THE ANNA AND JOHN J SIE FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- THE ANNA AND JOHN J SIE FOUNDATION (EIN 83-6058353)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-10-05
- IRS object ID
- 201532789349100408
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-10-05T14:36:16-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Kundinger Corder & Engle PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 475 Lincoln St Ste 200 | AddressLine1Txt |
| City | Denver | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80203 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 836058353 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Anna and John J Sie Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ANNA | BusinessNameControlTxt |
| Phone | 3034686060 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3300 East First Avenue No 390 | AddressLine1Txt |
| City | Denver | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80206 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Anna M Sie | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 3034686060 | PhoneNum |
| Signature | 2015-10-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Laurie Anderson | PreparerPersonNm |
| PTIN | P01416697 | PTIN |
| Phone | 3035345953 | PhoneNum |
| Preparation | 2015-10-05 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $84,461,171 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $198,115 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $198,115 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,413,857 | NetGainSaleAstRevAndExpnssAmt |
| Cap Gain Net Incm Net Invst Incm | $3,413,857 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $413,106 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $413,106 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,025,078 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,025,078 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $57,416 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $120 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $57,296 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $84,883 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $84,883 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $64,827 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $64,827 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $13,364 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $13,364 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,750 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,400 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $2,350 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $127,400 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $56,250 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $71,150 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $54,159 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $13,504 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $13,504 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $59,167 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $24,505 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $34,662 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $478,470 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $82,275 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $342,036 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,413,130 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,413,130 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,891,600 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $82,275 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,755,166 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,866,522 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,942,803 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $8,795,573 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,391,892 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,391,892 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $1,000,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $1,000,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $1,000,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $1,000,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $18,142,009 | CorporateStockBOYAmt |
| Corporate Stock EOY | $19,093,372 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $30,902,921 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $37,825,439 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $38,411,235 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $47,165,358 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,000 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $65,764,021 | TotalAssetsBOYAmt |
| Total Assets EOY | $63,897,499 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $84,461,171 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $65,764,021 | RetainedEarningBOYAmt |
| Retained Earning EOY | $63,897,499 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $65,764,021 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $63,897,499 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $65,764,021 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $63,897,499 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $65,764,021 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,866,522 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $63,897,499 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $63,897,499 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|
