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AMERICAN LUNG ASSOCIATION: Form 990, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
AMERICAN LUNG ASSOCIATION (EIN 13-1632524)
Tax period
2013-07-01 to 2014-06-30
Filed
2015-05-12
IRS object ID
201531329349302308
Schema version
2013v4.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2015-05-12T11:11:14-05:00ReturnTs
Tax Period End2014-06-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1GRANT THORNTON LLPBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1175 W JACKSON BLVD STE 2000AddressLine1
CityCHICAGOCity
StateILState
ZIP Code60604ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2013-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN131632524EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1American Lung AssociationBusinessNameLine1
FieldValueIRS element (for citing)
In Care Of% LAURA SCOTTInCareOfNm
Business Name ControlAMERBusinessNameControlTxt
Phone2177875864PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line155 W Wacker DriveAddressLine1
Address Line2Suite 1150AddressLine2
CityChicagoCity
StateILState
ZIP Code60601ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonLAURA SCOTTPersonNm
Person TitleChief Financial OfficerPersonTitleTxt
Phone2177875864PhoneNum
Signature2015-05-06SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonBridget T RochePreparerPersonNm
PTINP00666837PTIN
Phone2177875864PhoneNum
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2016-03-07 17:11:31ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerHarold WimmerPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line155 W Wacker DriveAddressLine1
CityChicagoCity
StateILState
ZIP Code60601ZIPCode
FieldValueIRS element (for citing)
Gross Receipts$76,307,271GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website Addresswww.lung.orgWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1918FormationYr
Legal Domicile StateMELegalDomicileStateCd
Activity Or MissionThe mission of the American Lung Association (ALA) is to save lives by improving lung health and preventing lung disease.ActivityOrMissionDesc
Voting Members Governing Body23VotingMembersGoverningBodyCnt
Voting Members Independent23VotingMembersIndependentCnt
Total Employee98TotalEmployeeCnt
Total Volunteers175692TotalVolunteersCnt
Total Gross UBI$0TotalGrossUBIAmt
PY Contributions Grants$8,618,848PYContributionsGrantsAmt
CY Contributions Grants$6,082,938CYContributionsGrantsAmt
PY Program Service Revenue$32,040,360PYProgramServiceRevenueAmt
CY Program Service Revenue$38,549,037CYProgramServiceRevenueAmt
PY Investment Income$1,077,406PYInvestmentIncomeAmt
CY Investment Income$819,330CYInvestmentIncomeAmt
PY Other Revenue$1,071,621PYOtherRevenueAmt
CY Other Revenue$2,050,217CYOtherRevenueAmt
PY Total Revenue$42,808,235PYTotalRevenueAmt
CY Total Revenue$47,501,522CYTotalRevenueAmt
PY Grants And Similar Paid$8,046,311PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$8,932,506CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$8,433,387PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$5,738,754CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$0PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$2,206,462CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$242,645CYTotalFundraisingExpenseAmt
PY Other Expenses$28,649,992PYOtherExpensesAmt
CY Other Expenses$27,126,245CYOtherExpensesAmt
PY Total Expenses$45,129,690PYTotalExpensesAmt
CY Total Expenses$44,003,967CYTotalExpensesAmt
PY Revenues Less Expenses-$2,321,455PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$3,497,555CYRevenuesLessExpensesAmt
Total Assets BOY$27,830,675TotalAssetsBOYAmt
Total Assets EOY$35,148,082TotalAssetsEOYAmt
Total Liabilities BOY$19,392,037TotalLiabilitiesBOYAmt
Total Liabilities EOY$22,709,085TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$8,438,638NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$12,438,997NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTHE AMERICAN LUNG ASSOCIATION'S MISSION IS TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE, WITH THE ULTIMATE VISION OF A WORLD FREE OF LUNG DISEASE. THE NATIONAL HEADQUARTERS OF THE AMERICAN LUNG ASSOCIATION FIGHTS LUNG DISEASE THROUGH ITS OWN ACTIVITIES AND BY SERVICING, SUPPORTING, AND LEADING ITS LOCAL LUNG ASSOCIATIONS. AMONG ITS VARIED RESPONSIBILITIES, THE NATIONAL HEADQUARTERS - FUNDS RESEARCH INTO THE CAUSES, PREVENTION, AND CURES OF LUNG DISEASE. - ADVOCATES FOR POLICIES THAT PROTECT LUNG HEALTH, INCLUDING FIGHTING FOR HEALTHY AIR. - PROVIDES A BROAD ARRAY OF HEALTH EDUCATIONAL PROGRAMS AND SERVICES TO SUPPORT SMOKING CESSATION, HELP PREVENT LUNG DISEASE AND TO ASSIST PEOPLE WITH LUNG DISEASE IN BETTER MANAGING THEIR CONDITION. - SUPPORTS LOCAL LUNG ASSOCIATIONS' IMPLEMENTATION OF HEALTH EDUCATIONAL PROGRAMS AND DISSEMINATION OF EDUCATIONAL MATERIAL. - PROVIDES AN ARRAY OF LEARNING OPPORTUNITIES AND TOOLS TO DEVELOP NATIONWIDE VOLUNTEER AND STAFF LEADERS. -MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$19,222,891ExpenseAmt
Grant$265,323GrantAmt
Revenue$17,765,714RevenueAmt
DescLung Cancer, Asthma, Lung Disease, and Tobacco Control: Lung Cancer is an urgent health crisis in America, killing more people than any other cancer. The American Lung Association is dedicated to reducing lung cancer's terrible toll. We launched LUNG FORCE to make lung cancer a national priority. We've significantly increased our lung cancer research funding, and we are continually developing and improving support resources for lung cancer patients and their caregivers. We are facing a crisis in women's health. Every five minutes, a woman in the U.S. is diagnosed with lung cancer, and every eight minutes, a woman dies from lung cancer. In the last 27 years, the lung cancer death rate has risen 98 percent among women, while falling 28 percent among men. The American Lung Association asked women across the country about their perceptions around lung cancer and the results were published in the Women's Lung Health Barometer. Only one percent of women knew that lung cancer was the #1 cancer killer of both women and men. In the upcoming year, LUNG FORCE expos will offer education and support for lung disease patients, caregivers and healthcare providers. LUNG FORCE walks will bring together those fighting for lung health to raise money to support the LUNG FORCE goals. Through LUNG FORCE, we have committed to: 1) invest $10 million in lung cancer research and $5 million increasing public health promotion; 2) provide patients with information about clinical trials and biomarker testing; 3) advocate for increasing federal funding for lung cancer research from $213 million today to $300 million by 2020. Every year the American Lung Association helps people manage their lung disease, overcome their nicotine addiction and live healthier lives. Last year we expanded our suite of education and support tools for patients with lung disease and their caregivers. We provided educational and lung helpline support to more than 220,000 people. Nationwide, we provided educational support to more than 100,000 people, helping smokers quit and supporting those impacted by lung disease. During COPD Awareness Month (November) we hosted a nationwide public webinar that helped COPD patients connect with social support, like our Lung Connection Community and Better Breathers Clubs. With support from the U.S. Centers for Disease Control and Prevention (CDC) we worked to help students with asthma have improved access to their asthma medication in schools. We continued to reach adults with asthma and caregivers with the necessary steps to improve their asthma management through our Asthma Basics online course. 2014 saw a 150 percent increase in course completions. The American Lung Association continues to work aggressively on tobacco control efforts around the country. 2014 marked the 50th anniversary of the Surgeon General's landmark 1964 report on smoking and health. We joined other health partners to recognize 50 years of progress and laid out three bold goals: 1) reduce smoking rates, currently at about 18 percent, to less than 10 percent within 10 years; 2) protect all Americans from secondhand smoke within five years; and 3) ultimately eliminate the death and disease caused by tobacco use. Our State of Tobacco Control 2014 report highlighted the urgent need for our nation to renew its commitment to eliminate tobacco-caused death and disease. Thanks to a Community Transformation Grant from CDC, we worked with 11 communities over the last three years to reduce tobacco use and exposure, with an emphasis on reducing tobacco-related health disparities. The Quitter in You campaign targeted tobacco users in 15 markets across the country and let them know that it's not unusual to try several times before quitting for good and that the American Lung Association is here to help. Our Freedom From Smoking and Not-On-Tobacco programs continue to help thousands of teen and adult smokers quit. Because not everyone quits smoking the same way, we also offered Freedom From Smoking Online and one-on-one cessation counseling through the Lung HelpLine.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$9,011,898ExpenseAmt
