CARROLL PETRIE FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- CARROLL PETRIE FOUNDATION (EIN 13-3912203)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-13
- IRS object ID
- 202003189349103635
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-13T14:26:43-08:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 760269860 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Blazek & Vetterling | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2900 Weslayan Suite 200 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133912203 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Carroll Petrie Foundation | BusinessNameLine1Txt |
| Business Name Line2 | co David J Stoll Milbank LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CARR | BusinessNameControlTxt |
| Phone | 2125305880 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Hudson Yards | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Theodora Portago | PersonNm |
| Person Title | Exec Dir/Pres | PersonTitleTxt |
| Signature | 2020-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kurt Coburn | PreparerPersonNm |
| PTIN | P01638285 | PTIN |
| Phone | 7134395739 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $318,536,001 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $10,254,663 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $83,732 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $83,732 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,047,889 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,047,889 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $7,702,662 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $17,547,252 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,676,643 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $3,767,027 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,854,068 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $23,855,973 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $13,662,332 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $176,082 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $17,608 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $158,474 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $15,742 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $1,574 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $14,168 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $391,550 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $191,972 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $199,578 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $478,796 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $200,497 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $278,299 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $671,809 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $346,815 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $324,994 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $276,636 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,636 | TaxesNetInvstIncmAmt |
| Occupancy Rev And Expnss | $8,587 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $8,587 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $1,998 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $1,998 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,710,625 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,534,561 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $27,312 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,731,825 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,294,663 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,013,410 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $13,479,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $13,479,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $17,210,825 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,294,663 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $14,492,410 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $6,645,148 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $11,367,669 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,756,927 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,698,535 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,698,535 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $230,927 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $230,927 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $230,927 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $237,857 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $21,431,911 | CorporateStockBOYAmt |
| Corporate Stock EOY | $88,181,174 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $106,481,156 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $6,511,489 | CorporateBondsBOYAmt |
| Other Investments BOY | $235,118,715 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $178,439,708 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $210,118,453 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $266,049,969 | TotalAssetsBOYAmt |
