GENERATION FUND INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- GENERATION FUND INC (EIN 27-2993973)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-09-28
- IRS object ID
- 202012729349100506
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-09-28T09:27:24-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 272993973 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GENERATION FUND INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O DINSE KNAPP & MCANDREW PC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GENE | BusinessNameControlTxt |
| Phone | 8028645751 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 209 BATTERY STREET PO BOX 988 | AddressLine1Txt |
| City | BURLINGTON | CityNm |
| State Abbreviation | VT | StateAbbreviationCd |
| ZIP | 05402 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WALLACE W TAPIA CPA | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8028645751 | PhoneNum |
| Signature | 2020-09-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS BLANEY | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2020-09-25 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 67.250.101.203 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-09-25 | IPDt |
| IP Tm | 10:51:25 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | D740A805C9DC1AB3D640CDA68BADBF9B21851E53 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $42,067,586 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $17,506 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $17,506 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $454,407 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $454,418 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,406,518 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,847,421 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,406,281 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $51,903 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $51,904 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,930,334 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,930,109 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $37,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $10,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $27,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,970 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $4,970 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $18,695 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $16,195 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $226,286 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $226,286 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $217 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $217 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $32,113 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,772 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $13,823 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $13,823 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $73,320 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $66,933 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,663 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $406,924 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $311,208 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $69,151 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,506,969 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,506,969 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,913,893 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $311,208 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,576,120 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$983,559 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,618,901 