THE SUSAN S DONALDSON FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- THE SUSAN S DONALDSON FOUNDATION INC (EIN 61-1156309)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-02
- IRS object ID
- 202123069349100317
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-02T10:25:19-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105281633 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 611156309 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SUSAN S DONALDSON FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SUSA | BusinessNameControlTxt |
| Phone | 8594751471 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 E MAIN STREET NO 800 | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 40507 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ELIZABETH S HUGHES | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 8594751471 | PhoneNum |
| Signature | 2021-11-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ELIZABETH | PersonFirstNm |
| Person Last | HUGHES | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS BLANEY | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 9143818900 | PhoneNum |
| Preparation | 2021-11-01 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $42,420,267 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $5,927 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $5,927 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $5,927 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $640,832 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $669,988 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $669,988 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $191,876 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,249,699 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $61,019 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $4,072 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,822 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $1,822 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $842,707 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $738,756 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $677,737 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $300,005 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $300,005 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $76,941 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $76,941 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $24,414 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $24,414 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $247,264 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $123,629 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $123,629 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $123,635 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $20,000 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,822 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $2,822 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $20,000 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $2,510 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,510 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $695,622 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $18,820 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $18,820 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $695,622 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,366,756 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $145,271 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $145,271 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,243,127 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $0 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $0 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,366,756 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $145,271 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $145,271 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,243,127 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$524,049 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $593,485 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $532,466 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $145,641 | CashBOYAmt |
| Cash EOY | $129,016 | CashEOYAmt |
| Cash EOYFMV | $129,016 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,139,076 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $545,974 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $545,974 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $20,163 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $22,591 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $20,163 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $20,163 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $2,377,103 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,951,770 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,084,719 | USGovtObligationsEOYFMVAmt |
| Corporate Bonds BOY | $2,877,684 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,284,632 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,387,050 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $19,707,978 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $19,814,469 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $24,399,845 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $11,800,000 | LandBldgEquipCostOrOtherBssAmt |
| Land BOY | $11,800,000 | LandBOYAmt |
| Land EOY | $11,800,000 | LandEOYAmt |
| Land EOYFMV | $11,800,000 | LandEOYFMVAmt |
| Other Assets BOY | $53,500 | OtherAssetsBOYAmt |
| Other Assets EOY | $53,500 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $53,500 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $38,123,573 | TotalAssetsBOYAmt |
