EDMOND DE ROTHSCHILD FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- EDMOND DE ROTHSCHILD FOUNDATION (EIN 13-6119422)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-11
- IRS object ID
- 202133159349100128
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-11T10:49:16-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 133628255 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONDON O'MEARA MCGINTY & DONNELLY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE BATTERY PARK PLAZA | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136119422 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE EDMOND DE ROTHSCHILD FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | EDMO | BusinessNameControlTxt |
| Phone | 2129693616 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PROSKAUER ROSE LLP ELEVEN TIMES SQ | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10036 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BENJAMIN DE ROTHSCHILD | PersonNm |
| Person Title | EXEC VP & TREASURER | PersonTitleTxt |
| Phone | 2129693616 | PhoneNum |
| Signature | 2021-11-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | BENJAMIN | PersonFirstNm |
| Person Last | DE ROTHSCHILD | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JAMES J REILLY | PreparerPersonNm |
| PTIN | P00183769 | PTIN |
| Phone | 2126617777 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $25,740,116 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $868 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $868 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $539,280 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $539,280 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $49,544 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,885,976 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $49,544 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $589,692 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $589,692 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $135,609 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $20,341 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $115,268 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $58,844 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,827 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $50,017 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $915,917 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $182,337 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $733,580 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $5,000 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $183,420 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $21,093 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $162,327 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,298,790 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $232,598 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,061,192 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,933,424 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,933,424 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,232,214 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $232,598 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,994,616 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,642,522 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $357,094 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $2,288,083 | CashBOYAmt |
| Cash EOY | $2,125,473 | CashEOYAmt |
| Cash EOYFMV | $2,125,473 | CashEOYFMVAmt |