| Total Assets EOY | $268,550,344 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $318,536,001 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $2,732,311 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $1,793,020 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,732,311 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,793,020 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $263,317,658 | RetainedEarningBOYAmt |
| Retained Earning EOY | $266,757,324 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $263,317,658 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $266,757,324 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $266,049,969 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $268,550,344 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $263,317,658 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $6,645,148 | ExcessRevenueOverExpensesAmt |
| Other Increases | $781,382 | OtherIncreasesAmt |
| Subtotal | $270,744,188 | SubtotalAmt |
| Other Decreases | $3,986,864 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $266,757,324 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| Publicly - traded securities | $14,877,375 | $9,870,609 | $5,006,766 | $5,006,766 | |
| Passthrough - capital gain | $2,513,381 | $2,513,381 | $2,513,381 | P | |
| Capital gain distributions | $156,496 | $156,496 | $156,496 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,676,643 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $5,615,538 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $277,041,512 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.02027 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,393,870 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $224,108,737 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.00622 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $465,435 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $32,770,030 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.01420 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $364,219 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $3,193,885 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.11404 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $996,984 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,602,943 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.62197 | DistributionYr5Rt |
| Total Distribution | 0.776700 | TotalDistributionRt |
| Average Distribution | 0.155340 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $294,316,987 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $45,719,201 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $113,677 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $45,832,878 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $14,492,410 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $227,353 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $227,353 | SubtotalAmt |
| Tax Based On Investment Income | $227,353 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $511,811 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $511,811 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $284,458 | OverpaymentAmt |
| Applied To ES Tax | $284,458 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NM | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Zach Dillenback | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2125305880 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 401 East Palace Avenue | AddressLine1Txt |
| City | Santa Fe | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 87501 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| Camille Manning | ||||||
| 55 Hudson Yards | New York | NY | 10001 | Dir/Treasurer | 5.00 | $0 |
| Carolina Portago | ||||||
| 55 Hudson Yards | New York | NY | 10001 | Dir/VP/Sec | 5.00 | $0 |
| Theodora Portago | ||||||
| 55 Hudson Yards | New York | NY | 10001 | Exec Dir/Pres | 30.00 | $176,082 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Perelson Weiner LLP | |||||
| 299 Park Avenue 2nd Floor | New York | NY | 10171 | Audit, Tax, & Consulting | $477,375 |
| JP Morgan Chase | |||||
| 270 Park Avenue | New York | NY | 10017 | Fdn Admin & Investment | $334,908 |
| Monticello Associates | |||||
| 1800 Larimer Street STE 1200 | Denver | CO | 80202 | Advisory | $250,000 |
| Milbank LLP | |||||
| 55 Hudson Yards | New York | NY | 10001 | Legal | $382,859 |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $105,332,488 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,738,498 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $191,727,986 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $298,798,972 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $298,798,972 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,481,985 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $294,316,987 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $14,715,849 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $14,715,849 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $227,353 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $227,353 | TotalTaxAmt |