Grant$8,299,275GrantAmt
Revenue$8,971,794RevenueAmt
DescRESEARCH: Funding research has been a cornerstone of the Lung Association's fight against lung disease for more than a century. In 2013 - 2014, our donors again made it possible to fund close to $9 million for exceptional researchers seeking treatments and cures lung diseases, including asthma, COPD, and lung cancer. The American Lung Association nationwide research program consists of two programs: the Awards and Grants Program and the Asthma Clinical Research Centers. The Awards and Grants Program fosters laboratory and patient-centered and social behavior research to prevent, treat and hopefully find a cure for all lung diseases. Nearly 70 grants funded through the Awards and Grants program included projects on asthma, COPD, lung cancer, lung infections and rare lung disorders, as well as research on important risk factors such as smoking and air quality. The Asthma Clinical Research Centers (ACRC) is the nation's largest network conducting asthma clinical trials outside the pharmaceutical industry. In FY14, ACRC programs funded nearly 90 scientists. The ACRC has recently expanded its research portfolio to include COPD. Now known as the Airways Clinical Research Centers, it will remain the nation's largest not-for-profit network of clinical research centers with an enhanced mission of improving asthma and COPD care through clinical research in diverse populations. ACRC also published results of the Study of Nasal Steroids in Asthma trail in the Journal of Allergy and Clinical Immunology. The trial found that treatment of chronic sinusitis with nasal corticosteroids did not improve asthma control. Our Lung Cancer Discovery Award was expanded to fund early detection projects in addition to treatment proposals. In FY14 we increased funding for lung cancer research projects by 17 percent over the year before. The Lung Cancer Expert Medical Advisory Panel was formed to assist in the examination of lung cancer and provide strategic advice on lung cancer.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$9,377,823ExpenseAmt
Revenue$9,075,806RevenueAmt
DescFIELD PROGRAM DEVELOPMENT & SUPPORT OF AMERICAN LUNG ASSOCIATION CHARTERED ASSOCIATIONS: The American Lung Association national headquarters supports its nine chartered associations through coaching, training, consultation and technical assistance. American Lung Association staff and volunteers throughout the country are provided skill-building and other learning opportunities to help them successfully deliver the American Lung Association's mission. Through implementation of these staff learning and volunteer development offerings, chartered associations are kept current on best practices in lung health programs and delivery, advocacy, financial management, fundraising, leadership development and volunteer management. One-on-one coaching and consultation by national headquarters staff is offered as needed or requested. Individual discipline groups (e.g. chief executive officers, chief financial officers, chief development officers, program managers, etc.) meet regularly with national headquarters peers to share ideas, problem-solve, and network. The American Lung Association conducts a nationwide volunteer and staff recognition program. Volunteers and staff are recognized on an ongoing basis for outstanding performance. An annual recognition ceremony is held at a meeting of the American Lung Association Board of Directors where awards for highest achievement are given in specific categories. The American Lung Association Board of Directors provides strategic direction for the national headquarters and its chartered associations. Coordination and monitoring of national and chartered association strategic alignment is provided through a Board-approved metric-based performance management system. The American Lung Association Board of Directors is responsible for oversight of chartered association compliance to policies and performance standards. Assistance is provided by the national headquarters to those chartered associations that do not meet requirements and/or standards. A variety of National staff provide Special Events support to the chartered associations. This support is designed to assist in the development, marketing and implementation of events and promotions strategies. Among the assistance provided are: - planning (goal setting, strategic review, development of template material, feasibility studies) - training (monthly conference calls, best practice staff training, listserv based materials, staff training webinars, etc.) - implementation (sponsorship calls, recruitment, event attendance/participation) - coaching (staff, leadership, volunteers) - coordination of collateral; solicit national sponsors/teams - build, facilitate and integrate e-commerce platforms - and evaluation of new events. The primary focus is to increase the Chartered Associations net revenue and fully integrate best practice strategies into the overall work plan. Marketing and Communications team members from National provide support and template materials to chartered association to locally promote signature reports, conduct social media, media monitoring/analysis and conduct media response to news items and events. The Direct Response team develops and implements campaign plans for all direct mail appeals, telemarketing campaigns and the residential program in conjunction with our direct response consulting agency. All funds generated are deposited directly into local association accounts on a regular (weekly or bi-weekly) basis with detailed reports by campaign for the current period and year-to-date. Local associations are billed monthly for direct response expenses and quarterly for a 30% share of the net income generated by the programs. Associations are provided with a budget for each program along with cash flow and billing schedules, as well as quarterly updates on actual performance. Billed expenses are reconciled to actual costs at the end of the fiscal year. Images of all rollout mailing packages are available for reference by local associations. Direct response calls or meetings are conducted to which all local CEOs are invited to participate for updates on the program and any issues or questions that arise. Form 990, Part III, Line 4d OTHER PROGRAM SERVICES Advocacy and Environmental: In 2013 - 2014 we made significant headway it the fight for healthy air. We successfully pushed the U.S. Environmental Protection Agency (EPA) to adopt new standards for cleaner gasoline and cleaner vehicles that will reduce air pollution across the nation. Our leadership resulted in American Lung Association President and CEO, Harold Wimmer, joining EPA Administrator Gina McCarthy for that announcement, to underscore the importance of reducing air pollution to protect lung health. Our 15th annual State of the Air report received wide media coverage throughout the year. The report shows that nearly 1 in 2 Americans still live in areas where the pollution levels earn them a grade of "F". We won several court cases in the fight for healthy air, including a Supreme Court decision that upheld the protections from the pollution blown across state lines. President Obama joined a nation-wide conference call with the American Lung Association to highlight importance of reducing carbon pollution from power plants. President Obama highlighted the need to protect people with asthma and other vulnerable populations. More than 22,000 people participated in the call. In the past year, the American Lung Association's Healthy Air Campaign successfully secured significant victories in the fight for healthy air, ensuring that the EPA advanced strong federal policies to reduce pollution from tailpipes and smokestacks across the nation. When fully implemented, these healthy air safeguards will result in thousands of lives saved, tens of thousands of asthma attacks and heart attacks avoided, and will help prevent millions of missed school or work days due to illness. The campaign's strategic approach including building a strong coalition of health and medical leaders, sharing the powerful stories of volunteer advocates, and highlighting the heath burdens of air pollution in the media proved to be a highly effective way to neutralize those opposed to healthy air safeguards and advance our policy goals. We have advocated aggressively to ensure that the U.S. Food and Drug Administration (FDA) extends its oversight to previously unregulated tobacco products including e-cigarettes, cigars and other products. The American Lung Association testified at a hearing to urge Medicare to cover low-dose CT scans for lung cancer and submitted detailed recommendations to the Centers for Medicare and Medicaid Services (CMS). We also launched an online petition where 17,000 people took action to urge CMS to cover this life-saving early detection. The American Lung Association advocates for increased federal funding in lung health research at the National Institutes of Health for better diagnoses, treatments, prevention, cures, and detection of lung diseases including asthma, COPD, lung cancer and tuberculosis. We led the campaign to save the Centers for Disease Control and Prevention's National Asthma Control Program from elimination. We now continue our leadership in working with champions on Capitol Hill to increase funding for state programs to reduce the terrible burden of asthma in our communities. to reduce the terrible burden of asthma in our communities.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$3,763,141ExpenseAmt
