THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT (EIN 04-6856456)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-16
- IRS object ID
- 202013219349106526
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-16T16:59:16-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042206126 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAPHAEL AND RAPHAEL LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 52 CHURCH STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02116 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 046856456 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTHAM FOUNDATION FOR THE PROTECTION | BusinessNameLine1Txt |
| Business Name Line2 | OF THE ENVIRONMENT | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GRAN | BusinessNameControlTxt |
| Phone | 6173467500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO JEREMY GRANTHAM 40 ROWES WHARF | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JEREMY GRANTHAM | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6173467500 | PhoneNum |
| Signature | 2020-11-16 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ADAM GORLOVSKY-SCHEPP | PreparerPersonNm |
| PTIN | P00716178 | PTIN |
| Phone | 6172101200 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 50.238.128.106 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-16 | IPDt |
| IP Tm | 16:59:09 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 8919E0DA442ED95E75F81FC008DBF006655AA61C | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $639,632,452 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $460,100 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $659,992 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $659,992 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,662,504 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,657,974 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $32,024,328 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $67,796,767 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $32,025,095 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,181,191 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,181,191 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $37,988,115 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $37,524,252 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $43,040 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $43,040 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $40,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $20,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $20,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $10,819,499 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $9,592,705 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $428,776 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $422,747 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,327,664 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $291,762 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $4,020 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $4,020 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $29,031 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $29,006 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $12,692,030 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $10,356,220 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $67,060 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $29,120,713 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $29,120,713 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $41,812,743 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $10,356,220 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $29,187,773 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$3,824,628 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $27,168,032 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $10,122,251 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $23,106,358 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $23,106,358 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $4,275,572 | AcctRcvblAmt |
| Acct Rcvbl EOY | $4,275,572 | AcctRcvblEOYAmt |
| Other Nts And Loans Rcvbl | $1,192,967 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $200,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $1,192,967 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $1,192,967 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $54,014,438 | CorporateStockBOYAmt |
| Corporate Stock EOY | $36,033,450 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $48,448,947 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $339,732,391 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $353,170,625 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $566,869,105 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $25,613,768 | OtherAssetsBOYAmt |
| Other Assets EOY | $5,416,538 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $15,075 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $429,682,848 | TotalAssetsBOYAmt |
| Total Assets EOY | $423,195,510 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $639,632,452 | TotalAssetsEOYFMVAmt |
| Accounts Payable EOY | $900,000 | AccountsPayableEOYAmt |
| Other Liabilities BOY | $4,166,205 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $603,495 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $4,166,205 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,503,495 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $425,516,643 | RetainedEarningBOYAmt |