| Distributable Before Adj | $14,488,496 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $14,488,496 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $14,488,496 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $14,492,410 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $14,492,410 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $14,492,410 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $14,488,496 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $13,139,957 | UndistributedIncomePYAmt |
| Qualifying Distributions | $14,492,410 | QualifyingDistributionsAmt |
| Applied To Year1 | $13,139,957 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,352,453 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $13,136,043 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (63 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| American Rivers | |||||||
| 1001 SE Water Ave Ste 450 | Portland | OR | 97213 | N/A | PC | General support | $250,000 |
| Amigos Bravos | |||||||
| 105-A Quesnel St | Taos | NM | 87571 | N/A | PC | General support | $50,000 |
| Animal Humane New Mexico | |||||||
| 615 Virgina Street SE | Albuquerque | NM | 87108 | N/A | PC | Clinic and Project Fetch | $250,000 |
| Animal Legal Defense Fund | |||||||
| 525 E Cotati Ave | Cotati | CA | 94931 | N/A | PC | Criminal Justice and Litigation Programs | $500,000 |
| Animal Protection New Mexico Founda | |||||||
| PO Box 11395 | Albuquerque | NM | 87192 | N/A | SO I | Cash Reserve Fund | $500,000 |
| Animal Protection New Mexico | |||||||
| PO Box 11395 | Albuquerque | NM | 87192 | N/A | PC | Chimp Haven Capital Campaign | $1,000,000 |
| Animal Protection New Mexico | |||||||
| PO Box 11395 | Albuquerque | NM | 87192 | N/A | PC | Hire and general support | $175,000 |
| Animal Protection New Mexico | |||||||
| PO Box 11395 | Albuquerque | NM | 87192 | N/A | PC | General support | $75,000 |
| Best Friends Animal Society | |||||||
| 5001 Angel Canyon Rd | Kanab | UT | 84741 | N/A | PC | Scholarships, Community Cat Prgm, Navajo Prgm | $387,000 |
| Beyond Pesticides | |||||||
| 701 E St SE Ste 200 | Washington | DC | 20003 | N/A | PC | Hire and general support | $200,000 |
| Bridging the Worlds | |||||||
| PO Box 9109 | Santa Fe | NM | 87504 | N/A | PC | General support | $30,000 |
| Building Biology Institute | |||||||
| PO Box 8520 | Santa Fe | NM | 87504 | N/A | PC | General support | $10,000 |
| Carnegie Hill Neighbors | |||||||
| 1326 Madison Ave | New York | NY | 10128 | N/A | PC | General support | $25,000 |
| Center for Biological Diversity | |||||||
| PO Box 710 | Tucson | AZ | 85702 | N/A | PC | Greater Southwest & New Mexico Campaigns | $750,000 |
| Central Park Conservancy | |||||||
| 14 E 60th St | New York | NY | 10022 | N/A | PC | General support | $25,000 |
| Colorado Plateau Foundation | |||||||
| 113 E Birch Ave | Flagstaff | AZ | 86001 | N/A | PC | Grantmaking program and reserve fund | $350,000 |
| Conservation Voters New Mexico Educ | |||||||
| 200 W DeVargas St Ste 1 | Santa Fe | NM | 87501 | N/A | PC | NM Field Organizers and EANM | $137,500 |
| Conservation Voters New Mexico Educ | |||||||
| 200 W DeVargas St Ste 1 | Santa Fe | NM | 87501 | N/A | PC | Meeting space | $7,500 |
| Defenders of Wildlife | |||||||
| 1130 17th St NW | Washington | DC | 20036 | N/A | PC | Wildlife Defense and Restoration Campaign and New Mexico Work | $1,000,000 |
| Earthjustice | |||||||
| 50 California St Ste 500 | San Francisco | CA | 94111 | N/A | PC | Southwest Program | $500,000 |
| Ecology Action | |||||||
| 5798 Ridgewood Rd | Willits | CA | 95490 | N/A | PC | General support | $50,000 |
| Endangered Species Coalition | |||||||
| PO Box 65195 | Washington | DC | 20035 | N/A | PC | Southern Rockies and Orca Programs | $225,000 |
| Espanola Humane | |||||||
| 108 Hamm Parkway | Espanola | NM | 87532 | N/A | PC | Hire, Capital Projects, Pet Amigos | $400,000 |
| Food and Water Watch | |||||||
| 1616 P Street NW Ste 300 | Washington | DC | 20036 | N/A | PC | New Mexico Organizer and Southwest General support | $350,000 |
| Heart and Soul Animal Santuary | |||||||
| 369 Montezuma Ave 130 | Santa Fe | NM | 87501 | N/A | PC | General support | $15,000 |
| The Horse Shelter | |||||||
| 1600 Lena St C10 | Santa Fe | NM | 87505 | N/A | PC | General support | $50,000 |
| Humane Society - Central Delaware C | |||||||
| PO Box 88 State Hwy 10 | Delhi | NY | 13753 | N/A | PC | General support | $25,000 |
| Humane Society of the United States | |||||||
| 700 Professional Drive | Gaithersburg | MD | 20879 | N/A | PC | General support | $500,000 |
| Immigrant Justice Corps | |||||||
| 17 Battery Park Plaza Ste 236 | New York | NY | 10004 | N/A | PC | General support | $50,000 |
| Janes Due Process | |||||||
| PO Box 685137 | Austin | TX | 78768 | N/A | PC | General support | $10,000 |
| Kindred Spirits Animal Sanctuary | |||||||
| 3749-A Highway 14 | Santa Fe | NM | 87508 | N/A | PC | General support | $20,000 |
| Mount Sinai Hospital | |||||||
| 1 Gustave L Levy Place Box 1049 | New York | NY | 10029 | N/A | PC | Smoking Cessation Program | $15,000 |