Grant$367,500GrantAmt
Revenue$2,735,723RevenueAmt
DescADVOCACY AND ENVIRONMENTDesc
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$3,763,141TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$367,500TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$2,735,723TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$41,375,753TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredYes (true)ScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
Lobbying ActivitiesYes (true)LobbyingActivitiesInd
Subject To Proxy TaxfalseSubjectToProxyTaxInd
Donor Advised FundfalseDonorAdvisedFundInd
Conservation EasementsfalseConservationEasementsInd
Collections Of ArtfalseCollectionsOfArtInd
Credit CounselingYes (true)CreditCounselingInd
Temp Or Permanent EndowmentsYes (true)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
Report Investments Other SecfalseReportInvestmentsOtherSecInd
Report Program Related InvstfalseReportProgramRelatedInvstInd
Report Other AssetsYes (true)ReportOtherAssetsInd
Report Other LiabilitiesYes (true)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (true)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtYes (true)IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtfalseConsolidatedAuditFinclStmtInd
School OperatingfalseSchoolOperatingInd
Foreign OfficefalseForeignOfficeInd
Foreign ActivitiesfalseForeignActivitiesInd
More Than5000 K To OrgfalseMoreThan5000KToOrgInd
More Than5000 K To IndividualsfalseMoreThan5000KToIndividualsInd
Professional FundraisingYes (true)ProfessionalFundraisingInd
Fundraising ActivitiesfalseFundraisingActivitiesInd
Gaming ActivitiesfalseGamingActivitiesInd
Operate HospitalfalseOperateHospitalInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Grants To IndividualsfalseGrantsToIndividualsInd
Schedule J RequiredYes (true)ScheduleJRequiredInd
Tax Exempt BondsfalseTaxExemptBondsInd
Engaged In Excess Benefit TransfalseEngagedInExcessBenefitTransInd
PY Excess Benefit TransfalsePYExcessBenefitTransInd
Loan OutstandingfalseLoanOutstandingInd
Grant To Related PersonfalseGrantToRelatedPersonInd
Business Rln With Org MemfalseBusinessRlnWithOrgMemInd
Business Rln With Fam MemfalseBusinessRlnWithFamMemInd
Business Rln With Officer EntfalseBusinessRlnWithOfficerEntInd
Deductible Non Cash ContrifalseDeductibleNonCashContriInd
Deductible Art ContributionfalseDeductibleArtContributionInd
Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
Disregarded EntityfalseDisregardedEntityInd
Related EntityfalseRelatedEntityInd
Related Organization Ctrl EntfalseRelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgfalseTrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted PrtshpfalseActivitiesConductedPrtshpInd
Schedule O RequiredYes (true)ScheduleORequiredInd
IRP Document67IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee98EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Foreign Financial AccountfalseForeignFinancialAccountInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsYes (true)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (true)QuidProQuoContriDisclInd
Form8282 Property Disposed OffalseForm8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members23GoverningBodyVotingMembersCnt
Independent Voting Member23IndependentVotingMemberCnt
Family Or Business RlnfalseFamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsfalseChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersYes (true)LocalChaptersInd
Policies Reference ChaptersYes (true)PoliciesReferenceChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VenturefalseInvestmentInJointVentureInd
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Own WebsiteYes (X)OwnWebsiteInd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

FieldValueIRS element (for citing)
PersonLAURA SCOTTPersonNm
Phone2177875684PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line13000 KELLY LANEAddressLine1
CitySpringfieldCity
StateILState
ZIP Code62711ZIPCode

Form990 Part VII Section A Form990PartVIISectionAGrp (33 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtOfficerOfficerIndKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeInd
Linn P Billingsley BSN
Board Member2.0Yes (X)$0$0$0
Michael V Carstens
Board Member2.0Yes (X)$0$0$0
Mario Castro MD MPH
Board Member2.0Yes (X)$0$0$0
Arthur A Cerullo JD
Board Member2.0Yes (X)$0$0$0
John F Emanuel JD
Secretary/Treasurer2.0Yes (X)$0$0$0Yes (X)
Kathryn A Forbes CPA
Vice Chair2.0Yes (X)$0$0$0Yes (X)
Pauline Grant MS MBA FACHE
Board Member2.0Yes (X)$0$0$0
Susan S Griffin RPA CPM CCIM
Board Member2.0Yes (X)$0$0$0
Virginia L Hall
Board Member2.0Yes (X)$0$0$0
Darius A Joseph
Board Member2.0Yes (X)$0$0$0
Venkatarama R Koppaka MD PhD
Board Member2.0Yes (X)$0$0$0
Ross P Lanzafame Esq
Board Chair2.0Yes (X)$0$0$0Yes (X)
Angela V Mastrofrancesco
Board Member2.0Yes (X)$0$0$0
Stephen J Nolan Esq
Board Member2.0Yes (X)$0$0$0
Stephen R O'Kane
Board Member2.0Yes (X)$0$0$0
Harry Perlstadt PhD MPH
Board Member2.0Yes (X)$0$0$0
Austin K Pugh
Board Member2.0Yes (X)$0$0$0
Jane Z Reardon MSN APRN CS AE-
Board Member2.0Yes (X)$0$0$0
Albert A Rizzo MD
Past Chair2.0Yes (X)$0$0$0Yes (X)
Jonathon K Rosen
Board Member2.0Yes (X)$0$0$0
Penny J Siewert
Board Member2.0Yes (X)$0$0$0
Jeffrey T Stein CFP
Board Member2.0Yes (X)$0$0$0
Robert G Tweel JD
Board Member2.0Yes (X)$0$0$0
Harold Wimmer
President & CEO40.0$320,175$0$43,198Yes (X)
Adrienne Glasgow thru 12014
Chief Financial Officer40.0$208,361$0$29,352Yes (X)
Laura Scott As of 2114
Chief Financial Officer40.0$0$0$0Yes (X)
Paul Billings
VP National Policy & Advocacy40.0$187,796$0$20,042Yes (X)
Susan Rappaport
VP Research & Program40.0$171,811$0$51,495Yes (X)
Russell Burwell
VP Governance40.0$144,343$0$17,512Yes (X)
Karen Engstron
VP CRM40.0$125,736$0$19,676Yes (X)
Craig Finstad
AVP, Direct Response Operation40.0$133,466$0$23,979Yes (X)
Peter Iwanowicz
AVP, Healthy Air Campaign40.0$112,369$9,417Yes (X)
Katherine Pruitt
AVP, Health Education40.0$109,964$8,439Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$1,514,021TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$223,110TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K12IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedfalseFormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1CityContractorAddress/USAddress/CityStateContractorAddress/USAddress/StateZIP CodeContractorAddress/USAddress/ZIPCodeServicesServicesDescCompensationCompensationAmt
Alaniz Metrogroup
425 N Iris StreetMT PLEASANTIA52641MARKETING$4,501,489
RR Donnelley
1333 Scheuring RoadDE PEREWI54115SUPPLY CHAIN MGMT$4,693,242
Brickmill Marketing Services
24 Mill Brook RoadWILTONNJ03086MARKETING$2,463,675
Daniel Edelman Inc
200 E Randolph St Flr 63CHICAGOIL60601Public Relations$1,546,617
Infocision Management Corp
325 Springside DriveAKRONOH44333MARKETING$1,364,003
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K21CntrctRcvdGreaterThan100KCnt
Government Grants$1,331,126GovernmentGrantsAmt
All Other Contributions$4,751,812AllOtherContributionsAmt
Total Contributions$6,082,938TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
REIMBURSEMENTS FROM CHARTERED ASSN900099$21,080,383$21,080,383
PROGRAM SERVICE CONTRACTS900099$6,496,661$6,496,661
CHARTER ASSOCIATION ASSESSMENTS900099$4,675,015$4,675,015
STRATEGIC CAUSE SUPPORT900099$3,957,738$3,957,738
DIRECT RESPONSE ACTIVITY-CHARTER ASSN900099$2,291,310$2,291,310

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$47,930TotalRevenueColumnAmt
Related Or Exempt Func Income$47,930RelatedOrExemptFuncIncomeAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$38,549,037TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$466,951TotalRevenueColumnAmt