| Corporate Stock BOY | $4,027,441 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,917,099 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $6,491,496 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $19,313,120 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,943,550 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $17,123,147 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $25,628,644 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,986,122 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $25,740,116 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $25,628,644 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $20,986,122 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $25,628,644 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,986,122 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $25,628,644 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $20,986,122 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $25,628,644 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,642,522 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $20,986,122 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $20,986,122 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | PUBLICLY TRADED SECURITIES | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Gross Sales Price | $13,885,976 | GrossSalesPriceAmt |
| Cost Or Other Basis | $13,836,432 | CostOrOtherBasisAmt |
| Gain Or Loss | $49,544 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $49,544 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $49,544 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,964 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,964 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,964 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $30,381 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $30,381 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $25,417 | OverpaymentAmt |
| Applied To ES Tax | $25,417 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | NONE | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PROSKAUER ROSE LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2129693616 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ELEVEN TIMES SQUARE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| BENJAMIN DE ROTHSCHILD | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | CHAIRMAN & DIRECTOR | 0.50 | $0 | $0 | $0 |
| ARIANE DE ROTHSCHILD | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | PRESIDENT & DIRECTOR | 1.00 | $0 | $0 | $0 |
| FIROZ LADAK | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | EXEC. VICE-PRES. , TREASURER | 30.00 | $0 | $0 | $0 |
| VALERIE MONCHI | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | VICE-PRESIDENT & DIRECTOR | 0.50 | $0 | $0 | $0 |
| FRANCOIS L MORIN | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | VICE-PRESIDENT & DIRECTOR | 0.50 | $0 | $0 | $0 |
| PHILIP M SUSSWEIN | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | SEC'Y AND ASST TREASURER (UNTIL 12/11) | 1.00 | $0 | $0 | $0 |
| NATHANIEL W BIRDSALL | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | SEC'Y AND ASST TREASURER (FROM 12/11) | 3.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1ForeignAddress/AddressLine1Txt | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | Service TypeServiceTypeTxt | CompensationCompensationAmt | Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd |
|---|---|---|---|---|---|---|---|---|
| ADMINISTRATION ET GESTION SA-50 RUE DU | ||||||||
| RHONE PO BOX STAND 3841 1211 | GENEVA, SZ | SZ | ADMINISTRATIVE SVCS | $584,880 | ||||
| GUL RUKH LADAK | ||||||||
| 5 CHEMIN DE LA ROCHETTE | GENEVA | SZ | PROGRAM CONSULTANT | $144,000 | ||||