| National Anti-Vivisection Society | |||||||
| 53 W Jackson Blvd Ste 1552 | Chicago | IL | 60604 | N/A | PC | General support | $250,000 |
| National Vaccine Information Center | |||||||
| 21525 Ridgetop Circle Ste 100 | Sterling | VA | 20166 | N/A | PC | General support | $15,000 |
| National Wildlife Federation | |||||||
| 11100 Wildlife Center Dr | Reston | VA | 20190 | N/A | PC | Riparian Corridor Networks in the Southwest | $300,000 |
| Native American Rights Fund | |||||||
| 1506 Broadway | Boulder | CO | 80302 | N/A | PC | Protecting Tribal Natural Resources | $300,000 |
| Natural Resources Defense Council | |||||||
| 111 Sutter St 21st Fl | San Francisco | CA | 94104 | N/A | PC | Endangered Species Act and Water Policy in New Mexico | $300,000 |
| NatureServe | |||||||
| 2550 S Clark St Ste 930 | Arlington | VA | 22202 | N/A | PC | NatureServe Explorer Redesign | $125,000 |
| New Mexico Acequia Association | |||||||
| 805 Early St Ste 203B | Santa Fe | NM | 87505 | N/A | PC | Hire and general support | $100,000 |
| New Mexico Environmental Law Center | |||||||
| 1405 Luisa St Ste 5 | Santa Fe | NM | 87505 | N/A | PC | Hires and NMH20 Project | $400,000 |
| New Mexico Foundation | |||||||
| 8 Calle Medico | Santa Fe | NM | 87505 | N/A | PC | Equine Protection Fund Endowment | $500,000 |
| New Mexico Wilderness Alliance | |||||||
| PO Box 25464 | Albuquerque | NM | 87125 | N/A | PC | Hire and general support | $250,000 |
| New Mexico Wildlife Center | |||||||
| 19 Wheat Street | Espanola | NM | 87532 | N/A | PC | Hire, Hospital, General support | $85,000 |
| Organic Voices FBO Just Label It | |||||||
| PO Box 5523 | Manchester | NH | 03108 | N/A | PC | General support | $10,000 |
| Panthera | |||||||
| 8 W 40th St 18th Fl | New York | NY | 10018 | N/A | PC | Range-wide Puma Assessment | $100,000 |
| Pesticide Action Network | |||||||
| 2029 University Ave Ste 200 | Berkeley | CA | 94704 | N/A | PC | Hire and Database Redesign | $250,000 |
| Physicians Committee for Responsibl | |||||||
| 5100 Wisconsin Ave NW Ste 400 | Washington | DC | 20016 | N/A | PC | Ending Animal Testing | $500,000 |
| San Luis Valley Animal Welfare Soci | |||||||
| 76 El Rio Drive | Alamosa | CO | 81101 | N/A | PC | General support | $12,000 |
| Santa Fe Forest Coalition | |||||||
| PO Box 1943 | Santa Fe | NM | 87504 | N/A | PC | Review of Santa Fe Mountains Landscape Resiliency Project | $10,000 |
| Santa Fe Ski Team | |||||||
| PO Box 23747 | Santa Fe | NM | 87502 | N/A | PC | General support | $10,000 |
| Sjogren's Syndrome Foundation | |||||||
| 6707 Democracy Blvd Ste 325 | Bethesda | MD | 20817 | N/A | PC | General support | $35,000 |
| Somos Un Pueblo Unido | |||||||
| 1804 Espinacitas St | Santa Fe | NM | 87505 | N/A | PC | General support | $10,000 |
| Story of Stuff Project | |||||||
| 1442 A Walnut St 272 | Berkeley | CA | 94709 | N/A | PC | General support | $25,000 |
| Tewa Women United | |||||||
| PO Box 397 | Santa Cruz | NM | 87567 | N/A | PC | General support | $10,000 |
| Western Environmental Law Center | |||||||
| 28 Paseo del Pueblo Sur 602 | Taos | NM | 87571 | N/A | PC | New Mexico work | $150,000 |
| Wild Spirit Wolf Sanctuary | |||||||
| HC 61 Box 28 | Ramah | NM | 87321 | N/A | PC | General support | $25,000 |
| WildEarth Guardians | |||||||
| 301 N Guadalupe St Ste 201 | Santa Fe | NM | 87501 | N/A | PC | Hire and general support | $325,000 |
| WildEarth Guardians | |||||||
| 301 N Guadalupe St Ste 201 | Santa Fe | NM | 87501 | N/A | PC | Endangered Species Act Defense Campaign | $100,000 |
| The Wilderness Society | |||||||
| 1615 M St NW | Washington | DC | 20036 | N/A | PC | New Mexico work | $250,000 |
| Wild Earth Society dba Wildlands Ne | |||||||
| 1402 3rd Ave Ste 1019 | Seattle | WA | 98101 | N/A | PC | Hires and New Mexico work | $125,000 |
| Wild Earth Society dba Wildlands Ne | |||||||
| 1402 3rd Ave Ste 1019 | Seattle | WA | 98101 | N/A | PC | Lobo Coalition | $25,000 |
| Wildlife Conservation Society | |||||||
| 2300 Southern Blvd | Bronx | NY | 10460 | N/A | PC | Rewilding the Rockies Initiative | $200,000 |
| Xerces Society | |||||||
| 628 NE Broadway Ste 200 | Portland | OR | 97232 | N/A | PC | Pollinators and Pesticides, New Mexico work, General support | $750,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $13,479,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| American Rivers | |||||||
| 1001 SE Water Ave Ste 450 | Portland | OR | 97213 | N/A | PC | General support | $250,000 |
| Animal Legal Defense Fund | |||||||
| 525 E Cotati Ave | Cotati | CA | 94931 | N/A | PC | Criminal Justice and Litigation Programs | $500,000 |
| Beyond Pesticides | |||||||
| 702 E St SE Ste 200 | Washington | DC | 20003 | N/A | PC | Hire and general support | $200,000 |
| Center for Biological Diversity | |||||||
| PO Box 710 | Tucson | AZ | 85702 | N/A | PC | Greater Southwest & New Mexico Campaigns | $750,000 |
| Earthjustice | |||||||
| 50 California St Ste 500 | San Francisco | CA | 94111 | N/A | PC | Southwest Program | $500,000 |
| Espanola Humane | |||||||