| Retained Earning EOY | $421,692,015 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $425,516,643 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $421,692,015 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $429,682,848 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $423,195,510 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $425,516,643 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$3,824,628 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $421,692,015 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $421,692,015 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (164 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| ACCOMPLICE FUND I | P | $20,690 | $20,690 | $20,690 | |
| ACCOMPLICE FUND I | P | $30,230 | $30,230 | $30,230 | |
| ALEPH LP | P | $961,250 | $961,250 | $961,250 | |
| ALPINA | P | -$163,262 | -$163,262 | ||
| ANNAPOLIS ENERGY FUND VI | P | -$590,795 | -$590,795 | ||
| ARCH VENTURES FUND IX | P | -$10,137 | -$10,137 | ||
| ARTIMAN VENTURES 2014 LP | P | -$34,926 | -$34,926 | ||
| ARTIMAN VENTURES 2014 LP | P | -$280,130 | -$280,130 | ||
| ARTIMAN VENTURES SELECT 2014 LP | P | -$10,824 | -$10,824 | ||
| ARTIMAN VENTURES SELECT 2014 LP | P | $193 | $193 | $193 | |
| ARTIMAN SPECIAL | P | -$13,774 | -$13,774 | ||
| ARTIMAN SPECIAL | P | -$645,332 | -$645,332 | ||
| ATLAS VENTURE X | P | $130,809 | $130,809 | $130,809 | |
| ATLAS VENTURE X | P | $1,284,499 | $1,284,499 | $1,284,499 | |
| ATLAS VENTURE FUND IX LP | P | $7,155 | $7,155 | $7,155 | |
| ATLAS VENTURE FUND IX LP | P | $572,374 | $572,374 | $572,374 | |
| ATLAS VENTURE FUND IX LP | P | $122,350 | $122,350 | $122,350 | |
| BATTERY VENTURES X LP | P | $19,964 | $19,964 | $19,964 | |
| BATTERY VENTURES X LP | P | $935,133 | $935,133 | $935,133 | |
| BATTERY VENTURES X SIDE FUND LP | P | $722,570 | $722,570 | $722,570 | |
| BATTERY VENTURES XI-A LP | P | -$967 | -$967 | ||
| BATTERY VENTURES XI-A LP | P | $185,386 | $185,386 | $185,386 | |
| BATTERY VENTURES XI-A SIDE FUND LP | P | $269,295 | $269,295 | $269,295 | |
| BAUPOST LIMITED PARTNERSHIP | P | $236,356 | $236,356 | $236,356 | |
| BAUPOST LIMITED PARTNERSHIP | P | -$198,881 | -$198,881 | ||
| BAUPOST LIMITED PARTNERSHIP-SECTION 1231 | P | -$12,910 | -$12,910 | ||
| BAUPOST LIMITED PARTNERSHIP-SECTION 1256 | P | $47,219 | $47,219 | $47,219 | |
| BAUPOST LIMITED PARTNERSHIP | P | $1,782 | $0 | $0 | $1,782 |
| BAUPOST LIMITED PARTNERSHIP | P | -$6,415 | -$6,415 | $6,415 | |
| BAUPOST LIMITED PARTNERSHIP-SECTION 1231 | P | -$3,470 | -$3,470 | $3,470 | |
| CHALKSTREAM LTD REDEMPTIONS | $767,210 | $190,229 | $190,229 | $576,981 | |
| CHALKSTREAM LTD J SHARES REDEMPTION | $2,556,650 | $206,650 | $206,650 | $2,350,000 | |
| DEEMED SALES ON 1256 FUTURES | P | $2,078,250 | $2,078,250 | $2,078,250 | |
| DENHAM CAPITAL | P | $181 | $181 | $181 | |
| DENHAM CAPITAL | P | $67,404 | $67,404 | $67,404 | |
| DISCERENE GROUP LP | P | $1,678 | $1,678 | $1,678 | |
| DISCERENE GROUP LP | P | $33,593 | $33,593 | $33,593 | |
| DISCERENE GROUP LP-SECTION 1256 | P | $42 | $42 | $42 | |
| DODDINGTON EMERGING MARKETS FUND | P | $60,749 | $60,749 | $60,749 | |
| ECLIPSE FUND I LP | P | $180,312 | $180,312 | $180,312 | |
| ECLIPSE FUND II | P | -$5,312 | -$5,312 | ||
| ECLIPSE FUND II | P | -$70,176 | -$70,176 | ||
| ENCAP ENERGY CAPITAL FUND IX LP | P | $71,439 | $71,439 | $71,439 | |
| ENCAP ENERGY CAPITAL FUND IX LP | P | $156,907 | $156,907 | $156,907 | |
| ENCAP ENERGY CAPITAL FUND IX LP-SECTION 1231 | P | -$273,151 | -$273,151 | ||
| ENCAP FLATROCK MIDSTREAM FUND III LP | P | -$26,068 | -$26,068 | ||
| ENCAP FLATROCK MIDSTREAM FUND III LP-SECTION 1231 | P | -$1,044 | -$1,044 | ||
| FIRSTMARK CAPITAL III LP | P | -$142,919 | -$142,919 | ||
| FIRSTMARK CAPITAL IV LP | P | -$306 | -$306 | ||
| FIRSTMARK CAPITAL IV LP | P | -$12,587 | -$12,587 | ||
| FLAGSHIP VENTURES V LP | P | $44,043 | $44,043 | $44,043 | |
| FLAGSHIP VENTURES V LP | P | $509,568 | $509,568 | $509,568 | |
| FORMATION 8 I LP | P | $1 | $1 | $1 | |
| FORMATION 8 I LP | P | -$656 | -$656 | ||
| FORMATION 8 II LP | P | -$6,550 | -$6,550 | ||
| FOUNDATION CAPITAL | P | -$556 | -$556 | ||
| FOUNDATION CAPITAL | P | -$27,513 | -$27,513 | ||
| FOUNDERS FUND V LP | P | $8,395 | $8,395 | $8,395 | |
| FOUNDERS FUND V LP | P | $45,040 | $45,040 | $45,040 | |
| FOUDNERS FUND 6 | P | -$10,333 | -$10,333 | ||
| FOUDNERS FUND 6 | P | -$324 | -$324 | ||
| GEF AFRICA | P | -$33,021 | -$33,021 | ||
| GREYCROFT III PTRS | P | -$51,693 | -$51,693 | ||
| GREYCROFT III PTRS | P | -$78,027 | -$78,027 | ||
| GREYCROFT IV | P | $650 | $650 | $650 | |
| GREYCROFT IV | P | $263,424 | $263,424 | $263,424 | |
| HIGHFIELDS IV CAPITAL | P | -$76,057 | -$76,057 | ||
| HIGHLAND EUROPE TECH GROWTH LP | P | $1,491,027 | $1,491,027 | $1,491,027 | |
| HIGHLAND EUROPE TECH GROWTH II LP | P | $254,279 | $254,279 | $254,279 | |
| HILLHOUSE | P | $15,958 | $15,958 | $15,958 | |
| HOLTZBRINK V | P | $23,313 | $23,313 | $23,313 | |
| HOLTZBRINK VI | P | -$3,693 | -$3,693 | ||
| HOLTZBRINK VII | P | -$11,870 | -$11,870 | ||
| ICON VENTURES V | P | -$131,506 | -$131,506 | ||
| INNOVATION WORKS DEVELOPMENT | P | $44,222 | $44,222 | $44,222 | |
| LAKESTAR II LP | P | -$181,619 | -$181,619 | ||
| LEGACY VENTURE IV LLC | P | -$19,336 | -$19,336 | ||