| Marketable securities | $765,226 | $765,226 | |
| Indus Structured Finance | -$66,456 | -$66,456 | P |
| Eaton Park Overseas Fund | $472,255 | $472,255 | P |
| Highfields Capital | $110,152 | $110,152 | P |
| Wellington Trust Company | $1,510,910 | $1,510,910 | P |
| Newport Asia Institutional Fund | $139,385 | $139,385 | P |
| Highclere Investment Fund | $474,609 | $474,609 | P |
| Fortress Credit Opportunities Fund | $7,776 | $7,776 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,413,857 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $13,521,815 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $84,474,994 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.160069 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $7,281,001 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $80,825,946 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.090082 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $6,306,074 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $82,185,625 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.076730 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $7,486,884 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $47,714,064 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.156911 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,779,245 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $44,978,082 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.084024 | DistributionYr5Rt |
| Total Distribution | 0.567816 | TotalDistributionRt |
| Average Distribution | 0.113563 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $86,270,634 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $9,797,152 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $39,428 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $9,836,580 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $5,755,166 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $78,856 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $78,856 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $78,856 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,669 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $66,429 | AppliedToEsTaxAmt |
| Total Payments And Credits | $77,098 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Tax Due | $1,758 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CO | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Mary Beth Wallingford | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3034686060 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3300 East First Avenue No 390 | AddressLine1Txt |
| City | Denver | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80206 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Anna M Sie | ||||||||
| 3300 East First Avenue 390 | Denver | CO | 80206 | Trustee | 5.80 | $0 | $0 | $0 |
| John J Sie | ||||||||
| 3300 East First Avenue 390 | Denver | CO | 80206 | Trustee | 25.30 | $12,000 | $26,091 | $0 |
| Michelle S Whitten | ||||||||
| 3300 East First Avenue 390 | Denver | CO | 80206 | Executive Director | 10.00 | $45,416 | $3,762 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Monticello Associates | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1800 Larimer St Ste 2100 | AddressLine1Txt |
| City | Denver | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80202 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment advisor | ServiceTypeTxt |
| Compensation | $56,250 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $78,540,457 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $8,043,943 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,000,000 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $87,584,400 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $87,584,400 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,313,766 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $86,270,634 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,313,532 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,313,532 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $78,856 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $78,856 | TotalTaxAmt |
| Distributable Before Adj | $4,234,676 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $10,000 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,244,676 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,244,676 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,755,166 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,755,166 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $5,755,166 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,244,676 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,028,299 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $5,133,802 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,216,049 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $3,383,461 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $9,518,083 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $21,279,694 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,755,166 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,244,676 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,510,490 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $22,790,184 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,028,299 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $21,761,885 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $5,133,802 | ExcessFromYear4Amt |