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $779,521 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $658,031 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $658,031 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,577,344 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,322,331 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $11,322,331 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $26,059,762 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $30,082,380 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $30,082,380 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $10,237 | OtherAssetsBOYAmt |
| Other Assets EOY | $4,844 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,844 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $35,426,864 | TotalAssetsBOYAmt |
| Total Assets EOY | $42,067,586 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $42,067,586 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $35,426,864 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $42,067,586 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $35,426,864 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $42,067,586 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $35,426,864 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $42,067,586 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $35,426,864 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$983,559 | ExcessRevenueOverExpensesAmt |
| Other Increases | $7,624,281 | OtherIncreasesAmt |
| Subtotal | $42,067,586 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $42,067,586 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SALE OF PUBLICLY TRADED SECURITIES | P | $7,604,015 | $6,330,490 | $1,273,525 | $1,273,525 |
| 1217 SH. NANOSTRING TECHNOLGIES, INC. | D | $31,309 | $11,038 | $20,271 | $20,271 |
| MPM CAPITAL (FINAL DISTRIBUTION) | D | $228 | $228 | ||
| 159.81 SH. GENERATION IM GLOBAL EQUITY A SHARES | D | $103,711 | $42,787 | $60,924 | $60,924 |
| JMF LIQUIDATING COMPANY LLC | D | -$83,921 | -$83,921 | ||
| LEGACY VENTURES | P | -$156 | -$156 | ||
| HIGHCLERE INT'L INVESTORS | D | $27,023 | $27,023 | ||
| CVR PARTNERS LP | P | $1 | $1 | ||
| CAPITAL GAINS DIVIDENDS | P | $108,386 | $108,386 | $108,386 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,406,281 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,985,118 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $39,817,163 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049856 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,589,000 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $38,297,696 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.041491 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,744,182 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $33,620,624 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.051878 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,758,088 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $35,041,531 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.050172 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,056,568 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $36,796,880 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.055890 | DistributionYr5Rt |
| Total Distribution | 0.249287 | TotalDistributionRt |