| PROSKAUER ROSE LLP | ||||||||
| LEGAL SERVICES | $135,609 | ELEVEN TIMES SQUARE | NEW YORK | NY | 10036 | |||
| AKAKUS - USA INC | ||||||||
| PROGRAM CONSULTANT | $84,000 | 308 ORIOLE COURT | NORTH BRUNSWICK | NJ | 08902 | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE EDMOND DE ROTHSCHILD FOUNDATION SPONSORS AND OPERATES THE ADR FELLOWSHIP DIRECTED PRIMARILY AT SOCIAL ENTREPRENEURS IN NORTH AMERICA AND IN EUROPE, PARTICULARLY | Description1Txt |
| Expenses1 | $105,611 | Expenses1Amt |
| Description2 | WITHIN THE JEWISH AND MUSLIM COMMUNITIES. THE ADR FELLOWSHIP PROMOTES A BUSINESS MINDSET FOCUSED ON CIVIC ENGAGEMENT AND CONFLICT RESOLUTION. IT OFFERS THE ADR FELLOWS IMPACT-DRIVEN | Description2Txt |
| Expenses2 | $0 | Expenses2Amt |
| Description3 | TRAINING IN INNOVATIVE ENTREPRENEURSHIP, CREATIVE SCHOLARSHIP IN THE SOCIAL SCIENCES AND THE OPPORTUNITY TO DEVELOP AND ENHANCE SCHOOL EXPERIENCE | Description3Txt |
| Expenses3 | $0 | Expenses3Amt |
| Description4 | WITH A THOUGHT-PROVOKING SOCIAL SCIENCE CURRICULUM AND PEER-TO-PEER COLLABORATION AND ENGAGEMENT. | Description4Txt |
| Expenses4 | $0 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $22,208,088 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,344,171 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $24,552,259 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $24,552,259 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $368,284 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $24,183,975 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,209,199 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,209,199 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,964 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,964 | TotalTaxAmt |
| Distributable Before Adj | $1,204,235 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,204,235 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,204,235 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,994,616 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,994,616 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,994,616 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,204,235 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $2,607,817 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,730,172 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,592,456 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,783,847 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,205,084 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $11,919,376 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,994,616 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,204,235 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,790,381 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $15,709,757 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $2,607,817 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $13,101,940 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,730,172 | ExcessFromYear4Amt |
| Excess From Year3 | $2,592,456 | ExcessFromYear3Amt |
| Excess From Year2 | $2,783,847 | ExcessFromYear2Amt |
| Excess From Year1 | $1,205,084 | ExcessFromYear1Amt |
| Excess From Current Year | $3,790,381 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (9 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CARNEGIE HALL SOCIETY INC | |||||||||||
| 881 7TH AVENUE | NEW YORK | NY | 10019 | N/A | PC | ARTS | $250,000 | ||||
| CREO FAMILY OFFICE SYNDICATE INC | |||||||||||
| 156 5TH AVE STE 804 | NEW YORK | NY | 100107764 | N/A | PC | CHARITABLE | $57,428 | ||||
| ERFIP FOUNDATION | |||||||||||
