THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION (EIN 30-0095044)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-10-27
- IRS object ID
- 202003019349100705
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-10-27T10:09:00-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 382322726 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAMA BUDAJ & RAAB PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 32783 MIDDLEBELT ROAD | AddressLine1Txt |
| City | FARMINGTON HILLS | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 483341726 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300095044 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SAMUEL AND JEAN FRANKEL | BusinessNameLine1Txt |
| Business Name Line2 | HEALTH AND RESEARCH FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SAMU | BusinessNameControlTxt |
| Phone | 2486451307 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 273 LAKEWOOD DR | AddressLine1Txt |
| City | BLOOMFIELD HILLS | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48304 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JO ELYN NYMAN | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 2486451307 | PhoneNum |
| Signature | 2020-10-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHN W WEIPERT | PreparerPersonNm |
| PTIN | P00013175 | PTIN |
| Phone | 2486263800 | PhoneNum |
| Preparation | 2020-10-15 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 97.78.175.162 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-10-15 | IPDt |
| IP Tm | 16:44:04 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | C2CFA2DB439CA10AAD3A7FA9E80F90D337ABF146 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 38B41E8403165F191EA045E6BA3FCB0502FC08C3 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $22,472,114 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,037 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $255,121 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $255,121 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $582,586 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $556,833 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $151,143 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,503,051 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $151,143 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $387 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $387 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $991,274 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $963,484 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,750 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $69,221 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $31,989 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $4,206 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $108,166 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,023,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,023,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,131,166 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,023,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$139,892 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $963,484 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,105,263 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $848,536 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $848,536 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $5,449 | AcctRcvblAmt |