| LEGACY VENTURE IV LLC | P | $0 | $0 | ||
| LEGACY VENTURE IV LLC | P | $1,352,876 | $1,352,876 | $1,352,876 | |
| LEGACY VENTURE IV LLC | P | -$1,045 | -$1,045 | $1,045 | |
| LEGACY VENTURE IV LLC-SECTION 1231 | P | -$60 | -$60 | ||
| LONE CASCADE 12146 | P | -$730,955 | -$730,955 | ||
| LONE PINON LTD | P | $2,655,352 | $2,233,352 | $2,233,352 | $422,000 |
| LONE SAVIN LTD | P | $5,921,272 | $921,272 | $921,272 | $5,000,000 |
| LSVP IX | P | -$10,657 | -$10,657 | ||
| LSVP IX | P | $4,896,468 | $4,896,468 | $4,896,468 | |
| LSVP X | P | -$25,695 | -$25,695 | ||
| LSVP X | P | $116,047 | $116,047 | $116,047 | |
| LSVP XI | P | -$1,946 | -$1,946 | ||
| LSVP XI | P | $134,527 | $134,527 | $134,527 | |
| LSVP SELECT | P | -$14,360 | -$14,360 | ||
| LSVP SELECT | P | $283,052 | $283,052 | $283,052 | |
| LSVP SELECT II LP | P | $1,110 | $1,110 | $1,110 | |
| LSVP SELECT II LP | P | -$19,214 | -$19,214 | ||
| LUX VENTURES III | P | $2,700,474 | $2,700,474 | $2,700,474 | |
| LUX VENTURES IV LP | P | -$257,176 | -$257,176 | ||
| LUX VENTURES V LP | P | $50,583 | $50,583 | $50,583 | |
| LUX VENTURES V LP | P | $334,044 | $334,044 | $334,044 | |
| MISSIONPOINT CAPITAL PARTNERS FUND I | P | $80,611 | $80,611 | $80,611 | |
| MISSIONPOINT RE COMMUNITY COINVEST | P | -$2,794 | -$2,794 | ||
| MUCKER CAPITAL III | P | -$20,009 | -$20,009 | ||
| MUCKER CAPITAL III | P | -$160,469 | -$160,469 | ||
| NEW EUROPE PROPERTY FUND | P | -$228,114 | -$228,114 | ||
| NORTHBRIDGE II AIV I | P | $72,617 | $72,617 | $72,617 | |
| NORTHBRIDGE GROWTH EQUITY II | P | $518,699 | $518,699 | $518,699 | |
| OVERLOOK PARTNERS | P | $552 | $552 | $552 | |
| OVERLOOK PARTNERS | P | $85,422 | $85,422 | $85,422 | |
| OVERLOOK 3G INVESTMENTS | P | $42,954 | $42,954 | $42,954 | |
| OWL VENTURES | P | $11,332 | $11,332 | $11,332 | |
| OWL VENTURES | P | -$3,244 | -$3,244 | ||
| RENAIISANCE INSTITUTIONAL EQUITIES FUND | P | -$458,422 | -$458,422 | ||
| RENAIISANCE INSTITUTIONAL EQUITIES FUND | P | $4,076,238 | $4,076,238 | $4,076,238 | |
| RENEWABLE ENERGY ASIA FUND II LP | P | $15,522 | $15,522 | $15,522 | |
| RINCON | P | $278,456 | $278,456 | $278,456 | |
| RIVA CAPITAL II | P | $13,928 | $13,928 | $13,928 | |
| SILVER LAKE KRAFWERK FUND LP | P | -$981,600 | -$981,600 | ||
| SILVER LAKE KRAFTWERK CAYMAN LP | P | -$412,168 | -$412,168 | ||
| SILVER LAKE KRAFTWERK DE AIV | P | $244,478 | $244,478 | $244,478 | |
| SINOVATION WORKS III | P | $791 | $791 | $791 | |
| SUSA III | P | -$67,419 | -$67,419 | ||
| SUSTAINABLE ASSET FUND LP | P | -$1,674 | -$1,674 | ||
| SUSTAINABLE ASSET FUND LP-SECTION 1231 | P | -$2,970,294 | -$2,970,294 | ||
| SUSTAINABLE ASSET FUND LP-SECTION 1231 | P | -$2,188,526 | -$2,188,526 | $2,188,526 | |
| SUN VALLEY GOLD LTD | P | $4,239,572 | -$1,760,428 | -$1,760,428 | $6,000,000 |
| THIRD ROCK VENTURES III LP | P | $19,106 | $19,106 | $19,106 | |
| THIRD ROCK VENTURES IV LP | P | -$51,950 | -$51,950 | ||
| THRESHOLD I LP | P | $27 | $27 | $27 | |
| THRIVE PARTNERS III LP | P | -$32,842 | -$32,842 | ||
| THRIVE CAPITAL PARTNERS IV | P | -$7 | -$7 | ||
| THRIVE CAPITAL PARTNERS IV | P | $150,817 | $150,817 | $150,817 | |
| THRIVE CAPITAL PARTNERS V | P | $453,204 | $453,204 | $453,204 | |
| TRIBECA FUND I | P | $12,791 | $12,791 | $12,791 | |
| TRIBECA FUND II LP | P | $247,315 | $247,315 | $247,315 | |
| WATER STREET PARTNERS | P | -$89,159 | -$89,159 | ||
| WATER STREET PARTNERS | P | $223,812 | $223,812 | $223,812 | |
| WATER STREET PARTNERS-SECTION 1256 | P | -$18,480 | -$18,480 | ||
| GMO EMERGING DOMESTIC OPPORTUNITIES | $1,500,000 | -$214,190 | -$214,190 | $1,714,190 | |
| MORGAN STANLEY FUTURES -1256 LOSS | $0 | $0 | |||
| MORGAN STANLEY FUTURES -1256 LOSS | P | $6,372,664 | $6,372,664 | $6,372,664 | |
| SBC LATIN PFIC CAPITAL GAIN DISTRIBUTIONS | P | $120,000 | $120,000 | ||
| SNAP INC | $2,560,725 | $2,497,026 | $2,497,026 | $63,699 | |
| UNDERSCORE VC ASSEMBLE | P | $15,173 | $15,173 | $15,173 | |
| UNDERSCORE VC ASSEMBLE | P | $9,052 | $9,052 | $9,052 | |
| GUARDANT HEALTH | $2,701,707 | $2,393,315 | $2,393,315 | $308,392 | |
| MICROSOFT CORP | $2,309,975 | $1,892,731 | $1,892,731 | $417,244 | |
| SLACK TECHNOLOGIES | $736,547 | $515,932 | $515,932 | $220,615 | |
| ZSCALER INC | $617,183 | $558,232 | $558,232 | $58,951 | |
| INTELLIA THERAPEUTICS | $519,808 | $432,473 | $432,473 | $87,335 | |
| SPOTIFY TECHNOLOGY | $513,662 | $417,576 | $417,576 | $96,086 | |
| VOYAGER THERAPEUTICS | $491,543 | $367,911 | $367,911 | $123,633 | |
| MYOKARDIA INC | $345,368 | $321,124 | $321,124 | $24,244 | |
| TELADOC HEALTH | $289,796 | $244,079 | $244,079 | $45,717 | |
| MAGENTA THERAPEUTICS | $131,475 | $97,269 | $97,269 | $34,206 | |
| SALEFORCE.COM | $121,297 | $21,983 | $21,983 | $99,313 | |
| REPLIMUNE | $120,496 | $73,766 | $73,766 | $46,729 | |
| CALL EEM | P | $1,166,014 | $0 | $0 | $1,166,014 |
| CALL FEZ | P | $290,228 | $0 | $0 | $290,228 |
| CALL EEM | P | -$356,164 | -$356,164 | $356,164 | |
| CALL QQQ | P | -$88,558 | -$88,558 | $88,558 | |
| CALL SPY | P | -$314,570 | -$314,570 | $314,570 | |
| CALL ISHARES MSCI CHINA | P | $3,526,261 | -$465,969 | -$465,969 | $3,992,230 |
| NCH NEW EUROPE PFIC DISTRIBUTIONS | P | $6,917 | $6,917 | ||
| DOUGLASS EMMETT 2018 FINAL PAYMENT | P | -$115,288 | -$115,288 | ||
