QUAD FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- QUAD FAMILY FOUNDATION (EIN 46-3835222)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202113209349100106
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T23:01:42-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 99 WOOD AVENUE SOUTH | AddressLine1Txt |
| City | ISELIN | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08830 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 463835222 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | QUAD FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | QUAD | BusinessNameControlTxt |
| Phone | 5188864358 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 251 LITTLE FALLS DRIVE | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MEGHAN MAKAY | PersonNm |
| Person Title | CO-PRESIDENT | PersonTitleTxt |
| Phone | 5188864358 | PhoneNum |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MEGHAN | PersonFirstNm |
| Person Last | MAKAY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHAEL R SALES | PreparerPersonNm |
| PTIN | P01770943 | PTIN |
| Phone | 7325164200 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $49,547,335 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,522,553 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $69 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $69 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $480,381 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $477,070 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$978,684 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,042,168 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $992,084 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$13,851 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$6,244 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,010,468 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,462,979 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,708 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,854 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $1,854 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $18,120 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $18,120 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $41,661 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $10,984 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $155 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $63,173 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $9,514 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $391 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $137,646 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $29,643 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,245 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,532,948 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,532,948 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,670,594 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $29,643 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,535,193 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,660,126 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,433,336 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $59,349 | CashBOYAmt |
| Sav And Temp Cash Invst BOY | $1,441,609 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $442,973 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $442,973 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $20,837,148 | CorporateStockBOYAmt |
| Corporate Stock EOY | $14,223,284 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $16,707,159 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,624,580 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,065,356 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,436,254 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $10,320,029 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $18,185,289 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,960,949 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $38,282,715 | TotalAssetsBOYAmt |
| Total Assets EOY | $37,916,902 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $49,547,335 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $38,282,715 | RetainedEarningBOYAmt |