| Acct Rcvbl BOY | $842 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $5,449 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $5,449 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $4,068,266 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $3,178,865 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,454,549 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $2,044,857 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,944,854 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,154,847 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,889,013 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,459,888 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,805,623 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $9,606,149 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $10,042,927 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $10,203,110 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | -$136,919 | OtherAssetsBOYAmt |
| Other Assets EOY | -$42,940 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $20,577,471 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,437,579 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $22,472,114 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $20,577,471 | RetainedEarningBOYAmt |
| Retained Earning EOY | $20,437,579 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,577,471 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,437,579 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,577,471 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $20,437,579 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,577,471 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$139,892 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $20,437,579 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $20,437,579 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (22 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| WSTWD INCM OPPOR 655 SH | P | 2018-06-29 | 2019-04-25 | $10,293 | $9,673 | $620 | $620 |
| WESTERN ASSET MIDDLE MKT 143 SH | P | 2012-12-20 | 2019-07-09 | $100,578 | $145,100 | -$44,522 | -$44,522 |
| WSTWD INCM OPPOR 9972 SH | P | 2017-07-05 | 2019-04-25 | $152,771 | $154,913 | -$2,142 | -$2,142 |
| NC TPK 250000 SH | P | 2009-12-15 | 2019-01-02 | $250,000 | $256,377 | -$6,377 | -$6,377 |
| TEXAS ST 75000 SH | P | 2009-10-07 | 2019-10-01 | $75,000 | $75,000 | $0 | $0 |
| UNIVERSITY OF CA 100000 SH | P | 2010-01-05 | 2019-05-15 | $100,000 | $100,000 | $0 | $0 |
| UTAH CNTY 50000 SH | P | 2010-03-23 | 2019-12-18 | $50,000 | $50,000 | $0 | $0 |
| FLORIDA ST BRD 250000 SH | P | 2009-10-06 | 2019-08-14 | $250,000 | $250,000 | $0 | $0 |
| FLORIDA ST BRD 150000 SH | P | 2009-10-06 | 2019-08-14 | $150,000 | $150,000 | $0 | $0 |
| CITIGROUP INC 150000 SH | P | 2016-05-18 | 2019-04-15 | $153,782 | $147,905 | $5,877 | $5,877 |
| STATE STREET 4000 SH | P | 2014-11-18 | 2019-12-16 | $100,000 | $100,000 | $0 | $0 |
| BANK OF AMERICA 6000 SH | P | 2014-09-02 | 2019-09-09 | $150,000 | $150,000 | $0 | $0 |
| CITIGROUP INC 4000 SH | P | 2014-02-05 | 2019-02-12 | $100,000 | $100,000 | $0 | $0 |
| WESTERN ASSET MIDDLE MKT 82 SH | P | 2014-08-26 | 2019-10-08 | $60,339 | $84,460 | -$24,121 | -$24,121 |
| SX5E LIRN ISSUER 10000 SH | P | 2014-01-30 | 2019-01-25 | $103,630 | $100,000 | $3,630 | $3,630 |
| SP500 LIRN ISSUER 20000 SH | P | 2016-08-25 | 2019-04-22 | $269,195 | $200,000 | $69,195 | $69,195 |
| CMS 10 FLOATER 200000 SH | P | 2009-12-08 | 2019-12-16 | $200,000 | $200,000 | $0 | $0 |
| JPMORGAN CHASE & CO 16000 SH | P | 2013-01-10 | 2019-10-30 | $16,000 | $18,840 | -$2,840 | -$2,840 |
| WELLS FARGO & CO 49000 SH | P | 2015-04-09 | 2019-09-16 | $49,000 | $55,128 | -$6,128 | -$6,128 |
| RIVERNORTH DOUBLELINE - ABANDONMENT | P | 2019-11-15 | 2019-12-20 | $0 | $0 | ||
| CZECH II SENIOR LOAN TRUST (K-1) | P | 2019-12-31 | $4,512 | -$4,512 | -$4,512 | ||