| EUR SAVINGS DEPOSIT | P | $2,154 | $2,154 | $2,154 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $32,025,095 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $26,826,373 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $586,011,392 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045778 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $23,039,006 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $537,135,730 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.042892 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $20,593,910 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $485,933,796 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.042380 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $22,858,679 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $465,848,564 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.049069 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $19,527,739 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $424,357,616 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046017 | DistributionYr5Rt |
| Total Distribution | 0.226136 | TotalDistributionRt |
| Average Distribution | 0.045227 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $609,624,101 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $27,571,469 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $271,680 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $27,843,149 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $29,187,773 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $271,680 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $271,680 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $271,680 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $600,000 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $600,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $328,320 | OverpaymentAmt |
| Applied To ES Tax | $328,320 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GRANTHAMFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | JEREMY GRANTHAM | IndividualWithBooksNm |
| Phone | 6173467500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 40 ROWES WHARF | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JEREMY GRANTHAM | ||||||||
| C/O GMO 40 ROWES WHARF | BOSTON | MA | 02110 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| HANNELORE GRANTHAM | ||||||||
| 71 MT VERNON STREET | BOSTON | MA | 02108 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| OLIVER GRANTHAM | ||||||||
| 1644 GREAT HIGHWAY | SAN FRANCISCO | CA | 94122 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| RUPERT GRANTHAM | ||||||||
| 16N MULLEN HILL ROAD | WESTPORT | MA | 02790 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| ISABEL GRANTHAM RAPPOPORT | ||||||||
| 42 IVALOO STREET | SOMERVILLE | MA | 02143 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| RAMSAY RAVENEL | ||||||||
| C/O GMO 40 ROWES WHARF | BOSTON | MA | 02110 | EXECUTIVE DIRECTOR | 40.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt | Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd |
|---|---|---|---|---|---|---|---|---|---|
| CAMBRIDGE ASSOCIATES | |||||||||
| 100 SUMMER STREET | BOSTON | MA | 02110 | CONSULTING | $1,051,953 | ||||
| ZACHARY TAYLOR THOMAS | |||||||||
| CONSULTING | $63,938 | 38 BROWNLOW ROAD | CAPETOWN | CAPE TOWN | SF | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $14,534,032 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $31,437,455 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $572,936,230 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $618,907,717 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $618,907,717 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $9,283,616 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $609,624,101 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $30,481,205 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $30,481,205 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $271,680 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $1,631 | IncomeTaxAmt |
| Total Tax | $273,311 | TotalTaxAmt |
| Distributable Before Adj | $30,207,894 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $30,207,894 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $30,207,894 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $29,187,773 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $29,187,773 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $271,680 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $28,916,093 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $30,207,894 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $26,999,327 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $29,187,773 | QualifyingDistributionsAmt |
| Applied To Year1 | $26,999,327 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,188,446 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $28,019,448 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JEREMY GRANTHAM | ContributingManagerNm |
| Contributing Manager | HANNELORE GRANTHAM | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (55 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt | Address Line1RecipientForeignAddress/AddressLine1Txt | Address Line2RecipientForeignAddress/AddressLine2Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd | Province Or StateRecipientForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 350 ORG | ||||||||||||||
| 20 JAY STREET SUITE 732 | BROOKLYN | NY | 11201 | N/A | PC | CLIMATE & ENERGY OUTREACH | $900,000 | |||||||
| ACADIA CENTER | ||||||||||||||