Exclusion$466,951ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$705,933TotalRevenueColumnAmt
Exclusion$705,933ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$5,250RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$5,250RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$5,250TotalRevenueColumnAmt
Exclusion$5,250ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$29,158,128SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$28,805,749SecuritiesAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$352,379SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$352,379TotalRevenueColumnAmt
Exclusion$352,379ExclusionAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Net Income From Gaming NetIncomeFromGamingGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtExclusionExclusionAmt
RESEARCH GRANT SERVICE FEE900099$474,070$474,070
TRUST INCOME900099$17,000$17,000
PROGRAM PARTICIPANT FEES900099$76,622$76,622

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$771,342TotalRevenueColumnAmt
Exclusion$771,342ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$1,339,034OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$47,501,522TotalRevenueColumnAmt
Related Or Exempt Func Income$38,549,037RelatedOrExemptFuncIncomeAmt
Exclusion$2,869,547ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$8,932,506TotalAmt
Program Services$8,932,506ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Benefits To Members BenefitsToMembersGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$980,175TotalAmt
Program Services$547,507ProgramServicesAmt
Management And General$335,329ManagementAndGeneralAmt
Fundraising$97,339FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$3,537,666TotalAmt
Program Services$3,373,745ProgramServicesAmt
Management And General$139,758ManagementAndGeneralAmt
Fundraising$24,163FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$904,702TotalAmt
Program Services$796,273ProgramServicesAmt
Management And General$83,489ManagementAndGeneralAmt
Fundraising$24,940FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$316,211TotalAmt
Program Services$278,313ProgramServicesAmt
Management And General$29,181ManagementAndGeneralAmt
Fundraising$8,717FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$117,639TotalAmt
Program Services$68,282ProgramServicesAmt
Management And General$33,310ManagementAndGeneralAmt
Fundraising$16,047FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$196,414TotalAmt
Management And General$196,414ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$52,414TotalAmt
Program Services$52,414ProgramServicesAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$2,206,462TotalAmt
Fundraising$2,206,462FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$49,510TotalAmt
Management And General$49,510ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$4,894,719TotalAmt
Program Services$4,922,569ProgramServicesAmt
Management And General-$55,698ManagementAndGeneralAmt
Fundraising$27,848FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$16,412,574TotalAmt
Program Services$15,475,982ProgramServicesAmt
Management And General$934,516ManagementAndGeneralAmt
Fundraising$2,076FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$290,753TotalAmt
Program Services$252,513ProgramServicesAmt
Management And General$37,058ManagementAndGeneralAmt
Fundraising$1,182FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$910,850TotalAmt
Program Services$677,976ProgramServicesAmt
Management And General$226,140ManagementAndGeneralAmt
Fundraising$6,734FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$324,690TotalAmt
Program Services$281,164ProgramServicesAmt
Management And General$34,861ManagementAndGeneralAmt
Fundraising$8,665FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$252,070TotalAmt
Program Services$235,171ProgramServicesAmt
Management And General$15,875ManagementAndGeneralAmt
Fundraising$1,024FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Payments To Affiliates PaymentsToAffiliatesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$145,779TotalAmt
Program Services$130,179ProgramServicesAmt
Management And General$14,655ManagementAndGeneralAmt
Fundraising$945FundraisingAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$112,329TotalAmt
Program Services$85,529ProgramServicesAmt
Management And General$25,185ManagementAndGeneralAmt
Fundraising$1,615FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
RESIDENTIAL CAMPAIGN$1,991,768$1,872,262$119,506
PROCESSING FEES$1,122,379$977,490$127,936$16,953
BAD DEBT EXPENSE$32,829$32,829
SERVICE CHARGES$20,348$13,873$2,177$4,298

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$199,180TotalAmt
Program Services$2,402,005ProgramServicesAmt
Management And General$3,538ManagementAndGeneralAmt
Fundraising-$2,206,363FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$44,003,967TotalAmt
Program Services$41,375,753ProgramServicesAmt
Management And General$2,385,569ManagementAndGeneralAmt
Fundraising$242,645FundraisingAmt
FieldValueIRS element (for citing)
Joint CostsYes (X)JointCostsInd

Total Joint Costs TotalJointCostsGrp

FieldValueIRS element (for citing)
Total$1,351,203TotalAmt
Program Services$808,258ProgramServicesAmt
Management And General$76,618ManagementAndGeneralAmt
Fundraising$466,327FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$467BOYAmt
EOY$300EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$4,888,014BOYAmt
EOY$9,318,297EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$3,499,811BOYAmt
EOY$3,543,192EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$374,472BOYAmt
EOY$1,007,824EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$1,281,536LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$1,065,731LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$258,491BOYAmt
EOY$215,805EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$13,388,524BOYAmt
EOY$15,324,523EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Intangible Assets IntangibleAssetsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$5,420,896BOYAmt
EOY$5,738,141EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$27,830,675BOYAmt
EOY$35,148,082EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$1,701,323BOYAmt
EOY$3,275,212EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$3,889,180BOYAmt
EOY$3,443,045EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$5,439,115BOYAmt
EOY$6,988,384EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$8,362,419BOYAmt
EOY$9,002,444EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$19,392,037BOYAmt
EOY$22,709,085EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$3,631,338BOYAmt
EOY$6,970,520EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,004,215BOYAmt
EOY$1,415,412EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$3,803,085BOYAmt
EOY$4,053,065EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$8,438,638BOYAmt
EOY$12,438,997EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$27,830,675BOYAmt
EOY$35,148,082EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$3,497,555ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$1,137,536NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets-$634,732OtherChangesInNetAssetsAmt
Info In Schedule O Part XIIYes (X)InfoInScheduleOPartXIIInd
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Separate Basis Fincl StmtYes (X)SeparateBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredYes (true)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (true)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Public Organization170Yes (X)PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$18,165,400CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$11,915,758CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$10,546,204CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$8,618,848CurrentTaxYearMinus1YearAmt
Current Tax Year$6,082,938CurrentTaxYearAmt
Total$55,329,148TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$18,165,400CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$11,915,758CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$10,546,204CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$8,618,848CurrentTaxYearMinus1YearAmt
Current Tax Year$6,082,938CurrentTaxYearAmt
Total$55,329,148TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$2,563,529SubstantialContributorsTotAmt
Public Support Total170$52,765,619PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$985,737CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,419,418CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,592,243CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$952,391CurrentTaxYearMinus1YearAmt
Current Tax Year$1,178,134CurrentTaxYearAmt