| Average Distribution | 0.049857 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $38,993,020 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,944,075 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $16,189 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,960,264 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,576,120 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $16,189 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $16,189 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $16,189 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $34,457 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $5,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $39,457 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $23,268 | OverpaymentAmt |
| Applied To ES Tax | $23,268 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | VT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | E RUSSELL PEACH IV CO DKM PC | IndividualWithBooksNm |
| Phone | 6172342515 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 209 BATTERY ST PO BOX 988 | AddressLine1Txt |
| City | BURLINGTON | CityNm |
| State Abbreviation | VT | StateAbbreviationCd |
| ZIP | 05402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| AUSTIN HART CO DKM PC | ||||||||
| 209 BATTERY ST PO BOX 988 | BURLINGTON | VT | 05402 | PRESIDENT | 2.00 | $12,500 | $0 | $0 |
| WALLACE TAPIA CO DKM PC | ||||||||
| 209 BATTERY ST PO BOX 988 | BURLINGTON | VT | 05402 | TREASURER | 2.50 | $12,500 | $0 | $0 |
| PETER BROWN CO DKM PC | ||||||||
| 209 BATTERY ST PO BOX 988 | BURLINGTON | VT | 05402 | SECRETARY | 1.00 | $12,500 | $0 | $0 |
| E RUSSELL PEACH IV CO DKM PC | ||||||||
| 209 BATTERY ST PO BOX 988 | BURLINGTON | VT | 05402 | ASSISTANT TREASURER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GENERATION IM FUND PLC | BusinessNameLine1Txt |
Foreign Address ForeignAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | GEORGES COURT 54-62 TOWNSEND STREET | AddressLine1Txt |
| City | DUBLIN | CityNm |
| Country | EI | CountryCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $103,711 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,935,734 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $936,510 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $11,714,578 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $39,586,822 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $39,586,822 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $593,802 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $38,993,020 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,949,651 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,949,651 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $16,189 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $16,189 | TotalTaxAmt |
| Distributable Before Adj | $1,933,462 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,933,462 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,933,462 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,576,120 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,576,120 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $16,189 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,559,931 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,933,462 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $25,985 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $25,985 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,576,120 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,933,462 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $642,658 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $668,643 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $668,643 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $25,985 | ExcessFromYear1Amt |
| Excess From Current Year | $642,658 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| FIDELITY CHARITABLE GIFT FUND | |||||||
| BOX 77001 | CINCINNATI | OH | 45277 | N/A | PC | CHARITABLE (UNRESTRICTED) | $1,300,000 |
| THE NEW YORK COMMUNITY TRUST | |||||||
| 909 THIRD AVENUE | NEW YORK | NY | 10022 | N/A | PC | CHARITABLE (UNRESTRICTED) | $256,969 |
