WALLACE H COULTER FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- WALLACE H COULTER FOUNDATION (EIN 31-1546126)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-14
- IRS object ID
- 202123189349100002
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
- Transfers To Controlled Entities
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-14T05:44:23-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 111 S WACKER DRIVE | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 311546126 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Wallace H Coulter Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3055592991 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 790 NW 107th Ave No 215 | AddressLine1Txt |
| City | Miami | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 331723158 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SUE VAN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3055592991 | PhoneNum |
| Signature | 2021-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | SUE | PersonFirstNm |
| Person Last | VAN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Rachel Henderson-Pennington | PreparerPersonNm |
| PTIN | P01499421 | PTIN |
| Phone | 3124861000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 0 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $78,528,079 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $79,721 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $79,721 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $872,280 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $872,280 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $877,923 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $100,879,076 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,854,932 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,347 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $104,445 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,832,271 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,911,378 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $1,769,852 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $101,104 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $1,631,042 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $854,075 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $9,683 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $805,849 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $784,679 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $29,670 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $725,263 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $56,790 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $56,790 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $192,307 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $178,307 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,175,107 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $459,087 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $736,561 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $73,129 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $8,518 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $173,348 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $7,555 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $165,790 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $67,934 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $64,100 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $58,701 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $2,323 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $58,701 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $210,122 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $4,314 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $700,524 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $5,416,044 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $622,254 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $5,122,927 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $13,592,776 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $24,958,403 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $19,008,820 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $622,254 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $30,081,330 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$17,176,549 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,289,124 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $12,586,765 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $20,185,360 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $20,185,833 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $89,290 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $209,204 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $209,204 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $12,692,391 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $7,395,250 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $7,673,003 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $24,717,844 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,993,654 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,621,416 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $26,493,786 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $9,514,434 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $10,225,007 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $42,335,854 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $39,574,129 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,458,676 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,328,570 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,239,248 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,154,940 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $120,244,500 | TotalAssetsBOYAmt |
| Total Assets EOY | $90,111,279 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $78,528,079 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $1,075,284 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $711,724 | AccountsPayableEOYAmt |
| Grants Payable BOY | $27,339,647 | GrantsPayableBOYAmt |
| Grants Payable EOY | $15,974,020 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $4,641,927 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $3,414,442 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $33,056,858 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $20,100,186 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $87,187,642 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $70,011,093 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $87,187,642 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $70,011,093 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $120,244,500 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $90,111,279 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $87,187,642 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$17,176,549 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $70,011,093 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $70,011,093 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (17 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | SoldSoldDt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $89,811,281 | $87,965,935 | $1,845,346 | $1,845,346 | |||
| DISPOSITION OF L.P. QUAKER BIOVENTURES | -$3,801 | -$3,801 | P | 2020-12-31 | |||
| DISPOSITION OF L.P. AFFINITY VENTURES | -$17,521 | -$17,521 | P | 2020-12-31 | |||
| FORWARD VENTURES V LP | $11,005 | $11,005 | P | ||||
| HATTERAS VENTURE PARTNERS IV LP | -$317,816 | -$317,816 | P | ||||