Total$6,127,923TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$165,047CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,024,657CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$556,293CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$517,426CurrentTaxYearMinus1YearAmt
Current Tax Year$1,339,034CurrentTaxYearAmt
Total$3,602,457TotalAmt
FieldValueIRS element (for citing)
Total Support$65,059,528TotalSupportAmt
Gross Receipts Rltd Activities$165,285,108GrossReceiptsRltdActivitiesAmt
Public Support CY1700.81104PublicSupportCY170Pct
Public Support PY1700.88914PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbyingGrp
Total Direct LobbyingTotalDirectLobbyingGrp
Total Lobbying ExpendTotalLobbyingExpendGrp
Other Exempt Purpose ExpendOtherExemptPurposeExpendGrp
Total Exempt Purpose ExpendTotalExemptPurposeExpendGrp
Lobbying Nontaxable AmountLobbyingNontaxableAmountGrp
Grassroots NontaxableGrassrootsNontaxableGrp
Tot Lbbyng Grassroot Mns Non TxTotLbbyngGrassrootMnsNonTxGrp
Tot Lbby Expend Mns Lbbyng Non TxTotLbbyExpendMnsLbbyngNonTxGrp
VolunteersYes (true)VolunteersInd
Paid Staff Or ManagementYes (true)PaidStaffOrManagementInd
Media AdvertisementsYes (true)MediaAdvertisementsInd
Media Advertisements$0MediaAdvertisementsAmt
Mailings MembersYes (true)MailingsMembersInd
Mailings Members$20,160MailingsMembersAmt
Publications Or BroadcastYes (true)PublicationsOrBroadcastInd
Publications Or Broadcast$35,087PublicationsOrBroadcastAmt
Grants Other OrganizationsYes (true)GrantsOtherOrganizationsInd
Grants Other Organizations$4,000GrantsOtherOrganizationsAmt
Direct Contact LegislatorsYes (true)DirectContactLegislatorsInd
Direct Contact Legislators$164,752DirectContactLegislatorsAmt
Rallies DemonstrationsYes (true)RalliesDemonstrationsInd
Rallies Demonstrations$1,057RalliesDemonstrationsAmt
Other ActivitiesYes (true)OtherActivitiesInd
Other Activities$7,994OtherActivitiesAmt
Total Lobbying Expenditures$233,050TotalLobbyingExpendituresAmt
Not Described Section501c3falseNotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE C, PART II-B, LINE 1(I)FormAndLineReferenceDesc
ExplanationThe American Lung Association volunteers and staff engage in a wide range of advocacy activities to further our mission to save lives by improving lung health and preventing lung disease. Our work includes efforts to educate members of congress, their staff and the public on lung health issues and access to healthcare. We advocate for clean, healthy air to reduce the health impacts of air pollution. We focus on supporting the implementation and strengthening of the nations clean air laws. We strongly support the public health infrastructure and lung health research funding including funding for lung cancer, chronic obstructive pulmonary disease (COPD), asthma, tuberculosis and other lung diseases. Furthermore, the American Lung Association volunteers and staff actively advocate in Washington, D.C. and in the states for tobacco control laws, including efforts to regulate tobacco products, promote tobacco cessation and eliminate exposure to second hand smoke.ExplanationTxt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Art Public Exhibition AmountsArtPublicExhibitionAmountsGrp
Held Works ArtHeldWorksArtGrp
Agent Trustee EtcfalseAgentTrusteeEtcInd
Incl Escrow Custodial Acct LiabYes (true)InclEscrowCustodialAcctLiabInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$1,201,259BeginningYearBalanceAmt
Investment Earnings Or Losses$304,334InvestmentEarningsOrLossesAmt
Grants Or Scholarships$95,089GrantsOrScholarshipsAmt
Administrative Expenses$5,451AdministrativeExpensesAmt
End Year Balance$1,405,053EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$1,030,809BeginningYearBalanceAmt
Investment Earnings Or Losses$259,407InvestmentEarningsOrLossesAmt
Grants Or Scholarships$77,218GrantsOrScholarshipsAmt
Administrative Expenses$11,739AdministrativeExpensesAmt
End Year Balance$1,201,259EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$1,099,684BeginningYearBalanceAmt
Investment Earnings Or Losses-$23,972InvestmentEarningsOrLossesAmt
Grants Or Scholarships$34,318GrantsOrScholarshipsAmt
Administrative Expenses$10,585AdministrativeExpensesAmt
End Year Balance$1,030,809EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$980,525BeginningYearBalanceAmt
Investment Earnings Or Losses$201,713InvestmentEarningsOrLossesAmt
Grants Or Scholarships$72,000GrantsOrScholarshipsAmt
Administrative Expenses$10,554AdministrativeExpensesAmt
End Year Balance$1,099,684EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$950,135BeginningYearBalanceAmt
Investment Earnings Or Losses$97,595InvestmentEarningsOrLossesAmt
Grants Or Scholarships$56,728GrantsOrScholarshipsAmt
Administrative Expenses$10,477AdministrativeExpensesAmt
End Year Balance$980,525EndYearBalanceAmt
FieldValueIRS element (for citing)
Prmnnt Endowment Balance EOY0.35590PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.64410TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgfalseEndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgfalseEndowmentsHeldRelatedOrgInd
LandLandGrp

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Depreciation$0DepreciationAmt
Book Value$0BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$0InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$180,602OtherCostOrOtherBasisAmt
Depreciation$121,477DepreciationAmt
Book Value$59,125BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$0InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$447,418OtherCostOrOtherBasisAmt
Depreciation$376,833DepreciationAmt
Book Value$70,585BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$0InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$653,516OtherCostOrOtherBasisAmt
Depreciation$567,421DepreciationAmt
Book Value$86,095BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$215,805TotalBookValueLandBuildingsAmt

Other Assets Org OtherAssetsOrgGrp (2 entries)

DescDescBook ValueBookValueAmt
IN PERPETUAL TRUSTS$3,915,341
OF OTHERS$1,822,800
FieldValueIRS element (for citing)
Total Book Value Other Assets$5,738,141TotalBookValueOtherAssetsAmt
Federal Income Tax Liability$0FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (5 entries)

DescDescAmtAmt
PENSION AND LIFE INSURANCE BENEFITS$4,089,366
DUE TO CHARTERED ASSOC.$908,856
AMOUNTS HELD ON BEHALF OF OTHERS$1,822,800
ANNUITY FUND INVESTMENTS$158,911
OTHER LIABILITIES$2,022,511
FieldValueIRS element (for citing)
Total Liability$9,002,444TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd
Total Rev Etc Audited Fincl Stmt$56,137,745TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst$1,137,536NetUnrealizedGainsInvstAmt
Donated Services And Use Fclts$8,133,419DonatedServicesAndUseFcltsAmt
Other Revenue-$634,732OtherRevenueAmt
Revenue Not Reported$8,636,223RevenueNotReportedAmt
Revenue Subtotal$47,501,522RevenueSubtotalAmt
Total Revenue Per Form990$47,501,522TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$52,137,386TotExpnsEtcAuditedFinclStmtAmt
Donated Services Use Fclts$8,133,419DonatedServicesUseFcltsAmt
Expenses Not Reported$8,133,419ExpensesNotReportedAmt
Expenses Subtotal$44,003,967ExpensesSubtotalAmt
Total Expenses Per Form990$44,003,967TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule D, Part V, Line 4INTENDED USE OF ENDOWMENT FUNDS Permanently restricted net assets are primarily dedicated to supporting research scholars in interstitial related lung diseases. Dalsemer endowment: In 1983, Leonard Dalsemer, the John A. Hartford Foundation, and the Wheelabrator Foundation endowed the national office with $500,000 (the corpus) to fund research to find a cure for interstitial lung disease. The earnings from the corpus are to fund an annual research award in a minimal amount of $30,000. The term of each award is three years. Annual expenditures are limited to 6% of the fair market value of the endowment. The American Lung Association is to strive to grow the endowment by soliciting additional donor contributions. The award is only to be conferred when the review committee deems the proposed research meritorious. Mary Fuller Russell Research Fund: In a settlement entered by American Lung Association of New Hampshire ("ALANH") and National Office ("ALA") on July 9, 2003, ALANH agreed to set aside, as a segregated fund, within its endowment fund, the sum of $1,297,643 representing ALA's 10% share, and to maintain such segregated fund intact for the purpose of paying to and allowing ALA to use all the income and the annual net appreciation, if any, in the fair value of the segregated fund for research purposes determined by ALA. Under the settlement, such segregated fund is to be held for ALA's benefit in perpetuity. ALANH and ALA agreed that distributions from the Mary Fuller Russell Research Fund shall be used to support research into lung health issues, and that research grants to recipients shall be made under the name Mary Fuller Russell Research Fund.