| Retained Earning EOY | $37,916,902 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $38,282,715 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $37,916,902 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $38,282,715 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $37,916,902 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $38,282,715 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,660,126 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,345,949 | OtherIncreasesAmt |
| Subtotal | $37,968,538 | SubtotalAmt |
| Other Decreases | $51,636 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $37,916,902 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $10,922,790 | $10,050,084 | $872,706 | $872,706 | |
| PEP IX OFF - DISTRIBUTION IN EXCESS OF BASIS | $53,255 | $53,255 | $53,255 | P | |
| GOLDMAN SACHS SOCIAL IMPACT FUND, L.P. CO | $197 | $197 | $197 | P | |
| PROGRESS RESIDENTIAL ACCESS OFFSHORE, LP | $65,926 | $65,926 | $65,926 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $992,084 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $19,923 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $19,923 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $19,923 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,825 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $36,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $46,825 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $148 | EsPenaltyAmt |
| Overpayment | $26,754 | OverpaymentAmt |
| Applied To ES Tax | $26,754 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CO JOSEPH HASENKOPFX | IndividualWithBooksNm |
| Phone | 5188864358 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 COLISEUM DRIVE | AddressLine1Txt |
| City | COHOES | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12047 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MEGHAN MACKAY | ||||||||
| 47 W 70TH STREET | NEW YORK | NY | 10023 | CO-PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ALLEN THORPE | ||||||||
| 47 W 70TH STREET | NEW YORK | NY | 10023 | DIR, SEC, TREAS, CO-PRESIDENT | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $22,466,000 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,261,034 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $26,051,621 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $49,778,655 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $49,778,655 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $746,680 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $49,031,975 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,451,599 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,451,599 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $19,923 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $19,923 | TotalTaxAmt |
| Distributable Before Adj | $2,431,676 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,431,676 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,431,676 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,535,193 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,535,193 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,535,193 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,431,676 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $99,440 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $1,855,392 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,231,524 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,186,356 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,535,193 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,431,676 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,103,517 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $4,289,873 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,289,873 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $99,440 | ExcessFromYear4Amt |
| Excess From Year2 | $1,855,392 | ExcessFromYear2Amt |
| Excess From Year1 | $1,231,524 | ExcessFromYear1Amt |
| Excess From Current Year | $1,103,517 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MEGHAN MACKAY | ContributingManagerNm |
| Contributing Manager | ALLEN THORPE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (31 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| STUDENT FIRST NEW YORK INSTITUTE | ||||||