| VANGUARD CHARITABLE | |||||||
| PO BOX 55766 | BOSTON | MA | 02205 | N/A | PC | CHARITABLE (UNRESTRICTED) | $950,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,506,969 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $17,506 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $454,407 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $51,903 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $237 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,406,281 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ORDINARY INCOME THROUGH K-1S | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$1,832 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,832 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$1,595 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,931,929 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,930,334 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PKF O'CONNOR DAVIES, LLP | $17,695 | $0 | $16,195 |
| OTHER ACCOUNTING FEES | $1,000 | $1,000 | $0 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (189 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 7270 SHARES OF ACCO BRANDS CORP | $68,044 | $68,044 |
| 520 SHARES OF AMERICAN FINANCIAL GROUP INC/OH | $57,018 | $57,018 |
| 870 SHARES OF AMERISAFE INC | $57,446 | $57,446 |
| 1270 SHARES OF AXT INC | $5,525 | $5,525 |
| 1350 SHARES OF BMC STOCK HOLDINGS INC | $38,732 | $38,732 |
| 3110 SHARES OF BRAEMAR HOTELS & RESORTS INC | $27,772 | $27,772 |
| 840 SHARES OF CASELLA WASTE SYSTEMS INC CL A | $38,665 | $38,665 |
| 1880 SHARES OF CATCHMARK TIMBER TRUST INC CL A | $21,564 | $21,564 |
| 1060 SHARES OF CENTERSTATE BANK CORP | $26,479 | $26,479 |
| 60 SHARES OF COHERENT INC | $9,981 | $9,981 |
| 770 SHARES OF COHU INC | $17,595 | $17,595 |
| 770 SHARES OF COLUMBIA BANKING SYSTEM INC | $31,327 | $31,327 |
| 2040 SHARES OF COLUMBIA PROPERTY TRUST INC | $42,656 | $42,656 |
| 2500 SHARES OF COLUMBUS MCKINNON CORP/NY | $100,075 | $100,075 |
| 696 SHARES OF COMMUNITY BANK SYSTEM INC | $49,374 | $49,374 |
| 1080 SHARES OF COMMUNITY HEALTHCARE TRUST INC | $46,289 | $46,289 |
| 1180 SHARES OF CUBESMART | $37,146 | $37,146 |
| 3340 SHARES OF DANA INC | $60,788 | $60,788 |
| 1700 SHARES OF DELEK US HOLDINGS INC | $44,761 | $44,761 |
| 4360 SHARES OF DIAMONDROCK HOSPITALITY CO | $48,309 | $48,309 |
| 1010 SHARES OF DUCOMMUN INC | $51,035 | $51,035 |
| 280 SHARES OF EASTGROUP PROPERTIES INC | $37,148 | $37,148 |
| 880 SHARES OF EMERGENT BIOSOLUTIONS INC | $47,476 | $47,476 |
| 520 SHARES OF ENERSYS | $38,912 | $38,912 |
| 1940 SHARES OF FIRST BUSEY CORP | $53,350 | $53,350 |
| 1330 SHARES OF FUTUREFUEL CORP | $16,479 | $16,479 |
| 1610 SHARES OF G-III APPAREL GROUP LTD | $53,935 | $53,935 |
| 660 SHARES OF GLOBUS MEDICAL INC | $38,861 | $38,861 |
| 470 SHARES OF GRAND CANYON EDUCATION INC | $45,021 | $45,021 |
| 2460 SHARES OF GRAY TELEVISION INC CL B | $52,742 | $52,742 |
| 1782 SHARES OF GREENBRIER COS INC/THE | $57,790 | $57,790 |
| 1910 SHARES OF HERITAGE FINANCIAL CORP | $54,053 | $54,053 |
| 640 SHARES OF HERMAN MILLER INC | $26,656 | $26,656 |
| 1500 SHARES OF HILLTOP HOLDINGS INC | $37,395 | $37,395 |
| 1790 SHARES OF HOSTESS BRANDS INC | $26,027 | $26,027 |
| 810 SHARES OF INDEPENDENT BANK GROUP INC | $44,906 | $44,906 |
| 2560 SHARES OF INVACARE CORP | $23,091 | $23,091 |
| 530 SHARES OF JOHN B SANFILIPPO & SON INC | $48,378 | $48,378 |
| 390 SHARES OF KAISER ALUMINUM CORP | $43,247 | $43,247 |
| 710 SHARES OF KENNAMETAL INC | $26,192 | $26,192 |
| 290 SHARES OF KIRBY CORP | $25,964 | $25,964 |
| 1200 SHARES OF KOPPERS HOLDINGS INC | $45,864 | $45,864 |
| 1300 SHARES OF LANTHEUS HOLDINGS INC | $26,663 | $26,663 |