Schedule D, Part X, Line 2FIN 48 Footnote Guidance in the area of Accounting for Uncertainty in Income Taxes under the Financial Accounting Standards Board (FASB) Accounting Standards Codification clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and measurement. This standard provides that the tax effects from an uncertain tax position can be recognized in the financial statements only if the position is more-likely-than-not to be sustained, if the position were to be challenged by a taxing authority. The standard also provides guidance on measurement, classification, interest and penalties, and disclosure. The fiscal years ended 2011, 2012, 2013 and 2014 are still open to audit for both federal and state purposes. National Office has processes presently in place to ensure the maintenance of its tax-exempt status; to identify and report unrelated income; to determine its filing and tax obligations in jurisdictions for which it has nexus; and, to identify and evaluate other matters that may be considered tax positions. National Office incurred no interest or penalties related to tax liabilities for the years ended June 30, 2014 and 2013.
Schedule D, Part XI, Line 2dOther Revenue Reconciling Items Loss on sublease (716,563) Change in fair value of beneficial interest in trusts 435,256 Change in value of split-interest agreements 4,851 Benefit-related Changes (358,276) ----------- Total $(634,732)

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
Agrmt Prof Fundraising ActyYes (true)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (3 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeActivityActivityTxtFundraiser Control Of FundsFundraiserControlOfFundsIndGross ReceiptsGrossReceiptsAmtRetained By ContractorRetainedByContractorAmtNet To OrganizationNetToOrganizationAmt
Infocision Management Corp
325 Springside DriveAkronOH44333Residentfalse$1,907,226$1,403,716$503,511
Thompson Habib Denison I
80 Hayden AvenueLexingtonMA02421Mailfalse$23,966,293$300,000$23,666,293
SFI Nonprofit
7800 3rd St North Ste 900St PaulMN55128Tele-mktgfalse$670,834$502,746$168,088
FieldValueIRS element (for citing)
Total Gross Receipts$26,544,353TotalGrossReceiptsAmt
Total Retained By Contractors$2,206,462TotalRetainedByContractorsAmt
Total Net To Organization$24,337,892TotalNetToOrganizationAmt
Licensed StatesALLicensedStatesCd
Licensed StatesAZLicensedStatesCd
Licensed StatesARLicensedStatesCd
Licensed StatesCALicensedStatesCd
Licensed StatesCOLicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesDELicensedStatesCd
Licensed StatesDCLicensedStatesCd
Licensed StatesFLLicensedStatesCd
Licensed StatesGALicensedStatesCd
Licensed StatesHILicensedStatesCd
Licensed StatesIDLicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesINLicensedStatesCd
Licensed StatesIALicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesLALicensedStatesCd
Licensed StatesMELicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesMALicensedStatesCd
Licensed StatesMILicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesMOLicensedStatesCd
Licensed StatesMTLicensedStatesCd
Licensed StatesNELicensedStatesCd
Licensed StatesNVLicensedStatesCd
Licensed StatesNHLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesNMLicensedStatesCd
Licensed StatesNYLicensedStatesCd
Licensed StatesNCLicensedStatesCd
Licensed StatesNDLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesOKLicensedStatesCd
Licensed StatesORLicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesSCLicensedStatesCd
Licensed StatesSDLicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesTXLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesVTLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesWVLicensedStatesCd
Licensed StatesWILicensedStatesCd
Licensed StatesWYLicensedStatesCd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule G, Part I, Line 1FormAndLineReferenceDesc
ExplanationFUNDRAISING ACTIVITIES The American Lung Association's National office provides support for Chartered American Lung Associations' direct mail, residential campaigns, and telemarketing. As part of this support, the American Lung Association (National) contracts with professional fundraisers to develop fundraising strategies on these initiatives. Revenues from direct response, residential campaign and telemarketing campaigns are distributed to the Chartered American Lung Associations, and each respective Charter reimburses National for their allocable portion of expenses related to each fundraising campaign.ExplanationTxt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (73 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxt
ALA of Mid-Atlantic
3001 Old Gettyburg RoadCamp HillPA17011251825116501(c)(3)$75,000fed & prog grants
ALA of Midland States
1950 Arlingate LaneColumbusOH43228314379531501(c)(3)$130,665fed & prog grants
ALA of Mountain Pacific
7420 SW Bridgeport Rd Ste 200TigardOR97224930386887501(c)(3)$56,250fed & prog grants
ALA of the Northeast
21 West 38th StreetNew YorkNY10018930386887501(c)(3)$127,164fed & prog grants
ALA of the Plains Gulf Region
2325 Severn Avenue Suite 8MetairieLA70001630320189501(c)(3)$44,238fed & prog grants
ALA of the Southeast
6852 Belfort Oaks PlaceJacksonvilleFL32216590662271501(c)(3)$46,033fed & prog grants
ALA of the Southwest
5600 Greenwood Plaza Blvd 100Greenwood VillageCO80111860111676501(c)(3)$62,111fed & prog grants
ALA of the Upper Midwest
3000 Kelly LaneSpringfieldIL62707204392201501(c)(3)$83,950fed & prog grants
Albany Medical College
47 New Scotland AvenueAlbanyNY12208141338310501(c)(3)$32,500fed & prog grants
ATS Foundation
25 Broadway 18th FloorNew YorkNY10004202138855501(c)(3)$20,000Research
Baylor College of Medicine
One Baylor PlazaHoustonTX770303411741613878501(c)(3)$245,077Research
Biomed Research Inst of NM
1501 San Pedro Drive Building 14AlbuquerqueNM87108850374063501(c)(3)$40,000Research
Brigham & Women's Hospital
75 Francis StreetBostonMA02115042312909501(c)(3)$100,000Research
Children's Hospital Boston
PO 414413BostonMA02241042774441501(c)(3)$107,500Research
Children's Hospital Med Ctr
Childrens Hospital Medical CenterCincinnatiOH45229310833936501(c)(3)$40,000Research
Clean Air Watch
1250 Connecticut AvenueWashingtonDC20036342025788501(c)(3)$30,000asthma
Columbia University
722 West 168th Street 4th FlNew YorkNY10032155598093501(c)(3)$136,068Research
Duke University
Box 104132DurhamNC27708560532129501(c)(3)$223,614Research
Farmingdale State University
35 State StreetAlbanyNY12207237046497501(c)(3)$33,380Research
H Lee Moffitt Cancer Center
12902 Magnolia Drive TampaTampaFL33612592451713501(c)(3)$100,000Research
Johns Hopkins University
1101 E33rd Street Suite D200BaltimoreMD21218520595110501(c)(3)$706,000Research
LA State Univ Health Sci Ctr
433 Bolivar StreetNew OrleansLA70112726087770501(a)$158,472Research
MA General Hospital
55 Fruit StreetBostonMA02114041564655501(c)(3)$72,195Research
McLean Hospital
115 Mill Street 228BelmontMA02478043362620501(c)(3)$39,932Research
Natl Jewish Med & Research Ctr
1400 Jackson StreetDenverCO80206742044647501(c)(3)$276,631Research
Nemours Children Clinic
10140 Centurion Parkway NorthJacksonvilleFL32256590634433501(c)(3)$235,940Research
NY Medical College Women's & Children Ctr
40 Sunshine Cottage RoadValhallaNY10595131099420501(c)(3)$263,255
North Shore Long Island Jewish
300 Community DriveManhassetNY11030111562701501(c)(3)$332,507Research