| INTERWEST PARTNERS VIII, LP | -$1,160,196 | -$1,160,196 | P | ||||
| MEMPHIS BIOMED VENTURES II LP | $294 | $294 | P | ||||
| QUAKER BIOVENTURES, LP | -$92,699 | -$92,699 | P | ||||
| THOMAS, MCNERNEY & PARTNERS, LP | $251 | $251 | P | ||||
| TRIATHLON MEDICAL VENTURES LP | -$27,605 | -$27,605 | P | ||||
| WESTERN ASSET US CORE PLUS, LLC | $382,553 | $382,553 | P | ||||
| 569.53 UNITS CG WESTN AST CORE PLUS LLC | $14,000 | $6,215 | $7,785 | $7,785 | P | 2020-01-29 | 2006-03-31 |
| 601.40 UNITS CF WESTN AST CORE PLUS LLC | $14,000 | $6,266 | $7,734 | $7,734 | P | 2020-04-28 | 2006-03-31 |
| 13231.81 UNITS CF WESTN AST CORE PLUS LLC | $3,000,000 | $1,378,661 | $1,621,339 | $1,621,339 | P | 2020-04-07 | 2006-03-31 |
| 562.95 UNITS CF WESTN AST CORE PLUS LLC | $14,000 | $5,865 | $8,135 | $8,135 | P | 2020-07-29 | 2006-03-31 |
| 564.2 UNITS CF WESTN AST CORE PLUS LLC | $14,000 | $5,878 | $8,122 | $8,122 | P | 2020-10-28 | 2006-03-31 |
| REDEMPTION OF 8334.84 UNITS CEP EQUITY MARKET NEUTRAL FUND | $8,011,795 | $8,429,789 | -$417,994 | -$417,994 | P | 2020-06-30 | 2014-01-01 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,854,932 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $31,819 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $31,819 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $31,819 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $92,845 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $92,845 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $61,026 | OverpaymentAmt |
| Applied To ES Tax | $61,026 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | FL | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | www.whcf.org | WebsiteAddressTxt |
| Individual With Books | Sue Van President | IndividualWithBooksNm |
| Phone | 3055592991 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 790 NW 107TH AVENUE 215 | AddressLine1Txt |
| City | MIAMI | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 331273158 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (1) | ForeignAccountsQuestionInd |
| Foreign Country | AU | ForeignCountryCd |
| Foreign Country | AS | ForeignCountryCd |
| Foreign Country | BE | ForeignCountryCd |
| Foreign Country | CA | ForeignCountryCd |
| Foreign Country | DA | ForeignCountryCd |
| Foreign Country | FI | ForeignCountryCd |
| Foreign Country | FR | ForeignCountryCd |
| Foreign Country | GM | ForeignCountryCd |
| Foreign Country | HK | ForeignCountryCd |
| Foreign Country | IT | ForeignCountryCd |
| Foreign Country | JA | ForeignCountryCd |
| Foreign Country | MX | ForeignCountryCd |
| Foreign Country | NL | ForeignCountryCd |
| Foreign Country | NO | ForeignCountryCd |
| Foreign Country | PO | ForeignCountryCd |
| Foreign Country | SN | ForeignCountryCd |
| Foreign Country | SW | ForeignCountryCd |
| Foreign Country | SZ | ForeignCountryCd |
| Foreign Country | UK | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Sue Van | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | President, CEO | 40.00 | $421,892 | $85,301 | $0 |
| Wayne Barlin | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | V. Pres., General Counsel | 40.00 | $370,408 | $98,394 | $0 |
| Susan Racher | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | V. Pres., CFO | 40.00 | $379,742 | $101,749 | $0 |
| Susie Sands | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | V. Pres., Asian Programs | 40.00 | $269,612 | $76,184 | $0 |
| Elias Caro | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | V. Pres., Technology Dev. | 40.00 | $328,198 | $30,188 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| Gregory Thornton | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | Controller | 40.00 | $254,987 | $106,904 | $0 |
| Dennis Van | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | Program Manager | 40.00 | $230,699 | $102,614 | $0 |
| Joan Van | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | Program Manager | 40.00 | $181,561 | $61,403 | $0 |
| Eduardo Callejas | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | Program Manager | 40.00 | $111,142 | $74,098 | $0 |
| Sheila Hedden | ||||||||
| 790 NW 107th Ave 215 | Miami | FL | 33172 | Office Manager | 40.00 | $75,686 | $47,844 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Crossroads Consulting Inc | |||||
| 1825 K Street NW Suite 450 | Washington | DC | 20006 | Project Consultant | $300,000 |
| Dr Rifat Pamukcu | |||||
| 2 Pump House | Spring House | PA | 19477 | Project Consultant | $180,000 |
| Northern Trust Company | |||||
| 50 S LaSalle Street | Chicago | IL | 60675 | Investment Management/Custodial | $151,439 |
| Infor Inc | |||||
| 13560 Morris Road Suite 4100 | Alpahretta | GA | 30004 | Computer Consulting/Management | $120,983 |
| Deloitte & Touche LLP | |||||
| 333 SE 2nd Avenue Suite 3600 | Miami | FL | 33131 | Audit | $120,863 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 4 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $50,793,406 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $17,737,574 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $12,035,254 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $80,566,234 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $80,566,234 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,208,494 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $79,357,740 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,967,887 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,967,887 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $31,819 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $31,819 | TotalTaxAmt |
| Distributable Before Adj | $3,936,068 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,936,068 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,936,068 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $30,081,330 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $30,081,330 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $30,081,330 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,936,068 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $16,988,046 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $14,367,261 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $18,118,614 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $21,262,164 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $27,842,302 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $98,578,387 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $30,081,330 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,936,068 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $26,145,262 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $124,723,649 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $16,988,046 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $107,735,603 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $14,367,261 | ExcessFromYear4Amt |
| Excess From Year3 | $18,118,614 | ExcessFromYear3Amt |
| Excess From Year2 | $21,262,164 | ExcessFromYear2Amt |
| Excess From Year1 | $27,842,302 | ExcessFromYear1Amt |
| Excess From Current Year | $26,145,262 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Wayne A Barlin Vice President Gener | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 790 NW 107th Avenue Suite 215 | AddressLine1Txt |
| City | Miami | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33172 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3055592991 | RecipientPhoneNum |
| Form And Info And Materials | See explanation below | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | See explanation below | SubmissionDeadlinesTxt |
| Restrictions On Awards | The Wallace H. Coulter Foundation continues Wallace's lifelong work through three main initiatives. The Translational Research Partnership Program promotes academic translational research based in biomedical engineering in order to improve patient care. The Biomedical Societies Program supports leading medical societies to bring the latest education and standards of care to resource-limited countries. The Asian American Pacific Islander and Native American Program focuses on building a consortium among organizations to establish one cohesive community to promote collaboration and partnership in civic engagement and health disparities. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (96 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| AFN Education Fund | |||||||
| 3000 A St Ste 210 | Anchorage | AK | 99503 | PC | 2020 Census activities | $40,000 | |
| AFN Education Fund | |||||||
| 3000 A St Ste 210 | Anchorage | AK | 99503 | PC | General support grant. | $100,000 | |
| American Nicaraguan Foundation | |||||||
| 1000 NW 57th Court Suite 170 | Miami | FL | 33126 | PC | General Support | $100,000 | |
| American Nicaraguan Foundation | |||||||
| 1000 NW 57th Court Suite 170 | Miami | FL | 33126 | PC | General Support | $25,000 | |
| Anti-Defamation League of B'nai B'rith | |||||||
| 605 Third Avenue | New York | NY | 10158 | PC | General Support | $10,000 | |
| APANO Communities United Fund | |||||||
| 2788 SE 82nd Ave Suite 203B | Portland | OR | 97266 | PC | General support grant. | $450,000 | |
| Arizona Heart Foundation Inc | |||||||
| 1910 E Thomas Rd | Phoenix | AZ | 85016 | PC | General Support | $10,000 | |
| Asian & Pacific Islander American Health Forum | |||||||
| One Kaiser Plaza Suite 850 | Oakland | CA | 94612 | PC | General support grant. | $250,000 | |
| Asian & Pacific Islander American Vote | |||||||
| 1612 K Street NW Suite 510 | Washington | DC | 20006 | PC | General support grant. | $500,000 | |
| Asian & Pacific Islander American Vote | |||||||
| 1612 K Street NW Suite 510 | Washington | DC | 20006 | PC | General support grant. | $500,000 | |
| Asian American Federation Inc | |||||||
| 120 Wall St 9th Floor | New York | NY | 10005 | PC | General support grant. | $125,000 | |
| Asian American Legal Defense and Education Fund | |||||||
| 99 Hudson Street 12th Floor | New York | NY | 10013 | PC | General support grant. | $400,000 | |
| Asian Americans Advancing Justice-AAJC Inc | |||||||
| 1620 L Street NW | Washington | DC | 20036 | PC | Matching grant for a broad agenda including capacity building and civic engagement. | $500,000 | |
| Asian Americans Advancing Justice-Asian Law Caucus | |||||||
| 55 Columbus Ave | San Francisco | CA | 94111 | PC | Matching grant for a broad agenda including capacity building and civic engagement. | $400,000 | |
| Asian Americans Advancing Justice-Atlanta | |||||||
| 5680 Oakbrook Parkway Suite 148 | Atlanta | GA | 30093 | PC | General support grant. | $200,000 | |
| Asian Americans Advancing Justice-Chicago | |||||||
| 4753 N Broadway Suite 502 | Chicago | IL | 60640 | PC | Matching Grant for a broad agenda including capacity building and civic engagement. | $500,000 | |
| Asian and Pacific Islander American Vote - Michigan | |||||||
| 336 Lenox Drive | Canton | MI | 48188 | PC | General support grant. | $200,000 | |
| Asian Community Development Council | |||||||
| 10275 Rainbow Boulevard Suite 253 | Las Vegas | NV | 89145 | PC | General support grant. | $450,000 | |
| Asian Community Development Council | |||||||
| 10275 Rainbow Boulevard Suite 253 | Las Vegas | NV | 89145 | PC | General support grant. | $400,000 | |
| Asian Counseling and Referral Service | |||||||
| 3639 Martin Luther King Jr Way S | Seattle | WA | 98144 | PC | General support grant. | $250,000 | |
| Asian Health Services | |||||||
| 101 8th Street Suite 100 | Oakland | CA | 94607 | PC | General Support | $20,000 | |
| Asian Health Services | |||||||
| 101 8th Street Suite 100 | Oakland | CA | 94607 | PC | General support grant. | $50,000 | |
| Asian Pacific Development Center of Colorado | |||||||
| 1537 Alton Street | Aurora | CO | 80010 | PC | General support grant. | $100,000 | |
| Asian Pacific Environmental Network | |||||||
| 426 17th Street Suite 500 | Oakland | CA | 94612 | PC | General support grant. | $66,667 | |
| Asian Pacific Fund | |||||||
| 465 California Street Suite 809 | San Francisco | CA | 94104 | PC | General Support | $10,000 | |
| Asian Services in Action Inc | |||||||
| 730 Carroll St | Akron | OH | 44304 | PC | General support grant. | $250,000 | |
| Association of Asian-Pacific Community Health Organization | |||||||
| 101 Callan Avenue Suite 400 | San Leandro | CA | 94577 | PC | General support grant. | $500,000 | |
| Association of Asian-Pacific Community Health Organizations | |||||||
| 101 Callan Avenue Suite 400 | San Leandro | CA | 94577 | PC | General support grant. | $50,000 | |
| Ballot Initiative Strategy Ctr Foundation | |||||||
| 1660 L St NW Suite 605 | Washington | DC | 20036 | PC | General Support | $40,000 | |
| Be The Match Foundation | |||||||
| 500 N 5th Street | Minneapolis | MN | 55401 | PC | General Support | $10,000 | |
| Canal Alliance | |||||||
| 91 Larkspur Street | San Rafael | CA | 94901 | PC | General Support | $5,000 | |
| CAPI USA | |||||||
| 5930 Brooklyn Boulevard | Minneapolis | MN | 55429 | PC | General support grant. | $175,000 | |
| Center for Domestic Peace | |||||||
| 734 A Street | San Rafael | CA | 94901 | PC | General Support | $5,000 | |
| Center for Pan Asian Community Services Inc | |||||||
| 3510 Shallowford Road NE | Atlanta | GA | 30341 | PC | General support grant. | $394,500 | |
| Chinatown Progressive Association aka Chinese Progressive Association Bosto | |||||||
| 28 Ash Street | Boston | MA | 02111 | PC | General support grant. | $350,000 | |
| Christian Servanthood Foundation | |||||||
| 13010 N US 183 224 | Austin | TX | 78750 | PC | 2020 Census activities | $100,000 | |
| Committee of 100 Inc | |||||||
| 257 Park Avenue South 19th Floor | New York | NY | 10010 | PC | General support grant. | $100,000 | |
| Community Partners | |||||||
| 1000 North Alameda Street Suite 240 | Los Angeles | CA | 90012 | PC | General support grant. | $500,000 | |
| Council for Native Hawaiian Advancement | |||||||
| 91-1270 Kinoiki Street Building 1 | Kapolei | HI | 96707 | PC | General support grant. | $225,000 | |
| Fair Elections Center | |||||||
| 1825 K Street NW Suite 450 | Washington | DC | 20006 | PC | General support grant. | $100,000 | |
| First Alaskans Institute | |||||||
| 606 E St Suite 200 | Anchorage | AK | 99501 | PC | General support grant. | $100,000 | |
| FL Philanthropic Network | |||||||
| 5421 Beaumont Center Blvd 655 | Tampa | FL | 33634 | PC | General Support | $8,000 | |
| Florida Philanthropic Network Inc | |||||||
| 5421 Beaumont Center Blvd 655 | Tampa | FL | 33634 | PC | General support grant. | $250,000 | |
| Freedom Inc | |||||||
| 2030 South Park Street | Madison | WI | 53713 | PC | General support grant. | $250,000 | |
| Healthy Start Coalition of Miami-Dade Inc | |||||||
| 7205 NW 19th St Suite 500 | Miami | FL | 33126 | PC | General Support | $2,500 | |
| Illinois Coalition For Immigrant and Refugee Rights | |||||||
| 228 S Wabash Avenue Suite 800 | Chicago | IL | 60604 | PC | General support grant. | $250,000 | |
| Immigrant Legal Resource Center | |||||||
| 1458 Howard Street | San Francisco | CA | 94103 | PC | General support grant. | $521,470 | |
| Institute for Asian Pacific American Leadership & Advancement | |||||||
| 815 16th Street NW 2nd Floor-IAPALA | Washington | DC | 20006 | PC | General support grant. | $550,000 | |
| Lawton Alternative School PTA | |||||||
| 1570 31st Ave | San Francisco | CA | 94122 | PC | General Support | $5,000 | |
| Lupus Foundation of America | |||||||
| 2121 K Street NW Suite 200 | Washington | DC | 20037 | PC | General Support | $65,000 | |
| Lupus Foundation of America | |||||||
| 2121 K Street NW Suite 200 | Washington | DC | 20037 | PC | General Support | $20,000 | |
| Marin Senior Coordinating Council Inc | |||||||
| 930 Tamalpais Avenue | San Rafael | CA | 94901 | PC | General Support | $5,000 | |
| Miami Foundation for Mental Health Inc | |||||||
| 7205 NW 19th St Suite 210 | Miami | FL | 33126 | PC | General Support | $25,000 | |
| NAMI Miami-Dade County Inc | |||||||
| 299 Alhambra Circle Suite 224 | Coral Gables | FL | 33134 | PC | General Support | $42,500 | |
| National Coalition for Asian Pacific American Community Development | |||||||
| 1628 16th street NW 4th Floor | Washington | DC | 20009 | PC | General support grant. | $100,000 | |
| National Congress of American Indians Fund | |||||||
| 1516 P St NW | Washington | DC | 20005 | PC | General support grant. | $1,000,000 | |
| National Korean American Service & Education Consortium Inc | |||||||
| 4300 N California Ave C/O Hana | Chicago | IL | 60618 | PC | General support grant. | $466,666 | Center |
| National Partnership for New Americans | |||||||
| 1818 S Paulina St | Chicago | IL | 60608 | PC | General support grant. | $750,000 | |
| National Tongan American Society | |||||||
| 3007 South West Temple Building H | Salt Lake City | UT | 84115 | PC | General support grant. | $365,000 | |
| National Urban Indian Family Coalition | |||||||
| 4000 Aurora Avenue North Suite 102 | Seattle | WA | 98103 | PC | General support grant. | $1,000,000 | |
| Native American Rights Fund | |||||||
| 1506 Broadway | Boulder | CO | 80302 | PC | General support grant. | $250,000 | |
| Nat'l Queer Asian Pacific Islander Alliance | |||||||
| 217 West 18th Street Box 1277 | New York | NY | 10011 | PC | General Support | $15,000 | |
| Nava Education Project | |||||||
| PO BOX 35698 | Albuquerque | NM | 87176 | PC | General support grant. | $250,000 | |
| New Venture Fund | |||||||
| 1201 Connecticut Ave NW Suite 300 | Washington | DC | 20036 | PC | General support grant. | $500,000 | |
| New Venture Fund | |||||||
| 1201 Connecticut Ave NW Suite 300 | Washington | DC | 20036 | PC | General support grant. | $150,000 | |
| New Venture Fund | |||||||
| 1201 Connecticut Ave NW Suite 300 | Washington | DC | 20036 | PC | General support grant. | $100,000 | |
| New Virginia Majority Education Fund | |||||||
| 3801 Mount Vernon Ave | Alexandria | VA | 22305 | PC | General support grant. | $250,000 | |
| New York Historical Society | |||||||
| 170 Central Park West | New York | NY | 10024 | PC | General Support | $1,000 | |
| New York Immigration Coalition Inc | |||||||
| 131 West 33rd St Suite 610 | New York | NY | 10001 | PC | General support grant. | $250,000 | |
| Nonprofit VOTE Inc | |||||||
| 2464 Massachusetts Ave Suite 210 | Cambridge | MA | 02140 | PC | General support grant. | $100,000 | |
| North Carolina Asian Americans Together | |||||||
| 711 Hillsborough Street Suite 102 | Raleigh | NC | 27603 | PC | General support grant. | $100,000 | |
| North East Medical Services | |||||||
| 2171 Junipero Serra Blvd | Daly City | CA | 94014 | PC | General Support | $15,000 | |
| OCA Greater Phoenix Chapter | |||||||
| 7121 East 1st Avenue | Scottsdale | AZ | 85251 | PC | General Support | $15,000 | |
| Orange County Asian and Pacific Islander Community Alliance | |||||||
| 12912 Brookhurst Street Suite 410 | Garden Grove | CA | 92840 | PC | General support grant. | $250,000 | |
| Organization of Chinese Americans of Greater Houston | |||||||
| 9800 Town Park Suite 142 | Houston | TX | 77036 | PC | General support grant. | $250,000 | |
| RxMP Therapeutics Inc | |||||||
| 790 NW 107th Ave | Miami | FL | 33172 | NC | Grant to further research relating to the control of hemmorhage and treatment of excessive bleeding or related disorders. | $600,000 | |
| Sacred Pipe Resource Center | |||||||
| 400 W Main | Mandan | ND | 58554 | PC | General support grant. | $200,000 | |
| Santa Clara County Asian Law Alliance Inc | |||||||
| 991 West Hedding Street Suite 202 | San Jose | CA | 95126 | PC | General support grant. | $250,000 | |
| Sierra Health Foundation Center for Health Program Management | |||||||
| 1321 Garden Highway | Sacramento | CA | 95833 | PC | General support grant. | $100,000 | |
| Southeast Asia Resource Action Center | |||||||
| 1628 16th Street NW | Washington | DC | 20009 | PC | General support grant. | $450,000 | |
| Southeast Asian Coalition | |||||||
| 4520 N Tryon Street 22 | Charlotte | NC | 28213 | PC | General support grant. | $150,000 | |
| Southeast Asian Mutual Assistance Associations Coalition Inc | |||||||
| 1711 S Broad Street 2nd Floor | Philadelphia | PA | 19148 | PC | General support grant. | $400,000 | |
| State Leadership Project | |||||||
| 1101 Haynes Street Suite 205 | Raleigh | NC | 27604 | PC | General Support | $25,000 | |
| State Leadership Project | |||||||
| 1101 Haynes Street Suite 205 | Raleigh | NC | 27604 | PC | General Support | $25,000 | |
| State Voices | |||||||
| 1616 P Street NW Suite 200 | Washington | DC | 20036 | PC | General support grant. | $1,000,000 | |
| State Voices | |||||||
| 1616 P Street NW Suite 220 | Washington | DC | 20036 | PC | General support grant. | $75,000 | |
| Tennessee Immigrant & Refugee Rights Coalition | |||||||
| 2195 Nolensville Pike | Nashville | TN | 37211 | PC | General support grant. | $250,000 | |
| The Florida Bar Foundation | |||||||
| 875 Concourse Parkway S Suite 195 | Maitland | FL | 327519823 | PC | General Support | $100 | |
| The Miami Foundation | |||||||
| 40 Northwest 3rd Street Suite 305 | Miami | FL | 33156 | PC | General Support | $30,000 | |
| The Pew Charitable Trusts | |||||||
| 901 E Street NW | Washington | DC | 20004 | PC | Establishment of Asian American Focus Groups to represent and communicate the diverse experiences and identities of Asian Americans | $100,000 | |
| Tides Center | |||||||
| 1012 Torney Ave | San Francisco | CA | 94129 | PC | General support grant. | $250,000 | |
| U of M Miller School of Medicine | |||||||
| 1500 NW 12th Ave Suite 102 | Miami | FL | 33136 | PC | General Support | $110,000 | |
| University of Miami | |||||||
| 1500 NW 12th Ave Suite 102 | Miami | FL | 33136 | PC | Medical Research | $2,600,000 | |
| Vietnamese American Young Leaders Association aka VAYLA New Orleans | |||||||
| 13235 Chef Menteur Hwy Suite A | New Orleans | LA | 70129 | PC | General support grant. | $360,000 | |
| Voter Registration Project | |||||||
| 1725 DeSales Street NW Suite 650 | Washington | DC | 20036 | PC | General support grant. | $1,000,000 | |
| Western Native Voice | |||||||
| 310 N 27th Box 1018 | Billings | MT | 59103 | PC | General support grant. | $250,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $24,958,403 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| Center on Civic Engagement | ||||||
| 1825 K Street NW Suite 450 | Washington | DC | 20006 | PC | General Support | $800,000 |
| Community Partners | ||||||
| 1000 North Alameda Street Suite 240 | Los Angeles | CA | 90012 | PC | General Support | $500,000 |
| Immigrant Legal Resource Center | ||||||
| 1458 Howard Street | San Francisco | CA | 94103 | PC | General Support | $750,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $2,050,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $79,721 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $872,280 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,347 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $877,923 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,832,271 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,832,271 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ACCOUNTING | $63,754 | $0 | $63,754 |
| AUDIT | $120,863 | $0 | $110,863 |
| TAX | $7,690 | $0 | $3,690 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| Association of University Technology Managers | ||||||||||
| 111 Deer Lake Road Suite 100 | Deerfield | IL | 60015 | 2013-04-10 | $750,000 | Development of continuing education courses for university technology managers, development of a learning management system and an impact study of medical device technology development. | $750,000 | No | 4/10/15, 4/8/16, 4/19/17, 12/15/17, 10/22/19, 8/20/20 | To the knowledge of the Foundation and based on the grantee's reports no portion of the funds have been diverted from the purpose of the grant and no verification efforts have been considered necessary. |
| RxMP Therapeutics Inc | ||||||||||
| University of Miami | Miami | FL | 33124 | 2019-10-02 | $250,000 | Grant to further research relating to the control of hemmorhage and treatment of excessive bleeding or related disorders. | $250,000 | No | 12/31/19, 12/31/20 | To the knowledge of the Foundation and based on the grantee's reports no portion of the funds have been diverted from the purpose of the grant and no verification efforts have been considered necessary. |
| RxMP Therapeutics Inc | ||||||||||
| University of Miami | Miami | FL | 33124 | 2020-02-18 | $600,000 | Grant to further research relating to the control of hemmorhage and treatment of excessive bleeding or related disorders. | $573,661 | No | 12/31/20 | To the knowledge of the Foundation and based on the grantee's reports no portion of the funds have been diverted from the purpose of the grant and no verification efforts have been considered necessary. |
| RxMP Therapeutics Inc | ||||||||||
| University of Miami | Miami | FL | 33124 | 2013-10-22 | $1,700,000 | A Program related investment to conduct research relating to the control of hemmorhage and treatment of excessive bleeding or related disorders. | $1,700,000 | No | 3/31/17, 6/30/17, 9/30/17, 12/31/17, 12/31/18, 12/31/19, 12/31/20 | To the knowledge of the Foundation and based on the grantee's reports no portion of the funds have been diverted from the purpose of the grant and no verification efforts have been considered necessary. |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| STATEMENT OF CONTROLLED ENTITIES | FORM 990-PF LINE VII-A, LINE 11 | NAME OF CONTROLLED ENTITY: RxMP THERAPEUTICS, INC.EMPLOYER ID: 82-3928186ADDRESS: 790 NW 107TH AVE MIAMI, FL 33172EXCESS BUSINESS HOLDING: NOTRANSFERS FROM CONTROLLED ENTITY: $400,000DESCRIPTION OF TRANSFER: CASH- RESEARCH GRANTNAME OF CONTROLLED ENTITY: CEP EQUITY MARKET NEUTRAL LTD FUNDEMPLOYER ID NO: FOREIGNUSADDRESS: C/O MAPLES CORPORATE SERVICES UGLAND HOUSE #309, GRAND CAYMAN, KY-1105, CAYMAN ISLANDSEXCESS BUSINESS HOLDING: NO |
| Supplemental Disclosure to Form 990-PF | SUPPLEMENTAL DISCLOSURE | For the tax year ended December 31, 2020 the Foundation's net unrealized gains on investments per books in the amount of $1,770,662 are not included on Page 1, Part I column (a). |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (104 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC 3.2% 08-21-2029 | $83,424 | $84,055 |
| AIR LEASE CORP 3.625% 12-01-2027 | $98,945 | $107,951 |
| AMAZON COM INC 2.7% DUE 06-03-2060 | $74,112 | $80,201 |
| AMERN HOMES 4 RENT 4.25% DUE 02-15-2028 | $71,703 | $86,237 |
| AMERN TOWER CORP 1.3% DUE 09-15-2025 | $99,719 | $102,108 |
| APACHE CORP 5.1% DUE 09-01-2040 | $76,559 | $79,969 |
| APPALACHIAN PWR CO FIXED 3.7% DUE 05-01-2050 | $74,557 | $90,017 |
| AT&T INC 4.35% DUE 03-01-2029 | $74,631 | $89,450 |
| BANK AMER CORP FIXED 2.496% DUE 02-13-2031 | $175,000 | $185,862 |
| BOARDWALK 5.95% DUE 06-01-2026 | $83,237 | $88,704 |
| BOEING CO 3.6% 05-01-2034 | $100,042 | $105,294 |
| BROADCOM INC 5.0% DUE 04-15-2030 | $88,928 | $91,171 |
| CAP 1 FINL CORP 3.75% DUE 03-09-2027 | $124,618 | $142,652 |
| CARRIER GLOBAL CORP 3.577% DUE 04-05-2050 | $101,545 | $111,902 |
| CENTERPOINT ENERGY INC 4.25% 11-01-2028 | $74,699 | $88,865 |
| CHARTER 6.484% DUE 10-23-2045 | $75,590 | $106,084 |
| CHENIERE CORPUS CHRISTI HLDGS LLC 5.125% 06-30-2027 | $111,107 | $118,298 |
| CHEVRON CORP NEW FIXED 3.078% DUE 05-11-2050 | $75,000 | $83,721 |
| CITIGROUP INC 2.876% DUE 07-24-2023 | $220,641 | $233,726 |
| COMCAST CORP NEW FIXED 3.969% DUE 11-01-2047 | $82,863 | $94,044 |
| CONAGRA BRANDS INC 1.375% DUE 11-01-2027 | $74,113 | $75,692 |
| CONCHO RES INC 3.75% DUE 10-01-2027 | $101,121 | $114,291 |
| CUBESMART L P FIXED 2% DUE 02-15-2031 | $99,074 | $100,270 |
| CVS HEALTH CORP 4.3% DUE 03-25-2028 | $27,047 | $29,749 |
| CVS HEALTH CORP 4.78% DUE 03-25-2038 | $48,207 | $63,349 |
| DDR CORP FIXED 4.25% DUE 02-01-2026 | $25,203 | $26,993 |
| DDR CORP FIXED 4.7% DUE 06-01-2027 | $79,627 | $82,119 |
| DIAMONDBACK ENERGY 2.875% DUE 12-01-2024 | $99,959 | $105,115 |
| DOLLAR TREE INC 4% DUE 05-15-2025 | $75,424 | $84,691 |
| ENTERGY TEX INC 3.55% DUE 09-30-2049 | $74,383 | $86,517 |
| EXELON GENERATION 5.6 DUE 06-15-2042 | $80,429 | $85,433 |
| EXPEDIA GROUP INC 3.25% DUE 02-15-2030 | $99,225 | $104,074 |
| FEDEX CORP 4.4% DUE 01-15-2047 | $73,855 | $94,764 |
| FIRSTENERGY CORP 4.85% 07-15-2047 | $24,842 | $31,112 |
| FLOWSERVE CORP 3.5% DUE 10-01-2030 | $99,656 | $106,744 |
| FORD MTR CR CO LLC 4.271% DUE 01-09-2027 | $101,288 | $105,500 |
| GEN MTRS FINL CO FIXED 4.35% DUE 01-17-2027 | $107,574 | $113,839 |
| GOLDMAN SACHS FIXED 3.5% DUE 04-01-2025 | $99,964 | $111,099 |
| HCA INC 5.25% DUE 06-15-2049 | $73,896 | $99,060 |
| HUNTSMAN INTL LLC 4.5% 05-01-2029 | $98,719 | $115,217 |
| INTERPUBLIC GROUP COS INC 4.65% 10-01-2028 | $49,833 | $60,390 |
| JPMORGAN CHASE & 3.625% DUE 12-01-2027 | $71,322 | $85,240 |
| KEMPER CORP DEL 2.4% DUE 09-30-2030 | $99,859 | $101,806 |
| KEYBANK NATL ASSN CLEV OH GLOBAL BK 3.9% 04-13-2029 | $74,738 | $86,994 |
| KIMBERLY CLARK 1.05% DUE 09-15-2027 | $50,000 | $50,679 |
| KINDER MORGAN 5.5 DUE 03-01-2044 | $74,726 | $94,787 |
| MARATHON PETE CORP 3.8% 04-01-2028 | $48,593 | $55,740 |
| MARATHON PETE CORP 5.125% 05-22-2019 | $25,540 | $29,799 |
| MARRIOTT INTL INC NEW 5.75% DUE 05-01-2025 REG | $55,617 | $58,485 |
| MCDONALDS CORP 4.45% DUE 03-01-2047 REG | $74,877 | $97,450 |
| NEXTERA ENERGY CAP FIXED 2.75% DUE 05-01-2025 | $49,929 | $54,091 |
| NEXTERA ENERGY CAP HLDGS INC 2.25% DUE 06-01-2030/05-12-2020 REG | $75,950 | $78,631 |
| O REILLY AUTOMOTIVE INC NEW 1.75% 03-15-2031 | $99,544 | $100,154 |
| PHILLIPS 66 2.15% 12-15-2030 | $99,701 | $101,517 |
| PROLOGIS L P 2.125% DUE 04-15-2027 | $49,917 | $53,652 |
| PVTPL HYUNDAI CAPITAL AMERICA INC BNDS 3.25% DUE 09-20-2022 | $74,996 | $78,084 |
| PVTPL T-MOBILE USA INC 4.5% DUE 04-15-2050 | $24,894 | $30,835 |
| PVTPL T-MOBILE USA INC SR SECD NT 144A 3.875% DUE 04-15-2030/04-09-2020 BEO | $24,820 | $28,955 |
| SABINE PASS LIQUEFACTION LLC 5.0% 03-15-2027 | $104,290 | $117,907 |
| SEMPRA ENERGY 4% DUE 02-01-2048 | $74,452 | $89,365 |
| SYNCHRONY FINL 3.7% DUE 08-04-2026 | $89,204 | $110,993 |
| VALERO ENERGY CORP NEW 2.85% DUE 04-15-2025 REG | $105,763 | $106,504 |
| VERISK ANALYTICS FIXED 3.625% DUE 05-15-2050 | $74,228 | $87,412 |
| VERIZON 4.5% DUE 08-10-2033 | $95,744 | $94,636 |
| VISA INC FIXED 2% DUE 08-15-2050 | $98,928 | $95,505 |
| VULCAN MATLS CO 4.5% 06-15-2047 | $74,718 | $92,908 |
| WASTE MGMT INC DEL 2.5% DUE 11-15-2050/11-17-2020 REG | $98,998 | $101,036 |
| WELLS FARGO & CO FIXED 2.572% DUE 02-11-2031 | $100,000 | $106,106 |
| WESTN GAS PARTNERS 5.3% 03-01-2048 | $75,358 | $74,322 |
| XCEL ENERGY INC .5% DUE 10-15-2023 | $124,883 | $125,355 |
| CMO J P MORGAN CHASE COML MTG SECS TR 2006-L CL A-MS 5.337 DUE 05-15-2047 | $218,632 | $203,840 |
| MBRT 2019-MBR FLTG RT .976% DUE 11-15-2036 | $348,354 | $345,604 |
| MSBAM COML MTG SECS TR 2012-CKSV CL-C 144A FRN 10-15-2030 | $65,625 | $66,162 |
| PVTPL CMO BB-UBS TR 2012-TFT COML MTG CLA 144A 2.8922 06-05-2030 | $120,859 | $122,017 |
| PVTPL CMO COLONY MTG CAP LTD SR 19-IKPR CL A FLTG 11-15-2038 | $296,923 | $290,229 |
| PVTPL INVITATION HOMES TRUST SR 17-SFR2 CL A FLTG 12-17-2036 BEO | $134,408 | $134,605 |
| PVTPL VERICREST OPPORTUNITY LOAN SER 19-NPL6 CLS A1A VAR RT 10-25-2049 | $158,907 | $159,131 |
| PVTPL VOLT LXXXIV LLC ASSET BACKED NT SR 2019-NPL10 144A CL A-1-A 0% 12-27 | $87,985 | $88,203 |
| CMO CMO SRS 15-SC02 CLS 1A 3% DUE 09-25-2045 BEO | $37,060 | $39,704 |
| PVTPL CMO VERUS SECURITIZATION SER 19-3 CLS A1 VAR RT 07-25-2059 | $84,855 | $86,757 |
| NUTRIEN LTD FIXED 3.95% DUE 05-13-2050 | $85,525 | $91,474 |
| TENCENT HLDGS LTD 3.595% DUE 01-19-2028 | $74,215 | $82,795 |
| PVTPL EDF S A 4.5% 09-21-2028 | $76,168 | $89,462 |
| SOCIETE GENERALE 2.625% DUE 10-16-2024 | $149,610 | $158,937 |
| TOTAL CAP INTL 3.127% DUE 05-29-2050 REG | $75,000 | $81,282 |
| WEA FIN LLC 2.875% DUE 01-15-2027 | $100,850 | $102,716 |
| DEUTSCHE BK AG N Y FIXED 3.7% DUE 05-30-2024 | $100,000 | $107,572 |
| DEUTSCHE BK AG N Y FLTG RT 2.129% DUE 11-24-2026 | $100,000 | $102,344 |
| PVTPL ENEL FIN INTL N V 4.625 09-14-2025 | $74,527 | $87,345 |
| PVTPL INTESA SANPAOLO S.P.A. INTESA SANPAOLO S.P.A. 4% DUE 09-23-2029 | $130,927 | $140,921 |
| MIZUHO FINL GROUP INC 1.979% DUE 09-08-2031/09-08-2030 REG | $200,000 | $203,554 |
| SUMITOMO MITSUI FINANCIAL GROUP INC SUB NT 2.142% 09-23-2030 | $49,344 | $50,204 |
| ANGLO AMERN CAP 4% DUE 09-11-2027 | $99,117 | $114,830 |
| PVTPL CREDIT SUISSE GROUP AG VAR DUE 06-12-2024 BEO | $100,418 | $108,342 |
| PVTPL UBS GROUP FUNDING (SWITZERLAND) 3.491% 05-23-2023 | $76,862 | $78,047 |
| PVTPL TSMC GLOBAL LTD 1% DUE 09-28-2027/09-28-2020 BEO | $99,603 | $99,031 |
| PVTPL TSMC GLOBAL LTD 1.375% DUE 09-28-2030/09-28-2020 BEO | $99,083 | $98,172 |
| BP CAP MKTS P L C 4.375% DUE 12-29-2049 | $100,000 | $107,005 |
| HSBC HLDGS PLC 1.589% DUE 05-24-2027 REG | $25,000 | $25,423 |
| HSBC HLDGS PLC FIXED 3.95% DUE 05-18-2024 | $50,000 | $53,933 |
| PVTPL IMPERIAL BRANDS FIN PLC 3.5% 07-26-2026 | $99,093 | $110,686 |
| PVTPL STANDARD CHARTERED PLC SUB NT 144A5.7% DUE 03-26-2044 BEO | $65,271 | $67,067 |
| STD CHARTERED PLC 2.819% DUE 01-30-2026 | $75,442 | $79,444 |
| VODAFONE GROUP PLC 4.25% DUE 09-17-2050 REG | $82,823 | $92,892 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (318 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| #REORG/BMC STOCK MERGER BUILDERS 2014659 01-04-2021 | $13,222 | $27,324 |
| #REORG/WPX STOCK MERGER DEVON 2276844 01-07-2021 | $16,910 | $22,087 |
| AAR CORP COM | $14,128 | $22,348 |
| ABERCROMBIE & FITCH CO CL A | $3,978 | $3,583 |
| ABM INDS INC COM | $13,545 | $17,369 |
| ACADIA HEALTHCARE CO INC COM | $11,588 | $20,657 |
| ACADIA RLTY TR COM | $25,062 | $26,322 |
| ADIENT PLC ADIENT PLC LTD COM | $17,498 | $36,995 |
| AECOM | $6,264 | $10,454 |
| AIR TRANS SVCS GROUP INC COM STK | $9,992 | $12,943 |
| ALERUS FINL CORP COM | $2,997 | $3,722 |
| ALLEGHENY TECHNOLOGIES INC COM | $10,761 | $11,236 |
| ALLEGIANT TRAVEL CO COM | $7,143 | $12,490 |
| ALLETE INC COM NEW | $25,123 | $23,351 |
| ALLSCRIPTS HEALTHCARE SOLUTIONS INC | $10,863 | $14,036 |
| AMALGAMATED BK NEW YORK COM | $4,321 | $3,806 |
| AMERICAN EAGLE OUTFITTERS INC NEW COM | $16,430 | $25,088 |
| AMERIS BANCORP COM | $25,101 | $31,750 |
| AMERISAFE INC COM | $6,657 | $10,165 |
| AMN HEALTHCARE SVCS INC COM | $8,472 | $13,650 |
| AON PLC | $34,831 | $88,100 |
| ARCBEST CORP COM USD0.01 | $9,170 | $14,422 |
| ARCONIC CORPORATION COM USD0.01 | $23,726 | $36,535 |
| ARENA PHARMACEUTICALS INC COM NEW COM NEW | $11,297 | $13,292 |
| ASGN INCORPORATED COMN STK USD0.01 | $12,940 | $30,823 |
| ASTEC INDS INC COM | $17,522 | $20,258 |
| AT HOME GROUP INC COM | $2,592 | $1,902 |
| ATLANTIC UN BANKSHARES CORP COM | $26,373 | $25,891 |
| AUTOLIV INC COM STK | $18,727 | $27,446 |
| AVANOS MED INC COM | $19,469 | $24,179 |
| AVIENT CORPORATION | $29,688 | $49,262 |
| AZEK CO INC CL A CL A | $2,258 | $3,153 |
| BANCORPSOUTH BK TUPELO MISS COM | $13,378 | $26,205 |
| BANNER CORP COM NEW COM NEW | $15,032 | $25,531 |
| BEACON ROOFING SUPPLY INC COM | $14,429 | $21,421 |
| BERKLEY W R CORP COM | $20,319 | $47,357 |
| BIG LOTS INC COM | $1,785 | $2,104 |
| BIOGENEX LAB COM | $1 | $0 |
| BK HAW CORP COM | $6,665 | $6,819 |
| BOTTOMLINE TECHNOLOGIES DE INC COM | $12,174 | $14,451 |
| BOYD GAMING CORP COM | $19,339 | $37,297 |
| BRADY CORP CL A | $12,605 | $13,416 |
| BRIGHAM MINERALS INC CL A CL A | $13,664 | $8,594 |
| BRINKER INTL INC COM | $12,137 | $26,248 |
| BROOKLINE BANCORP INC DEL COM BROOKLINE BANCORP INC + | $10,808 | $13,304 |
| BRP GROUP INC CL A CL A | $11,059 | $17,083 |
| BRYN MAWR BK CORP COM STK | $2,246 | $1,836 |
| BURLINGTON STORES INC COM | $1,093 | $3,139 |
| CACTUS INC CL A CL A | $12,252 | $14,990 |
| CAESARS ENTMT INC NEW COM | $13,969 | $24,063 |
| CALLAWAY GOLF CO COM | $7,608 | $9,628 |
| CAPRI HOLDINGS LTD COM NPV | $16,272 | $23,478 |
| CASELLA WASTE SYS INC CL A COM STK | $9,677 | $13,505 |
| CHAMPIONX CORPORATION COM USD0.01 WI | $37,602 | $35,312 |
| CHART INDS INC COM PAR $0.01 COM PAR $0.01 | $14,563 | $32,510 |
| CHES UTILS CORP COM | $8,453 | $12,336 |
| CIRCOR INTL INC COM | $7,926 | $10,686 |
| CLEARWAY ENERGY INC CL A CL A | $6,600 | $6,501 |
| CLEVELAND CLIFFS USD0.125 | $20,328 | $38,628 |
| CLOUDERA INC COM | $14,633 | $16,414 |
| CNO FINL GROUP INC COM | $4,409 | $6,802 |
| COEUR MNG INC COM NEW COM NEW | $12,955 | $16,208 |
| COHU INC COM | $12,884 | $26,459 |
| COLFAX CORP COM US .01 | $18,177 | $25,200 |
| COLUMBIA BKG SYS INC COM | $23,345 | $29,977 |
| COLUMBUS MCKINNON CORP N Y COM | $15,046 | $15,837 |
| COM ALCOA CORPORATION COM USD0.01 | $8,234 | $13,023 |
| COML METALS CO COM | $8,556 | $10,332 |
| COMMUNITY BK SYS INC COM | $10,354 | $27,229 |
| CONMED CORP COM | $8,584 | $21,840 |
| CONNECTONE BANCORP INC NEW COM | $11,200 | $13,714 |
| COOPER TIRE & RUBBER CO COM, NO PAR | $8,905 | $12,798 |
| CROCS INC COM | $7,263 | $18,485 |
| CTS CORP COM | $8,076 | $17,131 |
| CUBIC CORP COM | $5,053 | $5,211 |
| CVB FINL CORP COM | $19,104 | $25,136 |
| CYRUSONE INC COM | $5,998 | $18,434 |
| DARLING INGREDIENTS INC COMSTK | $20,323 | $58,545 |
| DECKERS OUTDOOR CORP COM | $1,558 | $2,868 |
| DOMTAR CORP COM NEW COM NEW | $2,635 | $3,165 |
| DUCOMMUN INC DEL COM | $8,856 | $11,492 |
| EASTGROUP PPTYS INC REIT | $16,824 | $17,258 |
| EMCOR GROUP INC COM | $9,475 | $21,676 |
| EMERGENT BIOSOLUTIONS INC COM | $2,843 | $5,107 |
| EQT CORP COM | $19,261 | $16,002 |
| FARO TECHNOLOGIES INC COM | $11,042 | $14,832 |
| FB FINL CORP COM | $18,928 | $19,727 |
| FEDERAL SIGNAL CORP COM | $14,415 | $22,821 |
| FIRST FINL BANKSHARES INC COM | $4,782 | $24,056 |
| FIRST LONG IS CORP COM | $1,608 | $2,660 |
| FIRST MERCHANTS CORP COM | $17,722 | $27,758 |
| FIRST MIDWEST BANCORP INC DEL COM | $5,506 | $8,485 |
| FIRSTCASH INC COM | $10,842 | $9,595 |
| FIVE BELOW INC COM USD0.01 | $1,945 | $5,249 |
| FTI CONSULTING INC COM | $7,328 | $6,927 |
| FULLER H B CO COM | $13,014 | $15,149 |
| GERMAN AMERICAN BANCORP INC COM | $10,058 | $11,218 |
| GIBRALTAR INDS INC COM | $10,216 | $17,050 |
| GLACIER BANCORP INC NEW COM | $9,796 | $35,566 |
| GLOBUS MED INC CL A NEW COM STK | $1,177 | $2,022 |
| GREAT WESTN BANCORP INC COM | $8,498 | $10,220 |
| GREEN DOT CORP COM STK | $12,410 | $14,173 |
| GRIFFON CORP COM | $7,261 | $7,276 |
| HAMILTON LANE INC CL A CL A | $12,226 | $16,625 |
| HEALTHCARE RLTY TR | $26,002 | $27,794 |
| HELEN TROY LTD COM STK | $4,368 | $5,999 |
| HERC HLDGS INC COM | $17,139 | $23,044 |
| HERITAGE FINL CORP WASH COM | $5,767 | $11,555 |
| HIGHWOODS PPTYS INC COM | $16,574 | $16,684 |
| HOME BANCSHARES INC COM | $7,501 | $18,993 |
| HOSTESS BRANDS INC CL A CL A | $10,879 | $12,956 |
| HOULIHAN LOKEY INC CL A CL A | $9,122 | $14,454 |
| HUDSON PACIFIC PROPERTIES INC COM | $6,160 | $13,884 |
| ICF INTL INC COM STK | $11,726 | $10,332 |
| IDACORP INC COM | $14,388 | $14,789 |
| IMAX CORP COM | $8,159 | $10,920 |
| INDEPENDENT BK CORP MASS COM | $8,743 | $28,705 |
| INTERDIGITAL INC COM | $11,543 | $11,893 |
| JACK IN THE BOX INC COM | $8,107 | $13,549 |
| KAMAN CORP COM | $12,186 | $23,195 |
| KB HOME COM | $2,278 | $3,922 |
| KBR INC COM | $31,981 | $48,808 |
| KENNAMETAL INC CAP | $22,440 | $25,440 |
| KENNEDY-WILSON HLDGS INC COM | $5,414 | $12,756 |
| KINSALE CAP GROUP INC COM | $1,543 | $14,810 |
| KNOWLES CORP COM | $8,941 | $10,818 |
| KRATON CORPORATION | $7,676 | $8,170 |
| LAKELAND FINL CORP COM STK | $5,810 | $25,183 |
| LAUREATE ED INC CL A CL A | $9,840 | $7,600 |
| LIFE STORAGE INC COM | $22,561 | $29,012 |
| LITHIA MTRS INC CL A CL A | $9,625 | $24,877 |
| LIVANOVA PLC ORD GBP1.00 (DI) | $9,259 | $11,189 |
| LIVE NATION ENTERTAINMENT INC | $785 | $2,425 |
| LUMINEX CORP DEL COM | $8,036 | $7,930 |
| MAGELLAN HEALTH INC COM NEW COM NEW | $13,439 | $15,574 |
| MALIBU BOATS INC COM CL A COM CL A | $4,405 | $7,805 |
| MANTECH INTL CORP CL A CL A | $12,464 | $15,031 |
| MARRIOTT VACATIONS WORLDWIDE CORP COM | $22,031 | $31,835 |
| MASTEC INC COM | $24,155 | $37,567 |
| MERIT MED SYS INC COM | $9,015 | $11,435 |
| MERITAGE HOMES CORP COM | $7,986 | $23,935 |
| MGE ENERGY INC COM . | $17,318 | $18,698 |
| MGIC INVT CORP WIS COM | $21,636 | $25,778 |
| NATIONAL HEALTH INVS INC COM | $28,793 | $30,020 |
| NAVISTAR INTL CORP NEW COM | $4,346 | $5,495 |
| NETSCOUT SYS INC COM | $11,535 | $15,136 |
| NEXSTAR MEDIA GROUP INC CL A CL A | $10,416 | $22,384 |
| NMI HLDGS INC CL A CL A | $18,529 | $17,191 |
| OCEANFIRST FINL CORP COM | $17,047 | $16,301 |
| ONE GAS INC COM | $37,973 | $32,013 |
| ONTO INNOVATION INC | $14,304 | $21,350 |
| OPORTUN FINL CORP COM | $3,181 | $3,913 |
| OWENS & MINOR INC NEW COM | $8,102 | $10,117 |
| PAC PREMIER BANCORP COM | $18,635 | $21,367 |
| PACWEST BANCORP DEL COM | $7,564 | $10,084 |
| PALOMAR HLDGS INC COM | $7,934 | $14,126 |
| PARK HOTELS & RESORTS INC COM | $25,724 | $17,201 |
| PENN NATL GAMING INC COM | $7,427 | $19,001 |
| PERFORMANCE FOOD GROUP CO COM | $22,868 | $38,374 |
| PHYSICIANS RLTY TR COM | $24,969 | $22,980 |
| PINNACLE FINL PARTNERS INC COM | $4,134 | $20,222 |
| PJT PARTNERS INC COM CL A COM CL A | $7,863 | $13,997 |
| PNM RES INC COM | $7,486 | $14,510 |
| PORTLAND GENERAL ELECTRIC CO COM NEW COMNEW | $19,553 | $28,228 |
| PRA HEALTH SCIENCES INC COM | $8,545 | $13,046 |
| PRESTIGE CONSUMER HEALTHCARE INC COM | $7,761 | $9,485 |
| PRIMERICA INC COM | $15,514 | $25,045 |
| PRIMO WATER CORPORATION CANADA COM NPV | $1,543 | $1,552 |
| PROG HOLDINGS INC COM | $12,065 | $14,222 |
| PROVIDENT FINL SVCS INC COM | $2,708 | $4,346 |
| PS BUSINESS PKS INC CALIF COM | $6,046 | $16,077 |
| QUAKER CHEM CORP COM | $1,961 | $7,348 |
| RENASANT CORP COM | $27,764 | $30,211 |
| RENB ENERGY GROUP INC COM STK | $9,005 | $11,614 |
| RENT A CTR INC NEW COM | $6,811 | $14,320 |
| RESIDEO TECHNOLOGIES INC COM USD0.001 | $20,759 | $28,276 |
| REXNORD CORP COM USD0.01 | $22,909 | $41,780 |
| RH COM | $5,894 | $13,873 |
| RLI CORP COM | $2,792 | $20,830 |
| RLJ LODGING TR COM REIT | $33,758 | $25,017 |
| ROGERS CORP COM | $20,117 | $24,381 |
| SAFEHOLD INC COM COM USD0.01 | $6,222 | $13,266 |
| SAIA INC COM STK | $6,215 | $24,227 |
| SANDERSON FARMS INC COM | $5,406 | $5,817 |
| SANDSTORM GOLD LTD COM NEW | $4,535 | $4,861 |
| SANDY SPRING BANCORP INC CMT-COM | $1,880 | $4,442 |
| SEAWORLD ENTMT INC COM | $14,048 | $21,292 |
| SELECTIVE INS GROUP INC COM | $18,642 | $27,328 |
| SEMTECH CORP COM | $1,407 | $10,525 |
| SILICON LABORATORIES INC COM | $13,401 | $14,389 |
| SIMPLY GOOD FOODS CO COM | $11,510 | $17,781 |
| SJW GROUP COM STK USD1.042 | $14,315 | $14,080 |
| SKYWEST INC COM | $11,046 | $13,060 |
| SLEEP NUMBER CORP COM | $4,126 | $5,894 |
| SONIC AUTOMOTIVE INC CL A | $6,482 | $10,414 |
| SOUTH ST CORP COM | $22,404 | $36,005 |
| SPX FLOW INC COM | $13,540 | $25,908 |
| STAG INDL INC COM | $25,440 | $27,656 |
| STEPAN CO COM | $1,466 | $2,028 |
| STIFEL FINL CORP COM | $15,503 | $39,510 |
| SUMMIT MATLS INC CL A CL A | $10,487 | $12,630 |
| SYNEOS HEALTH INC COM | $8,991 | $15,397 |
| TAPESTRY INC COM USD0.01 | $15,009 | $21,663 |
| TAYLOR MORRISON HOME CORP COM USD0.00001 | $19,749 | $20,879 |
| TEGNA INC COM | $12,907 | $13,266 |
| TENET HEALTHCARE CORP COM NEW . | $10,227 | $21,882 |
| TERRENO RLTY CORP | $19,264 | $23,755 |
| TIMKEN CO COM | $11,147 | $19,263 |
| TOPBUILD CORP COM | $3,279 | $15,647 |
| TOWNEBANK PORTSMOUTH VA COM | $13,586 | $10,824 |
| TRICO BANCSHARES COM STK | $7,035 | $14,923 |
| TRIMAS CORP COM NEW COM NEW | $11,748 | $20,617 |
| TRONOX HOLDINGS PLC ORD USD0.01 | $4,147 | $4,415 |
| TTM TECHNOLOGIES INC COM | $16,118 | $16,720 |
| UNITED CMNTY BK BLAIRSVILLE GA COM | $29,724 | $32,251 |
| UTZ BRANDS INC COM USD0.0001 CL A | $13,032 | $18,486 |
| VERINT SYS INC COM | $5,718 | $13,973 |
| VIAVI SOLUTIONS INC COM NPV | $8,045 | $18,329 |
| VIRTU FINL INC CL A CL A | $2,710 | $4,556 |
| VISTEON CORP COM NEW COM NEW | $5,219 | $11,297 |
| VONAGE HLDGS CORP COM | $14,847 | $16,210 |
| WALKER & DUNLOP INC COM . | $15,092 | $27,882 |
| WARRIOR MET COAL INC COM | $4,021 | $3,752 |
| WASH FED INC COM | $25,469 | $20,309 |
| WATTS WTR TECHNOLOGIES INC | $6,754 | $15,578 |
| WILLSCOT MOBILE MINI HLDGS CORP COM USD0.01 | $12,804 | $19,370 |
| WOLVERINE WORLD WIDE INC COM | $14,626 | $18,469 |
| WORKHORSE GROUP INC COM NEW COM NEW | $4,679 | $4,411 |
| WYNDHAM DESTINATIONS INC COM STK | $16,068 | $16,329 |
| ZUMIEZ INC COM | $10,973 | $13,645 |
| PVTPL BIOGENEX LABOROATORIES SER D CONV PFD STK | $4,999,999 | $0 |
| MFC ISHARES TR RUSSELL 2000 VALUE ETF | $121,567 | $167,191 |
| Pulmonx Common | $603,337 | $3,244,630 |
| Intact Medical | $123,494 | $123,494 |
| NeuroPace, Inc | $23,845 | $23,845 |
| BAWAG GROUP AG COMMON STOCK | $73,446 | $71,695 |
| KBC GROEP NV NPV | $50,652 | $47,307 |
| KINAXIS INC COM NPV | $5,448 | $37,370 |
| AIR LIQUIDE(L') EUR5.50 | $19,503 | $38,437 |
| ARKEMA SA EUR10 | $12,782 | $23,338 |
| PERNOD RICARD NPV EUR 1.55 | $53,689 | $93,624 |
| SCHNEIDER ELECTRIC EUR4.00 | $46,217 | $76,715 |
| TELEPERFORMANCE SOCIETE EUROPEENNE | $77,650 | $106,224 |
| TOTAL S.E EUR2.5 | $44,170 | $43,407 |
| ADIDAS AG | $37,664 | $57,590 |
| BRENNTAG AG NPV | $38,401 | $75,640 |
| DEUTSCHE BOERSE AG NPV(REGD) | $12,803 | $33,394 |
| GERRESHEIMER AG NPV (BR) | $51,305 | $95,234 |
| INFINEON TECHNOLOG ORD NPV (REGD) | $37,760 | $78,082 |
| SAP SE | $9,752 | $10,102 |
| SCOUT24 AG NPV | $48,052 | $74,245 |
| STABILUS S.A. EUR0.01 | $27,428 | $22,592 |
| QIAGEN NV EUR0.01 | $37,260 | $42,174 |
| SAP SE-SPONSORED ADR | $61,963 | $88,144 |
| AIA GROUP LTD NPV | $41,087 | $58,809 |
| HKBN LTD HKD0.0001 | $11,595 | $17,333 |
| TECHTRONIC INDUSTR NPV | $33,091 | $111,258 |
| INFOSYS LIMITED ADR | $38,263 | $73,156 |
| KERRY GROUP 'AORD EUR0.125 | $84,020 | $110,535 |
| SMURFIT KAPPA GROUP PLC ORD EUR0.001 | $9,134 | $10,147 |
| CRH PLC EQUITY | $86,554 | $107,304 |
| SMURFIT KAPPA GRP ORD EUR0.001 | $41,496 | $58,053 |
| CHECK PT SOFTWARE TECHNOLOGIES ORDILS.01 | $64,735 | $115,100 |
| NEXI SPA NPV | $29,748 | $59,978 |
| BRIDGESTONE CORP NPV | $64,380 | $49,165 |
| DAIKIN INDUSTRIES NPV | $17,286 | $66,599 |
| HOYA CORP NPV | $37,376 | $86,384 |
| ICHIGO INC | $12,127 | $11,710 |
| KAO CORP NPV | $11,878 | $19,299 |
| OTSUKA CORP NPV | $15,494 | $15,836 |
| SANWA HOLDINGS NPV | $68,716 | $74,510 |
| SCSK CORP NPV | $35,118 | $40,002 |
| SHIONOGI & CO LTD NPV | $27,042 | $30,018 |
| TECHNOPRO HLDGS IN NPV | $29,013 | $41,406 |
| TERUMO CORP NPV | $32,861 | $45,941 |
| TOKIO MARINE HOLDINGS INC NPV | $37,551 | $46,271 |
| TOYOTA MOTOR CORP NPV | $45,517 | $73,216 |
| ASML HOLDING NV EUR0.09 | $14,226 | $105,067 |
| HEINEKEN NV EUR1.60 | $95,198 | $110,273 |
| INTERTRUST NV EUR0.6 144A | $32,613 | $29,041 |
| KONINKLIJKE PHILIP EUR0.20 | $58,765 | $72,905 |
| AERCAP HOLDINGS N.V. EUR0.01 | $22,406 | $29,354 |
| CONSTELLIUM SE (FRANCE) EUR0.02 CLASS A | $11,402 | $19,978 |
| SBANKEN ASA | $23,066 | $35,376 |
| GOLAR LNG LIMITED | $16,040 | $10,855 |
| DBS GROUP HLDGS NPV | $48,337 | $49,260 |
| ASSA ABLOY SER'B'NPV (POST SPLIT) | $79,290 | $94,709 |
| JULIUS BAER GRUPPE CHF0.02 (REGD) | $40,999 | $59,138 |
| LONZA GROUP AG CHF1 (REGD) | $23,222 | $57,913 |
| NOVARTIS AG CHF0.50 (REGD) | $66,250 | $76,463 |
| PARTNERS GROUP HLG CHF0.01 (REGD) | $9,842 | $68,239 |
| ROCHE HLDGS AG GENUSSCHEINE NPV | $69,248 | $112,211 |
| SGS SA CHF1 (REGD) | $19,105 | $48,329 |
| SIG COMBIBLOC GROU CHF0.01 | $43,481 | $88,996 |
| SONOVA HOLDING AG COMMON STOCK | $46,205 | $80,921 |
| TECAN GROUP AG CHF0.10 (REGD) | $16,347 | $73,613 |
| UBS GROUP AG CHF0.10 (REGD) | $45,645 | $44,748 |
| UNILEVER PLC ORD GBP 0.031111 | $72,718 | $82,235 |
| BARRATT DEVELOPMENTS ORD GBP0.10 | $20,881 | $26,093 |
| BUNZL PLC ORD GBP0.32142857 | $72,002 | $126,131 |
| CLINIGEN GROUP PLC ORD GBP0.001 | $40,127 | $39,722 |
| DCC ORD EUR0.25 | $62,553 | $77,788 |
| DIAGEO ORD PLC | $58,835 | $57,084 |
| ELECTROCOMPONENTS ORD GBP0.10 | $62,177 | $95,777 |
| FERGUSON PLC ORD GBP0.10 | $64,792 | $107,717 |
| FEVERTREE DRINKS ORD GBP0.0025 | $54,339 | $72,851 |
| IBSTOCK PLC ORD GBP0.01 | $37,580 | $37,804 |
| LONDON STOCK EXCHANGE GROUP ORD GBP0.06918604 | $22,723 | $49,870 |
| PRUDENTIAL GBP0.05 | $54,071 | $55,570 |
| RECKITT BENCK GRP ORD GBP0.10 | $78,622 | $85,849 |
| RELX PLC | $51,015 | $86,568 |
| RIGHTMOVE COM STCK | $17,301 | $25,532 |
| SAVILLS ORD GBP0.025 | $10,774 | $11,821 |
| SMITH & NEPHEW ORD USD0.20 | $61,091 | $65,865 |
| SPECTRIS ORD GBP0.05 | $17,962 | $26,502 |
| ST JAMES'S PLACE ORD GBP0.15 | $33,344 | $40,998 |
| WEIR GROUP ORD GBP0.125 | $22,363 | $38,074 |
| NXP SEMICONDUCTORS N V COM STK | $38,071 | $68,851 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $7,395,250 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $7,673,003 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CF WESTN AST US CORE PLUS LLC | FMV | $3,893,830 | $9,549,025 |
| MFO STONE HBR INVT FDS EMERGING MKTS DEBT FD INSTL CL | FMV | $3,130,273 | $3,239,355 |
| MFO STONE HARBOR LOCAL MARKET FD | FMV | $976,571 | $1,030,527 |
| MFO STONE HBR INVT FDS HIGH YIELD BD FD INSTL CL | FMV | $1,066,227 | $1,109,746 |
| #REORG/BRISTOL WORTHLESS SECURITY 01-19-2021 | FMV | $479 | $155 |
| A.M. PAPPAS LIFE SCIENCE VENTURES III LP. | FMV | $2,358,878 | $90,520 |
| ARBORETUM VENTURES I-A, LLC | FMV | $155,713 | $367,579 |
| ARBORETUM VENTURES I, LLC | FMV | $522,316 | $471,549 |
| BIOVENTURE INVESTORS, LIMITED II | FMV | $2,471,515 | $869,717 |
| FORWARD VENTURES V, LP | FMV | $2,510,184 | $599,128 |
| HATTERAS VENTURE PARTNERS III, LP. | FMV | $2,913,633 | $1,903,226 |
| HATTERAS VENTURE PARTNERS IV, LP. | FMV | $2,355,998 | $3,221,400 |
| INTERWEST PARTNERS VIII, LP | FMV | $8,305,621 | $766,537 |
| MEMPHIS BIOMED II, LP | FMV | $878,850 | $175,578 |
| THOMAS, McNERNEY, LP (FORMERLY LUMINA VENTURES) | FMV | $3,871,045 | $539,121 |
| TRIATHLON MEDICAL VENTURES FUND, LP | FMV | $1,258,370 | $0 |
| TULLIS - DICKERSON FOCUS III, LP | FMV | $2,904,626 | $2,525,513 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $56,790 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $56,790 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (4 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| RECEIVABLE FROM INVESTMENT BROKERS | $34,635 | $65,388 | $65,388 |
| INTEREST FROM DIVIDENDS RECEIVABLE | $213,828 | $112,768 | $112,768 |
| CASH MARGIN ON FINANCIAL FUTURES | $221,348 | $202,333 | $118,025 |
| RxMP THERAPEUTICS, INC. -PRI (EQUITY) | $858,759 | $858,759 | $858,759 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| DUES AND MEMBERSHIP FEES | $87,494 | $0 | $87,494 |
| FIDUCIARY INSURANCE | $153 | $7 | $146 |
| LICENSES AND FEES | $993 | $43 | $950 |
| POSTAGE AND DELIVERY | $7,713 | $336 | $7,377 |
| SUPPLIES | $3,049 | $133 | $2,916 |
| BANK FEES | $1,638 | $0 | $1,638 |
| MISCELLANEOUS | $45 | $0 | $45 |
| COMPUTER HARDWARE | $989 | $0 | $989 |
| COMPUTER SOFTWARE | $98,969 | $0 | $98,969 |
| INVESTMENT EXPENSES | $3,732 | $3,732 | $0 |
| MEALS AND ENTERTAINMENT | $5,347 | $63 | $0 |
| SPONSORSHIP | $0 | $0 | $500,000 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME | $2,347 | $2,347 | $2,347 |
| A.M. PAPPAS, LP K-1 | $0 | -$4,976 | $0 |
| ARBORETUM VENTURES 1 K-1 | $0 | $11,349 | $0 |
| ARBORETUM VENTURES 1-A, LLC K-1 | $0 | $11,830 | $0 |
| BIOVENTURES II K-1 | $0 | -$5,729 | $0 |
| FORWARD VENTURES V K-1 | $0 | -$343 | $0 |
| HATTERAS VENTURE PARTNERS III, LP | $0 | $1,966 | $0 |
| HATTERAS VENTURE PARTNERS IV, LP | $0 | -$32,659 | $0 |
| INTERWEST VIII, LP K-1 | $0 | -$692 | $0 |
| MEMPHIS BIOMED VENTURES II, L.P. K-1 | $0 | -$363 | $0 |
| QUAKER BIOVENTURES K-1 | $0 | -$1,333 | $0 |
| THOMAS MCERNEY PARTNERS, L.P. K-1 | $0 | -$1,678 | $0 |
| TIRATHLON MEDICAL VENTURES K-1 | $0 | -$6,383 | $0 |
| TULLIS-DICKERSON CAPITAL FOCUS K-1 | $0 | -$4,770 | $0 |
| WESTERN ASSET US CORE PLUS K-1 | $0 | $135,879 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| PAYABLE TO INVESTMENT BROKERS | $4,626,391 | $3,358,381 |
| DEFERRED FEDERAL EXCISE TAX | $15,536 | $56,061 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| COMPUTER | $152,733 | $120,983 | $52,229 |
| GRANT PROGRAM | $656,264 | $0 | $656,263 |
| PUBLIC RELATIONS | $28,006 | $0 | $28,069 |
| SECURITIES MANAGEMENT FEES | $186,665 | $186,665 | $0 |
| SECURITIES CUSTODIAL FEES | $151,439 | $151,439 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAXES | $64,611 | $0 | $0 |
| FOREIGN TAXES | $8,518 | $8,518 | $0 |
Transfers To Controlled Entities TransfersToControlledEntities
Transfers To Controlled Ent TransfersToControlledEntGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RxMP THERAPEUTICS INC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 790 NW 107TH AVE | AddressLine1Txt |
| City | MIAMI | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33172 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 823928186 | EIN |
| Desc | CASH- RESEARCH GRANT | Desc |
| Amt | $600,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $600,000 | TotalAmt |