| 3880 SHARES OF MAGNOLIA OIL & GAS CORP | $48,810 | $48,810 |
| 1770 SHARES OF MARTEN TRANSPORT LTD | $38,037 | $38,037 |
| 760 SHARES OF MEDNAX INC | $21,120 | $21,120 |
| 1610 SHARES OF MERCANTILE BANK CORP | $58,717 | $58,717 |
| 350 SHARES OF MODEL N INC | $12,275 | $12,275 |
| 530 SHARES OF NATIONAL STORAGE AFFILIATES TRUST | $17,819 | $17,819 |
| 530 SHARES OF NEXSTAR MEDIA GROUP INC CL A | $62,143 | $62,143 |
| 2020 SHARES OF NN INC | $18,685 | $18,685 |
| 600 SHARES OF NORTHRIM BANCORP INC | $22,980 | $22,980 |
| 440 SHARES OF NOVANTA INC | $38,914 | $38,914 |
| 2650 SHARES OF OMNOVA SOLUTIONS INC | $26,792 | $26,792 |
| 1197 SHARES OF PACIFIC PREMIER BANCORP INC | $39,028 | $39,028 |
| 940 SHARES OF PAR PACIFIC HOLDINGS INC | $21,846 | $21,846 |
| 880 SHARES OF PATRICK INDUSTRIES INC | $46,138 | $46,138 |
| 1374 SHARES OF PC CONNECTION INC | $68,233 | $68,233 |
| 1430 SHARES OF PHYSICIANS REALTY TRUST | $27,084 | $27,084 |
| 1550 SHARES OF PORTLAND GENERAL ELECTRIC CO | $86,475 | $86,475 |
| 370 SHARES OF REINSURANCE GROUP OF AMERICA INC | $60,332 | $60,332 |
| 440 SHARES OF RELIANCE STEEL & ALUMINUM CO | $52,694 | $52,694 |
| 1630 SHARES OF SAPIENS INTERNATIONAL CORP NV | $37,490 | $37,490 |
| 770 SHARES OF SOUTHWEST GAS HOLDINGS INC | $58,497 | $58,497 |
| 1010 SHARES OF SPIRE INC | $84,143 | $84,143 |
| 1460 SHARES OF STAG INDUSTRIAL INC | $46,092 | $46,092 |
| 900 SHARES OF STERLING BANCORP/DE | $18,972 | $18,972 |
| 1020 SHARES OF STEVEN MADDEN LTD | $43,870 | $43,870 |
| 430 SHARES OF STOCK YARDS BANCORP INC | $17,656 | $17,656 |
| 2290 SHARES OF TAYLOR MORRISON HOME CORP | $50,059 | $50,059 |
| 1510 SHARES OF TCF FINANCIAL CORP | $70,668 | $70,668 |
| 360 SHARES OF TERRENO REALTY CORP | $19,490 | $19,490 |
| 2670 SHARES OF TILLYS INC CL A | $32,708 | $32,708 |
| 820 SHARES OF TRICO BANCSHARES | $33,464 | $33,464 |
| 740 SHARES OF TRIUMPH BANCORP INC | $28,135 | $28,135 |
| 2780 SHARES OF UMH PROPERTIES INC | $43,729 | $43,729 |
| 2130 SHARES OF UNITED COMMUNITY BANKS INC/GA | $65,774 | $65,774 |
| 830 SHARES OF UNIVERSAL ELECTRONICS INC | $43,376 | $43,376 |
| 2890 SHARES OF VIAVI SOLUTIONS INC | $43,350 | $43,350 |
| 640 SHARES OF VISHAY PRECISION GROUP INC | $21,760 | $21,760 |
| 590 SHARES OF WSFS FINANCIAL CORP | $25,954 | $25,954 |
| 3100 SHARES OF ZAGG INC | $25,141 | $25,141 |
| 750 SHARES OF ADVANCED ENERGY INDUSTRIES INC | $53,400 | $53,400 |
| 800 SHARES OF AERIE PHARMACEUTICALS INC | $19,336 | $19,336 |
| 825 SHARES OF AEROVIRONMENT INC | $50,936 | $50,936 |
| 1250 SHARES OF AMBARELLA INC | $75,700 | $75,700 |
| 1160 SHARES OF ATARA BIOTHERAPEUTICS INC | $19,105 | $19,105 |
| 2660 SHARES OF BOYD GAMING CORP | $79,640 | $79,640 |
| 2600 SHARES OF CAE INC | $68,796 | $68,796 |
| 1090 SHARES OF CARA THERAPEUTICS | $17,560 | $17,560 |
| 577 SHARES OF CARS.COM INC | $7,051 | $7,051 |
| 1450 SHARES OF CLOVIS ONCOLOGY INC | $15,116 | $15,116 |
| 2190 SHARES OF COGNEX CORP | $122,728 | $122,728 |
| 1100 SHARES OF CUBIC CORP | $69,927 | $69,927 |
| 346 SHARES OF CUMMINS INC | $61,920 | $61,920 |
| 1150 SHARES OF CYRUSONE INC | $75,245 | $75,245 |
| 1100 SHARES OF CYTOKINETICS INC | $11,671 | $11,671 |
| 2368 SHARES OF DISCOVERY INC CL C | $72,200 | $72,200 |
| 720 SHARES OF ESPERION THERAPEUTICS INC | $42,934 | $42,934 |
| 2400 SHARES OF EVOQUA WATER TECHNOLOGIES CORP | $45,480 | $45,480 |
| 1400 SHARES OF EW SCRIPPS CO/THE CL A | $21,994 | $21,994 |
| 950 SHARES OF FARO TECHNOLOGIES INC | $47,833 | $47,833 |
| 600 SHARES OF FIBROGEN INC | $25,734 | $25,734 |
| 3400 SHARES OF FIREEYE INC | $56,202 | $56,202 |
| 2100 SHARES OF FORMFACTOR INC | $54,537 | $54,537 |
| 5200 SHARES OF GROUPON INC | $12,428 | $12,428 |
| 536 SHARES OF HELMERICH & PAYNE INC | $24,350 | $24,350 |
| 916 SHARES OF HEXCEL CORP NEW | $67,152 | $67,152 |
| 6700 SHARES OF HIGHPOINT RESOURCES CORP | $11,323 | $11,323 |
| 463 SHARES OF IAC/INTERACTIVECORP COMMON STOCK | $115,338 | $115,338 |
| 2041 SHARES OF II-VI INC | $68,720 | $68,720 |
| 2900 SHARES OF IMMUNOGEN INC | $14,805 | $14,805 |
| 400 SHARES OF INTERCEPT PHARMACEUTICALS INC | $49,568 | $49,568 |
| 1600 SHARES OF INTERXION HOLDING NV | $134,096 | $134,096 |
| 1233 SHARES OF IONIS PHARMACEUTICALS INC | $74,486 | $74,486 |
| 3350 SHARES OF IRIDIUM COMMUNICATIONS INC | $82,544 | $82,544 |
| 483 SHARES OF KANSAS CITY SOUTHERN | $73,976 | $73,976 |
| 626 SHARES OF LAM RESEARCH CORP | $183,042 | $183,042 |
| 1100 SHARES OF LAS VEGAS SANDS CORP | $75,944 | $75,944 |
| 1250 SHARES OF LAZARD LTD | $49,950 | $49,950 |
| 1000 SHARES OF LEXICON PHARMACEUTICALS INC | $4,150 | $4,150 |
| 300 SHARES OF LIBERTY MEDIA CORP-LIBERTY SIRIUSXM | $14,442 | $14,442 |
| 743 SHARES OF LIBERTY SIRIUSXM GROUP | $35,917 | $35,917 |
| 793 SHARES OF LIONS GATE ENTERTAINMENT CORP CL B | $7,874 | $7,874 |
| 1740 SHARES OF LUMENTUM HOLDINGS INC | $137,982 | $137,982 |
| 1900 SHARES OF MACROGENICS INC | $20,672 | $20,672 |
| 160 SHARES OF MADISON SQUARE GARDEN SPORTS CORP CL A | $47,070 | $47,070 |
| 440 SHARES OF MEDICINES CO | $37,374 | $37,374 |
| 816 SHARES OF MYRIAD GENETICS INC | $22,220 | $22,220 |
| 2100 SHARES OF NLIGHT INC | $42,588 | $42,588 |
| 5700 SHARES OF PLUG POWER INC | $18,012 | $18,012 |
| 1080 SHARES OF PORTOLA PHARMACEUTICALS INC | $25,790 | $25,790 |
| 920 SHARES OF PROTHENA CORP PLC | $14,564 | $14,564 |
| 350 SHARES OF PTC THERAPEUTICS INC | $16,811 | $16,811 |
| 3400 SHARES OF QEP RESOURCES INC | $15,300 | $15,300 |
| 1398 SHARES OF QORVO INC | $162,490 | $162,490 |
| 638 SHARES OF RAYMOND JAMES FINANCIAL INC | $57,075 | $57,075 |
| 210 SHARES OF REGENERON PHARMACEUTICALS INC | $78,851 | $78,851 |
| 783 SHARES OF ROBERT HALF INTERNATIONAL INC | $49,446 | $49,446 |
| 1200 SHARES OF ROYAL CARIBBEAN GROUP | $160,212 | $160,212 |
| 220 SHARES OF SAREPTA THERAPEUTICS INC | $28,389 | $28,389 |
| 800 SHARES OF SEATTLE GENETICS INC COM | $91,408 | $91,408 |
| 1800 SHARES OF SEAWORLD ENTERTAINMENT INC | $57,078 | $57,078 |
| 3433 SHARES OF TEGNA INC | $57,297 | $57,297 |
| 700 SHARES OF TENABLE HOLDINGS | $16,772 | $16,772 |
| 2282 SHARES OF TRIMBLE INC | $95,137 | $95,137 |
| 1390 SHARES OF TUTOR PERINI CORP | $17,875 | $17,875 |
| 750 SHARES OF ULTRA CLEAN HOLDINGS INC | $17,603 | $17,603 |
| 400 SHARES OF ULTRAGENYX PHARMACEUTICAL INC | $17,084 | $17,084 |
| 716 SHARES OF UNIFI INC | $18,086 | $18,086 |
| 2900 SHARES OF VIAVI SOLUTIONS INC | $43,500 | $43,500 |
| 2066 SHARES OF VISHAY INTERTECHNOLOGY INC | $43,985 | $43,985 |
| 1250 SHARES OF WERNER ENTERPRISES | $45,488 | $45,488 |
| 850 SHARES OF WORLD WRESTLING ENTERTAINMENT INC | $55,140 | $55,140 |
| 1780 SHARES OF ALDER BIOPHARMACEUTICALS | $1,566 | $1,566 |
| 1150 SHARES OF ADIENT PLC | $24,438 | $24,438 |
| 1712 SHARES OF AECOM | $73,839 | $73,839 |
| 2087 SHARES OF AERCAP HOLDINGS NV | $128,288 | $128,288 |
| 631 SHARES OF AFFILIATED MANAGERS GROUP INC | $53,471 | $53,471 |
| 1605 SHARES OF AIR LEASE CORPORATION | $76,270 | $76,270 |
| 725 SHARES OF ALLIANCE DATA SYSTEMS CORP | $81,345 | $81,345 |
| 1317 SHARES OF AMERIPRISE FINANCIAL INC | $219,386 | $219,386 |
| 1079 SHARES OF ARROW ELECTRONICS INC | $91,434 | $91,434 |
| 724 SHARES OF ASSURANT INC | $94,902 | $94,902 |
| 1071 SHARES OF AVIS BUDGET GROUP INC | $34,529 | $34,529 |
| 555 SHARES OF BROADCOM INC | $175,391 | $175,391 |
| 1585 SHARES OF CELANESE CORP SER A | $195,145 | $195,145 |
| 3544 SHARES OF CENTENE CORP | $222,811 | $222,811 |
| 2088 SHARES OF COMMSCOPE HOLDING CO INC | $29,629 | $29,629 |
| 1616 SHARES OF CROWN HOLDINGS INC | $117,225 | $117,225 |
| 1789 SHARES OF EOG RESOURCES INC | $149,847 | $149,847 |
| 6341 SHARES OF FLEX LTD | $80,023 | $80,023 |
| 2931 SHARES OF GOODYEAR TIRE & RUBBER CO/THE | $45,592 | $45,592 |
| 4781 SHARES OF HANESBRANDS INC | $70,998 | $70,998 |
| 2156 SHARES OF HCA HEALTHCARE INC | $318,678 | $318,678 |
| 1314 SHARES OF HERTZ GLOBAL HOLDINGS INC | $20,696 | $20,696 |
| 2512 SHARES OF LINCOLN NATIONAL CORP | $148,233 | $148,233 |
| 1829 SHARES OF MICROCHIP TECHNOLOGY INC | $191,533 | $191,533 |
| 1804 SHARES OF O - I GLASS INC | $21,522 | $21,522 |
| 1930 SHARES OF QUANTA SERVICES INC | $78,570 | $78,570 |
| 5161 SHARES OF QURATE RETAIL INC | $43,507 | $43,507 |
| 5571 SHARES OF SUNCOR ENERGY INC | $182,729 | $182,729 |
| 705 SHARES OF SYNNEX CORP | $90,804 | $90,804 |
| 670 SHARES OF TENNECO INC CL A | $8,777 | $8,777 |
| 1053 SHARES OF UNITED RENTALS INC | $175,609 | $175,609 |
| 2637 SHARES OF WESTERN DIGITAL CORP | $167,370 | $167,370 |
| 784 SHARES OF WHIRLPOOL CORP | $115,664 | $115,664 |
| 1560 SHARES OF XPO LOGISTICS INC | $124,332 | $124,332 |
| 6735 SHARES OF MERCK & CO INC | $612,548 | $612,548 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 61397.315 SHARES OF EATON VANCE FLOATING-RATE FUND | FMV | $543,366 | $543,366 |
| 88328.628 SHARES OF ARTISAN INTERNATIONAL VALUE FUND - INV | FMV | $3,264,626 | $3,264,626 |
| 118500.453 SHARES OF BROWN ADVISORY SUSTAINABLE GROWTH FUND | FMV | $3,340,528 | $3,340,528 |
| 68493.941 SHARES OF DELAWARE EMERGING MARKETS FUND | FMV | $1,411,660 | $1,411,660 |
| 44144.99 SHARES OF JOHCM INTERNATIONL SMALL CAP EQUITY FUND | FMV | $523,118 | $523,118 |
| 122344.395 SHARES OF RBC EMERGING MARKETS EQUITY FUND CL I | FMV | $1,531,752 | $1,531,752 |
| 12350 SHARES OF VANGUARD S&P 500 ETF | FMV | $3,653,130 | $3,653,130 |
| 154927.138 SHARES OF WCM FOCUSED INTERNATIONAL GROWTH FUND | FMV | $2,929,672 | $2,929,672 |
| 333.33 SHARES OF SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND LIMITED | FMV | $807,672 | $807,672 |
| 13327.61 SHARES OF GENERATION IM GLOBAL EQUITY FUND | FMV | $7,403,556 | $7,403,556 |
| 84123.40 SHARES OF HIGHCLERE INTERNATIONAL INVESTORS | FMV | $2,785,431 | $2,785,431 |
| JMF LIQUIDATING LLC | FMV | $222,057 | $222,057 |
| 12587 SHARES OF RADCLIFFE INT'L | FMV | $1,337,977 | $1,337,977 |
| LEGACY VENTURE IX LLC | FMV | $327,835 | $327,835 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | DINSE, KNAPP & MCANDREW, P.C. | CategoryTxt |
| Legal Fees | $4,970 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,970 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RECEIVABLE FROM BROKER | Desc |
| BOY Book Value | $10,237 | BOYBookValueAmt |
| EOY Book Value | $4,844 | EOYBookValueAmt |
| EOYFMV | $4,844 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER EXPENSES THROUGH K-1S | $66,528 | $66,804 | $0 |
| FILING FEES | $129 | $129 | $0 |
| INSURANCE | $1,525 | $0 | $1,525 |
| OFFICE EXPENSES | $4,388 | $0 | $4,388 |
| MEMBERSHIP DUES | $750 | $0 | $750 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME THROUGH K-1S | $35,903 | $35,904 | $35,903 |
| OTHER INVESTMENT INCOME | $16,000 | $16,000 | $16,000 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | $7,564,927 |
| NON-TAXABLE GAIN ON APPRECIATED STOCK DONATED TO NEW YORK COMMUNITY TRUST | $59,354 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PATHSTONE | $50,000 | $50,000 | $0 |
| OTHER INVESTMENT MANAGEMENT FEES | $44,932 | $44,932 | $0 |
| FIDUCIARY TRUST CUSTODIAL FEES | $27,643 | $27,643 | $0 |
| GENERATION INVESTMENT MANAGEMENT FEE | $103,711 | $103,711 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES WITHHELD | $6,772 | $6,772 | $0 |
| FEDERAL EXCISE TAX PAID | $25,000 | $0 | $0 |
| VERMONT UBI TAX | $341 | $0 | $0 |