| CAPITAL GAINS DIVIDENDS | P | $162,463 | $162,463 | $162,463 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $151,143 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $690,000 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $20,029,735 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.034449 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $755,000 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $19,684,851 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.038354 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,857,488 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $19,944,466 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.093133 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,510,316 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $20,859,582 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.072404 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,088,740 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $20,920,382 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.052042 | DistributionYr5Rt |
| Total Distribution | 0.290382 | TotalDistributionRt |
| Average Distribution | 0.058076 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $22,702,650 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,318,479 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $9,635 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,328,114 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,023,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $19,270 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $19,270 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $19,270 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $25,699 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $14,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $39,699 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $194 | EsPenaltyAmt |
| Overpayment | $20,235 | OverpaymentAmt |
| Applied To ES Tax | $20,235 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MI | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JO ELYN NYMAN | IndividualWithBooksNm |
| Phone | 2486451307 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 273 LAKEWOOD | AddressLine1Txt |
| City | BLOOMFIELD HILLS | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48304 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| BRUCE FRANKEL | ||||||||
| 700 ARDMOOR DRIVE | BLOOMFIELD | MI | 48301 | PRESIDENT AND TRUSTEE | 2.00 | $0 | $0 | $0 |
| JO ELYN NYMAN | ||||||||
| 273 LAKEWOOD | BLOOMFIELD HILLS | MI | 48304 | VICE PRESIDENT, TREASURER, | 4.00 | $0 | $0 | $0 |
| GEORGE NYMAN | ||||||||
| 273 LAKEWOOD | BLOOMFIELD HILLS | MI | 48304 | SECRETARY AND TRUSTEE | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $22,071,476 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $976,900 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $23,048,376 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $23,048,376 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $345,726 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $22,702,650 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,135,133 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,135,133 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $19,270 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $19,270 | TotalTaxAmt |
| Distributable Before Adj | $1,115,863 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,115,863 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,115,863 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,023,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,023,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,023,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,115,863 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $2,399 | ExcessDistributionCyovYr3Amt |
| Total Excess Distribution Cyov | $2,399 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,023,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,023,000 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $2,399 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $2,399 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $90,464 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | BRUCE FRANKEL | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (18 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AMERICAN DIABETES ASSOCIATION | ||||||||