| 108 Hamm Parkway | Espanola | NM | 87532 | N/A | PC | Hire, Pet Amigos | $200,000 |
| Food and Water Watch | |||||||
| 1616 P Street NW Ste 300 | Washington | DC | 20036 | N/A | PC | New Mexico Organizer and Southwest General support | $350,000 |
| Humane Society - Central Delaware C | |||||||
| PO Box 88 State Hwy 10 | Delhi | NY | 13753 | N/A | PC | General support | $25,000 |
| Humane Society of the United States | |||||||
| 700 Professional Drive | Gaithersburg | MD | 20879 | N/A | PC | General support | $500,000 |
| National Wildlife Federation | |||||||
| 11100 Wildlife Center Dr | Reston | VA | 20190 | N/A | PC | Riparian Corridor Networks in the Southwest | $300,000 |
| New Mexico Acequia Association | |||||||
| 805 Early St Ste 203B | Santa Fe | NM | 87505 | N/A | PC | Hire and general support | $100,000 |
| New Mexico Environmental Law Center | |||||||
| 1405 Luisa St Ste 5 | Santa Fe | NM | 87505 | N/A | PC | Hires and NMH20 Project | $400,000 |
| New Mexico Wildlife Center | |||||||
| 19 Wheat Street | Espanola | NM | 87532 | N/A | PC | Hire, Hospital, General support | $85,000 |
| Panthera | |||||||
| 8 W 40th St 18th Fl | New York | NY | 10018 | N/A | PC | Range-wide Puma Assessment | $100,000 |
| Pesticide Action Network | |||||||
| 2029 University Ave Ste 200 | Berkeley | CA | 94704 | N/A | PC | Hire | $100,000 |
| Physicians Committee for Responsibl | |||||||
| 5100 Wisconsin Ave NW Ste 400 | Washington | DC | 20016 | N/A | PC | Ending Animal Testing | $500,000 |
| Wild Spirit Wolf Sanctuary | |||||||
| HC 61 Box 28 | Ramah | NM | 87321 | N/A | PC | General support | $25,000 |
| WildEarth Guardians | |||||||
| 301 N Guadalupe St Ste 201 | Santa Fe | NM | 87501 | N/A | PC | Hire and general support | $325,000 |
| Xerces Society | |||||||
| 628 NE Broadway Ste 200 | Portland | OR | 97232 | N/A | PC | Pollinators and Pesticides, New Mexico work, General support | $750,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $5,960,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $83,732 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,047,889 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $26,019 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $7,676,643 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| Foreign dividend income | 14 | $370,020 | ||
| Passthrough K-1 income | 14 | $3,490,358 | 525990 | -$93,351 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$67,332 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $13,668,642 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $13,601,310 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (49 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| Estate of Carroll Petrie CO Shulte | ||||||
| 1 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $441,267 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 2 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $231,269 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 3 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $231,661 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 4 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $214,638 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 5 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $475,748 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 6 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $128,312 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 7 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $271,695 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 8 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $216,399 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 9 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $155,533 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 10 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $193,976 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 11 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $172,360 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 12 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $106,196 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 13 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $416,678 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 14 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $99,146 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 15 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $189,802 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 16 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $177,150 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 17 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $303,678 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 18 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $154,766 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 19 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $139,599 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 20 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $430,792 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 21 