| N/A | NC - EXP. RESPONSIBI | GENERAL BUDGETARY | $258,318 | 20 RUE ROYALE | PARIS | FR | 75008 | ||||
| FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD | |||||||||||
| N/A | NC - EXP. RESPONSIBI | MEDICAL RESEARCH | $357,113 | 25 RUE MANIN | PARIS | FR | 75019 | ||||
| FUNDACION ARIANE DE ROTHSCHILD | |||||||||||
| N/A | NC - EXP. RESPONSIBI | CHARITABLE | $748,238 | CALLA ORFILA 8 - BAJO B | MADRID | SP | 28010 | ||||
| FRENCH INSTITUTE ALLIANCE FRANAISE | |||||||||||
| 22 EAST 60TH STREET | NEW YORK | NY | 10022 | N/A | PC | CHARITABLE | $80,000 | ||||
| TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA | |||||||||||
| GRADUATE SCHOOL OF EDUCATION | PHILADELPHIA | PA | 19104 | N/A | PC | CHARITABLE | $62,141 | ||||
| FONDATION EDMOND ADOLPHE DE ROTHSCHILD | |||||||||||
| N/A | NC - EXP. RESPONSIBI | GENERAL BUDGETARY | $51,664 | 21 ROUTE DE PREGNY | PREGNYCHAMBESY | SZ | CH1292 | ||||
| FONDATION MAURICE ET NOEMIE DE ROTHSCHILD | |||||||||||
| N/A | NC - EXP. RESPONSIBI | GENERAL BUDGETARY | $2,068,522 | 18 RUE DE HESSE | GENEVA | SZ | CH1204 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,933,424 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $868 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $539,280 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $49,544 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $589,692 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $589,692 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CONDON, O'MEARA, MCGINTY & DONNELLY LLP - ACCOUNTING & TAX SERVICES | $25,225 | $3,784 | $21,441 |
| HAINES WATTS LLP - ACCOUNTING SERVICES | $2,671 | $401 | $2,270 |
| THOMAS AND ASSOCIATES, CPA, PC - BOOKKEEPING SERVICES | $30,948 | $4,642 | $26,306 |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ADDITIONAL INFORMATION WITH RESPECT | PersonNm |
| Short Explanation | MR. SUSSWEIN SERVED AS AN OFFICER, BUT NOT DIRECTOR AND DEVOTED 1.00 HOUR OR MORE OF TIME EACH WEEK TO THIS FOUNDATION'S ACTIVITIES. MR. BIRDSALL SERVED AS AN OFFICER, BUT NOT DIRECTOR AND DEVOTED 3.00 HOURS OF TIME EACH WEEK TO THIS FOUNDATION'S ACTIVITIES.WHILE MR. SUSSWEIN AND MR. BIRDSALL DO NOT RECEIVE COMPENSATION FOR THEIR SERVICES, PROSKAUER ROSE LLP, A FIRM OF WHICH MR. SUSSWEIN WAS A MEMBER UNTIL OCTOBER 31, 2018, AND THE FIRM BY WHICH MR. BIRDSALL IS EMPLOYED, RECEIVED $135,609 FOR SERVICES AND EXPENSES FROM THE FOUNDATION IN THE YEAR ENDED DECEMBER 31, 2020.WHILE NEITHER MR. DE ROTHSCHILD NOR MME. DE ROTHSCHILD NOR MR. LADAK RECEIVES COMPENSATION FOR HIS OR HER SERVICES, ADMINISTRATION ET GESTION S.A., A COMPANY OWNED, DIRECTLY OR INDIRECTLY, BY MR. DE ROTHSCHILD AND MME. DE ROTHSCHILD AND FROM WHICH MR. LADAK RECEIVES COMPENSATION, RECEIVED $584,880 FOR SERVICES TO THIS FOUNDATION IN THE YEAR ENDED DECEMBER 31, 2020. | ShortExplanationTxt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (7 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| ERFIP FOUNDATION | ||||||||||
| 20 RUE ROYALE | PARIS | FR | 75008 | 2020-02-03 | $258,318 | GENERAL BUDGETARY | $62,514 | NO | 9/20/21 | NO VERIFICATION REQUIREDIF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). |
| FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD | ||||||||||
| 25 RUE MANIN 75019 | PARIS | FR | 2020-10-06 | $357,113 | MEDICAL RESEARCH | $357,113 | NO | 1/25/21 | NO VERIFICATION REQUIRED IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). | |
| FONDATION ARIANE DE ROTHSCHILD | ||||||||||
| CALLA ORFILA 8-BAJO B | MADRID | SP | 2020-02-03 | $748,238 | GENERAL BUDGETARY | $748,238 | NO | 9/14/21 | NO VERIFICATION REQUIRED.IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). | |