| 8 SUMMER STREET | ROCKPORT | ME | 04856 | N/A | PC | CLIMATE & ENERGY POLICY | $10,000 | |||||||
| BETTER FUTURES PROJECT | ||||||||||||||
| 30 BOW STREET | CAMBRIDGE | MA | 02138 | N/A | PC | DIVEST HARVARD PROGRAM | $15,000 | |||||||
| CALIFORNIA INSTITUTE OF TECHNOLOGY | ||||||||||||||
| 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | N/A | PC | HIGH-RESOLUTION METHANE SATELLITE. CARBON MINERALIZATION TECHNOLOGY | $1,042,137 | |||||||
| CAMBRIDGE IN AMERICA | ||||||||||||||
| PO BOX 9123 JAF BLG | NEW YORK | NY | 10087 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH | $166,667 | |||||||
| CARBON TRACKER INITIATIVE | ||||||||||||||
| 300 PARK AVENUE 12TH FLOOR | NEW YORK | NY | 10022 | N/A | PC | CLIMATE & ENERGY OUTREACH. RENEWED 3-YR AGREEMENT | $600,000 | |||||||
| CERES INC | ||||||||||||||
| 99 CHAUNCY STREET 6TH FLOOR | BOSTON | MA | 02111 | N/A | PC | CLIMATE & ENERGY OUTREACH | $100,000 | |||||||
| CLIENTEARTH USA INC | ||||||||||||||
| 125 PARK AVENUE 26TH FLOOR | NEW YORK | NY | 10017 | N/A | PC | CLIMATE SMART AG POLICY IN EU | $250,000 | |||||||
| CLIMATE SCIENCE LEGAL DEFENSE FUND | ||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 244 | NEW YORK | NY | 10115 | N/A | PC | CLIMATE & ENERGY OUTREACH | $50,000 | |||||||
| CLIMATEWORKS FOUNDATION | ||||||||||||||
| 235 MONTGOMERY ST STE 1300 | SAN FRANCISCO | CA | 94104 | N/A | PC | FUNDERS TABLE & SUSTAINABLE FINANCE PROGRAMS | $25,000 | |||||||
| COLUMBIA UNIVERSITY | ||||||||||||||
| 622 WEST 113TH STREET MAIL CODE | NEW YORK | NY | 10025 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH. JAMES HANSEN INSTITUTE | $100,000 | 4524 | ||||||
| CONSERVATION LAW FOUNDATION | ||||||||||||||
| 62 SUMMER STREET | BOSTON | MA | 02110 | N/A | PC | CLIMATE PROGRAM | $300,000 | |||||||
| DUKE UNIVERSITY | ||||||||||||||
| ALUMNI DEVELOPMENT RECORDS | DURHAM | NC | 27708 | N/A | PC | PEAT FOREST CARBON SEQUESTRATION RESEARCH | $200,000 | |||||||
| ENVIRONMENTAL DEFENSE FUND INCORPORATED | ||||||||||||||
| 257 PARK AVENUE SOUTH 17TH FLOOR | NEW YORK | NY | 10010 | N/A | PC | CLIMATE & ENERGY POLICY | $1,500,000 | |||||||
| ENVIRONMENTAL LEAGUE OF MASSACHUSETTS INC | ||||||||||||||
| 15 COURT SQUARE SUITE 1000 | BOSTON | MA | 02108 | N/A | PC | ENVIRONMENTAL EDUCATION | $75,000 | |||||||
| FOODSHOT GLOBAL | ||||||||||||||
| 43 W 61ST ST APT 22P | NEW YORK | NY | 10023 | N/A | PC | SOIL HEALTH STARTUP ACCELERATOR PROGRAM | $25,000 | |||||||
| GLOBAL WITNESS | ||||||||||||||
| 1100 17TH STREET NW SUITE 501 | WASHINGTON | DC | 20036 | N/A | PC | STRONG INVESTIGATIVE WORK IN SE ASIA RE FOSSIL FUELS, CORRUPTION | $250,000 | |||||||
| GREENPEACE FUND INC | ||||||||||||||
| 702 H STREET NW SUITE 300 | WASHINGTON | DC | 20001 | N/A | PC | INTERNATIONAL PROGRAMS | $200,000 | |||||||
| HEALTH IN HARMONY INC | ||||||||||||||
| 3804 SE BELMONT STREET | PORTLAND | OR | 97214 | N/A | PC | CONSERVATION | $10,000 | |||||||
| IMPERIAL COLLEGE | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | CLIMATE SCIENCE & POLICY RESEARCH | $2,163,654 | SOUTH KENSINGTON CAMPUS EXHIBITION | ROAD | LONDON | UK | SW7 2AZ | ||||||
| INDIAN INSTITUTE OF SCIENCE | ||||||||||||||
| 897 INDEPENDENCE AVE STE 4C | MOUNTAIN VIEW | CA | 94043 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH. | $600,000 | |||||||
| INNOVATION NETWORK | ||||||||||||||
| 156 GROVER LANCE | TAMWORTH | NH | 03886 | N/A | PC | BU INST FOR SUSTAINABLE ENERGY. BOSTON MAYOR'S GREEN RIBBON COMMISSION | $80,000 | |||||||
| KEYSTONE CENTER | ||||||||||||||
| 1628 STS JOHN ROAD | KEYSTON | CO | 80435 | N/A | PC | PROMOTE ECOSYSTEMS AND COMMUNITIES | $175,000 | |||||||
| LEAGUE OF CONSERVATION | ||||||||||||||
| 740 15TH ST NW STE 700 | WASHINGTON | DC | 20005 | N/A | PC | VOTER REGISTRATION & EDUCATION | $750,000 | |||||||
| LINDEN TRUST FOR CONSERVATION | ||||||||||||||
| 156 WEST 56TH STREET SUITE 1100 | NEW YORK | NY | 10019 | N/A | POF | CLIMATE POLICY | $825,000 | |||||||
| LIVING ON EARTH | ||||||||||||||
| PO BOX 990007 PRUDENTIAL STATION | BOSTON | MA | 02199 | N/A | PC | ENVIRONMENTAL MEDIA | $75,000 | |||||||
| LONDON SCHOOL OF ECONOMICS | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | CLIMATE SCIENCE & POLICY RESEARCH. CLIMATE & ENERGY OUTREACH | $2,426,783 | HOUGHTON STREET | LONDON | UK | WC2A 2AE | |||||||
| LOST LIGHTS PROJECTS INC | ||||||||||||||
| 16 COURT STREET SUITE 2307 | BROOKLYN | NY | 11241 | N/A | PC | POST-CARBON INSTITUTE. CORE SUPPORT, SEED REGIONAL HUBS | $300,000 | |||||||
| MASSACHUSETTS INSTITUTE OF TECH | ||||||||||||||
| 77 MASSACHUSETTS AVE 49-3 | CAMBRIDGE | MA | 02139 | N/A | PC | BIOINSTRUMENTATION LAB (IAN HUNTER), CELLULOSIC NANOFIBERS | $1,000,000 | |||||||
| METAFOUNDATION | ||||||||||||||
| 8726 S SEPULVEDA BOULEVARD SUITE D | LOS ANGELES | CA | 90045 | N/A | PC | ENVIRONMENTAL EDUCATION | $80,000 | 612 | ||||||
| NEW ENGLAND FORESTRY FOUNDATION INC | ||||||||||||||
| 32 FOSTER STREET | LITTLETON | MA | 01460 | N/A | PC | BUILD WOOD CAMPAIGN | $125,000 | |||||||
| NEXTGEN CLIMATE AMERICA INC | ||||||||||||||
| 111 SUTTER STREET 10TH FLOOR | SAN FRANCISCO | CA | 94104 | N/A | PC | YOUTH VOTER REGISTRATION | $250,000 | |||||||
| OXFAM AMERICA INC | ||||||||||||||
| 226 CAUSEWAY STREET 5TH FLOOR | BOSTON | MA | 02114 | N/A | PC | ALTERNATIVES TO COAL IN DEVELOPMENT | $150,000 | |||||||
| RAINFOREST ACTION NETWORK | ||||||||||||||