| Total Assets EOY | $37,599,524 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $42,420,267 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $38,123,573 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $37,599,524 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $38,123,573 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $37,599,524 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $38,123,573 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $37,599,524 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $38,123,573 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$524,049 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $37,599,524 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $37,599,524 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SALE OF PUBLICLY TRADED SECURITIES | P | $6,178,775 | $6,336,516 | -$157,741 | -$157,741 |
| SALE OF PUBLICLY TRADED SECURITIES | P | $2,964,094 | $3,077,714 | -$113,620 | -$113,620 |
| ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND | P | $1,885,097 | $1,885,097 | $0 | $0 |
| 5500 FUND THRU K-1 | P | -$618 | -$618 | ||
| 5500 FUND THRU K-1 | P | -$19,881 | -$19,881 | ||
| ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND THRU K-1 | P | -$147,567 | -$147,567 | ||
| ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND THRU K-1 | P | $278,713 | $278,713 | ||
| CAPITAL GAINS DIVIDENDS | P | $221,733 | $221,733 | $221,733 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $61,019 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$261,805 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $8,249 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $8,249 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $8,249 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $21,675 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $31,675 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $23,426 | OverpaymentAmt |
| Applied To ES Tax | $23,426 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | KY | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | LIANNE LAZETERA ESQ | IndividualWithBooksNm |
| Phone | 2126523800 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 535 MADISON AVE 27TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ELIZABETH S HUGHES SEE STMT 13 | ||||||||
| 201 EAST MAIN ST STE 800 | LEXINGTON | KY | 40507 | PRESIDENT/DIRECTOR | 12.00 | $0 | $0 | $0 |
| SANFORD J SCHLESINGER SEE STMT 13 | ||||||||
| 535 MADISON AVE 27TH FLOOR | NEW YORK | NY | 10022 | VICE PRESIDENT/DIRECTOR | 5.00 | $0 | $0 | $0 |
| LIANNE LAZETERA SEE STMT 13 | ||||||||
| 535 MADISON AVE 27TH FLOOR | NEW YORK | NY | 10022 | TREASURER/SECRETARY/DIRECT | 10.00 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES BOYD SEE STMT 14 | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O 201 E MAIN ST STE 800 | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 40507 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | FARM MANAGER | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 48.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $94,087 | CompensationAmt |
| Employee Benefits | $444 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| SCHLESINGER LAZETERA & AUCHINCLOSS LLP | |||||
| 535 MADISON AVE 27TH FLOOR | NEW YORK | NY | 10022 | OPERATIONAL AND LEGAL SERVICES | $103,502 |
| CENTRAL KENTUCKY VETERINARY CENTER PSC | |||||
| 930 SOUTH BROADWAY | GEORGETOWN | KY | 40324 | VETERINARY SERVICES | $97,160 |
| ROCKEFELLER CAPITAL MANAGEMENT | |||||
| 45 ROCKEFELLER PLAZA FLOOR 5 | NEW YORK | NY | 10111 | INVESTMENT MANAGEMENT | $63,707 |
| NORTHERN TRUST | |||||
| 40 W 57TH ST 21ST FLOOR | NEW YORK | NY | 10019 | INVESTMENT MANAGEMENT | $59,922 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | CARE AND MAINTENANCE (INCLUDING SHELTER, FOOD, GROOMING ANDVETERINARY CARE) FOR HORSES AND OTHER ANIMALS WHICH, BECAUSEOF ADVANCED AGE, INJURY OR OTHERWISE, HAVE BEEN ABANDONED,NEGLECTED OR ARE IN DANGER OF BEING PUT TO DEATH. | Description1Txt |
| Expenses1 | $1,132,707 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $27,062,919 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,173,896 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $20,163 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $28,256,978 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $28,256,978 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $423,855 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $27,833,123 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,391,656 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,243,127 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,243,127 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,243,127 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $532,466 | CurrentYearAmt |
| Year1 | $760,244 | Year1Amt |
| Year2 | $683,452 | Year2Amt |
| Year3 | $555,657 | Year3Amt |
| Total | $2,531,819 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $452,596 | CurrentYearAmt |
| Year1 | $646,207 | Year1Amt |
| Year2 | $580,934 | Year2Amt |
| Year3 | $472,308 | Year3Amt |
| Total | $2,152,046 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,243,127 | CurrentYearAmt |
| Year1 | $1,078,516 | Year1Amt |
| Year2 | $1,148,581 | Year2Amt |
| Year3 | $1,216,700 | Year3Amt |
| Total | $4,686,924 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,243,127 | CurrentYearAmt |
| Year1 | $1,078,516 | Year1Amt |
| Year2 | $1,148,581 | Year2Amt |
| Year3 | $1,216,700 | Year3Amt |
| Total | $4,686,924 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $927,771 | CurrentYearAmt |
| Year1 | $912,230 | Year1Amt |
| Year2 | $904,725 | Year2Amt |
| Year3 | $881,801 | Year3Amt |
| Total | $3,626,527 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