| FONDATION EDMOND ADOLPHE DE ROTHSCHILD | ||||||||||
| 21 ROUTE DE PREGNY CH 1292 | PREGNYCHAMBESY | SZ | 2020-02-03 | $51,664 | GENERAL BUDGETARY | $21,770 | NO | 9/8/21 | NO VERIFICATION REQUIREDIF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). | |
| FONDATION MAURICE ET NOEMIE DE ROTHSCHILD | ||||||||||
| 18 RUE DE HESSE CH 1204 | GENEVA | SZ | 2020-02-03 | $2,068,522 | GENERAL BUDGETARY | $2,068,522 | NO | 9/20/21 | NO VERIFICATION REQUIRED.IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). | |
| ERFIP FOUNDATION | ||||||||||
| 20 RUE ROYALE | PARIS | FR | 75008 | 2019-10-28 | $152,474 | GENERAL BUDGETARY PURPOSES | $152,474 | NO | 9/20/21 | NO VERIFICATION REQUIREDIF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). |
| FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD | ||||||||||
| 25 RUE MANIN 75019 | PARIS | FR | 2019-04-23 | $113,410 | MEDICAL RESEARCH | $113,410 | NO | 01/25/21 | NO VERIFICATION REQUIRED IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). | |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (200 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS | $11,953 | $23,102 |
| ABBVIE, INC. | $17,956 | $21,109 |
| ACCENTURE PLC | $16,162 | $26,905 |
| ADOBE, INC. | $5,992 | $19,005 |
| AGILENT TECHNOLOGIES, INC. | $4,034 | $7,109 |
| AIR PRODS & CHEMS, INC. | $16,361 | $28,415 |
| AKAMAI TECHNOLOGIES, INC. | $2,949 | $3,675 |
| ALEXANDRIA REAL ESTATE EQ, INC. | $7,283 | $7,663 |
| ALEXION PHARMACEUTICALS, INC. | $3,416 | $4,687 |
| ALPHABET, INC. - CLASS A | $11,275 | $17,526 |
| ALPHABET, INC. - CLASS C | $37,662 | $63,068 |
| AMAZON.COM, INC. | $21,343 | $42,340 |
| AMERICAN EXPRESS CO. | $17,146 | $20,192 |
| AMERICAN TOWER CORP. | $7,490 | $6,958 |
| AMERICAN WTR WKS CO., INC. | $8,586 | $15,500 |
| AMGEN, INC. | $9,347 | $14,945 |
| AMN HEALTHCARE SVCS., INC. | $2,511 | $3,071 |
| ANTHEM, INC. | $7,564 | $8,669 |
| AON PLC | $10,723 | $13,521 |
| APPLE, INC. | $24,182 | $81,870 |
| APPLE, INC. | $150,951 | $636,912 |
| APPLIED MATLS, INC. | $10,342 | $14,412 |
| APTIV, PLC | $5,895 | $8,729 |
| AUTODESK, INC. | $19,470 | $36,335 |
| AUTOMATIC DATA PROCESSING, INC. | $13,927 | $16,034 |
| AVERY DENNISON CORP. | $3,878 | $6,515 |
| AXSOME THERAPEUTICS INC. | $167,939 | $179,234 |
| BALL CORP. | $3,368 | $7,827 |
| BAXTER INTL., INC. | $4,078 | $3,691 |
| BECTON DICKINSON & CO. | $2,822 | $3,003 |
| BEST BUY, INC. | $3,873 | $6,287 |
| BLACKROCK, INC. | $24,801 | $37,520 |
| BOEING CO. | $20,674 | $26,543 |
| BOSTON SCIENTIFIC CORP. | $5,466 | $6,327 |
| BROADCOM INC. | $9,877 | $14,887 |
| CADENCE DESIGN SYSTEM, INC. | $2,936 | $3,411 |
| CALIX NETWORKS INC. | $59,789 | $74,400 |
| CANADIAN SOLAR, INC. | $84,295 | $153,720 |
| CARDIFF ONCOLOGY INC. | $22,340 | $30,583 |
| CARMAX, INC. | $10,123 | $9,257 |
| CBRE GROUP, INC. | $3,426 | $5,394 |
| CERNER CORP. | $7,114 | $9,967 |
| CHEMOCENTRYX, INC. | $150,450 | $173,376 |
| CHEVRON CORP. | $11,252 | $8,192 |
| CHIMERA INVESTMENT CORP. | $97,729 | $116,774 |
| CHUBB LTD | $12,945 | $14,776 |
| CIGNA CORP. | $20,439 | $23,524 |
| CISCO SYSTEMS, INC. | $32,829 | $36,874 |
| CITIGROUP INC. | $40,205 | $40,696 |
| CLOROX CO. | $3,980 | $6,260 |
| COCA COLA CO. | $4,473 | $4,716 |
| COLGATE PALMOLIVE CO. | $12,347 | $15,306 |
| COMCAST CORP. | $29,350 | $40,924 |
| CONOCO PHILLIPS | $14,657 | $12,597 |
| CROWN CASTLE INTL., CORP. | $10,484 | $14,327 |
| CUMMINS, INC. | $4,099 | $5,905 |
| CVS HEALTH CORP. | $9,107 | $8,538 |
| DANAHER CORP. DELAWARE | $3,393 | $6,886 |
| DEERE & CO. | $19,422 | $32,824 |
| DIAGEO PLC | $4,921 | $5,717 |