Northwestern University
619 Clark StreetEvanstonIL60208362167817501(c)(3)$404,976Research
NYU School of Medicine
545 First AvenueNew YorkNY10016135562308501(c)(3)$73,900Research
Oregon Health & Sci Univ
3181 SW Sam Jackson Park RdPortlandOR97239931176109501(c)(3)$32,500Research
Regents of the Univ of CA-San Diego
9500 Gilman DriveLa JollaCA92093956006144501(c)(3)$288,964Research
Regents of the Univ of CA-Irvine
1400 Biological Sciences IIIIrvineCA92697952226406501(c)(3)$100,000Research
Regents of the Univ of CA-SF
3333 California St Ste 315 0962San FranciscoCA94118946036493501(c)(3)$172,500Research
Regents of Univ of Michigan
3003 S State StreetAnn ArborMI48109386006309501(c)(3)$52,500Research
Rhode Island Hospital
593 Eddy StreetProvidenceRI02903050258954501(c)(3)$38,723Research
Rutgers Univ School of Public Health
7 College Avenue Winant HallNew BrunswickNJ08901226001086501(a)$40,000Research
Sanford-Burnham Med Research Inst
10901 North Torrey Pines RoadLa JollaCA92037510197108501(c)(3)$32,500Research
Seattle Biomed Research Inst
307 Westlake Ave N Suite 500SeattleWA98109910961784501(c)(3)$16,250Research
St Joseph's Hospital & Med Ctr
700 Rosedale AvenueSt LouisMO63112951643359501(c)(3)$39,829Research
St Vincent of Indiana
1 Hospital DriveIndianapolisIN46260350869066501(c)(3)$210,522Research
Stanford University
Corte Madera Creek Bldg Ste 142Palo AltoCA94304941156365501(c)(3)$112,500Research
SUNY - Stony Brook
PO 9AlbanyNY12201131099420501(a)$40,000Research
Children's Hospital of Seattle
PO 50020SeattleWA98145231352166501(c)(3)$32,500Research
Ohio State Univ Research Fndn
1960 Kenny RoadColumbusOH43210316401599501(c)(3)$281,286Research
Trustees of the Univ of PA
BRBII/III 438 421 Curie BlvdPhiladelphiaPA19104231352685501(c)(3)$40,000Research
Univ of NC-Chapel Hill
104 Airport Dr Ste 2200 1350Chapel HillNC27599591711424501(c)(3)$38,869Research
Univ of TX MD Anderson Cancer Ctr
1515 Holcombe BlvdHoustonTX77030746001118501(a)$100,000Research
Univ of Wisconsin
600 Highland AveMadisonWI53792390743975501(c)(3)$80,000Research
Trustees of Boston Univ-BU Med Campus
72 East Concord St R304BostonMA02118042103547501(c)(3)$165,000Research
Uniformed Svcs Univ of Health Sci
6720-A Rockledge DriveBethesdaMD20817521317896501(a)$10,465Research
Univ Med of South FL-Miami
PO 025405MiamiFL33102590624458501(c)(3)$196,361Research
Univ Med of South FL-Tampa
3802 Spectrum BlvdTampaFL33612592959590501(c)(3)$65,625Research
Univ of AL-Birmingham
University StationBirminghamAL35294636005396501(c)(3)$65,000Research
University of Arizona
PO Box 3308TucsonAZ85722742652689501(c)(3)$170,834Research
University of Chicago
5801 South Ellis AvenueChicagoIL60637362177139501(c)(3)$40,000Research
University of Illinois
601 S Mathews AvenueUrbanaIL61801376000511501(a)$180,000Research
University of Iowa
B5 Jessup HallIowa CityIA52242426004603501(a)$93,673Research
Univ of Lousiville Research Fndn
Stevenson Hall 520LouisvilleKY40290611029626501(c)(3)$40,000Research
Univ of MO-Kansas City
5100 Rockhill Road AC202Kansas CityMO641102499436003859501(a)$161,531Research
University of Montana
32 Campus DriveMissoulaMT59812426004813501(a)$40,000Research
University of New Mexico
1 University DriveAlbuquerqueNM87131850275408501(a)$40,000Research
University of Pittsburgh
Office of Financial InformationPittsburghPA15260250965591501(c)(3)$240,000Research
University of Rochester
910 Genesee Street 200RochesterNY14611160743209501(c)(3)$40,000Research
University of Tampa
401 West Kennedy Blvd Box MTampaFL33606590624459501(c)(3)$40,000Research
Univ of TN Health Sci Ctr
62 S Dunlap Suite 300MemphisTN381630001626001636501(c)(3)$40,000Research
Univ of TX Med Branch-Galveston
PO Box 4786-750HoustonTX772104786746000949501(c)(3)$40,000Research
University of Vermont
85 South Prospect StreetBurlingtonVT05405030179440501(c)(3)$137,259Research
University of Virginia
PO Box 400202CharlottesvilleVA22904546001796501(c)(3)$123,609Research
Wake Forest Univ of Health Studies
Medical Center BlvdWinstonSalemNC27157223849199501(c)(3)$32,500Research
Washington Univ School of Med
660 S Euclid AveSt LouisMO63110430653611501(c)(3)$422,003Research
Wayne State University
5057 Woodward Avenue 13th FlDetroitMI48202383555142501(c)(3)$40,000Research
Yale University
2 Whitney Avenue 6th FlNew HavenCT06510060646973501(c)(3)$32,500Fed & Prog Grants
FieldValueIRS element (for citing)
Total501c3 Org73Total501c3OrgCnt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule I, Part I, Line 2FormAndLineReferenceDesc
ExplanationPROCEDURE FOR MONITORING GRANTS IN THE US Award recipients are required to submit a renewal application after their first Year of funding. Renewal applications are then reviewed by our Research Committee Chairs for approval of second year funding. At the time of termination (after the second year of funding), award recipients are required to submit a summary of their activities, copies of presentations and/or publications, and a cash disbursement report for the entire grant time.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentfalseSeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (true)SupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgfalseCompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsfalseAnyNonFixedPaymentsInd
Initial Contract ExceptionfalseInitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (6 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
Harold Wimmer
President & CEO$320,175$0$0$0$0$0$19,496$0$23,702$0$363,373$0$0$0
Adrienne Glasgow thru 12014
Chief Financial Officer$208,361$0$0$0$0$0$16,201$0$13,151$0$237,713$0$0$0
Paul Billings
VP National Policy & Advocacy$187,796$0$0$0$0$0$18,976$0$1,066$0$207,838$0$0$0
Susan Rappaport
VP Research & Program$171,811$0$0$0$0$0$18,483$0$33,012$0$223,306$0$0$0
Russell Burwell
VP Governance$144,343$0$0$0$0$0$14,815$0$2,697$0$161,855$0$0$0
Craig Finstad
AVP, Direct Response Operation$133,466$0$0$0$0$0$13,208$0$10,771$0$157,445$0$0$0

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule J, Part I, Line 4bFormAndLineReferenceDesc
ExplanationALA has a 457(b) supplemental non-qualified retirement plan. Adrienne Glasgow participated in the 457(b) plan. The amount accrued in calendar year 2013 is included on Schedule J as deferred compensation (i.e., Schedule J, Part II, column (c)).ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Form 990, Part VIII, Line 2REIMBURSEMENT FROM CHARTER ASSOCIATION At June 30, 2014, there were nine Chartered Associations that have jurisdiction over specific geographical areas. However, one of the Chartered Associations legally dissolved with an effective date of June 30, 2014. The geographical area was absorbed by three of the remaining Chartered Associations, effective July 1, 2014. Each Chartered Association is required to remit a monthly bundled billing amount, which includes a fee for some services or contracts held by National Office. Part of these fees pertain to National Office Direct Marketing and the ROI Data Program which provides information on donors and fundraising events conducted by and for the benefit of Chartered Associations. Donations resulting from the direct mail campaign and revenue raised by the Direct Marketing Program are remitted to the Chartered Associations based on the zip code of the donor. The Chartered Associations reimburse National Office for costs required to operate this program. These reimbursements are shown as program reimbursement revenue from Chartered Associations on the accompanying statements of activities. This revenue is recognized as expenses are incurred. For the years ended June 30, 2014 and 2013, program reimbursements approximated $21,100,000 and $23,400,000, respectively. Each Chartered Association is also required to remit a monthly assessment, which National Office uses in a variety of ways including, but not limited to, providing national leadership, assistance and guidance in the areas of Field Program Development, Field Fundraising and Field Management Advisory and other activities. This revenue is recognized over the assessment period. For the years ended June 30, 2014 and 2013, Chartered Associations' assessments revenue approximated $4,700,000 and $4,800,000, respectively. Additionally, per National Office's agreement with each Chartered Association, National Office receives 30% of direct response revenues, less direct response expenses and 13% of all unrestricted bequests in those instances when the donor died prior to July 1, 2009. This revenue is recognized in the period when contributions are collected. For the years ended June 30, 2014 and 2013, the allocable share of direct response activities and bequest share revenue from Chartered Associations approximated $2,300,000 and $2,400,000, respectively.
Form 990, Part VI, Line 1AEXECUTIVE COMMITTEE The Executive Committee shall act in place of and with the full authority of the Board of Directors when the Board of Directors is not in session, subject to the Board's power to amend or change those actions which have not been implemented prior to the Board meeting or meetings following the Executive Committee meeting at which such action was taken. The Board of Directors has the power to authorize and delegate to the Executive Committee to the extent permitted by the Association's Bylaws and applicable law. The Executive Committee shall not have the authority to appoint officers except on an interim basis to fill a vacancy, enter into or amend contracts with officers, amend the policies manual, or borrow money in excess of the amounts expressly authorized by the Board. The Executive Committee shall have no authority to amend the Articles of Incorporation, adopt a plan of merger or consolidation, authorize the sale or other disposition of all or substantially all of the property and assets of the Association, authorize the voluntary dissolution of the Association or revocation of such dissolution, or amend the Bylaws of the Association. The Executive Committee may establish a leadership subcommittee consisting of the Chair, Vice-Chair, and Past-Chair, which shall serve as the Executive Committee's liaison to the President and CEO. FORM 990 PART VI, LINE 11B FORM 990 REVIEW PROCESS ALA has establised the following review process to ensure that the information reported is complete and accurate. Form 990 is prepared by an outside accounting firm and reviewed by CFO. Pror to electronic submission, it is reviewed by the organization's delegated responsible body, the Audit and Risk Oversight Committee, for approval. After approval by the AROC Committee, the members of the governing body review the form prior to submission. All comments are documented, addressed and finalized before the submission.
Form 990, Part VI, Line 12cWRITTEN CONFLICT OF INTEREST POLICY ALA currently has in place a conflict of interest policy which it monitors and enforces annually and has a standing governance committee that oversees its execution. The organization currently mandates that all members of the governing body, committee members and all staff annually sign a conflict of interest policy and disclose any potential or actual conflicts that may exist. The signed conflict of interest policy statements are submitted to the governance committee. These statements are reviewed for potential or actual conflicts. If a potential or actual conflict of interest exists, the governance committee will notify members of management and/or the governing body about such conflict and investigate the conflict and its possible effect. If the governance committee determines that an actual or apparent conflict exists, it will inform the governing body and/or management of its decision. The conflicted individual will not be allowed to vote or be part of any decisions about any such transactions that have to do with the conflict until such time as the governance committee determines there is no longer a conflict.
Form 990, Part VI, Line 15PROCESS FOR DETERMINING COMPENSATION The American Lung Association has established a compensation policy for its leadership committee to follow in establishing the compensation for its CEO, top management official, other officers or key employees. The policy mandates that executive compensation be periodically reviewed by the committee and that the committee should be free of conflicts of interest. In addition, the approving committee needs to review appropriate and adequate data to determine the reasonableness of the compensation being considered. The committee may use a variety of information and studies that are available to determine that the appropriate level of compensation is being paid to its executives. The committees decision on the amount of compensation paid is documented in a contemporaneously written format and documents the date of the decision, the members present during the meeting and those who voted on it, the details of the transaction that was approved and the comparability data used and relied upon to make the decision. ALA did a compensation review for the CEO when he was hired in January 2013. The most recent compensation review process for all other officers and key employees was done in December 2010.
Form 990, Part VI, Line 19MAKING CERTAIN DOCUMENTS PUBLIC The three most recent years of Form 990 and annual reports are available on American Lung Associations website www.lung.org. Governing documents and conflict of interest policy are available to the public upon request. Our website also provides the names of our board of directors and our ethics policy.
Form 990, Part XI, Line 9Loss on sublease ($716,563) Change in fair value of beneficial interest in trusts 435,256 Change in value of split-interest agreements 4,851 Benefit-related Changes (358,276) ----------- Total ($634,732)
Form 990, Part XII, Line 2cAUDIT COMMITTEE The audit committee of the board has the fiduciary responsibility for hiring of the audit firm, the review of the risk issues for the Association and the final audit review and package that is accepted by the board. The committee meets with the audit firm independently from staff during the audit review process and recommends to the board the acceptance of the audit and its findings.
Form 990, Part VI, Line 1EXECUTIVE COMMITTEE THE GOVERNANCE COMMITTEE, TAKING INTO ACCOUNT GEOGRAPHY, EXPERTISE, RACE, ETHNICITY, GENDER, AGE AND OTHER DIVERSITY FACTORS, SHALL PRESENT ANNUALLY TO THE BOARD OF DIRECTORS ITS RECOMMENDED NOMINEES FOR MEMBERS OF THE BOARD OF DIRECTORS, MEMBERS OF THE GOVERNANCE COMMITTEE AND OFFICERS (OTHER THAN THE PRESIDENT AND CHIEF EXECUTIVE OFFICER) OF THE ASSOCIATION (INCLUDING A RECOMMENDATION, WHERE APPROPRIATE, FOR THE DESIGNATION OF THE VICE-CHAIR AS CHAIR-ELECT). OTHER NOMINATIONS MAY NOT BE MADE AT THE MEETING OF THE BOARD OF DIRECTORS FROM THE FLOOR.