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $252,758 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 22 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $110,093 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 23 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $228,621 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 24 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $252,667 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 25 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $133,175 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 26 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $227,251 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 27 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $109,340 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 28 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $193,223 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 29 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $189,143 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 30 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $152,405 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 31 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $147,816 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 32 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $139,423 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 33 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $26,040 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 34 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $107,192 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 35 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $153,551 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 36 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $182,949 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 37 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $113,668 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 38 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $215,250 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 39 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $100,794 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 40 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $257,929 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 41 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $107,099 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 42 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $89,928 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 43 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $452,954 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 44 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $134,453 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 45 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $390,079 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 46 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $294,449 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 47 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $198,345 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 48 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $376,756 | Yes (X) |
| Estate of Carroll Petrie CO Shulte | ||||||
| 49 | Roth Zabel 919 Third Avenue | New York | NY | 10022 | $166,651 | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (49 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 6795 shares of ISHARES MSCI EAFE Index Fund | $441,267 | 2019-05-21 |
| 2 | 5550 shares of Pfizer Inc | $231,269 | 2019-05-21 |
| 3 | 4305 shares of L'Oreal-Unsponsored Adr | $231,661 | 2019-05-21 |
| 4 | 4030 shares TJX Companies Inc | $214,638 | 2019-05-21 |
| 5 | 3749 shares of Microsoft Corp | $475,748 | 2019-05-21 |
| 6 | 2964 shares of Comcast Corp-Class A | $128,312 | 2019-05-21 |
| 7 | 2950 shares of VF Corp | $271,695 | 2019-05-21 |
| 8 | 2722 shares of Merck & Co. Inc. | $216,399 | 2019-05-21 |
| 9 | 2614 shares of Verizon Communications Inc. | $155,533 | 2019-05-21 |
| 10 | 2367 shares of Microchip Technology Inc | $193,976 | 2019-05-21 |
| 11 | 2267 shares of Abbott Laboratories | $172,360 | 2019-05-21 |
| 12 | 2239 shares of Bristol-Myers Squibb Co | $106,196 | 2019-05-21 |
| 13 | 2233 shares of Apple Inc | $416,678 | 2019-05-21 |
| 14 | 2230 shares of Intel Corp | $99,146 | 2019-05-21 |
| 15 | 2195 shares of Ametek Inc | $189,802 | 2019-05-21 |
| 16 | 2118 shares of Nike Inc - CL B | $177,150 | 2019-05-21 |
| 17 | 2077 shares of Chubb Ltd | $303,678 | 2019-05-21 |
| 18 | 1937 shares of Fortive Corp | $154,766 | 2019-05-21 |
| 19 | 1726 shares of Abbvie Inc | $139,599 | 2019-05-21 |
| 20 | 1687 shares of Mastercard Inc-Class A | $430,792 | 2019-05-21 |
| 21 | 1444 shares of Union Pacific Corp | $252,758 | 2019-05-21 |
| 22 | 1420 shares of Starbucks Corp | $110,093 | 2019-05-21 |
| 23 | 1348 shares of Honeywell International LLC | $228,621 | 2019-05-21 |
| 24 | 1275 shares of American Tower Corp | $252,667 | 2019-05-21 |
| 25 | 1252 shares of Proctor & Gamble Co | $133,175 | 2019-05-21 |