| DOMINION ENERGY, INC. | $4,710 | $4,512 |
| DUKE ENERGY CORP. | $11,922 | $12,361 |
| EATON CORP. PLC | $20,771 | $32,077 |
| EBAY, INC. | $9,176 | $12,764 |
| ECOLAB, INC. | $5,469 | $8,871 |
| EDWARDS LIFESCIENCES CORP. | $2,430 | $5,747 |
| ELECTRONIC ARTS, INC. | $2,917 | $3,590 |
| ELI LILLY & CO. | $6,303 | $9,117 |
| EMERSON ELEC., CO. | $13,328 | $14,788 |
| EQUINIX, INC. | $4,554 | $7,856 |
| ESTEE LAUDER COS, INC. | $3,206 | $6,655 |
| ETSY, INC. | $1,265 | $6,049 |
| EVERSOURCE ENERGY | $1,603 | $1,903 |
| EVOFEM BIOSCIENCES INC. | $16,870 | $16,870 |
| EXPEDITORS INTL. WASHINGTON, INC. | $14,553 | $19,307 |
| FACEBOOK, INC. | $35,604 | $57,364 |
| FACTSET RESH. SYS., INC. | $6,130 | $9,310 |
| FIDELITY NATL., INFORMATION SVCS. | $6,240 | $8,063 |
| FISERV, INC. | $6,583 | $8,881 |
| FORUM MERGER III CORP. | $33,750 | $33,850 |
| FREQUENCY THERAPEUTICS I | $62,181 | $116,358 |
| GENERAL MILLS, INC. | $7,799 | $9,290 |
| GILEAD SCIENCES, INC. | $6,845 | $6,001 |
| GOLDMAN SACHS GROUP, INC. | $6,891 | $9,230 |
| GRAINGER WW, INC. | $4,474 | $6,533 |
| HASBRO, INC. | $3,611 | $3,555 |
| HERSHEY CO. | $2,436 | $3,351 |
| HESS CORP. | $5,265 | $6,546 |
| HOME DEPOT, INC. | $17,513 | $34,265 |
| HONEYWELL INTL., INC. | $19,826 | $27,651 |
| HUMANA, INC. | $6,040 | $9,846 |
| HUNTINGTON BANCSHARES, INC. | $4,886 | $4,736 |
| IDEXX LABS, INC. | $2,244 | $5,499 |
| ILLINOIS TOOL WKS, INC. | $13,367 | $19,776 |
| ILLUMINA, INC. | $10,323 | $13,320 |
| INTEL CORP. | $7,877 | $6,427 |
| INTERCONTINENTAL EXCHANGE, INC. | $2,880 | $3,574 |
| INTERNATIONAL FLAVORS & FRAGRANCES | $4,022 | $3,483 |
| INTUIT | $2,448 | $3,799 |
| INTUITIVE SURGICAL, INC. | $5,120 | $8,183 |
| IOVANCE BIOTHERAPEUTICS | $98,122 | $185,600 |
| JINKOSOLAR HOLDING COM | $82,536 | $89,712 |
| JOHNSON & JOHNSON | $20,571 | $24,237 |
| JOHNSON CONTROLS INTL. PLC | $8,794 | $9,970 |
| JP MORGAN CHASE & CO. | $30,910 | $37,867 |
| KIMBERLY CLARK CORP. | $11,893 | $14,022 |
| LAM RESEARCH CORP. | $6,574 | $10,390 |
| LOCKHEED MARTIN CORP. | $17,270 | $20,234 |
| LOWES COS., INC. | $12,667 | $16,854 |
| LYDONDELLBASELL INDUSTRIES NV | $1,649 | $1,742 |
| MARSH & MCLENNAN COS., INC. | $18,580 | $23,166 |
| MASTERCARD, INC. | $9,199 | $15,705 |
| MCDONALDS CORP. | $9,378 | $11,373 |
| MCKESSON CORP. | $5,350 | $6,957 |
| MEDTRONIC PLC | $27,928 | $38,188 |
| MEIRAGTX HOLDINGS PLC | $79,243 | $83,270 |
| MERCK & CO, INC. | $162,254 | $220,860 |
| MERCK & CO., INC. | $26,651 | $27,239 |
| METTLER TOLEDO INTERNATIONAL | $2,517 | $4,559 |
| MICROSOFT CORP. | $31,824 | $102,758 |
| MICROSOFT CORP. | $45,864 | $66,726 |
| MONDELEZ INTL., INC. | $11,713 | $13,214 |
| MONSTER BEVERAGE, CORP. | $13,737 | $22,103 |
| MORGAN STANLEY | $12,598 | $21,244 |
| MYOVANT SCIENCES LTD | $99,044 | $165,720 |
| NASDAQ, INC. | $8,347 | $12,079 |
| NESTLE S A | $10,559 | $14,154 |
| NEUROCRINE BIOSCIENCE | $52,460 | $57,510 |
| NEXTERA ENERGY, INC. | $23,474 | $46,907 |
| NIKE, INC. | $8,370 | $14,713 |
| NORTHROP GRUMMAN CORP. | $10,570 | $10,665 |
| NOVARTIS AG | $18,746 | $20,491 |
| NOVAVAX INC. | $65,450 | $78,056 |
| NOVO-NORDISK A/S | $3,903 | $5,588 |
| NVIDIA CORP. | $13,638 | $44,387 |
| NXP SEMICONDUCTORS NV | $5,380 | $6,360 |
| OPENDOOR TECHNOLOGIES | $31,828 | $45,460 |
| ORACLE CORP. | $19,064 | $24,000 |
| OWENS CORNING, INC. | $2,199 | $4,697 |
| PARKER HANNIFIN CORP. | $8,866 | $11,441 |
| PAYCHEX, INC. | $9,721 | $12,300 |
| PENTAIR PLC | $2,781 | $3,292 |
| PEPSICO, INC. | $30,004 | $40,783 |
| PERKINELMER, INC. | $2,905 | $3,014 |
| PHILLIPS 66 | $10,692 | $7,693 |
| PIONEER NAT RES CO. | $1,795 | $2,506 |