| Excess From Year3 | $2,216,049 | ExcessFromYear3Amt |
| Excess From Year2 | $3,383,461 | ExcessFromYear2Amt |
| Excess From Year1 | $9,518,083 | ExcessFromYear1Amt |
| Excess From Current Year | $1,510,490 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Anna M Sie | ContributingManagerNm |
| Contributing Manager | John J Sie | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (60 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Adam's Camp | |||||||
| 6767 South Spruce Street Suite 102 | Centennial | CO | 80112 | N/A | PC | Sponsorship and scholarship support for camp for children with special needs | $5,000 |
| Alzheimer's Association | |||||||
| 225 N Michigan Ave Floor 17 | Chicago | IL | 80112 | N/A | PC | Walk to End Alzheimers | $5,000 |
| Arc ThriftMetropolitan Assoc for RC | |||||||
| 12345 Alameda Pkwy Suite 111 | Lakewood | CO | 80228 | N/A | PC | General operating support | $16,000 |
| Cancer League of Colorado | |||||||
| PO Box 5373 | Englewood | CO | 80155 | N/A | PC | General operating support | $40,000 |
| CESASC | |||||||
| 1750 Fulton Ave | Monterey Park | CA | 91755 | N/A | PC | Scholarship endowment | $2,500 |
| Children's Hospital Colorado Foundation | |||||||
| 13123 E 16th Ave Box 045 | Aurora | CO | 80045 | N/A | PC | Sponsorship benefiting pediatric health care | $12,000 |
| Children's Hospital Colorado Foundation | |||||||
| 13123 E 16th Ave Box 045 | Aurora | CO | 80045 | N/A | PC | Sponsorship benefiting pediatric health care | $10,000 |
| Colorado Ballet | |||||||
| 1278 Lincoln St | Denver | CO | 80203 | N/A | PC | General operating support | $20,000 |
| Denver Academy | |||||||
| 4400 East Iliff Avenue | Denver | CO | 80222 | N/A | PC | Assist future generations of children with learning differences who need financial aid | $1,500 |
| Denver Art Museum | |||||||
| 100 W 14th Ave Parkway | Denver | CO | 802042788 | N/A | PC | General operating support | $10,000 |
| Denver Art Museum | |||||||
| 100 W 14th Ave Parkway | Denver | CO | 802042788 | N/A | PC | General operating support | $110,000 |
| Denver Botanic Gardens | |||||||
| 909 York Street | Denver | CO | 802063799 | N/A | PC | Mordecai Children's Garden Endowment | $10,000 |
| Denver Broncos Charities | |||||||
| 1701 Bryant Street Ste 1400 | Denver | CO | 802042788 | N/A | PC | General operating support | $5,000 |
| Denver Film Society | |||||||
| 1510 York St | Denver | CO | 80206 | N/A | PC | Support the Starz Denver Film Festival | $353,862 |
| Denver Health and Hospitals Foundation | |||||||
| 655 Broadway Suite 750 | Denver | CO | 80203 | N/A | PC | General operating support | $25,000 |
| Denver Options Inc | |||||||
| 9900 East Iliff Avenue | Denver | CO | 80231 | N/A | PC | Responding to the needs of individuals with developmental and intellectual disabilities | $5,000 |
| Denver School of Science and Technology | |||||||
| 3401 Quebec St Ste 7200 | Denver | CO | 80207 | N/A | PC | Support the Slice of Pi event benefitting the education for students with special needs | $50,000 |
| Denver School of Science and Technology | |||||||
| 3401 Quebec St Ste 7200 | Denver | CO | 80207 | N/A | PC | Support the Malone Matching Grant event benefitting the education for students with special needs | $250,000 |
| Excelsior Youth Centers Inc | |||||||
| 15001 E Oxford Avenue | Aurora | CO | 80014 | N/A | PC | Support behavioral healthcare and mental health services for youth | $30,000 |
| Friends of the Haven | |||||||
| P O Box 102375 | Denver | CO | 80250 | N/A | PC | General operating support | $5,000 |
| Global Down Syndrome Foundation | |||||||
| 3300 E 1st Avenue Suite 390 | Denver | CO | 80206 | N/A | PC | Advancement of research on Alzheimer's disease and Down syndrome | $500,000 |
| Global Down Syndrome Foundation | |||||||
| 3300 E 1st Avenue Suite 390 | Denver | CO | 80206 | N/A | PC | General operating support | $520,615 |
| Global Down Syndrome Foundation | |||||||
| 3300 E 1st Avenue Suite 390 | Denver | CO | 80206 | N/A | PC | General operating support | $628,392 |
| Governor's Residence Preservation Fund | |||||||
| 400 East 8th Avenue | Denver | CO | 80203 | N/A | PC | Preservation of the century old Boettcher Mansion | $25,000 |
| Hospice of Metro Denver | |||||||
| 501 s Cherry St Suite 700 | Denver | CO | 80246 | N/A | PC | General operating support | $5,000 |
| Hyde Park Foundation-Diamond in the Rough | |||||||
| 3000 East 1st Ave Suite 243 | Denver | CO | 80206 | N/A | PF | For programs that deal with at-risk youth in the community and wellness for children | $12,500 |
| I CON Foundation | |||||||
| 3600 S Beeler St Suite 100 | Denver | CO | 80237 | N/A | PC | General operating support | $4,300 |
| John Austin Cheley Foundation | |||||||
| PO Box 27179 | Denver | CO | 80227 | N/A | PC | General operating support | $5,000 |
| John Lynch Foundation | |||||||
| P O Box 172247 | Tampa | FL | 33672 | N/A | PC | General operating support | $25,000 |
| John Lynch Foundation | |||||||
| P O Box 172247 | Tampa | FL | 33672 | N/A | PC | General operating support | $5,000 |