| 26 | 1187 shares of Home Depot Inc | $227,251 | 2019-05-21 |
| 27 | 1136 shares of Celgene Corp | $109,340 | 2019-05-21 |
| 28 | 1055 shares of Ecolab Inc | $193,223 | 2019-05-21 |
| 29 | 1010 shares of Linde PLC | $189,143 | 2019-05-21 |
| 30 | 935 shares of Automatic Data Processing | $152,405 | 2019-05-21 |
| 31 | 900 shares of Cummins Inc | $147,816 | 2019-05-21 |
| 32 | 895 shares of Salesforce.com Inc | $139,423 | 2019-05-21 |
| 33 | 814 shares of DowDuPont Inc | $26,040 | 2019-05-21 |
| 34 | 788 shares of United Technologies Corp | $107,192 | 2019-05-21 |
| 35 | 772 shares of Nextera Energy Inc | $153,551 | 2019-05-21 |
| 36 | 732 shares of Costco Wholesale Corp | $182,949 | 2019-05-21 |
| 37 | 633 shares of Accenture PLC - CL A | $113,668 | 2019-05-21 |
| 38 | 600 shares of Boeing Co | $215,250 | 2019-05-21 |
| 39 | 600 shares of FedEx Corp | $100,794 | 2019-05-21 |
| 40 | 584 shares of Blackrock Inc | $257,929 | 2019-05-21 |
| 41 | 573 shares of Lam Research Corp | $107,099 | 2019-05-21 |
| 42 | 450 shares of McDonald's Corp | $89,928 | 2019-05-21 |
| 43 | 394 shares of Alphabet Inc/CA - CL C | $452,954 | 2019-05-21 |
| 44 | 375 shares of Roper Technologies Inc | $134,453 | 2019-05-21 |
| 45 | 210 shares of Amazon.com Inc | $390,079 | 2019-05-21 |
| 46 | 2657 shares of JPMorgan Chase & Co | $294,449 | 2019-05-21 |
| 47 | 2625 shares of Exxon Mobil Corp | $198,345 | 2019-05-21 |
| 48 | 2033 shares of Facebook Inc - A | $376,756 | 2019-05-21 |
| 49 | 1201 shares of Johnson & Johnson | $166,651 | 2019-05-21 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting and tax compliance | CategoryTxt |
| Amt | $478,796 | Amt |
| Net Investment Income | $200,497 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $278,299 | DisbursementsCharitablePrpsAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|
| General Explanation Supplemental Information for Form 990-PF | Form 990-PF, Part VII-B, Line 5cExpenditure ResponsibilityGrantee Name: The Donkey SanctuaryAddress: Slade House FarmAddress: Sidmouth, Devon EX10 ONU United KingdomGrant Date: 12/16/2018Grant Amount: $ 10,000Grant Purpose: General supportAmt. Expended by Grantee: $ 10,000Any Diversion by Grantee: NoDates of Reports by Grantee: 7/22/19Date of Verification: N/AResults of Verification: The grantor has no reason to doubt the accuracy or reliability of the report from the grantee; therefore, no independent verification of the report was made.Grantee Name: The Rato Dratsang FoundationAddress: PO Box 1873Address: New York, NY 10156Grant Date: 12/24/2018Grant Amount: $ 20,000Grant Purpose: General supportAmt. Expended by Grantee: $ 20,000Any Diversion by Grantee: NoDates of Reports by Grantee: 8/30/19Date of Verification: N/AResults of Verification: The grantor has no reason to doubt the accuracy or reliability of the report from the grantee; therefore, no independent verification of the report was made. |
| General Explanation Supplemental Information for Form 990-PF | Attachment to Part I, Line 6 - Net Capital Gain/LossGain/Loss reported in Part IV 7,676,643Passthrough K-1 short-term capital gain/(loss) UBTI -16,570Passthrough K-1 long-term capital gain/(loss) UBTI 42,709Passthrough K-1 1231 gain/(loss) UBTI -120 ___________Total Gain/Loss per Part I, Line 6 $7,702,662 |
| General Explanation Supplemental Information for Form 990-PF | Form 990-PF Part II, Line 22 - Charitable Gift Annuity ReserveUnder the terms of the settlement agreement dated November 14, 2017 and formally entered into the record of the New York County Surrogate's Court between the Estate of Carroll Petrie, the Carroll Petrie Foundation ("Foundation") and three individuals (Annuitants) who had been named as beneficiaries of certain unfunded charitable remainder annuity trusts under the will of Mrs. Carroll Petrie, the Carroll Petrie Foundation was obligated to use a distribution in the amount of $3,500,000 from the Estate of Carroll Petrie to establish three charitable gift annuities for the benefit of these individuals in the amount of $1,000,000 each, and to make a lump sum payment to each beneficiary representing the annuities each such individual would have been entitled to receive from the date of Mrs. Petrie's death through the establishment of the charitable gift annuities. The Charities Bureau of the Office of the Attorney General of the State of New York participated in the settlement negotiations and approved the terms of the settlement agreement. In connection therewith, the Foundation requested and received approval from the New York State Department of Financial Services for a special permit to issue said charitable gift annuities, which approval is limited to the issuance of these particular charitable gift annuities. As required by the New York State Department of Financial Services, the Foundation maintains a mandated reserve of $1,793,020 as of December 31, 2019, for the surviving annuitants of which there are two remaining. The Foundation filed its 2019 annual statement of the segregated gift annuity fund with the New York State Department of Financial Services, in accordance with its requirements. The annual annuity payments (total $147,985 per year) are payable to the Annuitants for life. The Annuitants are not related to the Foundation or to any of the managers or directors of the Foundation. |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (6 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Edgewood Growth Fund | $16,452,316 | $27,761,868 |