| PNC FINL SVCS GROUP, INC. | $35,236 | $40,230 |
| PPG INDS, INC. | $8,386 | $11,393 |
| PROCTER & GAMBLE CO. | $13,735 | $18,366 |
| PROGRESSIVE CORP. OHIO | $4,498 | $5,735 |
| PROLOGIS, INC. | $15,329 | $18,138 |
| PROVENTION BIO, INC. | $65,895 | $101,640 |
| QUALCOMM, INC. | $21,638 | $39,761 |
| REALTY INCOME CORP. | $4,730 | $4,290 |
| REGENERON PHARMACEUTICALS | $12,972 | $15,460 |
| REGIONS FINL. CORP. NEW COM. | $4,846 | $4,884 |
| ROCHE HLDG, LTD | $19,169 | $23,246 |
| ROCKWELL AUTOMATION, INC. | $4,796 | $6,521 |
| S&P GLOBAL, INC. | $4,149 | $6,575 |
| SALESFORCE.COM, INC. | $24,252 | $43,171 |
| SCHLUMBERGE LTD CURACAO | $11,948 | $6,942 |
| SEI INVESTMENTS CO. | $7,728 | $8,908 |
| SEMPRA ENERGY | $8,401 | $9,046 |
| SOCAL CAPITAL HEDOSOP | $27,940 | $41,925 |
| SOUTHERN CO. | $14,065 | $15,173 |
| STANLEY BLACK & DECKER, INC. | $13,743 | $16,785 |
| STARBUCKS CORP. | $38,401 | $54,132 |
| STERIS PLC | $2,200 | $3,222 |
| SVB FINL., GROUP | $3,407 | $6,205 |
| T. ROWE PRICE GROUP, INC. | $3,946 | $6,207 |
| TARGET CORP. | $4,403 | $13,063 |
| TELADOC HEALTH, INC. | $1,112 | $3,599 |
| TETRA TECH, INC. | $4,221 | $9,031 |
| TEXAS INSTRS, INC. | $27,482 | $45,628 |
| TG THERAPEUTICS, INC. | $86,975 | $228,888 |
| THERMO FISHER SCIENTIFIC CORP. | $11,746 | $16,768 |
| TJX COS., INC. | $5,601 | $10,653 |
| T-MOBILE US, INC. | $216,336 | $764,600 |
| TRACTOR SUPPLY CO. | $2,919 | $3,374 |
| TRANE TECH PUB LTD | $8,067 | $15,822 |
| TRAVELERS COS., INC. | $5,397 | $6,036 |
| TRILLIUM THERA | $37,650 | $66,195 |
| TRUIST FINL CORP. | $13,962 | $13,756 |
| UNION PAC CORP. | $9,042 | $11,660 |
| UNITED PARCEL SVC, INC. | $2,554 | $2,526 |
| US BANCORP DEL. | $15,838 | $14,350 |
| VALERO ENERGY CORP. | $7,087 | $4,243 |
| VERASTEM, INC. | $10,721 | $10,650 |
| VERIZON COMMUNICATIONS, INC. | $19,923 | $22,560 |
| VERTEX PHARMACEUTICALS INC. | $2,663 | $2,363 |
| VISA, INC. | $28,234 | $43,746 |
| WALT DISNEY CO. | $28,399 | $46,201 |
| WASTE MGMT., INC. | $6,277 | $6,604 |
| WEC ENERGY GROUP, INC. | $7,618 | $9,571 |
| WEST PHARMACEUTICAL SVSC., INC. | $1,610 | $3,116 |
| WORKDAY, INC. | $5,068 | $8,866 |
| XYLEM, INC. | $3,630 | $5,700 |
| YUM BRANDS, INC. | $6,889 | $7,925 |
| YUM CHINA HLDGS., INC. | $4,022 | $5,595 |
| ZOETIS, INC. | $5,792 | $10,758 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (57 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ABERDEEN ASIA PACIFIC INCOME FUND | AT COST | $264,387 | $288,906 |
| ABERDEEN STNDRD PHYSCL | AT COST | $162,822 | $177,316 |
| ALIBABA GROUP HOLDING LTD. | AT COST | $21,335 | $29,091 |
| ALLIANZGI ARTF INTLG AND OPP. FUND | AT COST | $42,952 | $53,479 |
| BAIRD AGGREGATE BOND FUND | AT COST | $269,929 | $298,596 |
| BLACK ROCK SCIENCE & TECHNOLOGY TRUST | AT COST | $26,424 | $40,330 |
| BLACKROCK SCIENCE TECHNO | AT COST | $135,982 | $324,233 |
| BOULDER GROWTH AND INCOME FUND | AT COST | $95,353 | $107,612 |
| BW PRIVATE INVESTORS OFFSHORE | AT COST | $301,871 | $359,107 |
| CALVERT EMG MKTS EQUITY | AT COST | $187,000 | $259,099 |
| COLUMBIA CONVERTIBLE SECURITIES FUND | AT COST | $273,000 | $359,883 |
| DELAWARE EMERGING MARKETS | AT COST | $96,351 | $128,802 |
| DODGE & COX INCOME FUND | AT COST | $668,050 | $705,728 |
| DOMINI INTL. SOCIAL EQ.- INST. | AT COST | $298,284 | $303,799 |
| DOUBLELINE TOTAL RETURN BOND | AT COST | $331,605 | $324,602 |
| DOUBLELINE TOTAL RETURN BOND FUND | AT COST | $221,828 | $223,244 |
| EDGEWOOD GROWTH FUND-INST. | AT COST | $314,684 | $386,044 |
| ETON PARK OVERSEAS FUND, LTD. | AT COST | $217 | $350 |
| EATON VANKE RISK MANAGEMENT DIVISION | AT COST | $21,362 | $23,350 |