| 345 7TH AVE | NEW YORK | NY | 10001 | PC | GENERAL AND UNRESTRICTED | $50,000 |
| ZETA CHARTER SCHOOLS INC NY | ||||||
| 160 WEST 85TH STREET NO 2B | NEW YORK | NY | 10024 | PC | GENERAL AND UNRESTRICTED | $2,000 |
| ETHICAL CULTURE FIELDSTONE SCHOOL NY | ||||||
| 33RD CENTRAL PARK W | NEW YORK | NY | 10023 | PC | GENERAL AND UNRESTRICTED | $200,000 |
| ETHICAL CULTURE FIELDSTONE SCHOOL NY | ||||||
| 33RD CENTRAL PARK W | NEW YORK | NY | 10023 | PC | GENERAL AND UNRESTRICTED | $215,000 |
| LEVERAGED FOUNDATION | ||||||
| 321 BROADWAY | SARATOGA SPRINGS | NY | 12866 | POF | GENERAL AND UNRESTRICTED | $500,000 |
| THE BROTHERHOODSISTER SOL INC NY | ||||||
| 140 HAMILTON PL | NEW YORK | NY | 10031 | PC | GENERAL AND UNRESTRICTED | $5,000 |
| GREAT HEARTS FOUNDATION | ||||||
| 4801 EAST WASHINGTON ST STE 250 | PHOENIX | AZ | 85034 | PC | GENERAL AND UNRESTRICTED | $20,000 |
| UPLIFT EDUCATION | ||||||
| 1825 MARKET CENTER BLVD STE 500 | DALLAS | TX | 75207 | PC | GENERAL AND UNRESTRICTED | $20,000 |
| SETON EDUCATION PARTNERS | ||||||
| 1562 1ST AVE 205-2219 | NEW YORK | NY | 10028 | PC | GENERAL AND UNRESTRICTED | $20,000 |
| ETHICAL CULTURE FIELDSTONE SCHOOL NY | ||||||
| 33RD CENTRAL PARK W | NEW YORK | NY | 10023 | PC | GENERAL AND UNRESTRICTED | $50,000 |
| UP EDUCATION NETWORK | ||||||
| 233 HAVERHILL ST | LAWRENCE | MA | 01840 | PC | GENERAL AND UNRESTRICTED | $20,000 |
| MOTT HAVEN ACADEMY CHARTER SCHOOL | ||||||
| 170 BROWN PL | BRONX | NY | 10454 | PC | GENERAL AND UNRESTRICTED | $20,000 |
| FOB OPERATING | ||||||
| OPEN | CLEVELAND | OH | 53713 | PC | GENERAL AND UNRESTRICTED | $20,000 |
| FOUNDATION FOR MADISONS PUBLIC | ||||||
| 101 NOB HILL RD STE 300 | MADISON | WI | 10016 | PC | GENERAL AND UNRESTRICTED | $20,000 |
| COMMUNITY FUNDS INC | ||||||
| 909 3RD AVE FL 22 | NEW YORK | NY | 10022 | PC | GENERAL AND UNRESTRICTED | $500,000 |
| ZETA CHARTER SCHOOLS INC | ||||||
| 160 WEST 85TH STREET NO 2B | NEW YORK | NY | 10024 | PC | GENERAL AND UNRESTRICTED | $500,000 |
| TEACH FOR AMERICA NEW YORK | ||||||
| 25 BROADWAY 12TH FL | NEW YORK | NY | 10004 | PC | GENERAL AND UNRESTRICTED | $10,000 |
| GEORGETOWN UNIVERSITY | ||||||
| 3700 O STREET NW | WASHINGTON | DC | 20057 | PC | GENERAL AND UNRESTRICTED | $5,000 |
| SUMMER SEARCH | ||||||
| 304 12TH STREET SUITE 4A | OAKLAND | CA | 94607 | PC | GENERAL AND UNRESTRICTED | $5,000 |
| EYELLIANCE | ||||||
| 110 E 25TH ST | WASHINGTON | NY | 10010 | PC | GENERAL AND UNRESTRICTED | $5,000 |
| NYU LANGONE HOSPITALS | ||||||
| 550 FIRST AVENUE | NEW YORK | NY | 10016 | PC | GENERAL AND UNRESTRICTED. GIFTED 354 SHARES OF LLY STOCK FMV - $50,098BV - $38,767BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $50,098 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 1263 SHARES OF FIS STOCK FMV - $163,091BV - $130,228BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $163,091 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 1117 SHARES OF MSFT STOCK FMV - $189,678 BV - $175,492BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $189,678 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 1253 SHARES OF LLY STOCK FMV - $197,097 BV - $137,216BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $197,097 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 1147 SHARES OF ADI STOCK FMV - $123,429 BV - $100,770BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $123,429 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 387 SHARES OF ACN STOCK FMV - $69,025 BV - $59,184BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $69,025 |
| THE PARK CITY FOUNDATION | ||||||
| 1960 SIDEWINDER DR | PARK CITY | UT | 84060 | PC | GENERAL AND UNRESTRICTED. GIFTED 146 SHARES OF MSFT STOCK FMV - $25,094 BV - $22,938BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $25,094 |
| ROBIN HOOD FOUNDATION | ||||||
| 826 BROADWAY 9TH FL | NEW YORK | NY | 10003 | PC | GENERAL AND UNRESTRICTED. GIFTED 623 SHARES OF AJG STOCK FMV - $48,102 BV - $45,585BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $48,102 |
| ROBIN HOOD FOUNDATION | ||||||
| 826 BROADWAY 9TH FL | NEW YORK | NY | 10003 | PC | GENERAL AND UNRESTRICTED. GIFTED 2339 SHARES OF NI STOCK FMV - $53,399 BV - $63,352BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $53,399 |