| GMO Emerging Domestic Opp Fund II | $7,873,875 | $8,228,308 |
| SPDR S&P 500 ETF Trust | $20,342,123 | $26,119,261 |
| JPM Limited Duration Bond Fund R6 | $35,119,160 | $35,386,957 |
| Vanguard Life Str. Growth - CGA Account | $3,393,700 | $3,623,270 |
| Spyglass Growth Fund | $5,000,000 | $5,361,492 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (41 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Amberbrook VIII LP | AT COST | $95,756 | $291,329 |
| Anchorage Capital Partners Offshore Ltd | AT COST | $6,000,000 | $6,157,287 |
| Arisaig Global Mkts Consumer Fund Ltd | AT COST | $2,500,000 | $3,178,690 |
| Axiom Asia Private Capital | AT COST | $813,254 | $933,353 |
| Bluegrass Equity Fund LP | AT COST | $1,862,573 | $2,269,901 |
| Canyon Distressed Opp Fund II Cayman | AT COST | $2,141,604 | $2,590,790 |
| Canyon Distressed Opp Fund III Cayman | AT COST | $1,258,539 | $1,270,938 |
| Cedar Rock Capital Partners LLC | AT COST | $10,739,453 | $11,805,261 |
| CD&R Fund X LP | AT COST | $873,703 | $1,021,785 |
| CD&R Fund X LP (Credit Investor) | AT COST | $4,816 | |
| CD&R Fund X Energy B LP | AT COST | $77,776 | |
| CD&R Fund X Waterworks B1 LP | AT COST | $238,727 | $329,547 |
| CTF Research Equity (Wellington) | AT COST | $15,469,297 | $17,423,829 |
| David Kempner Institutional Partners LP | AT COST | $6,668,664 | $6,717,297 |
| David Kempner LT Dist Opp Intl Fund AIV | AT COST | $724,864 | $786,970 |
| David Kempner LT Dist Opp Intl Fund | AT COST | $1,410,000 | $1,548,564 |
| Farallon Cap Institutional Partners LP | AT COST | $5,840,070 | $6,210,091 |
| Farallon Equity Partners LP | AT COST | $15,339,445 | $18,691,523 |
| Farallon Special Situations Master Fund | AT COST | $1,550,615 | $1,545,833 |
| Golub Capital Partners 11 | AT COST | $2,630,378 | $2,680,691 |
| GQG Partners Emerging Markets Fund LP | AT COST | $5,037,124 | $6,140,199 |
| GQG Partners International Equity Fund | AT COST | $11,539,938 | $16,020,037 |
| Graham Partners V LP | AT COST | $70,906 | $198,230 |
| Green Court Greater China L/S Equity Fd | AT COST | $5,000,000 | $5,179,900 |
| Harbor Spring Capital Partners Off Ltd | AT COST | $5,000,000 | $6,332,891 |
| Highclere International Smid Fund | AT COST | $8,832,844 | $9,845,957 |
| Impala Fund Ltd Class D Series 03 | AT COST | $7,000,000 | $7,004,790 |
| Investment in 335 Australian Avenue LLC | AT COST | $1,200,000 | $1,486,000 |
| Kabouter Intl Opp Offshore Fund II | AT COST | $2,500,000 | $3,090,853 |
| Lexington Middle Market IV LP | AT COST | $417,421 | $553,934 |
| MW Eureka Fund | AT COST | $8,000,000 | $9,634,674 |
| Newport Asia Institutional Fund | AT COST | $7,307,620 | $9,700,106 |
| Nut Tree Offshore Fund | AT COST | $5,000,000 | $5,045,501 |
| Owl Rock First Lien Fund LP | AT COST | $2,064,702 | $2,040,992 |
| Redwood Drawdown Domestic Fd N LP | AT COST | $1,012,500 | $1,078,904 |
| Renaissance Instl Diversified Alpha Fund | AT COST | $5,621,921 | $6,541,684 |
| Sageview Capital Partners II Offshore LP | AT COST | $2,107,518 | $2,834,250 |
| Select Equity Offshore Ltd | AT COST | $9,885,425 | $15,172,955 |
| The Overlook Partners Fund LP | AT COST | $4,043,941 | $4,415,109 |
| The Sanderson International Value Fund | AT COST | $10,176,982 | $11,763,776 |
| The Varde Fund XIII LP | AT COST | $463,924 | $501,440 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General governance and counsel | CategoryTxt |
| Legal Fees | $391,550 | LegalFeesAmt |
| Net Investment Income | $191,972 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $199,578 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Adjust contributed securities from FMV to Cost basis | Desc |
| Amt | $3,986,864 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Filing fees | $2,490 | $2,490 | |
| Insurance | $20,181 | $20,181 | |
| IT expenses | $3,984 | $3,984 | |
| Office expenses | $657 | $657 | |
| Passthrough K-1 expenses | $1,683,313 | $1,534,561 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Foreign dividend income | $370,020 | $370,020 |
| Passthrough K-1 income | $3,397,007 | $3,484,048 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Change in CGA reserve liability | Desc |
| Amt | $781,382 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| Charitable gift annuity reserve | $2,720,282 | $1,793,020 |
| Capital contribution payable | $12,029 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Grants management fees | $322,500 | $0 | $0 | $322,500 |
| Investment management fees | $346,538 | $346,538 | $0 | $0 |
| Payroll processing fees | $2,771 | $277 | $0 | $2,494 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Federal excise tax | $275,000 | |
| Foreign tax | $1,636 | $1,636 |