| Judi's House | |||||||
| 1741 Gaylord St | Denver | CO | 80206 | N/A | PC | General operating support | $15,000 |
| Kroenke Sports Charities | |||||||
| 1000 Chopper Circle | Denver | CO | 80204 | N/A | PC | Support for CO & OH soccer camps for children with Down syndrome | $10,000 |
| Kroenke Sports Charities | |||||||
| 1000 Chopper Circle | Denver | CO | 80204 | N/A | PC | Support community programs for children and families in Colorado | $300 |
| Make-a-Wish Foundation - Colorado Chapter | |||||||
| 7951 E Maplewood Avenue Suite 126 | Greenwood Village | CO | 801114769 | N/A | PC | Granting the wishes of Down syndrome children with life-threatening medical conditions | $10,000 |
| Mile High Montessori Early Learning Cntrs | |||||||
| 1780 Marion St | Denver | CO | 80218 | N/A | PC | General operating support | $5,000 |
| Mizel Museum | |||||||
| 400 South Kearney Street | Denver | CO | 802241238 | N/A | PC | General operating support | $52,500 |
| My Lifelineorg Cancer Foundation | |||||||
| 55 Madison St Suite 750 | Denver | CO | 80206 | N/A | PC | To support cancer patients and caregivers | $5,000 |
| National Down Syndrome Congress | |||||||
| 1370 Center Drive Suite 102 | Atlanta | GA | 30338 | N/A | PC | General operating support | $27,000 |
| National Football Foundation and College Hall of Fame | |||||||
| 1042 Southbury Place | Highlands Ranch | CO | 80129 | N/A | PC | Support Dare to Play program | $600 |
| Parent Project for Muscular Dystrophy | |||||||
| 401 Hackensack Ave 9th Floor | Hackensack | NJ | 70601 | N/A | PC | General operating support | $5,000 |
| Research Down Syndrome | |||||||
| 180 W Adams Street Ste 300 | Chicago | IL | 60603 | N/A | PC | Support research in understanding cognitive impairments in persons with Down syndrome | $100,000 |
| Rocky Mountain Down Syndrome Association | |||||||
| 3515 S Tamarac Dr Suite 320 | Denver | CO | 802371434 | N/A | PC | To support children and families with Down Syndrome | $10,000 |
| Sewall Child Development Center Inc | |||||||
| 1360 Vine Street | Denver | CO | 80206 | N/A | PC | To sponsor programs dedicated to helping children with special needs | $2,500 |
| Special Olympics Inc | |||||||
| 1133 19th St NW Suite 1200 | Washington | DC | 200363604 | N/A | PC | General operating support | $10,000 |
| Stanley British Primary School | |||||||
| 350 Quebec Street | Denver | CO | 802306809 | N/A | PC | To support the Inclusion School Study & Slam Dunk for Scholorships program | $51,561 |
| The 1990 Institute | |||||||
| P O Box 1681 | Burlingame | CA | 94011 | N/A | PC | China's Green Student Forum which promotes solidarity of the youth to save China's environment | $5,000 |
| The Adoption Exchange | |||||||
| 14232 E Evans Avenue | Aurora | CO | 80014 | N/A | PC | General operating support | $25,000 |
| The Cable Center | |||||||
| 2000 Buchtel Blvd | Denver | CO | 80210 | N/A | PC | General operating support | $60,000 |
| The Joshua School | |||||||
| 2303 E Dartmouth Avenue | Englewood | CO | 80113 | N/A | PC | General operating support | $5,000 |
| The Library Project | |||||||
| 2509 East Ridge Creek Road | Phoenix | AZ | 85024 | N/A | PC | To provide educational opportunities for children in developing countries | $50,000 |
| The Rise School of Denver | |||||||
| 4949 East Eastman Avenue | Denver | CO | 80222 | N/A | PC | General operating support | $5,000 |
| Third Way Center | |||||||
| P O Box 61385 | Denver | CO | 80206 | N/A | PC | General operating support | $25,000 |
| University of Colorado Foundation | |||||||
| 4740 Walnut St | Boulder | CO | 803012538 | N/A | PC | Support U of C School of Medicine educational programs | $5,000 |
| University of Colorado Foundation | |||||||
| 4200 East Ninth Avenue | Denver | CO | 80262 | N/A | PC | Support for Linda Crnic Institute for Down Syndrome | $500,000 |
| University of Colorado Foundation | |||||||
| 4740 Walnut St | Boulder | CO | 803012538 | N/A | PC | Daniel and Boyce Sher Distinguished Musicians Scholarship | $500,000 |
| University of Denver - Fisher Early Learning Center | |||||||
| 2490 S Gaylord Street | Denver | CO | 80208 | N/A | PC | To assist the student population with special needs | $5,000 |
| University of Denver -Josef Korbel School of Int'l Studies | |||||||
| 2199 S University Blvd | Denver | CO | 80208 | N/A | PC | Support campaign to strengthen people and programs for international studies at DU | $62,000 |
| University of Denver -Sie Cheou-Kang | |||||||
| 2199 S University Blvd | Denver | CO | 80208 | N/A | PC | Sie Cheou-Kang Center Chair Fund to support international programs for students at DU Korbel School | $1,100,000 |
| University of Washington Foundation | |||||||
| Box 359505 | Seattle | WA | 98195 | N/A | PC | Student scholarships | $15,000 |
| Volunteers of America | |||||||
| 2660 Larimer Street | Denver | CO | 80205 | N/A | PC | Western Fantasy Sponsorship | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,413,130 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Denver Art Museum | |||||||
| 100 W 14th Ave Parkway | Denver | CO | 802042788 | N/A | pc | General operating support | $200,000 |
| Denver Film Society | |||||||
| 1510 York St | Denver | CO | 80206 | N/A | PC | Signage for Sie Film Center | $47,376 |
| Denver School of Science and Technology | |||||||