| PRESIDENT & FELLOWS HARVARD | ||||||
| 1033 MASSACHUSETTS AVE STE 2 | CAMBRIDGE | MA | 02138 | PC | GENERAL AND UNRESTRICTED. GIFTED 678 SHARES OF HD STOCK FMV - $152,679 BV - $114,894BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $152,679 |
| PRESIDENT & FELLOWS HARVARD | ||||||
| 1033 MASSACHUSETTS AVE STE 2 | CAMBRIDGE | MA | 02138 | PC | GENERAL AND UNRESTRICTED. GIFTED 1692 SHARES OF MSFT STOCK FMV - $274,256 BV - $265,830BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $274,256 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,532,948 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $69 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $480,381 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$978,684 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 INCOME (LOSS) | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$7,607 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 01 | ExclusionCd |
| Exclusion | -$6,244 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$7,607 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$504,478 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$512,085 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ALLEN THORPE | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 47 W 70TH STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10023 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $2,522,553 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 61,516 SHARES OF GROCERY OUTLET HOLDING CORP SECURITIES | NoncashPropertyDesc |
| Fair Market Value | $2,522,553 | FairMarketValueAmt |
| Received | 2020-08-31 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $3,708 | Amt |
| Net Investment Income | $1,854 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,854 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | VerificationVerificationDt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LEVERAGED FOUNDATION | |||||||||||
| 321 BROADWAY | SARATOGA SPRINGS | NY | 12866 | 2019-09-23 | $500,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $500,000 | NO | 11/15/2021 | 2021-11-15 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
| LEVERAGED FOUNDATION | |||||||||||
| 321 BROADWAY | SARATOGA SPRINGS | NY | 12866 | 2020-05-13 | $500,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $395,081 | NO | 11/15/2021 | 2021-11-15 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (50 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| SOUTHERN POWER COMPANY 4.15% 12/01/2025 USD SR LIEN | $99,577 | $115,048 |
| MORGAN STANLEY HYBRID MTN 07/22/2025 USD SR LIEN | $151,160 | $162,239 |
| FIRST HORIZON NATIONAL CORPORA 4.0% 05/26/2025 USD | $54,905 | $61,659 |
| ENERGY TRANSFER OPERATNG 2.9% 05/15/2025 USD SR LIEN | $39,970 | $42,467 |
| ESTEE LAUDER COMPANIES INC. (T 2.0% 12/01/2024 USD SR | $69,595 | $74,067 |
| AIR LEASE CORPORATION MTN 2.3% 02/01/2025 USD SR LIEN | $98,963 | $104,482 |
| MPLX LP 4.875% 12/01/2024 USD SER WI SR LIEN NEXT CALL | $102,376 | $115,165 |
| LABORATORY CORPORATION OF AMER 2.3% 12/01/2024 USD | $99,769 | $106,306 |
| VISA INC. 3.15% 12/14/2025 USD SR LIEN NEXT CALL DT. 09 14 | $97,717 | $112,334 |
| WESTPAC BANKING CORPORATION 2.35% 02/19/2025 USD SR | $224,937 | $243,564 |
| PRUDENTIAL FINANCIAL INC MTN 1.5% 03/10/2026 USD SR | $154,337 | $161,542 |
| DISCOVER FINANCIAL SVS 4.1% 02/09/2027 USD SR LIEN NEXT | $22,373 | $23,365 |
| JPMORGAN CHASE & CO. HYBRID 03/13/2026 USD SR LIEN | $65,000 | $68,666 |
| PNC FINANCIAL SERVICES GROUP, 2.6% 07/23/2026 USD SR | $149,714 | $166,386 |
| VERIZON COMMUNICATIONS INC. 2.625% 08/15/2026 USD SR | $94,952 | $110,569 |
| DH EUROPE FINANCE II 2.2% 11/15/2024 USD SER 5YR SR | $150,044 | $159,396 |
| PROCTER & GAMBLE COMPANY (THE) 2.8% 03/25/2027 USD | $79,798 | $89,729 |
| INTUIT INC 1.35% 07/15/2027 SR LIEN NEXT CALL DT. 05 15 27 | $59,944 | $61,799 |
| B.A.T. CAPITAL CORPORATION 3.557% 08/15/2027 USD SR | $59,605 | $61,980 |
| AMAZON.COM, INC. 3.15% 08/22/2027 USD SER WI SR LIEN | $157,550 | $172,477 |
| VEREIT OPERATING PARTNER 3.4% 01/15/2028 SR LIEN NEXT | $78,541 | $84,085 |
| WASTE MANAGEMENT INC 1.15% 03/15/2028 SR LIEN NEXT | $14,991 | $15,064 |
| ANHEUSER-BUSCH INBEV WOR 4.0% 04/13/2028 USD SR LIEN | $138,739 | $142,515 |
| CHARLES SCHWAB CORPORATION (TH 0.9% 03/11/2026 SR | $89,890 | $91,197 |
