532 | |
| INVEST INCOME - Brookfield Infras | $2 | $2 |
| OTHER INVESTMENT INCOME | $1,064 | $1,064 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BANK CUST.&INVEST. ADVIS. FEE | $270,723 | $270,723 |
| CONSULTANTS | $7,806 | $7,806 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL TAXES PAID | $100,571 | |
| FOREIGN TAXES PAID | $6,405 | $6,405 |