| 3401 Quebec St Ste 7200 | Denver | CO | 80207 | N/A | PC | General operating support | $250,000 |
| University of Colorado College of Music - Dan Sher Endowment | |||||||
| 4740 Walnut St | Boulder | CO | 803012538 | N/A | PC | Endowment | $1,000,000 |
| University of Colorado Foundation - BioFrontiers | |||||||
| 4740 Walnut St | Boulder | CO | 803012538 | N/A | PC | Matching grant | $1,000,000 |
| University of Colorado Foundation - Linda Crnic Institute | |||||||
| 4200 East Ninth Avenue | Denver | CO | 80262 | N/A | PC | General operating support | $6,113,555 |
| The Children's Hospital Foundation | |||||||
| 13123 East 16th Ave | Aurora | CO | 80045 | N/A | PC | Sie Center Annual Support | $340,000 |
| University of Denver | |||||||
| PO Box 101884 | Denver | CO | 80208 | N/A | PC | Sie Complex at Korbel School | $15,500,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $24,450,931 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $198,115 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $413,106 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,413,857 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $4,025,078 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,025,078 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Kundinger, Corder & Engle, P.C. | $2,800 | $1,400 | $1,400 |
| CliftonLarsonAllen LLP | $950 | $0 | $950 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Diamonds in the Rough Foundation | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3000 East 1st Ave Ste 243 | AddressLine1Txt |
| City | Denver | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80206 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2014-09-11 | GrantDt |
| Grant | $12,500 | GrantAmt |
| Purpose Of Grant | To support porgrams that deal with at-risk youth in the community and children's wellness. | PurposeOfGrantTxt |
| Expended By Grantee | $12,500 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | The Foundation is not aware of a diversion of funds by the grantee. | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 8/17/15 | DatesOfReportsByGranteeTxt |
| Verification | 2015-08-17 | VerificationDt |
| Results Of Verification | Funds were expended in accordance with the terms of the sponsorship agreement. | ResultsOfVerificationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (8 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Longleaf Small Cap Fund | $4,521,909 | $4,636,357 |
| Dodge & Cox International Equity Fund | $7,735,096 | $8,303,857 |
| DirecTV | $1,509,301 | $3,301,536 |
| Liberty Media Corporation | $1,125,625 | $2,705,174 |
| Starz | $945,325 | $3,602,194 |
| Liberty Media Corporation - LMCK | $2,149,692 | $5,373,532 |
| Liberty Broadband Corporation | $370,834 | $960,426 |
| Liberty Broadband Corporation - LBRDK | $735,590 | $2,019,845 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (13 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Wellington Trust Company, CTF Research Equity Fund | AT COST | $13,096,632 | $13,446,069 |
| Newport Asia Institutional Fund | AT COST | $3,330,712 | $4,142,724 |
| Highclere Investment Fund | AT COST | $4,398,804 | $4,210,217 |
| ICAP Offshore Absolute Return Fund | AT COST | $2,029,200 | $3,098,119 |
| Viking Global Equities | AT COST | $2,000,000 | $5,089,807 |
| Maverick Fund LDC | AT COST | $2,000,000 | $2,431,116 |
| Highfields Capital | AT COST | $1,709,152 | $2,811,420 |
| Indus Structured Finance | AT COST | $411,826 | $194,739 |
| Fortress Credit Opportunities Fund | AT COST | $676,219 | $1,031,949 |
| CamCap Energy Offshore Fund | AT COST | $4,500,000 | $3,695,165 |
| Convexity Capital Offshore LP | AT COST | $4,094,563 | $6,882,976 |
| Sowood Alpha Fund | AT COST | $74,511 | $7,711 |
| Eaton Park Overseas Fund | AT COST | $89,616 | $123,346 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Brownstein Hyatt Farber Schreck, LLP | CategoryTxt |
| Legal Fees | $13,364 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $13,364 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Public service videos | Desc |
| BOY Book Value | $1,000 | BOYBookValueAmt |
| EOY Book Value | $1,000 | EOYBookValueAmt |
| EOYFMV | $1,000 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Office supplies | $11,649 | $0 | $11,649 |
| Telephone | $5,819 | $0 | $5,819 |
| Postage | $303 | $0 | $303 |
| Payroll processing fee | $3,059 | $0 | $3,059 |
| Subscriptions | $2,670 | $0 | $2,670 |
| Public relations and promotion | $10,930 | $0 | $10,930 |
| Bank service charges | $39 | $39 | $0 |
| Investment expense | $24,466 | $24,466 | $0 |
| Finance charge | $232 | $0 | $232 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| Wellington Equity Research | $186,540 | $186,540 | $186,540 |
| Newport Asia Institutional Fund | $24,220 | $24,220 | $24,220 |
| Highclere Investment Fund | $122,225 | $122,225 | $122,225 |
| Fortress Credit Opportunities Fund | $80,121 | $80,121 | $80,121 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| David Livingston | $3,000 | $0 | $3,000 |
| Paul Comstock Partners | $18,334 | $0 | $18,334 |
| Monticello Associates | $56,250 | $56,250 | $0 |
| Dennis McGuire | $45,675 | $0 | $45,675 |
| Kelly Westgard | $4,141 | $0 | $4,141 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| 2014 estimated excise tax paid | $10,669 | $0 | $0 |
| 2013 excise tax paid | $43,490 | $0 | $0 |