| 1701 NORTH BEAUREGARD STREET | ALEXANDRIA | VA | 22311 | NONE | 501(C)(3) | MEDICAL RESEARCH | $40,000 | |
| BEAR HUG FOUNDATION | ||||||||
| 139 W MAPLE SUITE F | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | OUTDOOR EDUCATIONAL AND RECREATIONAL ACTIVITIES FOR FOSTER CHILDREN | $35,000 | |
| CAMP MAK-A-DREAM | ||||||||
| 121 W LONG LAKE ROAD | BLOOMFIELD HILLS | MI | 48304 | NONE | 501(C)(3) | ASSISTANCE FOR CHILDREN AND YOUNG ADULTS WITH CANCER | $10,000 | |
| CARE HOUSE OF OAKLAND COUNTY | ||||||||
| 44765 WOODWARD AVENUE | PONTIAC | MI | 48341 | NONE | 501(C)(3) | ASSISTANCE FOR ABUSED AND NEGLECTED CHILDREN | $100,000 | |
| CHRONS & COLITIS FOUNDATION | ||||||||
| 25882 ORCHARD LAKE ROAD SUITE 102 | FARMINGTON HILLS | MI | 48336 | NONE | 501(C)(3) | MEDICAL RESEARCH | $40,000 | |
| FAR CONSERVATORY | ||||||||
| 1669 WEST MAPLE ROAD | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $30,000 | |
| HOSPICE OF MICHIGAN (STATE OF MICHIGAN) | ||||||||
| 43097 WOODWARD AVE SUITE 102 | BLOOMFIELD HILLS | MI | 48302 | NONE | 501(C)(3) | END OF LIFE CARE AND SUPPORT PROGRAMS | $300,000 | |
| JARC | ||||||||
| 30301 NORTHWESTERN HIGHWAY SUITE | FARMINGTON HILLS | MI | 48334 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $110,000 | 100 |
| MICHIGAN LEAGUE FOR PUBLIC POLICY | ||||||||
| 1223 TURNER STREET STE G1 | LANSING | MI | 48906 | NONE | 501(C)(3) | ECONOMIC SECURITY AND WELL-BEING FOR PEOPLE IN MICHIGAN | $20,000 | |
| PLANNED PARENTHOOD | ||||||||
| PO BOX 3673 | ANN ARBOR | MI | 48106 | NONE | 501(C)(3) | SEXUAL AND REPRODUCTIVE HEALTH | $100,000 | |
| ALZHEIMERS DISEASE RESEARCH | ||||||||
| 22512 GATEWAY CENTER DR | CLARKSBURG | MD | 20871 | NONE | 501(C)(3) | ALZHEIMERS RESEARCH | $10,000 | |
| JEWISH SR LIFE | ||||||||
| 6710 W MAPLE RD | WEST BLOOMFIELD TWP | MI | 48322 | NONE | 501(C)(3) | SENIOR HOUSING | $50,000 | |
| ST JUDES CHILDRENS RESEARCH | ||||||||
| 32121 WOODWARD AVE 350 | ROYAL OAK | MI | 48073 | NONE | 501(C)(3) | CHILDHOOD CANCER RESEARCH AND TREATMENT | $1,000 | |
| JEWISH FAMILY SERVICES | ||||||||
| 6555 W MAPLE RD | WEST BLOOMFIELD TWP | MI | 48322 | NONE | 501(C)(3) | FAMILY SERVICES & SUPPORT GROUPS | $20,000 | |
| ORT AMERICA | ||||||||
| 6735 TELEGRAPH RD 350 | BLOOMFIELD TOWNSHIP | MI | 48301 | NONE | 501(C)(3) | EDUCATION AND TRAINING ORGANIZATION | $1,000 | |
| JEWISH HOSPICE AND CHAPLAINCY | ||||||||
| 6555 W MAPLE RD | WEST BLOOMFIELD TWP | MI | 48322 | NONE | 501(C)(3) | END OF LIFE CARE AND SUPPORT | $1,000 | |
| AFMDA | ||||||||
| 20 W 36TH STREET 1100 | NEW YORK | NY | 10018 | NONE | 501(C)(3) | NATIONAL AMBULANCE, BLOOD-SERVICE AND DISASTER-RELIEF ORGANIZATION | $150,000 | |
| KADIMA MENTAL HEALTH SERVICES | ||||||||
| 15999 W TWELVE MILE RD | SOUTHFIELD | MI | 48076 | NONE | 501(C)(3) | RESIDENTIAL, THERAPEUTIC AND SOCIAL SERVICES FOR PEOPLE WITH MENTAL HEALTH | $5,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,023,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $255,121 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $582,586 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $387 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $151,143 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $989,237 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $989,237 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $2,750 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (37 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 100000 SHS AMERICAN EXPRESS | $103,380 | $100,375 |
| 100000 SHS METLIFE INC | $102,005 | $101,288 |
| 100000 SHS PNC FINANCIAL SRV | $113,355 | $106,210 |
| 51000 SHS WELLS FARGO & CO | $57,378 | $51,637 |
| 123000 SHS GENERAL ELEC CAP CORP | $107,932 | $120,474 |
| 250000 SHS WELLS FARGO & CO | $280,255 | $278,125 |
| 3000 SHS HSBC HLDGS PLC | $60,919 | $80,640 |
| 4000 SHS ALABAMA POWER CO | $100,000 | $108,320 |
| 4000 SHS ARCH CAPITAL GROUP | $100,000 | $103,160 |
| 4000 SHS BERKLEY WR CORP | $100,000 | $105,840 |
| 4000 SHS CAPITAL ONE FINANCIAL | $100,000 | $103,520 |
| 4000 SHS GABELLI GLOBAL SMALL CAP | $98,831 | $103,553 |
| 4000 SHS WELLS FARGO | $100,000 | $106,760 |
| 5000 CHARLES SCHWAB CORP | $125,000 | $132,500 |
| 5000 SHS ALLSTATE CORP | $125,000 | $136,700 |
| 6000 SHS BANK OF AMERICA CORP | $150,000 | $157,080 |
| 6000 SHS BANK OF AMERICA CORP HH | $150,000 | $162,480 |
| 6000 SHS CHS INC | $150,000 | $164,220 |
| 6000 SHS DOMINION RESOURCES | $150,000 | $157,080 |
| 6000 SHS FIRST REPUBLIC BANK | $150,000 | $160,320 |
| 6000 SHS JPMORGAN CHASE & CO | $150,000 | $163,980 |
| 57000 SHS JPMORGAN CHASE & CO | $67,117 | $57,513 |
| 77000 SHS GENERAL ELECTRIC | $77,968 | $75,418 |
| 8000 SHS FANNIE MAE NEW MONEY | $45,200 | $87,200 |
| 8000 SHS JP MORGAN CHASE | $200,000 | $205,920 |
| 8000 SHS THE SOUTHERN COMPANY | $200,000 | $210,960 |
| 6000 SHS FEDERAL AGRICULTURE | $150,000 | $162,000 |
| 4000 SHS CITIZENS FINANCIAL GROUP | $100,000 | $113,160 |
| 8000 SHS THE GABELLI MLT MEDIA | $200,000 | $202,400 |
| 3000 SHS AIR LEASE CORP | $75,000 | $82,620 |
| 100000 SHS TRUST FINANCIAL | $0 | $100,300 |
| 100000 SHS BANK OF AMERICA | $113,272 | $113,500 |
| 100000 SHS JP MORGAN | $107,276 | $109,130 |
| 6000 SHS AMERICAN FNCL GROUP | $150,000 | $164,520 |
| 6000 SHS SEMPRA ENERGY | $150,000 | $159,420 |
| 4000 SHS SYNCHRONY FINANCIAL | $100,000 | $102,200 |
| 6000 SHS SVB FINANCIAL GROUP | $150,000 | $155,100 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (24 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1000 SHS EMERSON ELEC CO | $44,239 | $76,260 |
| 1000 SHS GENERAL MOTORS CO | $36,325 | $36,600 |
| 1000 SHS SIEMENS AG | $56,817 | $64,970 |
| 10000 SHS SX5E LIRN ISSUER BOFA | $100,000 | $103,700 |
| 1200 SHS NESTLE S A REP | $52,152 | $129,912 |
| 12500 SHS SX7P LIRN ISSUER | $125,000 | $94,250 |
| 1500 SHS WASTE MANGEMENT | $47,441 | $170,940 |
| 1500 SHS ZURICH INSURANCE GROUP | $45,239 | $61,500 |
| 17500 SHS SPX ENHANCED STEPUP | $175,000 | $225,068 |
| 2000 SHS COCA COLA | $50,156 | $110,700 |
| 2000 SHS MICROSOFT CORP | $51,018 | $315,400 |
| 2000 SHS RAYONIER INC | $65,465 | $65,520 |
| 2000 SHS UNILEVER PLC | $51,538 | $114,340 |
| 20000 SHS INTL BKT STEPUP | $200,000 | $225,000 |
| 20000 SHS SX5E LIRN ISSUER WFC | $200,000 | $227,400 |
| 3000 SHS INTEL CORP | $59,310 | $179,550 |
| 3000 SHS WEYERHAUEUSER | $91,200 | $90,600 |
| 500 SHS UNITED PARCEL SVC | $50,276 | $58,530 |
| 6000 SHS NISOURCE INC | $39,438 | $167,040 |
| 700 SHS CATERPILLAR | $55,916 | $103,376 |
| 850 SHS DIAGEO PLC SPSD | $50,222 | $143,157 |
| 850 SHS JOHNSON AND JOHNSON | $50,633 | $123,990 |
| 900 SHS KELLOGG CO | $47,469 | $62,244 |
| 20000 SHS SP500 CLIRNS ISSUER BNS | $200,000 | $204,800 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $0 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $3,178,865 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $3,454,549 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (54 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 107 SHS WESTERN ASSET MIDDLE MARKET | AT COST | $108,753 | $73,641 |
| 10608 VULCAN VALUE PARTNERS | AT COST | $225,485 | $255,451 |
| 10614 SHS OAKMARK GLOBAL SELECT | AT COST | $179,653 | $196,685 |
| 11338 SHS ASHMORE EMERGING | AT COST | $89,009 | $87,869 |
| 12867 SHS NUVEEN TAXABLE MUNI | AT COST | $198,716 | $234,387 |
| 14319 SHS DAVIS NEW YORK VENTURE | AT COST | $396,779 | $355,361 |
| 11200 SHS BLACKROCK 2022 GLOBAL | AT COST | $118,192 | $117,720 |
| 11215 SHS INVESCO HIGH INCOME | AT COST | $119,067 | $125,360 |
| 12057 SHS PIMCO LOW DURATION FD | AT COST | $102,874 | $103,453 |
| 11807 SHS THE MERGER FUND CL | AT COST | $186,403 | $201,904 |
| 12867 SHS ROYCE GLOBAL VALUE | AT COST | $112,625 | $150,415 |
| 14319 SHS NUVEEN PREFERRED | AT COST | $228,508 | $251,444 |
| 15097 SHS COHEN & STEERS | AT COST | $176,573 | $189,479 |
| 14267 SHS HARTFORD BALANCED INCOME | AT COST | $197,146 | $213,153 |
| 14464 SHS NEUBERGER BERMAN LONG SHORT | AT COST | $167,742 | $212,911 |
| 1433 SHS TOCQUEVILLE GOLD FUND | AT COST | $75,000 | $59,730 |
| 15362 SHS ANGEL OAK | AT COST | $172,577 | $169,439 |
| 16444 SHS COLUMBIA FLEXIBLE CAPITAL INCOME | AT COST | $200,544 | $223,309 |
| 16722 SHS FPA CRESCENT PORT | AT COST | $447,788 | $565,714 |
| 17230 SHS SHENKMAN SHORT DURATION | AT COST | $174,691 | $173,160 |
| 19107 SHS BLACKROCK GLOBAL | AT COST | $348,510 | $369,336 |
| 19121 SHS PRINCIPAL GLOBAL DIVERSIFIED INCOME | AT COST | $255,338 | $263,302 |
| 20997 SHS TORTOISE RESEARCH MLP & ENERGY INCOME | AT COST | $201,792 | $150,547 |
| 19704 SHS JOHN HANCOCK STRATEGIC INCOME | AT COST | $215,672 | $211,228 |
| 20437 SHS JP MORGAN INCOME BUILDER | AT COST | $214,904 | $222,150 |
| 20295 SHS JPMORGAN STRATEGIC INCOME | AT COST | $233,573 | $232,781 |
| 21113 SHS LORD ABBETT FLOATING RATE FUND | AT COST | $189,097 | $186,426 |
| 22204 SHS EATON VANCE RCHRD BRSTN | AT COST | $284,605 | $364,821 |
| 21720 SHS PIMCO INCOME FUND | AT COST | $271,011 | $261,509 |
| 22307 SHS IVA WORLDWIDE | AT COST | $346,982 | $372,746 |
| 222 SHS CZECH II SENIOR LOAN | AT COST | $226,250 | $7,670 |
| 23244 SHS WELLS FARGO ABSOLUTE RETURN | AT COST | $240,806 | $261,965 |
| 18 SHS WESTERN ASSET MIDDLE MKT | AT COST | $18,540 | $12,761 |
| 3212 SHS FIRST EAGLE GOLD FUND | AT COST | $75,058 | $65,209 |
| 36211 SHS EATON VANCE SHT DURT STRATEGIC INCOME | AT COST | $275,203 | $257,823 |
| 272 SHS PMF TEI FUND | AT COST | $27,200 | $29,946 |
| 36094 SHS VIRTUS MULTI SECTOR | AT COST | $172,364 | $170,722 |
| 3820 SHS JENSEN QUALITY GROWTH | AT COST | $148,304 | $197,723 |
| 36431 SHS PIMCO ALL ASSET | AT COST | $364,281 | $302,018 |
| 3637 SHS MATTHEWS ASIA DIVIDEND | AT COST | $61,080 | $63,534 |
| 37920 SHS T ROWE PRICE SHORT TERM | AT COST | $182,433 | $179,364 |
| 4634 SHS NUVEEN REAL ASSET INC | AT COST | $111,263 | $114,747 |
| 4733 SHS NUVEEN PFD | AT COST | $117,560 | $119,220 |
| 4879 SHS FIRST EAGLE FUNDS OF AMERICA | AT COST | $158,183 | $139,941 |
| 5000 SHS RIVERNORTH/DOUBLELINE | AT COST | $98,357 | $82,150 |
| 5427 SHS KINETICS PARADIGM FUND | AT COST | $199,410 | $292,352 |
| 6151 SHS MATTHEWS JAPAN FUND | AT COST | $120,744 | $132,544 |
| 6000 SHS GOLDMAN SACHS MLP INCOME | AT COST | $70,360 | $36,420 |
| 8033 SHS FIRST EAGLE GLOBAL | AT COST | $412,979 | $467,586 |
| 8467 AQR STYLE | AT COST | $83,807 | $69,003 |
| 9963 SHS DOUBLELINE INCOME SOLUTION | AT COST | $219,645 | $196,874 |
| 1500 SHS BNY MELLON ALCENTRA | AT COST | $150,000 | $152,850 |
| 12505 SHS BERWYN INCOME FUND | AT COST | $163,464 | $167,316 |
| 5330 SHS PIMCO ENERGY | AT COST | $106,027 | $87,941 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BASIS ADJUSTMENTS - OTHER INVESTMENTS | Desc |
| BOY Book Value | -$136,919 | BOYBookValueAmt |
| EOY Book Value | -$42,940 | EOYBookValueAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE FILING FEE | $20 | $0 | $0 |
| BOND PREMIUM AMORTIZATION | $3,739 | $0 | $0 |
| PORTFOLIO DEDUCTIONS | $447 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CZECH II SENIOR LOAN TRUST | Desc |
| Revenue And Expenses Per Books | $387 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $387 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $387 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT AND ADVISORY FEES | CategoryTxt |
| Amt | $69,221 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD | $3,489 | $0 | $0 |
| FEDERAL EXCISE TAX | $28,500 | $0 | $0 |