| GLOBAL X FUNDS GLOBAL X ROBOTICS &ARTIFICIAL INTELLIGENCE | AT COST | $151,419 | $185,258 |
| GROSVENOR ALTERNATIVE INVESTMENT | AT COST | $600,000 | $698,169 |
| HEALTH CARE SELECT SECTOR | AT COST | $342,520 | $406,682 |
| IMPACT INVESTMENT PARTNERS LLP | AT COST | $75,000 | $75,000 |
| INVESCO QQQ TRUST SERIES 1 | AT COST | $325,041 | $476,885 |
| ISHARES CORE MSCI EMERGING MARKETS | AT COST | $95,129 | $102,676 |
| ISHARES CORE S&P SMALL CAP | AT COST | $242,648 | $298,675 |
| ISHARES GLOBAL INFRASRTUCTUR | AT COST | $144,344 | $138,211 |
| ISHARES GOLD TRUST | AT COST | $252,956 | $340,626 |
| ISHARES INTERMEDIATE GOVT / CREDIT BOND ETF | AT COST | $366,584 | $395,976 |
| ISHARES MSCI ALL COUNTRY | AT COST | $185,169 | $242,216 |
| ISHARES MSCI BRAZIL | AT COST | $132,475 | $149,874 |
| ISHARES MSCI INDIA | AT COST | $92,655 | $121,585 |
| ISHARES MSCI JAPAN | AT COST | $185,515 | $211,530 |
| ISHARES MSCI KLD 400 SOCIAL INDEX | AT COST | $322,959 | $435,822 |
| ISHARES RUSSELL 1000 VALUE E | AT COST | $252,181 | $278,246 |
| ISHARES TR ESG MSCI EAFE | AT COST | $417,383 | $508,358 |
| JANUS ENTERPRISE FUND | AT COST | $286,000 | $309,010 |
| JP MORGAN - MANAGED INCOME FUND | AT COST | $122,825 | $123,193 |
| LORD ABBETT ULTRA SHORT BD FD | AT COST | $253,000 | $255,032 |
| NEUBERGER BERMAN GREATER CHINA EQUITY | AT COST | $157,665 | $162,739 |
| OKTOBER6 LTD | AT COST | $75,000 | $75,000 |
| PARNASSUS CORE FUND-INST | AT COST | $454,775 | $592,851 |
| PARNASSUS MID CAP FUND-INST | AT COST | $297,305 | $364,891 |
| PIMCO FUNDS TOTAL RETURN III INSTITUTIONAL CL | AT COST | $1,185,641 | $1,285,951 |
| PIMCO INV GRD BND-INST | AT COST | $305,852 | $327,369 |
| PUTNAM SHORT DURATION INCOME FUND | AT COST | $218,204 | $219,290 |
| ROSE GROVE OFFHORE FUND I, LTD. | AT COST | $230,448 | $321,250 |
| SCHWAB U.S. TIPS | AT COST | $277,547 | $313,690 |
| SHENKMAN SHORT DURATION HIGH INCOME FUND | AT COST | $116,375 | $117,192 |
| T ROWE PR JAPAN FUND -I | AT COST | $141,515 | $193,350 |
| T ROWE PRICE NEW ASIA-I | AT COST | $147,294 | $189,734 |
| THE WINTON FUND LIMITED. TRANCHE B | AT COST | $175,100 | $165,835 |
| TIAA-CREF CORE IMPCT BND-INST | AT COST | $261,902 | $257,391 |
| VANECK VECTORS GOLD MINERS | AT COST | $146,532 | $214,823 |
| VANGUARD FINANCIALS | AT COST | $210,272 | $234,650 |
| VANGUARD TOTAL BOND MARKET INDEX FUND | AT COST | $1,682,906 | $1,783,251 |
| WELLINGTON HH PRE-IPO OFFSHORE FEEDER, FUND LP | AT COST | $279,978 | $157,295 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROSKAUER ROSE LLP - LEGAL SERVICES | CategoryTxt |
| Legal Fees | $135,609 | LegalFeesAmt |
| Net Investment Income | $20,341 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $115,268 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER EXPENSES | $80,478 | $21,093 | $59,385 |
| NEW YORK STATE FILING FEE | $750 | $0 | $750 |
| ADR FELLOWSHIP EXPENSES | $100,911 | $0 | $100,911 |
| NET LOSS ON CURRENCY EXCHANGE TRANSACTIONS | $1,281 | $0 | $1,281 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADMINISTRATION & GESTION S.A. - ADMINISTRATIVE SERVICES | $584,880 | $0 | $584,880 |
| CHARLES SCHWAB - INVESTMENT MANAGEMENT FEES | $63,558 | $63,558 | $0 |
| GUL RUKH LADAK - CONSULTING FEES | $144,000 | $0 | $144,000 |
| JP MORGAN - INVESTMENT MANAGEMENT FEES | $69,915 | $69,915 | $0 |
| ARGIN AUDIO LLC- CONSULTING FEES | $4,700 | $0 | $4,700 |
| BANK OF AMERICA - INVESTMENT MANAGEMENT FEES | $48,864 | $48,864 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL EXCISE TAX | CategoryTxt |
| Amt | $5,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |