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UNIVERSITY OF CHICAGO: Form 990, tax year 2019

View the entire original 990 at ProPublica ↗

Organization
UNIVERSITY OF CHICAGO (EIN 36-2177139)
Tax period
2019-07-01 to 2020-06-30
Filed
2021-05-12
IRS object ID
202111329349304371
Schema version
2019v5.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2021-05-12T16:01:06-05:00ReturnTs
Tax Period End2020-06-30TaxPeriodEndDt
Return Type990ReturnTypeCd
Tax Period Begin2019-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN362177139EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1University of ChicagoBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlUNIVBusinessNameControlTxt
Phone7738345819PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16054 S Drexel AvenueAddressLine1Txt
CityChicagoCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonBRETT PADGETTPersonNm
Person TitleASSOCIATE VICE PRESIDENT FINANCEPersonTitleTxt
Signature2021-05-12SignatureDt
FieldValueIRS element (for citing)
Tax2019TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990 IRS990

Principal Ofcr Business Name PrincipalOfcrBusinessName

FieldValueIRS element (for citing)
Business Name Line1ROBERT J ZIMMERBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line15801 S ELLIS AVENUEAddressLine1Txt
CityChicagoCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$5,994,316,005GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.UCHICAGO.EDUWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1890FormationYr
Legal Domicile StateILLegalDomicileStateCd
Activity Or MissionTHE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.ActivityOrMissionDesc
Voting Members Governing Body46VotingMembersGoverningBodyCnt
Voting Members Independent39VotingMembersIndependentCnt
Total Employee26771TotalEmployeeCnt
Total Volunteers9806TotalVolunteersCnt
Total Gross UBI-$16,168,042TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$69,630NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$2,445,344,205PYContributionsGrantsAmt
CY Contributions Grants$1,727,925,591CYContributionsGrantsAmt
PY Program Service Revenue$1,597,016,834PYProgramServiceRevenueAmt
CY Program Service Revenue$1,660,417,298CYProgramServiceRevenueAmt
PY Investment Income$383,711,063PYInvestmentIncomeAmt
CY Investment Income$249,803,819CYInvestmentIncomeAmt
PY Other Revenue$64,505,748PYOtherRevenueAmt
CY Other Revenue$66,997,699CYOtherRevenueAmt
PY Total Revenue$4,490,577,850PYTotalRevenueAmt
CY Total Revenue$3,705,144,407CYTotalRevenueAmt
PY Grants And Similar Paid$505,840,723PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$572,212,478CYGrantsAndSimilarPaidAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$2,068,966,429PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$2,199,010,279CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$713,255PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$567,898CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$67,205,591CYTotalFundraisingExpenseAmt
PY Other Expenses$1,244,095,218PYOtherExpensesAmt
CY Other Expenses$1,330,118,863CYOtherExpensesAmt
PY Total Expenses$3,819,615,625PYTotalExpensesAmt
CY Total Expenses$4,101,909,518CYTotalExpensesAmt
PY Revenues Less Expenses$670,962,225PYRevenuesLessExpensesAmt
CY Revenues Less Expenses-$396,765,111CYRevenuesLessExpensesAmt
Total Assets BOY$12,698,965,590TotalAssetsBOYAmt
Total Assets EOY$12,940,284,083TotalAssetsEOYAmt
Total Liabilities BOY$5,035,117,793TotalLiabilitiesBOYAmt
Total Liabilities EOY$5,716,313,125TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$7,663,847,797NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$7,223,970,958NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTHE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$1,453,579,261ExpenseAmt
Grant$0GrantAmt
Revenue$1,044,372,174RevenueAmt
DescInstruction: In 2019-2020, the University enrolled 17,568 students, of that total, 6,790 were undergraduate students in the college (the University's undergraduate school), 4,321 were graduate students, 5,864 were students in the University's professional schools and 592 were non-degree students.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$861,696,195ExpenseAmt
Grant$49,782,097GrantAmt
Revenue$493,442,572RevenueAmt
DescResearch: University of Chicago faculty cross traditional disciplinary boundaries to transform understandings in business, economics, history, law, literature, religion, physics, chemistry and biology and medicine, among other fields. In pursuit of these research endeavors, during fiscal year 2019-2020 the University was awarded a total of $604 million in research funding from federal agencies, non-federal government entities, corporations, foundations and other sources. This fiscal year $433 million was expended from federal government sponsors of research, with the U.S. Department of Health and Human Services and the National Science Foundation providing the largest amounts of funding. Corporate research sponsorship awards totaled $92.0 million, followed by Foundation research sponsorship of $50.5 million. The University also conducts scientific research in collaboration with Argonne National Laboratory, owned by the United States Government and operated by the University through a disregarded entity, under the terms of a cost reimbursement contract with the U.S. Department of Energy. Argonne is a multi-purpose science laboratory with a $823.3 million annual budget and approximately 3,500 employees. Program Service research expenditures were $481.1 million and are included in the research program service expense amount, as is required for a disregarded entity. In addition, Fermi Research Alliance, LLC, an entity jointly owned by the University and Universities Research Association Inc., operates Fermi National Accelerator Laboratory ("Fermilab") for the U.S. Department of Energy. Fermilab is the nation's preeminent center for high-energy physics and an international center for scientific research in elementary particle physics and astrophysics. Fermilab has a $488.6 million annual budget and approximately 1,800 employees.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$514,784,850ExpenseAmt
Grant$514,784,850GrantAmt
Revenue$0RevenueAmt
DescScholarships & Fellowships: The University is a need blind institution with an extensive financial aid program which is designed to enable the most qualified students to attend the University regardless of their financial circumstances. For the 2019-2020 academic year, approximately 52 % of all students in the College received financial aid in the form of grants and scholarships. University-wide expenditures for scholarships and fellowships amounted to $514.8 million. Of this amount, approximately $388.0 million was provided from unrestricted funds; the remaining $126.7 million came from restricted sources. Approximately 18% of students in the College (the University's undergraduate college) currently receive Odyssey Scholarships. The Odyssey Scholarships provide increased access by providing scholarship support for first generation students and students with family incomes typically below $90,000. The Odyssey Scholarship also provides funds for other educational opportunities like study abroad and providing a paid internship after the student's first year in the College. In October 2014, The University launched the No Barriers Program to eliminate the student loan requirement from all undergraduate, need-based financial aid packages. The loans were replaced by the University with direct grants. Beginning with the incoming class of 2019, the University's Empower initiative will provide a grant/scholarship award guaranteed to cover full-tuition for families earning less than $125,000 and full-tuition, fees and room and board for families earning less than $60,000. In 2019, the University announced a new funding model for doctoral students. All students are guaranteed full tuition support, paid health insurance and an annual stipend of at least $31,000, beginning with students enrolling in 2020-2021.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$617,431,338ExpenseAmt
Grant$7,645,531GrantAmt
Revenue$178,228,463RevenueAmt
DescThe other program services that support the mission of instruction and research are: Auxiliary Enterprises Library Other Student Services Information Services Operation and Maintenance of PlantDesc
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$617,431,338TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$7,645,531TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$178,228,463TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$3,447,491,644TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredYes (true)ScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
Lobbying ActivitiesYes (true)LobbyingActivitiesInd
Donor Advised FundfalseDonorAdvisedFundInd
Conservation EasementsfalseConservationEasementsInd
Collections Of ArtYes (true)CollectionsOfArtInd
Credit CounselingfalseCreditCounselingInd
Donor Rstr Or Quasi EndowmentsYes (true)DonorRstrOrQuasiEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (true)ReportInvestmentsOtherSecInd
Report Program Related InvstfalseReportProgramRelatedInvstInd
Report Other AssetsfalseReportOtherAssetsInd
Report Other LiabilitiesYes (true)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (true)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtYes (true)IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (true)ConsolidatedAuditFinclStmtInd
School OperatingYes (true)SchoolOperatingInd
Foreign OfficeYes (true)ForeignOfficeInd
Foreign ActivitiesYes (true)ForeignActivitiesInd
More Than5000 K To OrgYes (true)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (true)MoreThan5000KToIndividualsInd
Professional FundraisingYes (true)ProfessionalFundraisingInd
Fundraising ActivitiesYes (true)FundraisingActivitiesInd
Gaming ActivitiesfalseGamingActivitiesInd
Operate HospitalfalseOperateHospitalInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Grants To IndividualsYes (true)GrantsToIndividualsInd
Schedule J RequiredYes (true)ScheduleJRequiredInd
Tax Exempt BondsYes (true)TaxExemptBondsInd
Invest Tax Exempt BondsfalseInvestTaxExemptBondsInd
Escrow AccountfalseEscrowAccountInd
On Behalf Of IssuerfalseOnBehalfOfIssuerInd
Engaged In Excess Benefit TransfalseEngagedInExcessBenefitTransInd
PY Excess Benefit TransfalsePYExcessBenefitTransInd
Loan OutstandingYes (true)LoanOutstandingInd
Grant To Related PersonfalseGrantToRelatedPersonInd
Business Rln With Org MemfalseBusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (true)BusinessRlnWithFamMemInd
Business Rln With35 Ctrl EntYes (true)BusinessRlnWith35CtrlEntInd
Deductible Non Cash ContriYes (true)DeductibleNonCashContriInd
Deductible Art ContributionYes (true)DeductibleArtContributionInd
Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
Disregarded EntityYes (true)DisregardedEntityInd
Related EntityYes (true)RelatedEntityInd
Related Organization Ctrl EntYes (true)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (true)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgYes (true)TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted PrtshpfalseActivitiesConductedPrtshpInd
Schedule O RequiredYes (true)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document24655IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee26771EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Foreign Financial AccountYes (true)ForeignFinancialAccountInd
Foreign CountryHKForeignCountryCd
Foreign CountryINForeignCountryCd
Foreign CountryIDForeignCountryCd
Foreign CountryJAForeignCountryCd
Foreign CountryKSForeignCountryCd
Foreign CountryASForeignCountryCd
Foreign CountryNLForeignCountryCd
Foreign CountryNOForeignCountryCd
Foreign CountryRPForeignCountryCd
Foreign CountrySNForeignCountryCd
Foreign CountryBGForeignCountryCd
Foreign CountrySPForeignCountryCd
Foreign CountrySWForeignCountryCd
Foreign CountrySZForeignCountryCd
Foreign CountryTHForeignCountryCd
Foreign CountryBEForeignCountryCd
Foreign CountryUKForeignCountryCd
Foreign CountryBRForeignCountryCd
Foreign CountryCHForeignCountryCd
Foreign CountryDAForeignCountryCd
Foreign CountryEGForeignCountryCd
Foreign CountryFIForeignCountryCd
Foreign CountryFRForeignCountryCd
Foreign CountryGMForeignCountryCd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsYes (true)NondeductibleContributionsInd
Nondeductible Contri DisclYes (true)NondeductibleContriDisclInd
Quid Pro Quo ContributionsYes (true)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (true)QuidProQuoContriDisclInd
Form8282 Property Disposed OffalseForm8282PropertyDisposedOfInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht PymtYes (true)SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst IncfalseSubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members46GoverningBodyVotingMembersCnt
Independent Voting Member39IndependentVotingMemberCnt
Family Or Business RlnYes (true)FamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsfalseChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersfalseLocalChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VenturefalseInvestmentInJointVentureInd
States Where Copy Of Return Is FldKYStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWAStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1BRETT PADGETTBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone7738345819PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16054 S DREXEL AVENUEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (74 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtOfficerOfficerIndKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
ALVARO J SAIEH
TRUSTEE2.0Yes (X)$0$0$0
ANDREW M ALPER
TRUSTEE2.0Yes (X)$0$0$0
ANDREW M ROSENFIELD
TRUSTEE2.0Yes (X)$0$0$0
ASHLEY D JOYCE
TRUSTEE2.0Yes (X)$0$0$0
BRADY W DOUGAN
TRUSTEE2.0Yes (X)$0$0$0
BRIEN M O'BRIEN
TRUSTEE2.0Yes (X)$0$0$0
BRYON D TROTT
TRUSTEE2.0Yes (X)$0$0$0
CRAIG J DUCHOSSOIS
TRUSTEE2.0Yes (X)$0$0$0
DANIEL L DOCTOROFF
TRUSTEE2.0Yes (X)$0$0$0
DAVID B BROOKS
TRUSTEE2.0Yes (X)$0$0$0
DAVID G BOOTH
TRUSTEE2.0Yes (X)$0$0$0
DAVID M RUBENSTEIN
TRUSTEE2.0Yes (X)$0$0$0
DEBRA A CAFARO
TRUSTEE2.0Yes (X)$0$0$0
DENNIS J KELLER
TRUSTEE2.0Yes (X)$0$0$0
DONALD R WILSON JR
TRUSTEE2.0Yes (X)$0$0$0
EMILY NICKLIN
TRUSTEE2.0Yes (X)$0$0$0
EMMANUEL ROMAN
TRUSTEE2.0Yes (X)$0$0$0
FRANCIS TF YUEN
TRUSTEE2.0Yes (X)$0$0$0
FRANK A BAKER II
TRUSTEE2.0Yes (X)$0$0$0
GREGORY W WENDT
TRUSTEE2.0Yes (X)$0$0$0
GURU RAMAKRISHNAN
TRUSTEE2.0Yes (X)$0$0$0
JAMES M KILTS
TRUSTEE2.0Yes (X)$0$0$0
JAMES S CROWN
TRUSTEE2.0Yes (X)$0$0$0
JAMES S FRANK
TRUSTEE2.0Yes (X)$0$0$0
JOHN A EDWARDSON
TRUSTEE2.0Yes (X)$0$0$0
JOHN LIEW
TRUSTEE2.0Yes (X)$0$0$0
JOHN W ROGERS JR
TRUSTEE2.0Yes (X)$0$0$0
JOSEPH NEUBAUER
CHAIRMAN OF THE BOARD18.0Yes (X)$0$0$0
KAREN L KATEN
TRUSTEE2.0Yes (X)$0$0$0
KENNETH C GRIFFIN
TRUSTEE2.0Yes (X)$0$0$0
KENNETH M JACOBS
TRUSTEE2.0Yes (X)$0$0$0
MARY A TOLAN
TRUSTEE2.0Yes (X)$0$0$0
MARY LOUISE GORNO
VICE CHAIR OF THE BOARD18.0Yes (X)$0$0$0
MICHAEL J KLINGENSMITH
TRUSTEE2.0Yes (X)$0$0$0
MICHAEL P POLSKY
TRUSTEE2.0Yes (X)$0$0$0
MYRTLE S POTTER
TRUSTEE2.0Yes (X)$0$0$0
NASSEF O SAWIRIS
TRUSTEE2.0Yes (X)$0$0$0
PAUL G YOVOVICH
TRUSTEE2.0Yes (X)$0$0$0
PAULA WOLFF
TRUSTEE2.0Yes (X)$0$0$0
RACHEL D KOHLER
TRUSTEE2.0Yes (X)$0$0$0
RIKA MANSUETO
TRUSTEE2.0Yes (X)$0$0$0
ROBERT J ZIMMER
PRESIDENT40.0Yes (X)$1,677,073$0$780,56116.0
RODNEY L GOLDSTEIN
TRUSTEE2.0Yes (X)$0$0$0
SANFORD J GROSSMAN
TRUSTEE2.0Yes (X)$0$0$0
SATYA NADELLA
TRUSTEE2.0Yes (X)$0$0$0
STEVE G STEVANOVICH
TRUSTEE2.0Yes (X)$0$0$0
STEVEN A KERSTEN
TRUSTEE2.0Yes (X)$0$0$0
TANDEAN RUSTANDY
TRUSTEE2.0Yes (X)$0$0$0
THOMAS A COLE
TRUSTEE2.0Yes (X)$0$0$0
THOMAS J PRITZKER
TRUSTEE2.0Yes (X)$0$0$0
BALAJI SRINIVASAN
VP GLOBAL ENGAGEMENT40.0$727,470$0$57,8602.0Yes (X)
CATHERINE CALLOW-WRIGHT
VP & SECRETARY OF THE UNIVERSITY40.0$435,648$0$53,6046.0Yes (X)
DANIEL DIERMEIER
PROVOST40.0$1,319,597$0$106,0214.0Yes (X)
DARREN REISBERG
VP STRATEGIC INITIATIVES40.0$290,120$0$26,3615.0Yes (X)
DAVID B FITHIAN
EXECUTIVE VICE PRESIDENT40.0$818,722$0$41,7647.0Yes (X)
DEREK DOUGLAS
VP CIVIC ENGAGEMENT40.0$676,245$0$48,4529.0Yes (X)
IVAN SAMSTEIN
VP & CFO40.0$683,516$0$54,19211.0Yes (X)
JAMES G NONDORF
VP ENROLL. & STUDENT ADV.40.0$782,343$0$33,413Yes (X)
JUAN DE PABLO
VP FOR NATIONAL LABORATORIES40.0$634,688$0$98,5534.0Yes (X)
KA YEE LEE
PROVOST40.0$369,604$0$123,721Yes (X)
KENNETH S POLONSKY
EXEC. VP MEDICAL AFFAIRS40.0$2,705,430$0$405,73020.0Yes (X)
KIMBERLY TAYLOR
VP & GENERAL COUNSEL40.0$812,151$0$52,19914.0Yes (X)
LORI BERKO
Secretary40.0$178,903$0$21,305Yes (X)
MARK A SCHMID
VP AND CHIEF INVEST. OFFICER40.0$2,448,279$0$826,197Yes (X)
MICHELE RASMUSSEN
DEAN OF STUDENTS40.0$379,089$0$29,466Yes (X)
PAUL RAND
VP COMMUNICATIONS40.0$558,433$0$12,901Yes (X)
SHARON MARINE
VP ALUMNI RELATIONS & DEVL.40.0$763,477$0$37,736Yes (X)
MADHAV RAJAN
DEAN BOOTH SCHOOL OF BUSINESS40.0$1,046,726$0$22,421Yes (X)
DAVID BARCLAY
CHIEF OPERATING OFFICER CRSP40.0$1,658,089$0$56,684Yes (X)
JOANNA RUPP
Managing Director Private Equity40.0$1,378,182$0$483,966Yes (X)
LUCA VRICELLA
Professor of Surgery40.0$1,719,845$0$55,754Yes (X)
MICHAEL EDELSON
Chief Risk Officer - Investment Office40.0$1,513,845$0$29,889Yes (X)
VALLUVAN JEEVANANDAM
CHIEF CARDIAC & THORACIC SURG.40.0$1,805,064$0$41,783Yes (X)
JOHN R KROLL
AVP FINANCE40.0$370,210$0$38,7882.0Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$25,752,749TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$3,539,321TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K4745IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (true)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
TURNER CONSTRUCTION CO
55 E MONROE ST SUITE 1430CHICAGOIL60603CONSTRUCTION & RELATED SERVICES$40,947,828
BON APETIT MANAGEMENT CO
100 HAMILTON AVENUE SUITE 400PALO ALTOCA94301FOOD SERVICES$22,879,168
BULLEY & ANDREWS LLC
1755 W ARMITAGE AVENUECHICAGOIL60622CONSTRUCTION & RELATED SERVICES$17,036,368
AMERICAN BUILDING MAINTAINANCE
180 N LASALLE STREETCHICAGOIL60601FACULTY MAINTENANCE$13,475,840
MORTENSON CONSTRUCTION
25 NORTHWEST POINT BLVDELK GROVE VILLAGEIL60007CONSTRUCTION & RELATED SERVICES$7,725,380
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K1114CntrctRcvdGreaterThan100KCnt
Fundraising$2,074,655FundraisingAmt
Related Organizations$71,750,000RelatedOrganizationsAmt
Government Grants$1,175,452,377GovernmentGrantsAmt
All Other Contributions$478,648,559AllOtherContributionsAmt
Noncash Contributions$50,069,433NoncashContributionsAmt
Total Contributions$1,727,925,591TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (4 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
Tuition and Fees611310$1,044,372,174$1,044,372,174
Sales & Services Edu611310$493,442,572$493,442,572
Sales & Services Aux611710$86,047,759$86,047,759
Fees from Govt Agencies900099$36,554,793$36,554,793

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$0ExclusionAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$1,660,417,298TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$76,986,207TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue-$21,694,906UnrelatedBusinessRevenueAmt
Exclusion$98,681,113ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$72,374TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$72,374ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$13,282,641TotalRevenueColumnAmt
Related Or Exempt Func Income$6,953,686RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$6,328,955ExclusionAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$0RealAmt
Personal$0PersonalAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$2,452,770,000SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$2,275,284,382SecuritiesAmt
Other$4,740,380OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$177,485,618SecuritiesAmt
Other-$4,740,380OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$172,745,238TotalRevenueColumnAmt
Exclusion$172,745,238ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$256,629FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$2,074,655ContriRptFundraisingEventAmt
Fundraising Direct Expenses$740,660FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$484,031TotalRevenueColumnAmt
Exclusion-$484,031ExclusionAmt
FieldValueIRS element (for citing)
Gross Sales Of Inventory$44,814,826GrossSalesOfInventoryAmt
Cost Of Goods Sold$8,406,176CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$36,408,650TotalRevenueColumnAmt
Related Or Exempt Func Income$36,408,650RelatedOrExemptFuncIncomeAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmtExclusionExclusionAmt
Conferences and Catering722320$4,350,939$0$4,350,939$0
Actuarial Adjustment900099$3,367,210$3,367,210$0$0
Press511130$1,175,925$0$1,175,925$0

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$8,896,365TotalRevenueColumnAmt
Related Or Exempt Func Income$8,896,365RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$0ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$17,790,439OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,705,144,407TotalRevenueColumnAmt
Related Or Exempt Func Income$1,716,043,209RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue-$16,168,042UnrelatedBusinessRevenueAmt
Exclusion$277,343,649ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$47,855,579TotalAmt
Program Services$47,855,579ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$506,508,918TotalAmt
Program Services$506,508,918ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$17,847,981TotalAmt
Program Services$17,847,981ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$17,997,628TotalAmt
Management And General$17,221,465ManagementAndGeneralAmt
Fundraising$776,163FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$1,746,738,510TotalAmt
Program Services$1,422,125,133ProgramServicesAmt
Management And General$284,784,819ManagementAndGeneralAmt
Fundraising$39,828,558FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$118,357,721TotalAmt
Program Services$91,830,859ProgramServicesAmt
Management And General$23,856,926ManagementAndGeneralAmt
Fundraising$2,669,936FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$212,404,430TotalAmt
Program Services$166,477,443ProgramServicesAmt
Management And General$40,962,118ManagementAndGeneralAmt
Fundraising$4,964,869FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$103,511,990TotalAmt
Program Services$80,377,304ProgramServicesAmt
Management And General$20,792,938ManagementAndGeneralAmt
Fundraising$2,341,748FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$39,238,262TotalAmt
Program Services$32,142,798ProgramServicesAmt
Management And General$5,719,313ManagementAndGeneralAmt
Fundraising$1,376,151FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$14,961,007TotalAmt
Program Services$57,932ProgramServicesAmt
Management And General$14,903,075ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$2,870,692TotalAmt
Program Services$8,614ProgramServicesAmt
Management And General$2,862,078ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$62,723TotalAmt
Management And General$62,723ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$567,898TotalAmt
Fundraising$567,898FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$9,051,900TotalAmt
Program Services$9,051,900ProgramServicesAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$158,278,421TotalAmt
Program Services$118,158,374ProgramServicesAmt
Management And General$40,120,047ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$8,875,242TotalAmt
Program Services$8,819,337ProgramServicesAmt
Management And General$55,905ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$196,822,871TotalAmt
Program Services$137,667,440ProgramServicesAmt
Management And General$54,410,772ManagementAndGeneralAmt
Fundraising$4,744,659FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$57,413,440TotalAmt
Program Services$33,988,682ProgramServicesAmt
Management And General$22,437,587ManagementAndGeneralAmt
Fundraising$987,171FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$6,180,428TotalAmt
Program Services$6,079,320ProgramServicesAmt
Management And General$101,108ManagementAndGeneralAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$96,449,355TotalAmt
Program Services$83,443,013ProgramServicesAmt
Management And General$11,441,099ManagementAndGeneralAmt
Fundraising$1,565,243FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$46,997,064TotalAmt
Program Services$38,156,601ProgramServicesAmt
Management And General$7,732,961ManagementAndGeneralAmt
Fundraising$1,107,502FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$36,899,227TotalAmt
Program Services$29,185,742ProgramServicesAmt
Management And General$6,713,974ManagementAndGeneralAmt
Fundraising$999,511FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$156,825,378TotalAmt
Program Services$156,825,378ProgramServicesAmt

Payments To Affiliates PaymentsToAffiliatesGrp

FieldValueIRS element (for citing)
Total$7,797,915TotalAmt
Management And General$7,797,915ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$210,647,576TotalAmt
Program Services$210,638,438ProgramServicesAmt
Management And General$9,138ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$12,290,376TotalAmt
Program Services$11,732,604ProgramServicesAmt
Management And General$557,772ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
Actuarial Adjustments$152,759,937$152,759,937
Support Services$19,037,893$5,059,239$14,370,203-$391,549
Equipment Rental & Maintenance$47,081,598$40,626,866$5,145,940$1,308,792
Alterations & Repairs$30,477,737$22,152,769$7,458,854$866,114

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$19,099,821TotalAmt
Program Services$17,913,443ProgramServicesAmt
Management And General-$2,306,447ManagementAndGeneralAmt
Fundraising$3,492,825FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$4,101,909,518TotalAmt
Program Services$3,447,491,644ProgramServicesAmt
Management And General$587,212,283ManagementAndGeneralAmt
Fundraising$67,205,591FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$59,896,183BOYAmt
EOY$184,625,018EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$138,572,694BOYAmt
EOY$341,824,092EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$1,374,104,390BOYAmt
EOY$1,370,257,985EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$130,202,771BOYAmt
EOY$79,226,094EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$1,484,785BOYAmt
EOY$1,280,000EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$34,122,246BOYAmt
EOY$63,718,722EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$2,663,385BOYAmt
EOY$2,247,436EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$69,043,048BOYAmt
EOY$82,591,352EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$5,823,368,923LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$2,566,805,189LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$3,204,751,971BOYAmt
EOY$3,256,563,734EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$2,983,426,668BOYAmt
EOY$2,945,463,673EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$4,649,307,947BOYAmt
EOY$4,374,527,794EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$51,389,502BOYAmt
EOY$237,958,183EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$12,698,965,590BOYAmt
EOY$12,940,284,083EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$649,791,425BOYAmt
EOY$867,152,733EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$208,117,211BOYAmt
EOY$243,835,147EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$2,211,832,306BOYAmt
EOY$2,110,061,440EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$45,846,347BOYAmt
EOY$43,967,806EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$1,716,005,594BOYAmt
EOY$2,074,682,820EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$203,524,910BOYAmt
EOY$376,613,179EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$5,035,117,793BOYAmt
EOY$5,716,313,125EOYAmt
FieldValueIRS element (for citing)
Organization Follows FASB117Yes (X)OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,016,410,889BOYAmt
EOY$580,286,468EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

FieldValueIRS element (for citing)
BOY$6,647,436,908BOYAmt
EOY$6,643,684,490EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$7,663,847,797BOYAmt
EOY$7,223,970,958EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$12,698,965,590BOYAmt
EOY$12,940,284,083EOYAmt
FieldValueIRS element (for citing)
Reconcilation Revenue Expnss-$396,765,111ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$43,111,728NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$0OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consol And Sep Basis Fincl StmtYes (X)ConsolAndSepBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredYes (true)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (true)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Public Organization170Yes (X)PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,621,056,667CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,667,523,784CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,569,030,190CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$2,445,344,205CurrentTaxYearMinus1YearAmt
Current Tax Year$1,727,925,591CurrentTaxYearAmt
Total$9,030,880,437TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,621,056,667CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,667,523,784CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,569,030,190CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$2,445,344,205CurrentTaxYearMinus1YearAmt
Current Tax Year$1,727,925,591CurrentTaxYearAmt
Total$9,030,880,437TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$0SubstantialContributorsTotAmt
Public Support Total170$9,030,880,437PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$84,482,512CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$107,059,684CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$88,863,114CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$100,751,306CurrentTaxYearMinus1YearAmt
Current Tax Year$105,082,442CurrentTaxYearAmt
Total$486,239,058TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,390,683CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus1 Year$3,369,159CurrentTaxYearMinus1YearAmt
Current Tax Year$69,630CurrentTaxYearAmt
Total$4,829,472TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$42,751,921CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$44,049,807CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$49,469,843CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$47,145,820CurrentTaxYearMinus1YearAmt
Current Tax Year$48,672,224CurrentTaxYearAmt
Total$232,089,615TotalAmt
FieldValueIRS element (for citing)
Total Support$9,754,038,582TotalSupportAmt
Gross Receipts Rltd Activities$7,683,399,945GrossReceiptsRltdActivitiesAmt
Public Support CY1700.9259PublicSupportCY170Pct
Public Support PY1700.9167PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule A, Part II SCHEDULE A, PART IITHE UNIVERSITY OF CHICAGO IS A SCHOOL; HOWEVER IN ORDER TO USE THE SPECIAL USE ON SCHEDULE B FOR A 501(C)(3) ORGANIZATION, IT IS NECESSARY TO COMPLETE SCHEDULE A, PART II TO DEMONSTRATE THAT THE UNIVERSITY MEETS THE 33 1/3% PUBLIC SUPPORT TEST. THEREFORE THE UNIVERSITY IS CLASSIFIED IN PART I LINE 7 AS AN ORGANIZATION THAT NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT FROM A GOVERNMENT UNIT OR FROM THE GENERAL PUBLIC.
Schedule A, Part II, Line 10 Other IncomeDESCRIPTION - NET INCOME FROM SALE OF INVENTORY, ACTUARIAL ADJUSTMENTS AND OTHER MISCELLANEOUS INCOME, COLUMN A - 42751921.0, COLUMN B - 44049807.0, COLUMN C - 49469843.0, COLUMN D - 47145820.0, COLUMN E - 36408650.0, COLUMN F - XXX-XX-XXXX.0; DESCRIPTION - ACTUARIAL ADJUSTMENT, COLUMN A - , COLUMN B - , COLUMN C - , COLUMN D - , COLUMN E - 3367210.0, COLUMN F - 3367210.0; DESCRIPTION - ALL OTHER REVENUE, COLUMN A - , COLUMN B - , COLUMN C - , COLUMN D - , COLUMN E - 8896364.0, COLUMN F - 8896364.0;

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
VolunteersfalseVolunteersInd
Paid Staff Or ManagementYes (true)PaidStaffOrManagementInd
Media AdvertisementsfalseMediaAdvertisementsInd
Mailings MembersfalseMailingsMembersInd
Publications Or BroadcastfalsePublicationsOrBroadcastInd
Grants Other OrganizationsfalseGrantsOtherOrganizationsInd
Direct Contact LegislatorsYes (true)DirectContactLegislatorsInd
Direct Contact Legislators$175,435DirectContactLegislatorsAmt
Rallies DemonstrationsfalseRalliesDemonstrationsInd
Other ActivitiesfalseOtherActivitiesInd
Total Lobbying Expenditures$175,435TotalLobbyingExpendituresAmt
Not Described Section501c3falseNotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule C, Part II-B, Line 1 LOBBYING ACTIVITIESTHE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCH.
Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITYTHE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCH.

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets SalefalseSolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$7,161,288,450BeginningYearBalanceAmt
Contributions$164,534,768ContributionsAmt
Investment Earnings Or Losses$216,309,392InvestmentEarningsOrLossesAmt
Grants Or Scholarships$67,411,795GrantsOrScholarshipsAmt
Other Expenditures$337,614,821OtherExpendituresAmt
Administrative Expenses$20,835,594AdministrativeExpensesAmt
End Year Balance$7,116,270,400EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,925,641,100BeginningYearBalanceAmt
Contributions$182,817,930ContributionsAmt
Investment Earnings Or Losses$476,958,234InvestmentEarningsOrLossesAmt
Grants Or Scholarships$64,583,071GrantsOrScholarshipsAmt
Other Expenditures$342,442,537OtherExpendituresAmt
Administrative Expenses$17,103,206AdministrativeExpensesAmt
End Year Balance$7,161,288,450EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,536,945,638BeginningYearBalanceAmt
Contributions$299,641,262ContributionsAmt
Investment Earnings Or Losses$548,201,127InvestmentEarningsOrLossesAmt
Grants Or Scholarships$61,410,267GrantsOrScholarshipsAmt
Other Expenditures$376,046,512OtherExpendituresAmt
Administrative Expenses$21,690,148AdministrativeExpensesAmt
End Year Balance$6,925,641,100EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,045,003,364BeginningYearBalanceAmt
Contributions$197,328,418ContributionsAmt
Investment Earnings Or Losses$681,260,067InvestmentEarningsOrLossesAmt
Grants Or Scholarships$57,769,334GrantsOrScholarshipsAmt
Other Expenditures$310,974,902OtherExpendituresAmt
Administrative Expenses$17,901,975AdministrativeExpensesAmt
End Year Balance$6,536,945,638EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,471,558,987BeginningYearBalanceAmt
Contributions$138,940,063ContributionsAmt
Investment Earnings Or Losses-$134,353,584InvestmentEarningsOrLossesAmt
Grants Or Scholarships$52,663,062GrantsOrScholarshipsAmt
Other Expenditures$360,568,009OtherExpendituresAmt
Administrative Expenses$17,911,031AdministrativeExpensesAmt
End Year Balance$6,045,003,364EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.29BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.32PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.39TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgfalseEndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgfalseEndowmentsHeldRelatedOrgInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$83,960,178OtherCostOrOtherBasisAmt
Book Value$83,960,178BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$4,736,913,619OtherCostOrOtherBasisAmt
Depreciation$1,810,726,003DepreciationAmt
Book Value$2,926,187,616BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$571,221,850OtherCostOrOtherBasisAmt
Depreciation$406,775,416DepreciationAmt
Book Value$164,446,434BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$431,273,276OtherCostOrOtherBasisAmt
Depreciation$349,303,770DepreciationAmt
Book Value$81,969,506BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$3,256,563,734TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (2 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
REAL ESTATE$868,210,564F
VENTURE CAPITAL$3,506,317,230F
FieldValueIRS element (for citing)
Total Book Value Securities$4,374,527,794TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp

FieldValueIRS element (for citing)
DescFUNDS HELD IN CUSTODY FOR OTHERSDesc
Amt$376,613,179Amt
FieldValueIRS element (for citing)
Total Liability$376,613,179TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd
Total Rev Etc Audited Fincl Stmt$2,825,485,476TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst-$43,404,080NetUnrealizedGainsInvstAmt
Other Revenue$18,144,195OtherRevenueAmt
Revenue Not Reported-$25,259,885RevenueNotReportedAmt
Revenue Subtotal$2,850,745,361RevenueSubtotalAmt
Investment Expenses Not Incld$9,051,900InvestmentExpensesNotIncldAmt
Other Revenues Not Included$845,347,146OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt$854,399,046RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990$3,705,144,407TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$3,262,972,475TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included$10,608,933OtherExpensesIncludedAmt
Expenses Not Reported$10,608,933ExpensesNotReportedAmt
Expenses Subtotal$3,252,363,542ExpensesSubtotalAmt
Investment Expenses Not Incld2$9,051,900InvestmentExpensesNotIncld2Amt
Other Expenses Not Included$840,494,076OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt$849,545,976ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990$4,101,909,518TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule D, Part II, Line 4 PART II, LINE 4THE UNIVERSITY OF CHICAGO HAS TWO MUSEUMS - THE DAVID AND ALFRED SMART MUSEUM OF ART (SMART MUSEUM) AND THE ORIENTAL INSTITUTE OF THE UNIVERSITY OF CHICAGO (ORIENTAL INSTITUTE MUSEUM). THE SMART MUSEUM PROMOTES THE UNDERSTANDING OF THE VISUAL ARTS AND THEIR IMPORTANCE TO CULTURAL AND INTELLECTUAL HISTORY THROUGH DIRECT EXPERIENCES WITH ORIGINAL WORKS OF ART AND THROUGH AN INTERDISCIPLINARY APPROACH TO ITS COLLECTIONS, EXHIBITIONS, PUBLICATIONS AND PROGRAMS. THE SCOPE OF ITS PERMANENT COLLECTIONS, SPECIAL EXHIBITIONS, FOCUS ON RESEARCH AND TEACHING BY THE UNIVERSITY OF CHICAGO SCHOLARS AND OUTREACH AND EDUCATIONAL PROGRAMS TO BOTH ADULTS AND SCHOOL AGE CHILDREN MAKE SMART MUSEUM ONE OF THE MIDWEST'S MOST DYNAMIC AND INNOVATIVE EDUCATIONAL INSTITUTIONS IN THE VISUAL ARTS. THE ORIENTAL INSTITUTE MUSEUM IS A WORLD RENOWNED SHOWCASE FOR THE HISTORY, ART AND ARCHAEOLOGY OF THE ANCIENT NEAR EAST. THE COLLECTIONS ARE USED EXTENSIVELY FOR RESEARCH, TEACHING AND EXHIBITIONS. ITS APPROACH TO INTEGRATE ARCHAEOLOGICAL, TEXTUAL AND ART HISTORICAL DATA TO UNDERSTAND THE DEVELOPMENT AND FUNCTIONS OF THE ANCIENT CIVILIZATIONS OF THE NEAR EAST MAKE IT AN EXCEPTIONAL RESOURCE FOR THE UNIVERSITY COMMUNITY AS WELL AS THE COMMUNITY AT LARGE.
Schedule D, Part V, Line 4 Intended uses of endowment fundsTHE UNIVERSITY'S USE OF ENDOWMENT FUNDS IS INSEPARABLE FROM THE OVERALL ACADEMIC MISSION AS ONE OF THE WORLD'S LEADING RESEARCH UNIVERSITIES. ENDOWMENT FUNDS ARE USED TO SUPPORT INSTRUCTION AND RESEARCH PROGRAMS; SUPPORT PROFESSORSHIPS; SUPPORT FINANCIAL AID FOR UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS; SUPPORT THE ACQUISITION, RESTORATION AND PRESERVATION OF BOOKS AND OTHER MATERIALS IN THE LIBRARIES; AND SUPPORT THE ON-GOING OPERATIONS OF THE PHYSICAL PLANT, GROUNDS, AND EQUIPMENT.
Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnoteTHE UNIVERSITY OF CHICAGO IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, EXCEPT FOR UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL INCOME TAXES. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2020 AND 2019 AND THERE ARE NO UNCERTAIN TAX POSITIONS CONSIDERED TO BE MATERIAL.
Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990Cost of disposed equipment - 5512767 cost of goods sold - 8406176 related organizations - 4225252
Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statementsDisregarded Entity - XXX-XX-XXXX
Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990Disposal of Equipment - 5512767 Cost of Goods sold - 8406176 Related Organizations - -3310010
Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statementsDisregarded Entity - XXX-XX-XXXX

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (true)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (true)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (true)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (true)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (true)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (true)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (true)MaintainCpyOfAllSolInd
Discriminate Race Stdnts RghtsfalseDiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss PlcyfalseDiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm FcultyfalseDiscriminateRaceEmplmFcultyInd
Discriminate Race SchsfalseDiscriminateRaceSchsInd
Discriminate Race Educ PlcyfalseDiscriminateRaceEducPlcyInd
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt ProgfalseDiscriminateRaceAthltProgInd
Discriminate Race Other ActyfalseDiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (true)GovernmentFinancialAidRcvdInd
Government Financial Aid RvkdfalseGovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (true)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICYTHE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND AROUND THE WORLD, FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY, AS EMBODIED IN THE UNIVERSITY'S POLICY ON UNLAWFUL DISCRIMINATION AND HARASSMENT, AND INCLUDES A STATEMENT OF ITS NONDISCRIMINATORY POLICY ON ITS BROCHURES, CATALOGS AND APPLICATION MATERIALS DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS.
Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTTHE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTAL AGENCIES FOR STUDENT FINANCIAL AID.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (36 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
Europe (Including Iceland and Greenland)233Program ServicesINSTRUCTION$21,883,369
East Asia and the Pacific231Program ServicesINSTRUCTION$18,072,185
South Asia00Program ServicesINSTRUCTION$116,248
North America (Canada & Mexico only)00Program ServicesINSTRUCTION$103,999
Middle East and North Africa12Program ServicesINSTRUCTION$466,280
Europe (Including Iceland and Greenland)013Program ServicesRESEARCH$1,267,183
Russia and Neighboring States01Program ServicesRESEARCH$67,964
East Asia and the Pacific29Program ServicesRESEARCH$1,863,355
South Asia296Program ServicesRESEARCH$3,617,324
Middle East and North Africa037Program ServicesRESEARCH$1,758,257
South America00Program ServicesRESEARCH$1,433,278
Antarctica06Program ServicesRESEARCH$427,291
Europe (Including Iceland and Greenland)00Program ServicesSUBAWARDS$331,694
Sub-Saharan Africa00Program ServicesSUBAWARDS$371,217
East Asia and the Pacific00Program ServicesSUBAWARDS$45,733
South Asia00Program ServicesSUBAWARDS$493,513
North America (Canada & Mexico only)00Program ServicesSUBAWARDS$458,740
South America00Program ServicesSUBAWARDS$185,137
Europe (Including Iceland and Greenland)00Fundraising$27,456
East Asia and the Pacific00Fundraising$109,210
North America (Canada & Mexico only)00Fundraising$961
South America00Fundraising$19,773
Europe (Including Iceland and Greenland)00Program ServicesScholarship & Stipends$5,680,357
Russia and Neighboring States00Program ServicesScholarship & Stipends$131,478
Sub-Saharan Africa00Program ServicesScholarship & Stipends$348,926
East Asia and the Pacific00Program ServicesScholarship & Stipends$5,427,284
South Asia00Program ServicesScholarship & Stipends$1,002,162
North America (Canada & Mexico only)00Program ServicesScholarship & Stipends$1,562,198
Middle East and North Africa00Program ServicesScholarship & Stipends$787,106
South America00Program ServicesScholarship & Stipends$969,864
Central America and the Caribbean00Program ServicesScholarship & Stipends$52,572
Europe (Including Iceland and Greenland)00Investments$613,621,028
Sub-Saharan Africa00Investments$165,408,269
East Asia and the Pacific00Investments$971,579
North America (Canada & Mexico only)00Investments$20,751,950
Central America and the Caribbean00Investments$2,772,277,695
FieldValueIRS element (for citing)
Subtotal Offices9SubtotalOfficesCnt
Subtotal Employees228SubtotalEmployeesCnt
Continuation Total Office0ContinuationTotalOfficeCnt
Continuation Total Employee0ContinuationTotalEmployeeCnt
Total Office9TotalOfficeCnt
Total Employee228TotalEmployeeCnt
Subtotal Spent$52,318,890SubtotalSpentAmt
Continuation Spent$3,589,793,745ContinuationSpentAmt
Total Spent$3,642,112,635TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (35 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
Europe (Including Iceland and Greenland)Subaward$30,473Wire
South AsiaSubaward$88,957Wire
South AmericaSubaward$3,000Wire
Sub-Saharan AfricaSubaward$43,200Wire
Sub-Saharan AfricaSubaward$150,000Wire
South AsiaSubaward$38,299Wire
South AsiaSubaward$82,068Wire
South AsiaSubaward$36,454Wire
South AsiaSubaward$210,885Wire
South AsiaSubaward$18,801Wire
Sub-Saharan AfricaSubaward$12,000Wire
Sub-Saharan AfricaSubaward$12,000Wire
South AsiaSubaward$18,049Wire
North America (Canada & Mexico only)Subaward$25,471Wire
Europe (Including Iceland and Greenland)Subaward$13,259Wire
Sub-Saharan AfricaSubaward$62,624Wire
Sub-Saharan AfricaSubaward$6,000Wire
North America (Canada & Mexico only)Subaward$393,933Wire
Europe (Including Iceland and Greenland)Subaward$15,884Wire
South AmericaSubaward$22,236Wire
Europe (Including Iceland and Greenland)Subaward$88,513Wire
East Asia and the PacificSubaward$10,292Wire
North America (Canada & Mexico only)Subaward$2,474Wire
Sub-Saharan AfricaSubaward$31,751Wire
South AmericaSubaward$134,608Wire
South AmericaSubaward$25,294Wire
Europe (Including Iceland and Greenland)Subaward$81,015Wire
North America (Canada & Mexico only)Subaward$12,000Wire
Europe (Including Iceland and Greenland)Subaward$81,682Wire
Europe (Including Iceland and Greenland)Subaward$20,868Wire
North America (Canada & Mexico only)Subaward$24,861Wire
Sub-Saharan AfricaSubaward$6,000Wire
Sub-Saharan AfricaSubaward$22,140Wire
Sub-Saharan AfricaSubaward$25,502Wire
East Asia and the PacificSubaward$35,441Wire
FieldValueIRS element (for citing)
Total501c3 Org35Total501c3OrgCnt
Total Other Org0TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (17 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
Student AidCentral America and the Caribbean2$33,572Check or Wire
Student AidEast Asia and the Pacific158$4,415,308Check or Wire
Student AidEurope (Including Iceland and Greenland)156$5,493,664Check or Wire
Student AidMiddle East and North Africa15$703,463Check or Wire
Student AidNorth America (Canada & Mexico only)34$1,540,898Check or Wire
Student AidRussia and Neighboring States6$131,478Check or Wire
Student AidSouth America20$892,091Check or Wire
Student AidSouth Asia31$897,162Check or Wire
Student AidSub-Saharan Africa7$256,456Check or Wire
Summer GrantsCentral America and the Caribbean4$19,000Check or Wire
Summer GrantsEast Asia and the Pacific240$1,011,976Check or Wire
Summer GrantsEurope (Including Iceland and Greenland)104$186,693Check or Wire
Summer GrantsMiddle East and North Africa34$83,643Check or Wire
Summer GrantsNorth America (Canada & Mexico only)5$21,300Check or Wire
Summer GrantsSouth America32$77,773Check or Wire
Summer GrantsSouth Asia25$105,000Check or Wire
Summer GrantsSub-Saharan Africa32$92,470Check or Wire
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustfalseInterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesfalseBoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule F, Part I, Line 2 Procedures for monitoring use of grant fundsTHE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDSTHE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising ActyYes (true)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp

Organization Business Name OrganizationBusinessName

FieldValueIRS element (for citing)
Business Name Line1RUFFALO NOEL LEVITZBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line11025 KIRKWOOD PARKWAYAddressLine1Txt
CityCEDAR RAPIDSCityNm
State AbbreviationIAStateAbbreviationCd
ZIP52404ZIPCd
FieldValueIRS element (for citing)
ActivityTELEMARKETINGActivityTxt
Fundraiser Control Of FundsfalseFundraiserControlOfFundsInd
Gross Receipts$589,071GrossReceiptsAmt
Retained By Contractor$567,898RetainedByContractorAmt
Net To Organization$21,173NetToOrganizationAmt
FieldValueIRS element (for citing)
Total Gross Receipts$589,071TotalGrossReceiptsAmt
Total Retained By Contractors$567,898TotalRetainedByContractorsAmt
Total Net To Organization$21,173TotalNetToOrganizationAmt
Licensed StatesCALicensedStatesCd
Licensed StatesCOLicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesFLLicensedStatesCd
Licensed StatesGALicensedStatesCd
Licensed StatesALLicensedStatesCd
Licensed StatesHILicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesLALicensedStatesCd
Licensed StatesAKLicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesMOLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesNMLicensedStatesCd
Licensed StatesNDLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesWILicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1BSDEvent1Nm
Gross Receipts Event1$136,000GrossReceiptsEvent1Amt
Charitable Contri Event1$124,300CharitableContriEvent1Amt
Gross Revenue Event1$11,700GrossRevenueEvent1Amt
Other Direct Expenses Event1$1,532OtherDirectExpensesEvent1Amt
Event2Lab SchoolEvent2Nm
Gross Receipts Event2$1,881,632GrossReceiptsEvent2Amt
Charitable Contri Event2$1,686,703CharitableContriEvent2Amt
Gross Revenue Event2$194,929GrossRevenueEvent2Amt
Non Cash Prizes Event2$10,000NonCashPrizesEvent2Amt
Rent Facility Costs Event2$138,969RentFacilityCostsEvent2Amt
Food And Beverage Event2$176,675FoodAndBeverageEvent2Amt
Entertainment Event2$19,902EntertainmentEvent2Amt
Other Direct Expenses Event2$77,356OtherDirectExpensesEvent2Amt
Gross Receipts Other Events$313,652GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$263,652CharitableContriOtherEventsAmt
Gross Revenue Other Events$50,000GrossRevenueOtherEventsAmt
Rent Fclty Costs Other Events$128,046RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events$126,228FoodAndBeverageOtherEventsAmt
Entertainment Other Events$6,495EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events$55,457OthDirectExpnssOtherEventsAmt
Gross Receipts Total$2,331,284GrossReceiptsTotalAmt
Charitable Contributions Tot$2,074,655CharitableContributionsTotAmt
Gross Revenue Total Events$256,629GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events$10,000NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events$267,015RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events$302,903FoodAndBeverageTotalEventsAmt
Entertainment Total Events$26,397EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$134,345OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$740,660DirectExpenseSummaryEventsAmt
Net Income Summary-$484,031NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule G, Part I, Line 2b(v) AMOUNT PAID TO FUNDRAISERFormAndLineReferenceDesc
ExplanationINSTALLMENTS $549,950.00 MAILING $11,073.00 POSTAGE $6,875.00 TOTAL $567,898.00ExplanationTxt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (171 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxt
Advocate Health and Hospitals Corporation
3075 Highland Parkway Suite 600Downers GroveIL60515362169147501 (C) (3)$200,836Subaward
Albert Einstein College of Medicine
1300 Morris Park AvenueBronxNY104611975131624225501 (C) (3)$20,000Subaward
Alfred I duPont Hospital for Children of the Nemours Fd
1600 Rockland RoadWilmingtonDE198033607591297267501 (c) (3)$9,020Subaward
Alliance of Chicago Community Health Services L3C
215 W Ohio Street 4th FloorChicagoIL60654364444309$86,149Subaward
American College of Radiology
1891 Preston White DriveRestonVA201914326362261602501 (C) (3)$3,045,700Subaward
American Institutes for Research in the Behavioral Sciences
10 S Riverside Suite 600ChicagoIL60606250965219501 (C) (3)$18,795Subaward
Asian Human Services Family Health Center
2424 W Peterson AvenueChicagoIL60659010567661501 (C) (3)$75,000Subaward
Associated Universities Inc
1400 16th Street NW Suite 730WashingtonDC200362252111630900501 (C) (3)$17,798Subaward
Association of Asian Pacific Community Health Organization
101 Callan Avenue Ste 400San LeandroCA94577943050247501 (C) (3)$25,000Subaward
Autonomous Therapeutics Inc
63 Flushing Ave BLDG 128 241BrooklynNY112051059814828129$107,814Subaward
Barrow Neurological Institute
350 West Thomas Road Suite 250PhoenixAZ85013860174371501 (C) (3)$8,250Subaward
Beloved Community Family Wellness Center
6821 S HalstedChicagoIL606211833043828358501 (C) (3)$33,333Subaward
Beth Israel Deaconess Medical Center
330 Brookline AvenueBostonMA022155491042103881501 (C) (3)$8,066Subaward
Board of Education of the City of Chicago
42 West Madison StreetChicagoIL606024309366005821Govt$37,567Subaward
Boston University
595 Commonwealth Avenue Suite 700BostonMA02215042103547501 (C) (3)$31,703Subaward
Brightstar Community Outreach Inc
4518 S Cottage Grove AvenueChicagoIL606534395262007088501 (C) (3)$468,927Subaward
California Institute of Technology
1200 E California BoulevardPasadenaCA911250001951643307501 (C) (3)$273,566Subaward
California State University Fullerton
800 N State College BlvdFullertonCA928313547956006691501 (C) (3)$87,283Subaward
Case Western Reserve University
10900 Euclid AvenueClevelandOH441067037341018992501 (C) (3)$205,689Subaward
Center for Health Care Strategies Inc
200 American Metro Blvd Suite 119HamiltonNJ08619223375015501 (C) (3)$73,931Subaward
Charles Drew University
1731 E 120th StreetLos AngelesCA900593051956151774501 (C) (3)$45,971Subaward
Chicago Department of Public Health
333 S State Street Room 200ChicagoIL60604366005820Govt$25,144Subaward
Chicago Family Health Center
9119 S Exchange AvenueChicagoIL60617362893854501 (C) (3)$33,333Subaward
Chicago House and Social Service Agency
1925 N Clybourn Suite 401ChicagoIL60614363376432501 (C) (3)$99,347Subaward
Chicago Hyde Park Village
5500 S Woodlawn AvenueChicagoIL606371621900798416501 (C) (3)$45,815Subaward
Chicago Police Department
3510 S Michigan AvenueChicagoIL60653201633375501 (C) (3) OR GOV$318,351Subaward
Children's Hospital Boston
300 Longwood AvenueBostonMA02115042774441501 (C) (3)$36,390Subaward
Children's Hospital Medical Center (Cincinnati)
3333 Burnett AvenueCincinnatiOH46202310833936501 (C) (3)$318,815Subaward
Children's Hospital of Philadelphia
3615 Civic Center BoulevardPhiladelphiaPA191044318231352166501 (C) (3)$199,685Subaward
Children's Hospital Boston
300 Longwood AvenueBostonMA02115042774441501 (C) (3) OR GOV$24,691Subaward
City University of New York
160 Convent AvenueNew YorkNY10031133860474501 (C) (3)$62,977Subaward
Colorado State University
1872 Campus DeliveryFort CollinsCO805236003237098397Govt$29,640Subaward
Columbia University
615 W 135th StreetNew YorkNY10027135598093501 (C) (3)$193,289Subaward
Community Action Place Inc
1400 N Wood Road Suite 7MurphysboroIL62966475193214501 (C) (3)$178,251Subaward
Community Health
2611 West Chicago AvenueChicagoIL60622363831793501 (C) (3)$51,379Subaward
Cornell University
395 Pine Tree Road Suite 302IthacaNY14850150532082501 (C) (3)$272,664Subaward
CW Williams Community Health Center
3333 Wilkinson BlvdCharlotteNC28208561262478501 (C) (3)$25,000Subaward
Dana Farber Cancer Institute
44 Binney Street MS OS-385BostonMA02115042263040501 (C) (3)$61,301Subaward
Dartmouth College
11 Rope Ferry RoadHanoverNH03755020222111501 (C) (3)$56,912Subaward
Daylight Design LLC
375 Alabama Street Ste 380San FranciscoCA94110813298835$1,491,681Subaward
De Paul University
1 East Jackson BoulevardChicagoIL60604362167048501 (C) (3)$6,312Subaward
Decatur Memorial Hospital
2300 North Edward StreetDecaturIL62526370661199501 (C) (3)$8,100Subaward
Drexel University
3201 Arch Street STE 400PhiladelphiaPA19104231352630501 (C) (3)$24,495Subaward
Duke University
2200 West Main Street Suite 300DurhamNC27705560532129501 (C) (3)$322,702Subaward
East Tennessee State University
PO Box 70601Johnson CityTN376141708237092731501 (C) (3)$7,010Subaward
Education Development Center Inc
43 Foundry AvenueWalthamMA02453042241718501 (C) (3)$55,581Subaward
Emory University
1599 Clifton Road 3rd FloorAtlantaGA30322580566256501 (C) (3)$195,980Subaward
Fellowship for Interpretation of Genomes
15 W 155 81st StreetBurr RidgeIL60527141883085501 (C) (3)$793,015Subaward
Florida International University
11200 SW 8th StreetMiamiFL33199237047106501 (C) (3)$56,096Subaward
Fraunhofer USA Inc
5825 University Research Ct 1300College ParkMD20740383203030$117,962Subaward
Fred Hutchinson Cancer Research Center
1100 Fairview Avenue N PO Box 19024SeattleWA981091024237156071501 (C) (3)$69,246Subaward
Friend Family Health Center
800 E 55th StreetChicagoIL60615364161801501 (C) (3)$58,333Subaward
George Washington University
44983 Knoll Square Bldg IIAshburnVA20147530196584501 (C) (3)$9,651Subaward
Georgia State University
P O Box 3999AtlantaGA30302586002050Govt$101,001Subaward
H Lee Moffitt Cancer Center and Research Institute Hospital
12902 Magnolia DriveTampaFL33612593238636501 (C) (3)$45,000Subaward
Harvard University
667 Huntington AvenueBostonMA02115042103580501 (C) (3)$448,167Subaward
Health Research Inc- Roswell Park Cancer Institute
Riverview Center 150 BroadwayMenandsNY12204141402155501 (C) (3)$2,877,258Subaward
Heartland Health Centers
3048 N Wilton AvenueChicagoIL60657363843377501 (C) (3)$70,000Subaward
Hektoen Institute for Medical Research
2240 W Ogden Avenue 2nd FloorChicagoIL60612362244897501 (C) (3)$328,327Subaward
Howard Brown Health Center
4025 North Sheridan RoadChicagoIL606132010362894128501 (C) (3)$129,282Subaward
IIT Research Institute
10 W 35th StreetChicagoIL606163799362169122501 (C) (3) OR GOV$1,596,650Subaward
Illinois Cancer Care
8940 N Wood Sage RoadPeoriaIL616157822371409840501 (C) (3)$31,150Subaward
Illinois Criminal Justice Information Authority
300 W Adams Street Suite 200ChicagoIL60606363956180Govt$12,051Subaward
Illinois Department of Public Health
535 West Jefferson StreetSpringfieldIL62761010632628501 (C) (3) OR GOV$37,168Subaward
Illinois Institute of Technology
3300 S Federal Street Main Bldg 308ChicagoIL606163793362170136501 (C) (3)$606,366Subaward
Indiana University
Poplars 426 400 E 7th StBloomingtonIN47405356001673Govt$924,563Subaward
Innovations for Poverty Action (IPA)
101 Whitney AveNew HavenCT06510061660068501 (C) (3)$347,052Subaward
Institute for Medicaid Innovation
1575 Eye St NW Ste 300WashingtonDC20005311661234501 (C) (3)$298,364Subaward
J Craig Venter Institute Inc
4120 Capricorn LaneLa JollaCA920373498521842938501 (C) (3)$933,990Subaward
JBC Campaigns LLC
4009 N Kenmore Avenue Unit 1ChicagoIL606132037463220421$108,682Subaward
John Snow Inc
44 Farnsworth StreetBostonMA022101211042578580$27,500Subaward
Johns Hopkins University
1101 E 33rd StreetBaltimoreMD21218520595110501 (C) (3)$543,073Subaward
Kaiser Foundation Research Institute
1800 Harrison Street 16th FloorOaklandCA946123433941105628501 (C) (3) OR GOV$133,100Subaward
Karamanos Cancer Center
4100 John R MM00RADetroitMI482012013201649466501 (C) (3)$17,000Subaward
La Rabida Children's Hospital
6501 S Promontory DriveChicagoIL60649362170143501 (C) (3)$7,500Subaward
Latino Policy Forum
180 N Michigan Avenue Suite 1250ChicagoIL60609363676873501 (C) (3)$20,000Subaward
Lawndale Christian Health Center
3860 W Ogden AvenueChicagoIL606232460363308953501 (C) (3)$33,333Subaward
Loyola University
820 N Michigan AvenueChicagoIL60611361408475501 (C) (3)$417,173Subaward
Lurie Children's Hospital dba Children's Memorial Hospital
2300 Childrens Plaza Box 268ChicagoIL60614362170833501 (C) (3)$109,909Subaward
Massachusetts Institute of Technology
Suite NE49-4161CambridgeMA02139042103594501 (C) (3)$329,119Subaward
Math Talk PBC
99 Bishop Allen DriveCambridgeMA02139824434773$24,362Subaward
Mathematical Policy Research
PO Box 2393PrincetonNJ085432393222112296$154,114Subaward
Mayo Clinic
200 First Street SWRochesterMN55905416011702501 (C) (3)$208,432Subaward
Medical College of Wisconsin
8701 Watertown Plank RoadMilwaukeeWI532260509390806261501 (C) (3)$84,878Subaward
Medical Research Analytics and Informatics Alliance
20 North Wacker Drive - Suite 1200ChicagoIL60606453007467501 (C) (3)$105,638Subaward
Michigan State University
301 Administration BldgEast LansingMI48917386005984Govt$170,701Subaward
National Girls Collaborative
4616 25th Aveneu NE 248SeattleWA98105471608990501 (C) (3)$42,752Subaward
Naval Research Laboratory
4555 Overlook Avenue SWWashingtonDC203755328349990000501 (C) (3) OR GOV$32,992Subaward
Neimand Collaborative
1025 Vermont Avenue NW Suite 830WashingtonDC20005521806524$268,106Subaward
New York University
726 BroadwayNew YorkNY10003135562308501 (C) (3)$402,898Subaward
North Carolina State University
NCSU Box 7207RaleighNC27698566049503501 (C) (3)$49,273Subaward
Northeastern Illinois University
5500 North St Louis AvenueChicagoIL60625366009515Govt$73,307Subaward
Northern Illinois University
301 Lowden HallDe KalbIL601152828100064401Govt$55,186Subaward
Northshore University Health System
2650 Ridge Avenue - G221EvanstonIL60201362167060501 (C) (3)$477,709Subaward
Northwestern University
633 Clark Street Suite G-547EvanstonIL602081112362167817501 (C) (3)$2,389,151Subaward
Ohio State University
901 Woody Hayes DriveColumbusOH432104016316025986Govt$111,245Subaward
Penn State University
513 Joab L Thomas BldgUniversity ParkPA16802246000376Govt$28,963Subaward
Planetary Science Institute
1700 E Fort Lowell Rd 106TucsonAZ857192395330175263501 (C) (3)$11,110Subaward
Planned Parenthood Great Pains
4401 W 109th Street Suite 200Overland ParkKS662111303440565390501 (C) (3)$42,556Subaward
Planned Parenthood League of Massachusetts
1055 Commnewealth AvenueBostonMA02115042698497501 (C) (3)$33,249Subaward
Planned Parenthood of Illinois
18 S Michigan Avenue 6th FloorChicagoIL60603362170901501 (C) (3)$26,667Subaward
Princeton University
5 New South Building PO Box 5292PrincetonNJ085445292210634501501 (C) (3)$131,708Subaward
Purdue University
302 Wood StreetWest LafayetteIN479072040356002041Govt$462,011Subaward
Rehabilitation Institute of Chicago dba Shirley Ryan Abilitylab
355 E Erie StreetChicagoIL60611362256036501 (C) (3)$14,491Subaward
Research Foundation for SUNY
402 Crofts HallBuffaloNY142607016141368361501 (C) (3)$49,471Subaward
Research Institute at Nationwide Children's Hospital
700 Childrens DriveColumbusOH432052664316056230501 (C) (3)$11,015Subaward
Rice University
6100 Main StreetHoustonTX77005741109620501 (C) (3)$265,115Subaward
Rush University Medical Center
1700 West Van Buren Street Room NoChicagoIL60612362174823501 (C) (3)$1,607,243Subaward
Rutgers University
125 Paterson StreetNew BrunswickNJ089011962226001086Govt$271,567Subaward
Schwab Rehabilitation Hospital and Care Network
1401 S California AvenueChicagoIL606081858362179802501 (C) (3)$12,155Subaward
Seattle Children's Hospital Research Institute
1900 Ninth Avenue JMB-10SeattleWA981011309910564748501 (C) (3)$204,578Subaward
Seattle Children's Research Institute
1900 Ninth Avenue MS C95-5SeattleWA98101910564748501 (C) (3)$19,876Subaward
Sinai Health System
1500 S California AvenueChicagoIL606081797363166895501 (C) (3)$169,597Subaward
Sloan-Kettering Institute for Cancer Research
1275 York AvenueNew YorkNY10065131624182501 (C) (3)$38,400Subaward
Southern Illinois University
801 N Rutledge Street PO Box 19616SpringfieldIL627949616376005961501 (C) (3)$585,019Subaward
Southern Nevada Black Nurses Association
PO Box 270586Las VegasNV89127880446787501 (C) (3)$25,000Subaward
Stanford University
340 Panama StreetStanfordCA94305941156365501 (C) (3)$505,965Subaward
Syracuse University
113 Bowne HallSyracuseNY132441200150532081501 (C) (3)$18,402Subaward
Taking Effective Action Inc
16508 Old Central AvenueBowieMD20716271391577501 (C) (3)$54,461Subaward
TCA Health Inc
1029 E 130th StreetChicagoIL60628362743287501 (C) (3)$33,333Subaward
Texas A&M University
401 George Bush DriveCollege StationTX77840742245072501 (C) (3)$5,558Subaward
The Broad Institute
415 Main StreetCambridgeMA021421401623544785501 (C) (3)$32,827Subaward
The Geneva Foundation
917 Pacific Avenue Suite 600TacomaWA984024447911593913501 (C) (3)$38,410Subaward
The Mind Research Network
1101 Yale Boulevard NEAlbuquerqueNM871064188850457562501 (C) (3)$380,398Subaward
The School Board of Broward County Florida
600 Southeast Third AvenueFort LauderdaleFL333013125596000530Govt$170,221Subaward
Tufts University
161 College AvenueMedfordMA02155042103634501 (C) (3)$46,618Subaward
Tulane University
6823 Saint Charles AvenueNew OrleansLA701185665720423889501 (C) (3)$38,627Subaward
University of Alabama
1530 3rd Avenue S AB 1170BirminghamAL35294636005996501 (C) (3)$29,446Subaward
University of Arizona
888 N Euclid Room 510TucsonAZ85722742652689Govt$6,283Subaward
University of California-Berkeley
2150 Shattuck Avenue Suite 300BerkeleyCA947045940946002123Govt$375,061Subaward
University of California-Davis
One Shields AvenueDavisCA956168677946036494Govt$83,455Subaward
University of California-Irvine
4255 Campus DriveIrvineCA90024952226406Govt$379,608Subaward
University of California-Los Angeles
10920 Wilshire Boulevard Suite 1200Los AngelesCA900241406956006143Govt$357,265Subaward
University of California-San Diego
9500 Gilman Drive - Rm 3041La JollaCA920930660956006144Govt$336,456Subaward
University of California-San Francisco
3333 California Street Suite 315San FranciscoCA94118946036493Govt$232,161Subaward
University of Cincinnati
51 Goodman Drive Suite 530CincinnatiOH452210222316000989Govt$87,485Subaward
University of Colorado Denver
1800 Grant Street Suite 600DenverCO80203856000555501 (C) (3)$93,430Subaward
University of Colorado-Boulder
3100 Marine Street Room 479 572 UCBBoulderCO803031058840644739Govt$26,666Subaward
University of Connecticut
438 Whitney Road Ext Unit 1133StorrsCT06269060772160Govt$59,248Subaward
University of Florida
219 Grinter Hall PO Box 1003628GainesvilleFL32611590974739Govt$21,463Subaward
University of Hawaii
2440 Campus Road Box 268HonoluluHI968222234990085260Govt$6,938Subaward
University of Illinois-ChampaignUrbana
1901 S First St Suite A MC-685ChampaignIL618206242376000511Govt$238,360Subaward
University of Illinois-Chicago
809 South Marshfield AvenueChicagoIL606127205376000511Govt$2,239,229Subaward
University of Iowa
201 Gilmore HallIowa CityIA52242426004813Govt$44,990Subaward
University of Maryland
3300 Metzerott RoadAdelphiMD20783526002033Govt$1,212,116Subaward
University of Michigan
3003 S State StreetAnn ArborMI481091287386006309Govt$1,189,500Subaward
University of Minnesota
200 Oak Street SEMinneapolisMN55455416007513Govt$139,193Subaward
University of New Mexico
1 University of New MexicoAlbuquerqueNM87131856000642501 (C) (3) OR Govt$33,928Subaward
University of North Carolina
104 Airport Drive CB1350Chapel HillNC275991350566001393Govt$184,820Subaward
University of Notre Dame
402 Grace HallNotre DameIN46556350868188501 (C) (3)$77,895Subaward
University of Oklahoma Health Sciences Center
201 Stephenson Pkwy Ste 3100NormanOK730199705736017987501 (C) (3)$164,440Subaward
University of Oregon
5219 University of OregonEugeneOR974035219936015767Govt$155,276Subaward
University of Pennsylvania
3451 Walnut St P-221 Franklin BldgPhiladelphiaPA191046205231352685501 (C) (3)$172,754Subaward
University of Pittsburgh
3100 Cathedral of LearningPittsburghPA15260250965591501 (C) (3)$4,584,469Subaward
University of South Florida
3702 Spectrum Blvd Suite 165TampaFL336129445593102112Govt$9,640Subaward
University of Southern California
University Park Campus - STO 330Los AngelesCA900891147951642394501 (C) (3)$523,458Subaward
University of Texas HSC at Houston
7000 Fannin UCT Suite 2514HoustonTX770305401741761309Govt$356,726Subaward
University of Texas Austin
101 E 27th STE 5300AustinTX787121500079497681Govt$141,466Subaward
University of Utah
201 Presidents CircleSalt Lake CityUT84112876000525Govt$353,275Subaward
University of Virgnia
1001 Research Park BlvdCharlottesvilleVA22911546001796501 (C) (3)$1,469,553Subaward
University of Washington
4333 Brooklyn Ave NE Box 359472SeattleWA981959472916001537501 (C) (3)$279,674Subaward
University of Wisconsin-Madison
21 North Park Street - Suite 6401MadisonWI537151218396006492Govt$308,178Subaward
UT Southwestern Medical Center
5323 Harry Hines BlvdDallasTX753909020752556007501 (C) (3)$16,293Subaward
Vanderbilt University
3319 West End Avenue Suite 800NashvilleTN372036876620476822501 (C) (3)$148,469Subaward
Virginia Commonwealth University
800 East Leigh Street Suite 3200RichmondVA232980568546001758Govt$51,917Subaward
Washington State University
PO Box 641060PullmanWA991641060911075542501 (C) (3)$14,675Subaward
Washington University
700 Rosedale Avenue Box 1034St LouisMO631121408436053611501 (C) (3)$343,248Subaward
West Side Institute for Science & Education
820 S Damen Avenue 151ChicagoIL606123728363712391501 (C) (3)$9,825Subaward
Worcester Polytechnic Institute
100 Institute RoadWorcesterMA01609042121659501 (C) (3)$12,560Subaward
Worry Free Community
1701 Bloomingdale RoadGlendale HeightsIL60139474911621501 (C) (3)$14,804Subaward
Yale University
155 Whitney Ave Suite 230New HavenCT06520060646973501 (C) (3)$584,591Subaward
FieldValueIRS element (for citing)
Total501c3 Org162Total501c3OrgCnt
Total Other Org9TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (3 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmt
UNDERGRADUATE STUDENT AID4211$151,607,137
GRADUATE STUDENT AID9297$348,813,621
Precollegiate Student Aid1738$6,088,160

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule I, Part I, Line 2 Procedures for monitoring use of grant funds.FormAndLineReferenceDesc
ExplanationTHE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Club Dues Or FeesYes (X)ClubDuesOrFeesInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentfalseSeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (true)SupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgfalseCompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (true)AnyNonFixedPaymentsInd
Initial Contract ExceptionfalseInitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (25 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
ROBERT J ZIMMER
PRESIDENT$1,392,855$0$68,108$0$216,110$0$601,300$0$179,261$0$2,457,634$0$0$0
MARK A SCHMID
VP AND CHIEF INVEST. OFFICER$772,838$0$1,661,693$0$13,748$0$794,400$0$31,797$0$3,274,476$0$740,000$0
KENNETH S POLONSKY
EXEC. VP MEDICAL AFFAIRS$1,528,077$0$811,750$0$365,603$0$22,400$359,800$23,530$0$2,751,360$359,800$0$0
DANIEL DIERMEIER
PROVOST$912,498$0$92,500$0$314,599$0$72,400$0$33,621$0$1,425,618$0$250,000$0
KIMBERLY TAYLOR
VP & GENERAL COUNSEL$716,321$0$70,000$0$25,830$0$22,400$0$29,799$0$864,350$0$0$0
DAVID B FITHIAN
EXECUTIVE VICE PRESIDENT$737,685$0$72,500$0$8,537$0$22,400$0$19,364$0$860,486$0$0$0
JAMES G NONDORF
VP ENROLL. & STUDENT ADV.$707,383$0$68,500$0$6,460$0$22,400$0$11,013$0$815,756$0$0$0
SHARON MARINE
VP ALUMNI RELATIONS & DEVL.$721,814$0$36,550$0$5,113$0$22,400$0$15,336$0$801,213$0$0$0
BALAJI SRINIVASAN
VP GLOBAL ENGAGEMENT$623,159$0$57,500$0$46,811$0$22,400$0$35,460$0$785,330$0$0$0
IVAN SAMSTEIN
VP & CFO$593,070$0$88,050$0$2,396$0$22,400$0$31,792$0$737,708$0$0$0
JUAN DE PABLO
VP FOR NATIONAL LABORATORIES$462,683$0$156,177$0$15,828$0$22,400$0$76,153$0$733,241$0$0$0
DEREK DOUGLAS
VP CIVIC ENGAGEMENT$584,438$0$87,500$0$4,307$0$22,400$0$26,052$0$724,697$0$0$0
PAUL RAND
VP COMMUNICATIONS$459,599$0$46,000$0$52,834$0$0$0$12,901$0$571,334$0$0$0
CATHERINE CALLOW-WRIGHT
VP & SECRETARY OF THE UNIVERSITY$394,910$0$38,500$0$2,238$0$22,400$0$31,204$0$489,252$0$0$0
MICHELE RASMUSSEN
DEAN OF STUDENTS$343,864$0$33,000$0$2,225$0$22,400$0$7,066$0$408,555$0$0$0
KA YEE LEE
PROVOST$336,271$0$33,333$0$0$0$22,400$0$101,321$0$493,325$0$0$0
DARREN REISBERG
VP STRATEGIC INITIATIVES$203,219$0$81,212$0$5,689$0$19,799$0$6,562$0$316,481$0$0$0
LORI BERKO
Secretary$174,736$0$4,167$0$0$0$14,497$0$6,808$0$200,208$0$0$0
MADHAV RAJAN
DEAN BOOTH SCHOOL OF BUSINESS$829,875$0$122,063$0$94,788$0$22,400$0$21$0$1,069,147$0$0$0
JOANNA RUPP
Managing Director Private Equity$498,099$0$880,083$0$0$0$452,182$0$31,784$0$1,862,148$0$409,316$0
VALLUVAN JEEVANANDAM
CHIEF CARDIAC & THORACIC SURG.$1,555,064$0$250,000$0$0$0$22,400$0$19,383$0$1,846,847$0$0$0
LUCA VRICELLA
Professor of Surgery$1,487,765$0$196,800$0$35,280$0$22,400$0$33,354$0$1,775,599$0$0$0
DAVID BARCLAY
CHIEF OPERATING OFFICER CRSP$225,012$0$1,433,077$0$0$0$22,400$0$34,284$0$1,714,773$0$0$0
MICHAEL EDELSON
Chief Risk Officer - Investment Office$307,479$0$1,206,366$0$0$0$22,400$0$7,489$0$1,543,734$0$0$0
JOHN R KROLL
AVP FINANCE$280,063$0$78,855$0$11,292$0$22,400$0$16,388$0$408,998$0$0$0

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule J, Part I, Line 1a First-class or charter travelUNDER WRITTEN UNIVERSITY POLICY, FIRST CLASS AIR TRAVEL IS ONLY ALLOWED WHEN APPROVED IN ADVANCE BY A DEAN, VICE-PRESIDENT OR THE PROVOST. FOUR OFFICERS WERE APPROVED FOR FIRST CLASS TRAVEL IN ACCORDANCE WITH THIS POLICY. NONE OF THE BUSINESS TRIPS WERE DEEMED TAXABLE COMPENSATION.
Schedule J, Part I, Line 1a Travel for companionsUNDER WRITTEN UNIVERSITY POLICY, TRAVEL FOR COMPANIONS MUST BE PRE-APPROVED BY THE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND WILL ONLY BE APPROVED WHEN THE COMPANION TRAVEL SERVES A BONA FIDE BUSINESS PURPOSE. ONE OFFICER HAS COMPANION TRAVEL APPROVED IN ACCORDANCE WITH THIS POLICY. THE COST OF THE COMPANION TRAVEL WAS NOT DEEMED TAXABLE COMPENSATION.
Schedule J, Part I, Line 1a Tax indemnification and gross-up paymentsINDIVIDUALS MAY HAVE CERTAIN PAYMENTS GROSSED UP AT THE DISCRETION OF HEADS OF DEPARTMENTS, OFFICERS OR THE BOARD OF THE UNIVERSITY.
Schedule J, Part I, Line 1a Housing allowance or residence for personal use(PART 1A & 1B AND PART II, COLUMN D FOR ROBERT J. ZIMMER). HOUSING ALLOWANCES ARE ONLY PERMITTED IF PRE-APPROVED BY THE PROVOST'S OFFICE OR UNIVERSITY HUMAN RESOURCES. ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS INCLUDED IN THE INDIVIDUAL'S TAXABLE COMPENSATION. OF THE AMOUNT IN COLUMN D FOR ROBERT J. ZIMMER, $157,896 REPRESENTS THE VALUE OF THE UNIVERSITY OWNED HOUSING PROVIDED TO THE PRESIDENT, WHICH IS NOT DEEMED A TAXABLE BENEFIT.
Schedule J, Part I, Line 1a Health or social club dues or initiation feesUNDER WRITTEN UNIVERSITY POLICY, SOCIAL AND HEALTH CLUB DUES ARE REIMBURSABLE ONLY IF THE BENEFITS OF THE MEMBERSHIP SUPPORT THE UNIVERSITY'S MISSION AND ONLY IF THE REIMBURSEMENT IS APPROVED BY A DEAN, VICE PRESIDENT, PROVOST OR PRESIDENT OF THE UNIVERSITY. ANY PORTION OF THE DUES NOT USED FOR BUSINESS PURPOSES IS CONSIDERED TAXABLE COMPENSATION. OFFICER OF THE UNIVERSITY MAINTAIN MEMBERSHIP IN THE QUADRANGLE CLUB, A RELATED ORGANIZATION THAT OPERATES A FACULTY CLUB ON THE CAMPUS OF THE UNIVERSITY FOR PURPOSES OF CONDUCTING MEETINGS AND OTHER UNIVERSITY BUSINESS. THE UNIVERSITY REIMBURSES OFFICERS FOR THESE DUES AND THE REIMBURSEMENT IS NOT DEEMED TAXABLE COMPENSATION. IN ADDITION THREE OFFICERS HAD SOCIAL CLUB DUES REIMBURSED BY THE UNIVERSITY FOR BUSINESS PURPOSES AND THE REIMBURSEMENT WAS NOT DEEMED TAXABLE COMPENSATION.
Schedule J, Part I, Line 1a Personal servicesTHE UNIVERSITY PROVIDE FOR THE MAINTENANCE AND CLEANING OF THE UNIVERSITY OWNED HOUSE PROVIDED TO THE PRESIDENT. THESE SERVICES WERE NOT DEEMED A TAXABLE BENEFIT.
Schedule J, Part I, Line 7 Non-fixed paymentsINVESTMENT OFFICE PERSONNEL PARTICIPATE IN AN INCENTIVE COMPENSATION PROGRAM BASED ON PERFORMANCE AND QUALITATIVE MEASUREMENTS.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IEFA 50000000 ADJ RATE REV BONDS SERIES 2003B
A5212975634520017E42003-08-28$50,000,000SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse
IFA 100000000 REVENUE BONDS SERIES 2004B
B86109196745200BHH42004-11-10$100,000,000SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse
IFA 80000000 ADJ RATE REV REFUND BONDS 2004C
C86109196745200BJG42004-11-30$80,000,000SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse
IFA XXX-XX-XXXX ADJ RATE DEMAND REV SERIES 2008
D86109196745200FEG02008-04-03$123,604,000SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndOther Spent ProceedsOtherSpentProceedsAmt
A$18,650,000$50,141,933$274,223$49,867,7102006falsefalseYes (true)Yes (true)
B$33,124,000$102,437,189$469,999$101,967,1902010falsefalseYes (true)Yes (true)
C$3,183,000$80,000,000$463,8382006falseYes (true)Yes (true)Yes (true)$79,536,162
D$32,822,000$123,604,000$752,5752004Yes (true)falseYes (true)Yes (true)$122,851,425

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdIndChange In Use Bond Financed PropChangeInUseBondFinancedPropPctRemedial Action TakenRemedialActionTakenInd
AfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.00.00.0falsefalseYes (true)
BfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.0030.00.003falsefalseYes (true)
CfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.00.00.0falsefalseYes (true)
DfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.00.00.0falseYes (true)Yes (true)0.0004false

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedInd
(no name)
AfalsefalseYes (true)Yes (true)Yes (true)falsefalsefalseYes (true)
(no name)
BfalsefalseYes (true)Yes (true)Yes (true)falsefalsefalseYes (true)
MORGAN STANLEY CAP
CfalsefalsefalseYes (true)Yes (true)Yes (true)falsefalseYes (true)3500.0falsefalse
MERRIL LYNCH CAPITAL
DfalsefalseYes (true)Yes (true)Yes (true)Yes (true)falsefalseYes (true)3300.0falsefalse

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)
DYes (true)

Supplemental Information Detail SupplementalInformationDetail (11 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule K, Part II, Line 3 PART II, LINE 3SERIES 2003B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $141,933. SERIES 2004B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $2,437,189. SERIES 2012A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $8,068. SERIES 2013A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $4,887. SERIES 2014A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $3,893. SERIES 2015A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $248,055. SERIES 2018A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $482,872.
Schedule K, Part II, Line 11 PART II, LINE 11SERIES 2004B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2012B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2013A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2014A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2015A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2018A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE$50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE. $100,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OF ISSUANCE. $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDING BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCE REFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE. $123,604,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008, (F) DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B) PAY CERTAIN COSTS OF ISSUANCE. $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, THE MULTIPURPOSE ECONOMICS RESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 1985A BONDS AND THE 2004A BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $149,090,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2013A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, ADAPTIVE REUSE OF 5757 S. UNIVERSITY AVENUE AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 2001A BONDS, THE 2004A BONDS AND THE 2008B BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $650,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2014A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFUND THE SERIES 2009 ISSUE, PAY CERTAIN COSTS RELATING TO THE ISSUE OF THE SERIES 2014A BONDS AND ADVANCED REFUNDING OF THE 2009 ISSUE. $415,825,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2015A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFUND THE SERIES 2007 ISSUE, PAY CERTAIN COSTS OF ISSUANCE. $114,705.000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2018A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFINANCING THE COMMERCIAL PAPER NOTES ISSUED TO REDEEM THE SERIES 2001B-3 ISSUE, AND PAY CERTAIN COSTS OF ISSUANCE. $164,555,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2020A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFINANCING THE COMMERCIAL PAPER NOTES ISSUED TO REDEEM THE SERIES 2001B-1 AND SERIES 2001B-2 ISSUE, AND PAY CERTAIN COSTS OF ISSUANCE.
Schedule K, Part III, Line 6 PART III, LINE 6, COLUMNS A,B,C,&DTHE AMOUNT OF NON QUALIFIED USE FROM LEASES, MANAGEMENT CONTRACTS, AND/OR RESEARCH AGREEMENTS IS LESS THAN THE EQUITY CONTRIBUTION OF THE UNIVERSITY FOR THE IMPACTED PROJECTS AND THEREFORE RESULTS IN NO PRIVATE BUSINESS USE FOR THE ISSUE
Schedule K, Part IV, Line 2c COLUMN AIssuer name: IEFA 50,000,000 ADJ RATE REV BONDS SERIES 2003B The calculation for computing no rebate due was performed on 04/02/2009
Schedule K, Part IV, Line 2c COLUMN BIssuer name: IFA 100,000,000 REVENUE BONDS SERIES 2004B The calculation for computing no rebate due was performed on 12/22/2009
Schedule K, Part IV, Line 2c COLUMN CIssuer name: IFA 80,000,000 ADJ RATE REV REFUND BONDS 2004C The calculation for computing no rebate due was performed on 12/22/2011
Schedule K, Part IV, Line 2c COLUMN DIssuer name: IFA 123,604,000 ADJ RATE DEMAND REV SERIES 2008 The calculation for computing no rebate due was performed on 03/26/2013
Schedule K, Part IV, Line 2c COLUMN AIssuer name: IFA 369,570,000 REVENUE BONDS SERIES 2012A The calculation for computing no rebate due was performed on 01/31/2017
Schedule K, Part IV, Line 2c COLUMN BIssuer name: IFA 149,090,000 REVENUE BONDS SERIES 2013A The calculation for computing no rebate due was performed on 03/01/2018
Schedule K, Part IV, Line 2c COLUMN CIssuer name: IFA 573,645,000 REVENUE BONDS SERIES 2014A The calculation for computing no rebate due was performed on 08/29/2019

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IFA 369570000 REVENUE BONDS SERIES 2012A
A86109196742503HFF42012-02-02$421,065,981SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse
IFA 149090000 REVENUE BONDS SERIES 2013A
B86109196745203HRE42013-05-15$159,766,350SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse
IFA XXX-XX-XXXX REVENUE BONDS SERIES 2014A
C86109196745203HB682014-08-12$644,509,246SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse
IFA XXX-XX-XXXX REVENUE BONDS SERIES 2015A
D86109196745203H3H32015-09-10$452,070,011SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$35,140,000$52,605,000$421,074,049$1,982,388$150,009,360$269,082,3002013falseYes (true)Yes (true)Yes (true)
B$2,420,000$159,771,237$1,179,561$100,004,887$58,586,7892014Yes (true)Yes (true)Yes (true)Yes (true)
C$14,625,000$644,513,139$2,131,891$175,008,593$469,372,6552015falseYes (true)Yes (true)Yes (true)
D$5,605,000$452,318,067$1,522,422$200,331,641$250,464,0042017falseYes (true)Yes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndChange In Use Bond Financed PropChangeInUseBondFinancedPropPctRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.0050.00.005falseYes (true)0.004falseYes (true)
BfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.0050.00.005falsefalseYes (true)
CfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.0110.00.011falsefalseYes (true)
DfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.0180.00.018falsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
AfalsefalsefalseYes (true)falsefalsefalsefalseYes (true)
BfalsefalsefalseYes (true)falsefalsefalsefalseYes (true)
CfalsefalsefalseYes (true)falsefalsefalsefalseYes (true)
DfalseYes (true)falsefalsefalsefalsefalsefalseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)
DYes (true)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IFA XXX-XX-XXXX REVENUE BONDS SERIES 2018A
A86109196745204ED702018-03-07$128,797,725SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse
IFA XXX-XX-XXXX REVENUE BONDS SERIES 2020A
B86109196745204FAE52020-03-11$185,813,537SEE SUPPLEMENTAL INFORMATIONfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCdTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndUnspentUnspentAmt
A$129,280,597$842,147$56,173,450$72,265,0002019Yes (true)falseYes (true)Yes (true)
B$185,813,537$737,910$184,915,000Yes (true)Yes (true)Yes (true)Yes (true)$18,032

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.00.0020.002falsefalseYes (true)
BfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.00.0010.001falsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
AfalseYes (true)falsefalsefalsefalsefalsefalseYes (true)
BfalseYes (true)Yes (true)falsefalsefalsefalsefalseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (2 entries)

Relationship With OrgRelationshipWithOrgTxtLoan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
MADHAV RAJAN
KEY EMPLYes (X)$1,250,000$1,250,000falseYes (true)Yes (true)
JUAN DE PABLO
OFFICERYes (X)$100,000$30,000falseYes (true)Yes (true)
FieldValueIRS element (for citing)
Total Balance Due$1,280,000TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (9 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
TISHMAN SPEYER CROWN EQUIT
SEE PART V$629,772SEE PART Vfalse
PIMCO
SEE PART V$1,477,706SEE PART Vfalse
THE CARLYLE GROUP
SEE PART V$354,753SEE PART Vfalse
LAKE CAPITAL PARTNERS
SEE PART V$145,719SEE PART Vfalse
SHADI BARTSCH-ZIMMER
SEE PART V$326,844SEE PART Vfalse
TAMAR POLONSKY
SEE PART V$315,106SEE PART Vfalse
Wealth Strategist Partners
SEE PART V$51,766SEE PART Vfalse
CareIT Health LLC dba NowPow
SEE PART V$30,750SEE PART Vfalse
Ariela Lazar
SEE PART V$82,252SEE PART Vfalse

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule L, Part IV PART IVFormAndLineReferenceDesc
ExplanationJAMES S. CROWN, A TRUSTEE OF THE UNIVERSITY, AND HIS FAMILY OWN AN INDIRECT INTEREST IN TISHMAN SPEYER CROWN EQUITIES, LLC (TISHMAN SPEYER), WHICH THROUGH A SUBSIDIARY OWNS AN OFFICE BUILDING IN WASHINGTON D.C. IN WHICH THE UNIVERSITY OF CHICAGO LEASES OFFICE SPACE. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $235,595 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2020. THE UNIVERSITY ALSO LEASES OFFICE SPACE IN NEW YORK, NEW YORK FROM TISHMAN SPEYER. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $394,177 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2020. Rachel Kohler, a Trustee of the University, is CEO and Co-Owner of CareIT Health, LLC d/b/a NowPow, a healthcare company that connects patients with social services agencies and support organizations to improve health outcomes. For the tax year ended June 30, 2020, NowPow received $30,750 in fees from the University of Chicago, in connection with the University's purchase of NowPow services. Rodney Goldstein, a Trustee of the University, is Co-Managing Partner of Wealth Strategist Partners, an investment advisory firm. For the tax year ended June 30, 2020, Stuart E. Lucas, Co-Managing Partner and Chief Investment Officer of WSP, served as co-director of an executive education program at the University of Chicago Booth School of Business, for which WSP received $51,766 in fees. EMMANUEL ROMAN, A TRUSTEE OF THE UNIVERSITY, IS THE CHIEF EXECUTIVE OFFICER OF PIMCO, A FIXED INCOME INVESTMENT FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. PIMCO RECEIVED APPROXIMATELY $1,477,706 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2020. DAVID M. RUBENSTEIN, A TRUSTEE OF THE UNIVERSITY, IS A CO-FOUNDER AND CO-CEO OF THE CARLYLE GROUP, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. THE CARLYLE GROUP RECEIVED APPROXIMATELY $354,753 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2020. PAUL YOVOVICH, A TRUSTEE OF THE UNIVERSITY, IS PRESIDENT, PRINCIPAL, AND CO-FOUNDER OF LAKE CAPITAL, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. LAKE CAPITAL RECEIVED APPROXIMATELY $145,719 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2020. SHADI BARTSCH-ZIMMER, THE WIFE OF THE UNIVERSITY OF CHICAGO PRESIDENT ROBERT J. ZIMMER, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR OF CLASSICS. MS. BARTSCH-ZIMMER WAS PAID A GROSS SALARY OF $326,844 FOR THE CALENDAR YEAR 2019 IN CONNECTION WITH HER EMPLOYMENT. TAMAR POLONSKY, THE DAUGHTER OF KENNETH POLONSKY, DEAN AND EXECUTIVE VICE PRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS AN ASSOCIATE PROFESSOR IN THE DEPARTMENT OF MEDICINE. DR. POLONSKY WAS PAID $315,106 FOR THE CALENDAR YEAR 2019 IN CONNECTION WITH HER EMPLOYMENT. ARIELA LAZAR, THE WIFE OF THE FORMER UNIVERSITY OF CHICAGO PROVOST, DANIEL DIERMEIER, Is EMPLOYED BY THE UNIVERSITY AS A LECTURER IN THE UNIVERSITY'S DEPARTMENT OF PHILOSOPHY AND GRAHAM SCHOOL OF CONTINUING LIBERAL AND Professional STUDIES. MS. LAZAR WAS PAID $82,252 FOR THE CALENDAR YEAR 2019 IN CONNECTION WITH HER EMPLOYMENT.ExplanationTxt

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution9ContributionCnt
Method Of Determining RevenuesNONEMethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$1,064,055NoncashContributionsRptF990Amt
Method Of Determining RevenuesOpinions of expertsMethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution347ContributionCnt
Noncash Contributions Rpt F990$48,673,878NoncashContributionsRptF990Amt
Method Of Determining RevenuesCostMethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
DescSoftwareDesc
Noncash Contributions Rpt F990$331,500NoncashContributionsRptF990Amt
Method Of Determining RevenuesCostMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Form8283 Received17Form8283ReceivedCnt
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (true)ReviewProcessUnusualNCGiftsInd
Third Parties UsedYes (true)ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule M, Part I, Line 33 PART I, LINE 33THE UNIVERSITY OF CHICAGO DOES NOT RECORD GIFTS OF ART AS REVENUE AS PERMITTED UNDER SFAS 116.
Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributionsRELATED ORGANIZATIONS IN THE UK, FRANCE, SINGAPORE, HONG KONG AND INDIA SOLICIT CHARITABLE CONTRIBUTIONS FOR THE BENEFIT OF THE UNIVERSITY AND ITS PROGRAMS. THE UNIVERSITY USES AN OUTSIDE BROKER TO SELL GIFTS OF SECURITIES.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Form 990, Part III, Line 4d Description of other program services(Expenses $ 617,431,338 including grants of $ 7,645,531)(Revenue $ 178,228,463) The other program services that support the mission of instruction and research are: Auxiliary Enterprises Library Other Student Services Information Services Operation and Maintenance of Plant
Form 990, Part V, Line 16 PART V, LINE 16AS OF JUNE 30, 2019 THE AGGREGATE FAIR MARKET VALUE OF ASSETS NOT USED DIRECTLY IN CARRYING OUT THE UNIVERSITY OF CHICAGO'S EXEMPT PURPOSE IS LESS $500,000 PER STUDENT. AS SUCH, THE UNIVERSITY HAS DETERMINED IT IS NOT SUBJECT TO AN EXCISE TAX ON NET INVESTMENT INCOME.
Form 990, Part VI, Line 2 Family/business relationships amongst interested personsCraig J. Duchossois and Ashley D. Joyce, both Trustees of the University - Family relationship, Craig J. Duchossois and Ashley D. Joyce, both Trustees of the University - Business relationship, Craig J. Duchossois and Mary tolan, both Trustees of the University - Business relationship, Kenneth C. Griffin and Brady Dougan, both Trustees of the University - Business relationship, Joseph Neubauer and Byron D. Trott, both Trustees of the University - Business relationship, Thomas J. Pritzker and Byron D. Trott, both Trustees of the University - Business relationship, John W. Rogers and Paula Wolff, both Trustees of the University - Business relationship, Rachel D. Kohler and Byron D. Trott, both Trustees of the University - Business relationship, Rika Mansueto and Byron D. Trott, both Trustees of the University - Business relationship, Kenneth M. Jacobs and Andrew M. Alper, both Trustees of the University - Business relationship, John W. Rogers and David B. Brooks, both Trustees of the University - Business relationship
Form 990, Part VI, Line 11b Review of form 990 by governing bodyPRIOR TO FILING THE FORM 990, MEMBERS OF THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES WERE GIVEN AN OPPORTUNITY TO REVIEW PORTIONS OF THE FORM 990 RELEVANT TO THE THEIR AREAS OF OVERSIGHT. THESE PORTIONS OF THE FORM 990 WERE DISTRIBUTED TO COMMITTEE MEMBERS FOR CONVENED MEETINGS IN FEBRUARY 2021, AT WHICH TRUSTEES OF THESE COMMITTEES WERE GIVEN THE OPPORTUNITY TO DISCUSS THE RELEVANT SECTIONS OF THE FORM 990 AND ASK QUESTIONS. IN ADDITION, IN EARLY APRIL 2021, THE COMPLETED DRAFT FORM 990 (AND FORM 990-T), INCLUDING ALL SCHEDULES, WAS POSTED ON A SECURE WEBSITE ACCESSIBLE TO ALL TRUSTEES TO ALLOW THEM TO REVIEW THE FORM, PROVIDE COMMENTS, AND ASK ANY QUESTIONS. INFORMATION ABOUT ACCESSING THE WEBSITE WAS DISTRIBUTED IN ADVANCE TO ALL TRUSTEES. THE DRAFT FORM REMAINED AVAILABLE ON THE WEBSITE FOR APPROXIMATELY TWO WEEKS, AFTER WHICH ONLINE ACCESS ENDED TO ALLOW THE UNIVERSITY TIME TO FINALIZE THE FORM 990 AND FORM 990T FOR FILING WITH THE IRS.
Form 990, Part VI, Line 12c Conflict of interest policyCONFLICT OF INTEREST POLICIES ALL TRUSTEES, OFFICERS, FACULTY, SENIOR ADMINISTRATORS, AND OTHER EMPLOYEES OF THE UNIVERSITY ARE SUBJECT TO CONFLICT OF INTEREST POLICIES THAT, AMONG OTHER THINGS, DEFINE MATERIAL FINANCIAL CONFLICTS OF INTEREST, IDENTIFY THE CLASSES OF INDIVIDUALS COVERED BY THE POLICIES, FACILITATE DISCLOSURE OF INFORMATION, AND SPECIFY PROCEDURES TO BE FOLLOWED IN MANAGING THE CONFLICTS. THESE CONFLICT OF INTEREST POLICIES AND PROCEDURES INCLUDE: (1) THE UNIVERSITY OF CHICAGO CONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS REQUIRES TRUSTEES AND OFFICERS TO ALERT THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, OR THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL OF ANY POTENTIAL CONFLICT OF INTEREST, AND ABSTAIN FROM PARTICIPATING IN OR VOTING ON THE MATTER. THE POLICY ALSO REQUIRES TRUSTEES AND OFFICERS TO DISCLOSE ON AN ANNUAL BASIS, ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ALL CONFLICT OF INTEREST DISCLOSURES AND RELATED DISCUSSIONS ARE SHARED WITH THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, AND THE UNIVERSITY'S PRESIDENT, ITS GENERAL COUNSEL, AND ITS EXTERNAL AUDITORS. THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL, IN CONSULTATION WITH THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE AND SENIOR UNIVERSITY ADMINISTRATORS, COMPILES THE DISCLOSURES INTO A CONFIDENTIAL DATABASE. THE CHAIR OF THE BOARD ALSO REVIEWS ALL DISCLOSED POTENTIAL CONFLICTS OF INTEREST BEFORE MAKING BOARD COMMITTEE ASSIGNMENTS. (2) THE UNIVERSITY'S POLICY ON SERVICE TO OUTSIDE ORGANIZATIONS BY SENIOR ADMINISTRATORS REQUIRES OFFICER AND SENIOR ADMINISTRATORS TO DISCLOSE ALL OFFICER, DIRECTOR, OR TRUSTEE POSITIONS THEY HOLD OR INTEND TO HOLD IN OUTSIDE ORGANIZATIONS, INCLUDING BUT NOT LIMITED TO ORGANIZATIONS IN WHICH THEY HAVE A FINANCIAL INTEREST OR FROM WHICH THEY RECEIVE COMPENSATION. THE UNIVERSITY'S OFFICE OF LEGAL COUNSEL MONITORS SUCH POTENTIAL CONFLICTS BY CIRCULATING ANNUALLY A DISCLOSURE FORM THAT MUST BE UPDATED AS CIRCUMSTANCES CHANGE, AND SENIOR ADMINISTRATORS AND OFFICERS ARE ALSO REQUIRED TO DISCLOSE ALL SUCH RELATIONSHIPS IN ADVANCE TO THEIR IMMEDIATE SUPERVISOR. THIS INFORMATION MAY BE SHARED WITH THE UNIVERSITY'S TRUSTEES, PRESIDENT, PROVOST, VICE PRESIDENT AND GENERAL COUNSEL, AND OTHERS AS NECESSARY; COMPENSATED OUTSIDE SERVICE IS ALSO SUBJECT TO REVIEW BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. (3) ACADEMIC EMPLOYEES, INCLUDING THE PRESIDENT AND THE PROVOST, ARE SUBJECT TO THE UNIVERSITY'S CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT POLICY FOR FACULTY AND OTHER ACADEMIC APPOINTEES. THE OFFICE OF THE PROVOST IS THE ADMINISTRATIVE OFFICE CHARGED WITH ASSURING COMPLIANCE WITH THE FACULTY CONFLICT OF INTEREST POLICY. THE PROVOST HAS DELEGATED OVERSIGHT OF THIS POLICY TO THE VICE PROVOST AS ITS CHAIR. THE PROVOST ALSO APPOINTS THE MEMBERS OF THE STANDING COMMITTEE ON INDIVIDUAL CONFLICTS OF INTEREST AND DESIGNATES THE DEPUTY PROVOST FOR RESEARCH AS ITS CHAIR. THE PROVOST REPORTS PERIODICALLY TO THE STANDING COMMITTEE ON THE STATUS OF FACULTY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY; THE REPORT INCLUDES HOW RISKS HAVE BEEN ADDRESSED THROUGH MANAGEMENT PLANS OR OTHER PRACTICES INTENDED TO PROVIDE FOR THE REDUCTION, ELIMINATION OR MANAGEMENT OF FINANCIAL CONFLICTS OF INTERESTS. THE VICE PROVOST SEEKS ASSESSMENTS OF THE RISKS AND RECOMMENDATIONS FOR RESPONSIBLE MANAGEMENT FROM DEPARTMENT CHAIRS AND DEANS AND OTHERS SUCH AS THE DIRECTOR OF UNIVERSITY RESEARCH ADMINISTRATION AND THE OFFICE OF LEGAL COUNSEL. (4) THE UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES ALL NON-ACADEMIC EMPLOYEES TO AVOID INVOLVEMENT IN ACTIVITIES WHICH MIGHT CONFLICT, OR MIGHT APPEAR TO CONFLICT, WITH THEIR INSTITUTIONAL RESPONSIBILITIES, INCLUDING, BUT NOT LIMITED TO BUSINESS OR FINANCIAL INTERESTS, TRANSACTIONS INVOLVING THE USE OF CONFIDENTIAL INFORMATION OR KNOWLEDGE GAINED AS A RESULT OF THE EMPLOYEE'S RELATIONSHIP WITH THE UNIVERSITY, THE USE OF UNIVERSITY RESOURCES FOR PERSONAL BENEFIT OR THE BENEFIT OF OTHERS, THE ACCEPTANCE OF GIFTS OF MORE THAN NOMINAL VALUE, AND NEPOTISM. CONFLICT OF INTEREST POLICY REQUIRES STAFF TO PROVIDE FULL DISCLOSURE OF ANY INTEREST THAT MIGHT INFLUENCE, OR APPEAR TO HAVE THE CAPACITY TO INFLUENCE, THE STAFF MEMBER'S OFFICIAL DECISIONS OR ACTIONS ON UNIVERSITY MATTERS. THE DISCLOSURES ARE TO BE IN WRITING, TENDERED TO THE EMPLOYEE'S IMMEDIATE SUPERVISOR, DEPARTMENT HEAD, OR THE APPROPRIATE VICE PRESIDENT OF THE UNIVERSITY. (5) THE UNIVERSITY'S POLICY ON BUSINESS CONDUCT AT THE UNIVERSITY OF CHICAGO REQUIRES ALL UNIVERSITY EMPLOYEES TO, AMONG OTHER THINGS, AVOID REAL OR PERCEIVED CONFLICTS OF INTEREST; USE UNIVERSITY RESOURCES ONLY FOR LEGITIMATE UNIVERSITY BUSINESS; AND REPORT POSSIBLE VIOLATIONS OF THE POLICY, OTHER UNIVERSITY POLICIES, OR APPLICABLE LAW. MEMBERS OF THE UNIVERSITY COMMUNITY ARE ENCOURAGED TO REPORT COMPLIANCE CONCERNS THROUGH NORMAL LINES OF COMMUNICATION INCLUDING DISCUSSIONS WITH SUPERVISORS OR ADVISORS AND, IF NECESSARY, THROUGH THE TOLL-FREE HOTLINE.
Form 990, Part VI, Line 15a Process to establish compensation of top management officialDURING THE TAX YEAR, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONDUCTED ITS ANNUAL REVIEW OF COMPENSATION FOR THE UNIVERSITY'S PRESIDENT AND ALL OTHER UNIVERSITY OFFICERS, BASED ON A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD OF TRUSTEES IN THE CASE OF THE PRESIDENT'S COMPENSATION, AND RECOMMENDATIONS FROM THE PRESIDENT IN THE CASE OF OFFICER COMPENSATION. THE EXECUTIVE COMMITTEE REVIEWED THESE RECOMMENDATIONS, INCLUDING A REVIEW OF COMPARABILITY DATA PROVIDED BY EXTERNAL CONSULTANTS, AND MADE FINAL DECISIONS REGARDING COMPENSATION. ALL DECISIONS OF THE EXECUTIVE COMMITTEE ARE DOCUMENTED IN MINUTES MAINTAINED BY THE UNIVERSITY.
Form 990, Part VI, Line 19 Required documents available to the publicTHE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, CONFLICT OF INTEREST POLICIES, AND MOST RECENT FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE UNIVERSITY'S WEBSITE, WWW.UCHICAGO.EDU.
Form 990, Part VIII, Line 11d Other Miscellaneous RevenueOther revenue - Total Revenue: 8896365, Related or Exempt Function Revenue: 8896365, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ;

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (10 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtEnd Of Year AssetsEndOfYearAssetsAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCd
UCHICAGO ARGONNE LLC
5801 S ELLIS AVENUECHICAGOIL60637680628477MANAGE LABIL$823,251,392$0UNIV OF CHICAGO
UNIV OF CHICAGO FOUNDATION LTD
980525557FUNDRAISING$4,900,807$123,642UNIV OF CHICAGO
THEORY AND COMPUTING SCIENCES
5801 S ELLIS AVENUECHICAGOIL60637516596577RESEARCH BUILDINGIL$11,664,837$165,970,005UNIV OF CHICAGO
UCHICAGO TRADING
5801 S ELLIS AVENUECHICAGOIL60637300517735INVESTING$12,822,612$6,884,948UNIV OF CHICAGOCJ
MAROON INVESTMENTS LLC
5801 S ELLIS AVENUECHICAGOIL60637HOLDING COMPANYIL$0$0UNIV OF CHICAGO
UCHICAGO IMPACT LLC
1307 E 60TH STREETCHICAGOIL60637611682394EDUCATIONIL$6,152,597$5,518,901UNIV OF CHICAGO
HARPER COURT LLC
5801 S ELLIS AVENUECHICAGOIL60637HOLDING COMPANYIL$4,000,625$934,615UNIV OF CHICAGO
LPA MANAGEMENT LLC
5801 S ELLIS AVENUECHICAGOIL60637PROPERTY MANAGEMENTIL$145,535$601,406UNIV OF CHICAGO
6014 Cottage Grove LPA Holdings LLC
5801 S Ellis AvenueChicagoIL60637Property Holding CompanyIL$708,344$0UNIV OF CHICAGO
Center for Research in Securities Prices LLC
5801 South Ellis AvenueChicagoIL60637Securities Research and DataIL$43,825,573$30,703,890UNIV OF CHICAGO

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (28 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtControlled OrganizationControlledOrganizationIndDirect Controlling NADirectControllingNACdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCd
ASIAN HEALTH COALITION
180 W WASHINGTON ST SUITE 1000CHICAGOIL60602311607193HEALTHCARE ACCESSIBILITYIL501(c)(3)10UNIV OF CHICAGOYes (true)
ARCH DEVELOPMENT CORPORATION
5555 S WOODLAWN AVENUECHICAGOIL60637363485244TECH TRANSFERIL501(c)(3)Type IUNIV OF CHICAGOYes (true)
CHAPIN HALL CENTER FOR CHILDREN
1313 E 60TH STREETCHICAGOIL60637362167012POLICY RESEARCH CENTERIL501(c)(3)7falseN/A
CHICAGO HOME FOR THE INCURABLES
5801 S ELLIS AVENUECHICAGOIL60637362169138SUPP RESEARCHIL501(c)(3)Type IUNIV OF CHICAGOYes (true)
CHICAGO TUMOR INSTITUTE
5801 S ELLIS AVENUECHICAGOIL60637237136019SUPP RESEARCHIL501(c)(3)Type IUNIV OF CHICAGOYes (true)
COURT THEATRE FUND
5535 S ELLIS AVENUECHICAGOIL60637363203660SUPP THE ARTSIL501(c)(3)Type IUNIV OF CHICAGOYes (true)
FERMI RESEARCH ALLIANCE LLC
PO BOX 500BATAVIAIL60510571239010MANAGE LABIL501(c)(3)7falseN/A
HYMEN MILGROM SUPPORTING ORGANIZATION
33 N LASALLE ST SUITE 2131CHICAGOIL60602466789522SUPP EDUCATION RESEARCHVA501(c)(3)Type III-OfalseN/A
LAKE PARK ASSOCIATES
5801 S ELLIS AVENUECHICAGOIL60637366111317PROPERTY HOLDINGIL501(c)(2)UNIV OF CHICAGOYes (true)
NATIONAL OPINION RESEARCH CENTER
55 E MONROE AVENUECHICAGOIL60603362167808SO SCI SURVEYSIL501(c)(3)7Yes (true)N/A
THE JOHN CRERAR FOUNDATION
5730 S ELLIS AVENUECHICAGOIL60637363155157SUPPORT THE LIBRARYIL501(c)(3)Type III-OfalseN/A
THE MARINE BIOLOGICAL LABORATORY
7 MBL STREETWOODS HOLEMA02543042104690RESEARCH AND EDUCATIONMA501(c)(3)7UNIV OF CHICAGOYes (true)
THE QUADRANGLE CLUB
5801 S ELLIS AVENUECHICAGOIL60637361655190SOCIAL CLUBIL501(c)(7)UNIV OF CHICAGOYes (true)
UCHICAGO RESEARCH BANGLADESH LTD
RESEARCHUCHGO RSCH INTLYes (true)BG
UCHICAGO RESEARCH INTERNATIONAL LTD
5801 S ELLIS AVENUECHICAGOIL60637262741573RESEARCHIL501(c)(3)Type IUNIV OF CHICAGOYes (true)
UNIV OF CHGO BOOTH SCHL OF BUSINESS
EDUCATIONUNIV OF CHICAGOYes (true)UK
UNIV OF CHGO BOOTH SCHL OF BUSINESS
EDUCATIONUNIV OF CHICAGOYes (true)SN
UNIV OF CHGO FOUNDATION IN HONG KONG LTD
FUNDRAISINGUNIV OF CHICAGOYes (true)HK
UNIV OF CHICAGO CHARTER SCHOOL CORP
5801 S ELLIS AVENUECHICAGOIL60637364225812EDUCATIONIL501(c)(3)2UNIV OF CHICAGOYes (true)
UNIVERSITY OF CHICAGO CANCER RESEARCH FUND
5801 S ELLIS AVENUECHICAGOIL60637366056201SUPP RESEARCHIL501(c)(3)Type IUNIV OF CHICAGOYes (true)
UNIVERSITY OF CHICAGO CENTER IN PARIS
EDUCATIONUNIV OF CHICAGOYes (true)FR
UNIVERSITY OF CHICAGO CLOISTERS CLUB
1212 E 59TH STREETCHICAGOIL60637SOCIAL CLUBILUNIV OF CHICAGOYes (true)
UNIVERSITY OF CHICAGO MEDICAL CTR
5841 S MARYLAND AVENUECHICAGOIL60637363488183HOSPITALIL501(c)(3)3UNIV OF CHICAGOYes (true)
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORP
5801 S ELLIS AVENUECHICAGOIL60637366108743PROPERTY HOLDINGIL501(c)(2)UNIV OF CHICAGOYes (true)
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
5801 S ELLIS AVENUECHICAGOIL60637363999692MEDICAL TRUSTIL501(c)(3)Type IUNIV OF CHICAGOYes (true)
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
5801 S ELLIS AVENUECHICAGOIL60637363020034MALPRACTICE TRUSTIL501(c)(3)Type IUNIV OF CHICAGOYes (true)
UNIVERSITY OF CHICAGO TRUST (INDIA)
FUNDRAISINGUNIV OF CHICAGOYes (true)INL-9 east wing raheja towers mg roadBANGALOREkarnatakaIN560001
UCM COMMUNITY HEALTH & HOSPITAL DIVISION INC
208 SOUTH LASALLE STREETCHICAGOIL60604363181170PROMOTE HEALTHY COMMUNITIES & HEALTHCARE SERVICESIL501(c)(3)Type IIUNIV OF CHICAGO MEDICAL CENTERYes (true)

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (7 entries)

Primary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndAddress Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdLegal Domicile StateLegalDomicileStateCd
UCHICAGO (BEIJING) CONSULTING COMPANY LTD CHINA
CONSULTINGCHUNIVERSITY OF CHICAGO1false
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
CONSULTINGINUNIVERSITY OF CHICAGO0.51false
SC CURRICULUM INC
SCIENCE CURRICULUMUNIVERSITY OF CHICAGO1false70 WEST MADISON STCHICAGOIL60603IL
CHARITABLE REMAINDER TRUSTS (76)
CHARITABLE RMDR TRUSTUNIVERSITY OF CHICAGO0.94false5801 S ELLIS AVENUECHICAGOIL60637IL
CHARITABLE LEAD TRUST (1)
CHARITABLE LEAD TRUSTUNIVERSITY OF CHICAGO1false5801 S ELLIS AVENUECHICAGOIL60637IL
POOLED INCOME FUND (1)
POOLED INCOME FUNDUNIVERSITY OF CHICAGO1false5801 S ELLIS AVENUECHICAGOIL60637IL
PHOENIX OVERLAY FUND LTD
INVESTINGCJUNIVERSITY OF CHICAGO1false401 N MICHIGAN AVENUECHICAGOIL60611
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsYes (true)ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (true)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (true)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth OrgfalseLoansOrGuaranteesFromOthOrgInd
Div Related OrganizationfalseDivRelatedOrganizationInd
Asset Sale To Other OrgfalseAssetSaleToOtherOrgInd
Asset Purchase From Other OrgfalseAssetPurchaseFromOtherOrgInd
Asset ExchangefalseAssetExchangeInd
Rental Of Facilities To Oth OrgfalseRentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth OrgfalseRentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgfalsePerformOfServicesForOthOrgInd
Perform Of Services By Other OrgfalsePerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (true)SharingOfFacilitiesInd
Paid Employees SharingYes (true)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (true)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (true)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (true)TransferToOtherOrgInd
Transfer From Other OrgYes (true)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (44 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
UNIVERSITY OF CHICAGO MEDICAL CENTER
A$108,588CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
C$71,750,000CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
N$16,701,683CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
O$82,792,822CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
P$458,595,025CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
Q$342,663,912CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
S$33,146,399CASH VALUE
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORPORATION
O$4,366CASH VALUE
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORPORATION
S$614,570CASH VALUE
LAKE PARK ASSOCIATES
A$60,147CASH VALUE
LAKE PARK ASSOCIATES
B$5,353,628CASH VALUE
LAKE PARK ASSOCIATES
Q$1,532,360CASH VALUE
LAKE PARK ASSOCIATES
S$234,999CASH VALUE
UNIVERSITY OF CHICAGO CHARTER SCHOOL CORPORATION
B$2,364,010CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
C$3,168,370CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
O$369,470CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
P$372,957CASH VALUE
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
R$12,252,795CASH VALUE
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
R$1,182,451CASH VALUE
NATIONAL OPINION RESEARCH CENTER
A$960,780CASH VALUE
THE QUADRANGLE CLUB
P$548,790CASH VALUE
FERMI RESEARCH ALLIANCE LLC
S$1,183,023CASH VALUE
UNIVERSITY OF CHICAGO CENTER IN PARIS
R$1,972,667CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
N$1,134,495CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
O$3,082,551CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
Q$642,918CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
R$2,031,003CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
S$18,533,071CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD SINGAPORE
Q$19,987CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD SINGAPORE
R$683,851CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD SINGAPORE
S$470,273CASH VALUE
UCHICAGO RESEARCH INTERNATIONAL LIMITED
R$1,697,062CASH VALUE
UCHICAGO RESEARCH BANGLADESH LLC
P$728,000CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
O$2,934,706CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
Q$3,123,985CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
R$4,409,151CASH VALUE
JOHN CRERAR FOUNDATION
C$30,000CASH VALUE
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
P$34,058CASH VALUE
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
R$3,622,045CASH VALUE
HYMEN MILGROM SUPPORTING ORGANIZATION
C$929,080CASH VALUE
CHAPIN HALL CENTER FOR CHILDREN
R$512,417CASH VALUE
THE MARINE BIOLOGICAL LABORATORY
R$12,838,392CASH VALUE
ASIAN HEALTH COALITION
Q$462,276CASH VALUE
CHICAGO HOME FOR THE INCURABLES
C$736,304CASH VALUE

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule R, Part I IDENTIFICATION OF DISREGRDED ENTITIESFormAndLineReferenceDesc
ExplanationTHEORY & COMPUTING SCIENCES BUILDING TRUST - THE UNIVERSITY IS THE 100% BENEFICIARY OF THE TRUST, BUT DOES NOT CONTROL THE TRUST. AS SUCH, THE INCOME AND ASSETS OF THE TRUST ARE NOT SHOWN ON THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS WHICH ARE THE BASIS FOR THE 990 PART VIII, LINE 12 AND PART X, LINE 16. THE END OF THE YEAR ASSET BALANCE IS $165,970,005 AND THE INCOME FOR THE PERIOD ENDING DECEMBER 31, 2019 IS $11,664,837. UCHICAGO ARGONNE LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO, MANAGES ARGONNE NATIONAL LABORATORY. UCHICAGO ARGONNE LLC EARNED A MANAGEMENT FEE OF $5,470,837 FOR THE TAX YEAR. THE TOTAL EXPENDITURES AT ARGONNE NATIONAL LABORATORY WERE APPROXIMATELY $ 823 MILLION FOR THE TAX YEAR. THE FUNDING AND THE EXPENDITURES OF ARGONNE HAVE BEEN INCLUDED IN PARTS III, VIII, AND IX OF THE FORM 990. FOR PURPOSES OF COMPLETENESS, PLEASE NOTE THE FOLLOWING: THE ENTITIES LISTED BELOW ARE DISREGARDED ENTITIES OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER: UCMC COMMUNITY PHYSICIANS LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 38-3865637 PRIMARY ACTIVITY: PHYSICIAN SERVICES LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4222269 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS UCM GLOBAL LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 32-0579811 PRIMARY ACTIVITY: INTERNATIONAL MEDICAL CONSULTING LEGAL DOMICILE: ILLINOIS ALSO NOTE: THE UNIVERSITY OF CHICAGO MEDICAL CENTER IS A LESS THAN 50% MEMBER IN A JOINT VENTURE WITH UCMC/SCH ONCOLOGY JV LLC, A TAX EXEMPT ENTITY, 1850 SILVER CROSS BLVD, NEW LENOX, IL 60451, EIN: 32-2436795 AND THE UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK, LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER, IS THE SOLE MEMBER OF THE FOLLOWING RELATED ENTITIES: UCM CARE NETWORK MEDICAL GROUP INC. 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4221241 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK AFFILIATED PHYSICIANS LLC, 5841 S. MARYLAND, CHICAGO, IL 60637, EIN: 47-4233918 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS THE FOLLOWING ENTITY IS A DISREGARDED ENTITY OF UCHICAGO RESEARCH INTERNATIONAL, A RELATED ENTITY: UCHICAGO RESEARCH BANGLADESH LLC, 5801 S. ELLIS AVENUE, CHICAGO, IL 60637 PRIMARY ACTIVITY: SUPPORT RESEARCH LEGAL DOMICILE: ILLINOISExplanationTxt