| PAYPAL HOLDINGS, INC. 2.4% 10/01/2024 USD SR LIEN NEXT | $100,303 | $107,463 |
| SUNTRUST BANK HYBRID 08/02/2024 USD SER BKNT SR LIEN | $150,000 | $164,734 |
| JPMORGAN CHASE & CO. HYBRID 07/23/2024 USD SR LIEN | $75,000 | $82,607 |
| GENERAL MILLS, INC. 3.2% 04/16/2021 SR LIEN S&P BBB | $99,937 | $101,434 |
| TOYOTA MOTOR CORP 3.183% 07/20/2021 USD SR LIEN S&P | $125,000 | $128,751 |
| ZOETIS INC 3.25% 08/20/2021 USD SER 3FXD SR LIEN S&P | $99,887 | $103,027 |
| SHERWIN WILLIAMS COMPANY (THE) 4.2% 01/15/2022 USD | $100,548 | $104,873 |
| CVS HEALTH CORPORATION 3.5% 07/20/2022 USD SR LIEN | $99,104 | $105,952 |
| EASTMAN CHEMICAL COMPANY 3.6% 08/15/2022 USD SR | $74,978 | $79,371 |
| AGILENT TECHNOLOGIES, INC. 3.2% 10/01/2022 USD SR LIEN | $124,276 | $130,963 |
| ENTERPRISE PRODS OPER LLC 3.35% 03/15/2023 USD SR LIEN | $99,402 | $106,684 |
| MCDONALD'S CORPORATION MTN 3.35% 04/01/2023 USD SR | $99,746 | $107,366 |
| GLAXOSMITHKLINE CAPITAL PLC 3.375% 05/15/2023 USD SER | $99,823 | $107,567 |
| RYDER SYSTEM INC MTN 3.75% 06/09/2023 USD SR LIEN | $74,846 | $80,896 |
| EATON CORP 2.75% 11/02/2022 USD SER B SR LIEN S&P A | $151,907 | $157,194 |
| CANADIAN IMPERIAL BANK 0.95% 06/23/2023 USD SR LIEN | $154,913 | $157,082 |
| BANK OF AMERICA CORPORATION HYBRID MTN 07/23/2024 | $75,000 | $82,587 |
| UNITEDHEALTH GROUP INCORPORATE 3.5% 06/15/2023 USD | $74,963 | $81,054 |
| WELLS FARGO & COMPANY MTN 3.75% 01/24/2024 USD SR | $208,228 | $221,609 |
| ROYAL BANK OF CANADA MTN 3.7% 10/05/2023 USD SR LIEN | $100,679 | $109,916 |
| HP ENTERPRISE CO 4.45% 10/02/2023 USD SR LIEN NEXT CALL | $56,780 | $61,109 |
| XILINX INC 2.95% 06/01/2024 USD SR LIEN NEXT CALL DT. 04 01 | $97,280 | $107,802 |
| M&T BANK CORPORATION 3.55% 07/26/2023 USD SR LIEN | $74,942 | $82,176 |
| SUMITOMO MITSUI FINANCIAL GROU 3.748% 07/19/2023 | $125,000 | $137,407 |
| AMERICAN HONDA FINANCE MTN 3.45% 07/14/2023 USD SR | $99,827 | $109,303 |
| ROPER TECHNOLOGIES INC 3.65% 09/15/2023 USD SR LIEN | $68,540 | $71,226 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ARCH CAPITAL GROUP LTD. CMN (ACGL) | $4,670,758 | $6,334,903 |
| GROCERY OUTLET HOLDING CORP. CMN (GO) | $2,522,553 | $2,414,503 |
| GS EMERGING MARKETS EQUITY FUND CLASS P (GAHPX) | $762,895 | $1,134,831 |
| GS HIGH YIELD FLOATING RATE FUND | $473,639 | $440,456 |
| GS MLP ENERGY INFRASTRUCTURE FUND CLASS P (GMNPX) | $1,100,000 | $609,686 |
| GS STRATEGIC INCOME FUND | $435,775 | $411,220 |
| GS GQG PARTNERS INTERNATIONAL OPPORTUNITIES FU | $1,152,273 | $1,217,793 |
| ISHARES, INC.MSCI JAPAN ETF MUTUAL FUND (EWJ) | $484,247 | $553,519 |
| ISHARES TR DJ SEL DIVIDEND INX | $1,519,603 | $1,528,300 |
| SPDR S&P 500 ETF TRUST (SPY) | $1,101,541 | $2,061,948 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HELLMAN & FRIEDMAN INVESTORS IX, LP | AT COST | $6,496,529 | $6,496,529 |
| GOLDMAN SACHS SOCIAL IMPACT FU | AT COST | $508,522 | $520,771 |
| PMC PARTNERS I OFFSHORE ACCESS | AT COST | $993,539 | $1,381,397 |
| PROGRESS RESIDENTIAL ACCESS OF | AT COST | $121,402 | $488,777 |
| D1 CAPITAL PARTNERS OFFSHORE L | AT COST | $7,500,000 | $14,505,343 |
| VINTAGE VII OFFSHORE | AT COST | $882,015 | $1,066,589 |
| PRIVATE EQUITY MANAGERS (2016) | AT COST | $747,830 | $987,428 |
| GLOBAL PRIVATE OPPORTUNITIES PARTNERS II OFFSHORE SCSP | AT COST | $935,452 | $1,313,915 |
| PRIVATE EQUITY PARTNERS IX OFF | AT COST | $0 | $200,200 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR PERIOD COST BASIS ADJUSTMENT | Desc |
| Amt | $51,636 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER EXPENSE - CSC | $391 | $0 | $391 |
| K-1 OTHER DEDUCTIONS | $62,782 | $9,514 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 INCOME (LOSS) | Desc |
| Revenue And Expenses Per Books | -$13,851 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | -$6,244 | NetInvestmentIncomeAmt |
| Adjusted Net Income | -$13,851 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST TO FMV ADJUSTMENT ON DONATED STOCK | Desc |
| Amt | $1,345,949 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $18,120 | Amt |
| Net Investment Income | $18,120 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| 990-PF ESTIMATED TAX FOR 2020 | $10,825 | $0 | $0 |
| FOREIGN TAXES | $159 | $155 | $0 |