| Total Grant Or Contri Pd Dur Yr | $0 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,927 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $640,832 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $191,876 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| RENTAL INCOME | 16 | $3,900 |
| LOAN INTEREST | 14 | $172 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $842,707 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $842,707 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| PKF O'CONNOR DAVIES, LLP | $23,963 | $0 | $0 | $23,963 |
| S&C, PSC - ACCOUNTING SERVICES | $451 | $0 | $0 | $451 |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| INFORMATION ABOUT OFFICERS AND DIRECTORS | 990-PF, PART VIII | ELIZABETH S. HUGHES - PARTNER AT GREEN CHESTNUT AND HUGHES PLLC, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $25,508 FOR OPERATIONAL AND LEGAL SERVICES DURING 2020SANFORD J. SCHLESINGER - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $103,502 FOR OPERATIONAL AND LEGAL SERVICES DURING 2020LIANNE LAZETERA - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $103,502 FOR OPERATIONAL AND LEGAL SERVICES DURING 2020 |
| INFORMATION ABOUT EMPLOYEES | 990-PF, PART VIII | JAMES BOYD - FARM MANAGER OF MEREWORTH FARM, LLC, A DISREGARDED ENTITY, WHOLLY-OWNED BY THE FOUNDATION |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (16 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMAZON.COM INC | $99,184 | $100,452 |
| BAIRD ULTRA SHORT BOND FUND | $560,000 | $565,608 |
| BANK OF AMERICA | $71,590 | $77,304 |
| CITIGROUP INC | $153,329 | $155,233 |
| CVS HEALTH | $148,435 | $148,359 |
| GOLDMAN SACHS GROUP INC | $66,668 | $78,300 |
| HAROT 2020 | $89,397 | $89,605 |
| HOME DEPOT | $141,422 | $148,147 |
| JP MORGAN CHASE & CO | $129,633 | $145,970 |
| MICROSOFT CORPORATION | $123,979 | $125,172 |
| MORGAN STANLEY | $130,904 | $146,729 |
| NVR INC CORP | $92,460 | $95,719 |
| PNC BANK | $145,168 | $151,053 |
| US BANCORP | $66,909 | $75,781 |
| VERIZON COMMUNICATIONS | $100,564 | $115,356 |
| VERIZON OWNER TRUST | $164,990 | $168,262 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,965,569 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,064,441 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $986,201 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,020,278 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (15 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 39,017 SH OF NUVEEN PREFERRED SECURITIES FUND | AT COST | $691,804 | $685,524 |
| 14,078 SH OF VANGUARD S&P 500 ETF | AT COST | $3,225,434 | $4,838,468 |
| 5,406 SH OF ISHARES MSCI EAFE ETF | AT COST | $335,134 | $394,422 |
| 5500 FUND LP | AT COST | $610,000 | $1,024,137 |
| 25,474 SH OF BLACKROCK EQUITY DIVIDEND INSTL | AT COST | $475,000 | $516,618 |
| 15,045 SH OF EDGEWOOD GROWTH FUND | AT COST | $685,000 | $778,904 |
| 32,183 SH OF BNY MELLON INTERNATIONAL STOCK FUND | AT COST | $705,000 | $787,202 |
| 1,632 SH OF SPDR GOLD SHARES | AT COST | $200,007 | $291,084 |
| 26,032 SH OF MFO MFS INSTL EQUITY FD | AT COST | $668,461 | $797,629 |
| 55,972 SH OF MFB NORTHERN FUNDS SMALL CAP | AT COST | $612,526 | $856,378 |
| 122,514 SH OF MFB NORTHERN FUNDS STK INDEX FD | AT COST | $3,748,957 | $5,144,365 |
| 25,792 SH OF MFO DELAWARE VALUE FUND | AT COST | $562,069 | $562,018 |
| 6,274 SH OF MFO HARBOR FUND CAPITAL APPRECIATION | AT COST | $459,607 | $653,911 |
| 136,898 SH OF MFO BLACKROCK FDS V HIGH YIELD | AT COST | $1,037,948 | $1,066,433 |
| 50,789 SH OF MFC ISHARES TRUST CORE | AT COST | $5,797,522 | $6,002,752 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | LAND | CategoryOrItemTxt |
| Cost Or Other Basis | $11,800,000 | CostOrOtherBasisAmt |
| Accumulated Depreciation | $0 | AccumulatedDepreciationAmt |
| Book Value | $11,800,000 | BookValueAmt |
| EOYFMV | $11,800,000 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TROPHIES | Desc |
| BOY Book Value | $53,500 | BOYBookValueAmt |
| EOY Book Value | $53,500 | EOYBookValueAmt |
| EOYFMV | $53,500 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (19 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| BANK FEES | $228 | $0 | $0 | $228 |
| PAYROLL FEES | $3,038 | $0 | $0 | $3,038 |
| CAR REPAIR AND MAINTENANCE | $12,844 | $0 | $0 | $12,844 |
| CONTRACT REPAIRS AND GROUND MAINTENANCE | $130,513 | $0 | $0 | $130,513 |
| WASTE SERVICES | $1,683 | $0 | $0 | $1,683 |
| PEST CONTROL | $2,665 | $0 | $0 | $2,665 |
| HARDWARE AND SUPPLY | $32,911 | $0 | $0 | $32,911 |
| HORSE FOOD AND SUPPLIES | $246,630 | $0 | $0 | $246,630 |
| HORSE MAINTENANCE | $186,465 | $0 | $0 | $186,465 |
| FARM INSURANCE | $17,812 | $0 | $0 | $17,812 |
| MISCELLANEOUS EXPENSE | $8,474 | $0 | $0 | $8,474 |
| UTILITIES | $44,113 | $0 | $0 | $44,113 |
| STATE FILING FEES | $1,714 | $0 | $0 | $1,714 |
| POSTAGE & DELIVERY | $862 | $0 | $0 | $862 |
| STORAGE | $288 | $0 | $0 | $288 |
| ADVERTISING/MARKETING | $3,171 | $0 | $0 | $3,171 |
| INSURANCE | $1,892 | $0 | $0 | $1,892 |
| PARTNERSHIP EXPENSES | $0 | $18,820 | $18,820 | $0 |
| VEHICLE REGISTRATIONS | $319 | $0 | $0 | $319 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt |
|---|---|---|---|
| OTHER PARTNERSHIP LOSS | -$2,250 | -$2,250 | |
| RENTAL INCOME | $3,900 | $3,900 | $3,900 |
| LOAN INTEREST | $172 | $172 | $172 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| NORTHERN TRUST - INVESTMENT MANAGEMENT | $59,922 | $59,922 | $59,922 | $0 |
| ROCKEFELLER AND CO., INC. - INVESTMENT MANAGEMENT | $63,707 | $63,707 | $63,707 | $0 |
| SCHLESINGER LAZETERA & AUCHINCLOSS LLP - OPERATIONAL AND LEGAL SERVICES | $99,500 | $0 | $0 | $99,500 |
| GREEN CHESTNUT & HUGHES PLLC - LEGAL SERVICES | $24,135 | $0 | $0 | $24,135 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL EXCISE TAX | $20,000 | $0 | $0 | $20,000 |
| FOREIGN WITHHOLDING TAX THRU K-1S | $0 | $2,822 | $2,822 | $0 |