| 425 BUSH STREET STE 300 | SAN FRANCISCO | CA | 94108 | N/A | PC | CONSERVATION | $50,000 | |||||||
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | ||||||||||||||
| 1156 HIGH ST | SANTA CRUZ | CA | 95064 | N/A | PC | ECOLOGICAL ASSESSMENT OF MARINE PERMACULTURE | $188,075 | |||||||
| RENSSELEAR POLYTECHNIC INSTITUTE | ||||||||||||||
| 110 8TH ST | TROY | NY | 12180 | N/A | PC | ECOLOGICAL ASSESSMENT OF MARINE PERMACULTURE | $481,412 | |||||||
| ROCKEFELLER FAMILY FUND (DAF) | ||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 900 | NEW YORK | NY | 10115 | N/A | PC | CLIMATE PROGRAM | $1,500,000 | |||||||
| ROCKY MOUNTAIN INSTITUTE | ||||||||||||||
| 2490 JUNCTION PLACE SUITE 200 | BOULDER | CO | 80302 | N/A | PC | CHINA & INDIA CLEAN ENERGY & EV PROGRAMS | $1,450,000 | |||||||
| RODALE INSTITUTE | ||||||||||||||
| 611 SIEGFRIEDALE RD | KUTZTOWN | PA | 19530 | N/A | PC | RESEARCH ON HEALTH BENEFITS OF ORGANIC FOOD | $40,000 | |||||||
| SAVANNA INSTITUTE | ||||||||||||||
| 1360 REGENT ST 124 | MADISON | WI | 53715 | N/A | PC | AGRICULTURE & AQUACULTURE | $200,000 | |||||||
| SIERRA CLUB | ||||||||||||||
| 2101 WEBSTER STREET SUITE 1300 | OAKLAND | CA | 94612 | N/A | PC | INTERNATIONAL PROGRAMS | $150,000 | |||||||
| STICHTING EUROPEAN CLIMATE FOUNDATION | ||||||||||||||
| N/A | FOREIGN CHARITY | CARBON BRIEF, ECIU, SOURCEMATERIAL | $900,000 | RIVIERVISMARKT 52513 AM | DEN HAAG | NL | 2513 AM | |||||||
| STICHTING SED FUND | ||||||||||||||
| N/A | FOREIGN CHARITY | INDIA CLIMATE/ENERGY/ENVIRONMENT | $2,000,000 | FLUWELEN BURGWAL 58 | CJ DEN HAAG | NL | 2511 | |||||||
| THE CENTER FOR PUBLIC INTEGRITY | ||||||||||||||
| 910 17TH STREET NW 7TH FLOOR | WASHINGTON | DC | 20006 | N/A | PC | CARBON WARS | $500,000 | |||||||
| THE ENERGY FOUNDATION | ||||||||||||||
| 301 BATTERY STREET 5TH FLOOR | SAN FRANCISCO | CA | 94111 | N/A | PC | ISSUES MGT, OPPO, DIGITAL, REGIONAL COMMS CAPACITY. OPPOSITION RESEARCH. GRASSROOTS MOVEMENT BUILDING ON CLIMATE. CC IN THE AMERICAN MIND SURVEY; HEALTH PARTNERSHIPS | $1,000,000 | |||||||
| THE YEARS PROJECT | ||||||||||||||
| 630 9TH AVE SUITE 305 | NEW YORK | NY | 10036 | N/A | PC | ENVIRONMENTAL MEDIA | $300,000 | |||||||
| TRUSTED CLIMATE DATA INITIATIVE | ||||||||||||||
| 222 THIRD STREET SUITE 2163 | CAMBRIDGE | MA | 02142 | N/A | PC | SEED FUNDING FOR GLOBAL CLIMATE DATA INTEGRITY PLATFORM | $1,400,000 | |||||||
| UNION OF CONCERNED SCIENTISTS INC | ||||||||||||||
| 2 BRATTLE SQUARE 6TH FLOOR | CAMBRIDGE | MA | 02138 | N/A | PC | CLIMATE ACCOUNTABILITY PROGRAM. AGRICULTURE PROGRAM | $800,000 | |||||||
| UNIVERSITY OF MICHIGAN | ||||||||||||||
| 500 S STATE ST | ANN ARBOR | MI | 48109 | N/A | PC | CARBON REMOVAL & UTILIZATION, LIFE-CYCLE ANALYSIS | $25,000 | |||||||
| UNIVERSITY OF SHEFFIELD | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | CLIMATE SCIENCE & POLICY RESEARCH | $1,381,305 | WESTERN BANK | SHEFFIELD | UK | S10 2TN | SOUTH YORKSHIRE | ||||||
| WGBH EDUCATIONAL FOUNDATION | ||||||||||||||
| ONE GUEST STREET | BOSTON | MA | 02135 | N/A | PC | ENVIRONMENTAL MEDIA | $100,000 | |||||||
| WILD AID | ||||||||||||||
| 44 MONTGOMERY STREET SUITE 300 | SAN FRANCISCO | CA | 94111 | N/A | PC | ENVIORNMENTAL PUBLIC SERVICE ANNOUNCEMENTS IN CHINA | $400,000 | |||||||
| WINDWARD FUND | ||||||||||||||
| 1201 CONNECTICUT AVE NW SUITE 300 | WASHINGTON | DC | 20036 | PC | CLIMATE & ENERGY OUTREACH | $1,000,000 | ||||||||
| WOODS HOLE RESEARCH CENTER INC | ||||||||||||||
| 149 WOODS HOLE ROAD | FALMOUTH | MA | 02540 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH | $25,000 | |||||||
| YALE UNIVERSITY | ||||||||||||||
| POBOX 2038 | NEW HAVEN | CT | 06521 | N/A | PC | CLIMATE & ENERGY OUTREACH | $400,000 | |||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $29,110,033 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $659,992 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $4,530 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,657,974 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,016,248 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $164,943 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | -$2,200,223 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $34,224,551 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | ExclusionExclusionCd |
|---|---|---|
| UBTI FROM PASSTHROUGHTS | 900000 | |
| OTHER INCOME FROM PASSTHROUGHS | 14 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$1,179,445 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $38,707,460 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $37,528,015 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (3 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| ARJUN DIVECHA | ||||||
| 1 | 1612 BRET HARTE ROAD | BERKELEY | CA | 94708 | $300,000 | Yes (X) |
| BENJAMIN SEELEY | ||||||
| 2 | 8 OLDE GREENHOUSE LANE | MADISON | NJ | 07940 | $10,000 | Yes (X) |
| HIGH TIDE FOUNDATION | ||||||
| 3 | 100 DRAKES LANDING ROAD SUITE 260 | GREENBRAE | CA | 94904 | $150,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $40,000 | Amt |
| Net Investment Income | $20,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $20,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (11 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BERKELEY ENERGY WIND MAURITIUS LTD | $2,452,453 | $1,200,003 |
| CHALKSTREAM INVESTMENT FUND (INTERNATIONAL),LTD | $1,395,905 | $2,240,472 |
| ELLIOTT INTERNATIONAL LIMITED | $11,384,557 | $26,909,584 |
| INDIGO TECHNOLOGIES INC | $2,000,000 | $250,000 |
| KENSICO OFFSHORE FUND LTD | $64,077 | $4,680 |
| NUCLEUS SCIENTIFIC | $6,064,219 | $6,064,219 |
| OAKTREE POWER OPPORTUNITIES FUND III (CAYMAN), L.P. | $1,720,944 | $496,331 |
| ORION MINE FINANCE (BERMUDA) FUND I LP | $4,832,803 | $7,093,656 |
| POLYJOULE INC | $399,999 | $100,000 |
| SBC CAYMAN FUND II, LP | $4,718,493 | $3,090,002 |
| ZOOX INC | $1,000,000 | $1,000,000 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (128 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCOMPLICE FUND I LP | AT COST | $3,353,074 | $4,954,910 |
| ACRE VENTURE PARTNERS II LP | AT COST | $640,995 | $637,492 |
| ACRE VENTURE PARTNERS SPV LP | AT COST | $2,057,655 | $2,051,386 |
| AFRICA FORESTRY FUND II LIMITED | AT COST | $260,862 | $226,092 |
| AFRICA SUSTAINABLE FORESTRY PARTNERS II LLC | AT COST | $32,670 | $39,899 |
| AIRDRIE PARTNERS I LP | AT COST | $16,215,430 | $1,449,240 |
| ALEPH LP | AT COST | $2,685,522 | $5,888,653 |
| ALEPH II LP | AT COST | $2,159,030 | $2,554,935 |
| ALPINA PARTNERS FUND LP | AT COST | $985,644 | $1,802,868 |
| ANNAPOLIS INVESTMENT (US) LIMITED PARTNERSHIP VI | AT COST | $6,793,629 | $6,551,286 |
| ANNAPOLIS INVESTMENT (US) LIMITED PARTNERSHIP VII | AT COST | $3,194,597 | $4,524,812 |
| ARC ENERGY FUND 7 US LIMITED PARTNERSHIP | AT COST | $6,717,866 | $6,850,921 |
| ARCH VENTURE FUND IX LP | AT COST | $3,160,048 | $5,741,525 |
| ARCH VENTURE FUND X LP | AT COST | $284,324 | $299,398 |
| ARCH VENTURE FUND X OVERAGE LP | AT COST | $266,101 | $285,423 |
| ARTIMAN VENTURES 2014 LP | AT COST | $2,586,364 | $7,081,220 |
| ARTIMAN VENTURES SELECT 2014 LP | AT COST | $2,046,974 | $1,252,176 |
| ARTIMAN VENTURES SPECIAL OPPORTUNITIES FUND LP | AT COST | $2,930,634 | $108,970 |
| ASF BELGIUM SPRL | AT COST | $5,624,484 | $7,154,303 |
| ATLAS VENTURE FUND IX LP | AT COST | $3,946,079 | $7,717,418 |
| ATLAS VENTURE FUND X LP | AT COST | $4,498,192 | $10,943,810 |
| BATTERY VENTURES X LP | AT COST | $2,882,318 | $2,714,334 |
| BATTERY VENTURES X AIV I LP | AT COST | $6,991 | $153,177 |
| BATTERY VENTURES X SIDE FUND LP | AT COST | $953,766 | $790,215 |
| BATTERY VENTURES X SIDE FUND AIV I LP | AT COST | $5,463 | $146,904 |
| BATTERY VENTURES XI-A LP | AT COST | $2,399,543 | $2,402,640 |
| BATTERY VENTURES XI-A SIDE FUND AIV LP | AT COST | $348,814 | $348,814 |
| BATTERY VENTURES XI-A AIV LP | AT COST | $928,224 | $928,224 |
| BATTERY VENTURES XI-A SIDE FUND LP | AT COST | $1,059,797 | $1,061,291 |
| BAUPOST VALUE PARTNERS, L.P. - III | AT COST | $13,168,513 | $14,391,467 |
| BIOTRACK CAPITAL FUND I LP | AT COST | $973,524 | $953,883 |
| CLEAN ENERGY VENTURE FUND I LP | AT COST | $232,520 | $259,459 |
| CRITERION AFRICA PARTNERS | AT COST | $1,000,033 | $1,000,033 |
| DEEP VALLEY PARTNERS LP | AT COST | $193,620 | $173,300 |
| DENHAM COMMODITY PARTNERS FUND VI-A LP | AT COST | $4,169,311 | $3,582,806 |
| THRESHOLD VENTURES I LP (DFJ VENTURE XI, L.P.) | AT COST | $2,257,385 | $3,872,247 |
| THRESHOLD VENTURES II (DFJ VENTURE XII, L.P.) | AT COST | $2,187,339 | $2,719,521 |
| DISCERENE FUND LP | AT COST | $1,085,972 | $994,656 |
| DOEMMEKRAFT FUND LP | AT COST | $2,693,900 | $2,614,661 |
| ECLIPSE CONTINUITY FUND I, LP | AT COST | $731,880 | $889,158 |
| ECLIPSE FUND II, LP | AT COST | $1,392,990 | $2,610,165 |
| ECLIPSE FUND III LP | AT COST | $639,586 | $638,236 |
| ENCAP ENERGY CAPITAL FUND IX, LP | AT COST | $3,828,622 | $3,854,611 |
| ENCAP FLATROCK MIDSTREAM FUND III, LP | AT COST | $5,056,459 | $8,393,333 |
| FIRST MARK CAPITAL III LP | AT COST | $4,034,364 | $9,653,714 |
| FIRST MARK CAPITAL IV LP | AT COST | $1,249,083 | $1,489,205 |
| FIRSTMARK CAPITAL OF II, LP | AT COST | $1,890,285 | $2,410,985 |
| FLAGSHIP VENTURES FUND V, L.P. | AT COST | $4,811,091 | $15,698,049 |
| FLAGSHIP PIONEERING FUND VI LP | AT COST | $2,261,491 | $4,834,276 |
| FORMATION8 PARTNERS FUND I LP | AT COST | $2,878,718 | $9,879,241 |
| FORMATION8 PARTNERS FUND II LP | AT COST | $3,686,437 | $5,282,888 |
| FOUNDATION CAPITAL VIII LP | AT COST | $2,213,311 | $4,458,406 |
| THE FOUNDERS FUND V, LP | AT COST | $4,065,711 | $13,321,098 |
| THE FOUNDERS FUND VI, LP | AT COST | $4,467,258 | $5,989,298 |
| GEF AFRICA SUSTAINABLE FORESTRY FUND, LP | AT COST | $1,897,223 | $2,052,024 |
| GENAGRO LTD | AT COST | $249,478 | $135,135 |
| GMO MUTUAL FUNDS | AT COST | $6,323,181 | $6,784,909 |
| GREYCROFT PARTNERS III, LP | AT COST | $2,017,431 | $5,718,314 |
| GREYCROFT PARTNERS IV, LP | AT COST | $2,681,881 | $4,839,457 |
| HIGHFIELDS CAPITAL IV LP | AT COST | $43,938 | $9,685 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH LP | AT COST | $4,843,262 | $8,037,233 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH II LP | AT COST | $4,963,698 | $7,420,893 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH III LP | AT COST | $1,323,370 | $1,301,738 |
| HILLHOUSE FUND IV LP | AT COST | $514,757 | $656,094 |
| HV HOLTZBRINCK VENTURES FUND VII FEEDER LIMITED | AT COST | $816,083 | $1,159,652 |
| HV HOLTZBRINCK VENTURES FUND V FEEDER LIMITED | AT COST | $3,304,264 | $9,331,003 |
| HV HOLTZBRINCK VENTURES CO-INVEST I FEEDER LIMITED | AT COST | $1,857,923 | $2,928,670 |
| HV HOLTZBRINCK VENTURES FUND VI SCS | AT COST | $3,353,711 | $5,257,234 |
| ICON VENTURES V, L.P. | AT COST | $2,443,191 | $2,832,094 |
| INNOVATION WORKS DEVELOPMENT FUND II, L.P. | AT COST | $3,705,608 | $11,706,617 |
| LAKESTAR II LP | AT COST | $4,585,003 | $6,160,345 |
| LEGACY VENTURE IV, LLC | AT COST | $3,524,724 | $7,747,302 |
| LIGHTSPEED VENTURE PARTNERS XI LP | AT COST | $2,399,419 | $3,098,947 |
| LIGHTSPEED VENTURE PARTNERS IX, L.P | AT COST | $4,490,264 | $9,920,685 |
| LIGHTSPEED VENTURE PARTNERS SELECT, L.P. | AT COST | $1,256,429 | $1,721,384 |
| LIGHTSPEED VENTURE PARTNERS X, LP | AT COST | $4,141,756 | $8,335,647 |
| LIGHTSPEED VENTURE PARTNERS SELECT II, L.P | AT COST | $858,312 | $1,384,682 |
| LONG WOOD FUND III LP | AT COST | $1,551,702 | $1,587,913 |
| LONGWOOD FUND II LP | AT COST | $1,055,117 | $2,067,812 |
| LUX VENTURES III, LP | AT COST | $1,582,394 | $2,019,867 |
| LUX VENTURES IV LP | AT COST | $3,613,375 | $8,378,833 |
| LUX VENTURES V LP | AT COST | $1,947,417 | $2,447,206 |
| LUX VENTURES VI LP | AT COST | $246,454 | $241,167 |
| MISSIONPOINT AEROFARMS COINVEST FUND, LP | AT COST | $465,489 | $1,350,185 |
| MISSIONPOINT CAPITAL PARTNERS FUND I, L.P. | AT COST | $780 | $1,468 |
| MISSIONPOINT RE COMMUNITY COINVEST FUND, LP | AT COST | $83,507 | $3,370 |
| MP STARLING IMPACT HOLDINGS LLC | AT COST | $100,260 | $100,260 |
| MUCKER III, L.P. | AT COST | $2,131,236 | $7,647,209 |
| NCH NEW EUROPE PROPERTY FUND II, L.P. | AT COST | $11,633,247 | $7,195,040 |
| NBGE II (ER) AIV I LP | AT COST | $73,535 | $131,642 |
| NORTH BRIDGE GROWTH EQUITY II, LP | AT COST | $5,861,325 | $10,492,909 |
| OLDFIELD PARTNERS DODDINGTON EMERGING MARKETS | AT COST | $5,175,029 | $5,376,413 |
| OVERLOOK 3G INVESTMENTS, L.P. | AT COST | $2,532,999 | $3,301,866 |
| THE OVERLOOK PARTNERS FUND L.P. | AT COST | $16,085,454 | $20,500,609 |
| OWL VENTURES | AT COST | $3,305,413 | $6,827,924 |
| PACIFIC ROAD RESOURCES FUND II L.P. | AT COST | $3,188,130 | $2,435,173 |
| PATAGONIA SUR LLC | AT COST | $112,842 | $112,837 |
| RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC | AT COST | $8,603,031 | $24,564,949 |
| RENEWABLE ENERGY ASIA FUND LP | AT COST | $1,297,699 | $1,210,821 |
| RENEWABLE ENERGY ASIA FUND II LP | AT COST | $2,459,241 | $3,408,534 |
| RINCON VENTURE PARTNERS III, L.P. | AT COST | $2,894,331 | $6,195,006 |
| RIVA CAPITAL PARTNERS II LP | AT COST | $116,435 | $113,050 |
| SAF II INTERESTS LLC | AT COST | $173,152 | $214,126 |
| SALESFORCE.COM | AT COST | $83,183 | $418,438 |
| SINOVATION FUND III, L.P. | AT COST | $2,590,290 | $5,417,625 |
| SINOVATION FUND IV, L.P. | AT COST | $1,282,778 | $1,397,400 |
| SILVER LAKE KRAFTWERK FUND, L.P. | AT COST | $2,753,361 | $3,440,405 |
| SILVER LAKE KRAFTWERK FUND CAYMAN, L.P. | AT COST | $1,548,518 | $1,934,919 |
| SUSA VENTURES I, L.P. | AT COST | $315,751 | $314,964 |
| SUSA VENTURES II, L.P. | AT COST | $2,417,395 | $3,448,951 |
| SUSA VENTURES III, L.P. | AT COST | $364,661 | $368,057 |
| SUSTAINABLE ASSET FUND I LP | AT COST | $23,252,655 | $58,901,294 |
| SUSTAINABLE ASSET FUND II LP | AT COST | $401,956 | $499,626 |
| TARA INDIA FUND III, LLC | AT COST | $5,177,250 | $145,395 |
| TECHNOLOGY IMPACT FUND LP | AT COST | $1,259,758 | $4,176,878 |
| THE ENGINE ACCELERATOR FUND I, L.P. | AT COST | $558,543 | $671,534 |
| THIRD ROCK VENTURES III, L.P. | AT COST | $3,650,238 | $5,474,245 |
| CA RESOURCES FUND (US TAX EXEMPT) LP THIRD ROCK IV | AT COST | $3,554,206 | $4,687,138 |
| CA RESOURCES FUND- SERIES THIRD ROCK VENTURES V | AT COST | $539,803 | $530,797 |
| THRIVE CAPITAL PARTNERS III, L.P. | AT COST | $1,918,800 | $13,162,459 |
| THRIVE CAPITAL PARTNERS IV AND SUPPLEMENTAL FUND, LP | AT COST | $2,499,742 | $7,053,482 |
| THRIVE CAPITAL PARTNERS V, L.P. | AT COST | $2,433,835 | $4,243,066 |
| THRIVE CAPITAL PARTNERS VI L.P. | AT COST | $144,912 | $144,317 |
| THRIVE CAPITAL PARTNERS VI GROWTH LP | AT COST | $206,505 | $244,947 |
| TRIBECA VENTURE FUND I, L.P. | AT COST | $1,984,078 | $3,957,121 |
| TRIBECA VENTURE FUND II, L.P. | AT COST | $2,573,733 | $8,275,887 |
| UNDERSCORE.VC FUND I, L.P. | AT COST | $1,952,700 | $1,919,012 |
| XPV WATER FUND II LIMITED PARTNERSHIP | AT COST | $1,626,981 | $2,948,183 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $43,040 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $43,040 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DISTRIBUTION RECEIVABLE FROM LIMITED PARTNERSHIPS | $25,612,768 | $5,391,810 | |
| RECEIVABLE FROM RELATED PARTY | $1,000 | $9,653 | |
| ACCRUED INTEREST ON PROMISSORY NOTE | $15,075 | $15,075 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISCELLANEOUS | $25 | $0 | $0 |
| NONDEDUCTIBLE EXPENSES FROM PASSTHROUGH ENTITIES | $28,995 | $28,995 | $0 |
| SECTION 179 EXPENSE | $11 | $11 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME FROM PASSTHROUGH ENTITIES | $150,185 | $150,185 | $150,185 |
| UBI FROM PASSTHROUGH ENTITIES | $1,016,248 | $1,016,248 | $1,016,248 |
| MISCELLANEOUS INCOME | $14,758 | $14,758 | $14,758 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| CAPITAL CONTRIBUTION PAYABLE | $4,952 | $0 |
| RELATED PARTY PAYABLE | $1,479,508 | $0 |
| OPEN TRADE EQUITY -FUTURES ACCOUNTS | $2,681,745 | $603,495 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADVISORY FEES | $1,115,891 | $1,115,891 | $0 |
| PORTFOLIO FEES FROM K-1 INVESTMENTS | $9,703,608 | $8,476,814 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE TAX EXPENSE | $4,104 | $0 | $0 |
| FOREIGN TAXES FROM PASSTHROUGH ENTITIES | $289,681 | $289,681 | $0 |
| FEDERAL EXCISE TAXES | $1,031,798 | $0 | $0 |
| FOREIGN TAXES | $2,081 | $2,081 | $0 |