D J MCMANUS FOUNDATION INC: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- D J MCMANUS FOUNDATION INC (EIN 13-4080144)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-10-29
- IRS object ID
- 201543029349100304
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-10-29T11:19:18-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MAI Capital Management | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1360 E 9th St Ste 1100 | AddressLine1Txt |
| City | Cleveland | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 441141717 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 134080144 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE D J MCMANUS FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % JASON D MCMANUS | InCareOfNm |
| Business Name Control | DJMC | BusinessNameControlTxt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 420 WEST BROADWAY PH A | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100123741 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DEBORAH MCMANUS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2169204815 | PhoneNum |
| Signature | 2015-05-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Carla M Wainwright | PreparerPersonNm |
| PTIN | P00165578 | PTIN |
| Phone | 2169204800 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-04-25 22:37:26Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,912,882 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $90,785 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $90,785 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $240,510 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $240,510 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,291,050 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,107,364 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,291,050 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $30,148 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $1,652,493 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,622,345 | TotalNetInvstIncmAmt |
| Legal Fees Rev And Expnss | $5,967 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $105,583 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $105,583 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $905 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $905 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $16,372 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,084 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $750 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $750 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $129,577 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $111,322 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $486,310 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $486,310 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $615,887 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $111,322 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $486,310 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,036,606 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,511,023 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $137,323 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $178,418 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $178,418 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $9,814,195 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,820,159 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,536,173 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $200,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $200,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $197,800 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $994 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $491 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $491 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $10,152,512 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,199,068 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,912,882 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $300 | GrantsPayableBOYAmt |
| Grants Payable EOY | $10,250 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $300 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $10,250 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Tot Net Ast Or Fund Balances BOY | $10,152,212 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,188,818 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,152,512 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $11,199,068 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,152,212 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,036,606 | ExcessRevenueOverExpensesAmt |
| Subtotal | $11,188,818 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $11,188,818 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (12 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 0.625 SHS TIME INC | P | 2014-06-12 | 2014-06-12 | $14 | $5 | $9 | $9 |
| 0.875 SHS TIME INC. | P | 2014-06-12 | 2014-06-12 | $20 | $20 | $20 | |
| 7,194.245 SHS FIDELITY DISCIPLINED FD | P | 2005-05-16 | 2014-08-22 | $250,000 | $181,408 | $68,592 | $68,592 |
| 1,342.642 SHS FIDELITY DIVERSIFIED INTL FD | P | 2003-01-24 | 2014-08-22 | $50,000 | $28,026 | $21,974 | $21,974 |
| 1,686.341 SHS GATEWAY INDEX PLUS FD | P | 2009-10-21 | 2014-11-26 | $50,051 | $41,789 | $8,262 | $8,262 |
| 2,400 SHS ISHARES FTSE/IXNHUA CHINA | P | 2005-05-16 | 2014-08-22 | $98,162 | $43,560 | $54,602 | $54,602 |
| 8,403.361 SHS MUTUAL BEACON CL A | P | $150,000 | $125,230 | $24,770 | $24,770 | ||
| 2,403.076 SHS THIRD AVENUE VALUE FD | P | 2006-03-09 | 2014-08-22 | $149,980 | $134,225 | $15,755 | $15,755 |
| 919 SHS TIME WARNER CABLE | P | $135,352 | $24,342 | $111,010 | $111,010 | ||
| 7,499 SHS TIME WARNER INC. | P | $602,105 | $224,270 | $377,835 | $377,835 | ||
| 1,310.50 SHS TIME INC. | P | 1993-12-08 | 2014-08-06 | $31,706 | $13,459 | $18,247 | $18,247 |
| CAPITAL GAIN DIVIDENDS | P | $507,565 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,291,050 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $470,247 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $8,944,890 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052572 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $434,265 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,598,606 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045243 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $417,754 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $9,676,174 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.043173 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $357,030 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,076,310 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.039336 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $584,090 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $7,551,886 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.077344 | DistributionYr5Rt |
| Total Distribution | 0.257668 | TotalDistributionRt |
| Average Distribution | 0.051534 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,196,598 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $680,073 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $15,110 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $695,183 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $486,310 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $30,220 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $30,220 | SubtotalAmt |
| Tax Based On Investment Income | $30,220 | TaxBasedOnInvestmentIncomeAmt |
| Applied To Es Tax | $35,326 | AppliedToEsTaxAmt |
| Total Payments And Credits | $35,326 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $389 | EsPenaltyAmt |
| Overpayment | $4,717 | OverpaymentAmt |
| Applied To ES Tax | $4,717 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JASON D MCMANUS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2128747426 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 420 WEST BROADWAY PH A | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100123741 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| JASON D MCMANUS | ||||||
| 420 WEST BROADWAY PH A | NEW YORK | NY | 100123741 | SECRETARY | 0 | $0 |
| DEBORAH H M MCMANUS | ||||||
| 420 WEST BROADWAY PH A | NEW YORK | NY | 100123741 | PRESIDENT | 0 | $0 |
| SOPHIE MCMANUS | ||||||
| 420 WEST BROADWAY PH A | NEW YORK | NY | 100123741 | VICE PRESIDENT | 0 | $0 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE D J MCMANUS FOUNDATION ENGAGED IN NO DIRECT CHARITABLE ACTIVITIES DURING 2014. | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE D J MCMANUS FOUNDATION MADE NO PROGRAM-RELATED INVESTMENTS DURING 2014. | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,418,978 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | -$21,417 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,397,561 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,397,561 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $200,963 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,196,598 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $659,830 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $659,830 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $30,220 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $30,220 | TotalTaxAmt |
| Distributable Before Adj | $629,610 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $629,610 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $629,610 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $486,310 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $486,310 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $486,310 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $629,610 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2012 | PriorYear1Yr |
| Prior Year2 | 2011 | PriorYear2Yr |
| Prior Year3 | 2010 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $208,220 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr1 | $40,302 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $248,522 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $486,310 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $486,310 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $143,300 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $143,300 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $105,222 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $64,920 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $40,302 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $40,302 | ExcessFromYear1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JASON D MCMANUS | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DEBORAH MCMANUS | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 420 WEST BROADWAY PH A | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100123741 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2128747426 | RecipientPhoneNum |
| Form And Info And Materials | REQUESTS SHOULD BE SUBMITTED ON CORPORATE LETTERHEAD WITH FUNDING REQUIREMENTS AND SPECIFIC USES FOR GRANTS. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (80 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ARCHEOLOGIGICAL INSTITUTE OF AMERICA | ||||||||
| 657 BEACON STREET | BOSTON | MA | 02215 | NONE | PC | GENERAL SUPPORT | $500 | |
| BREAKTHROUGH COLLABORATIVE | ||||||||
| 454 SANSOME STREET SUITE 700 | SAN FRANCISCO | CA | 94111 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| CATS HAVEN | ||||||||
| PO BOX 30206 | INDIANAPOLIS | IN | 46230 | NONE | PC | GENERAL SUPPORT | $250 | |
| CENTER FOR REPRODUCTIVE RIGHTS | ||||||||
| 120 WALL STREET | NEW YORK | NY | 10005 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| CENTRAL PARK CONSERVANCY | ||||||||
| 14 E 60 | NEW YORK | NY | 10022 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| CLEARWATER SLOOP | ||||||||
| 112 LITTLE MARKET ST | POUGHKEEPSIE | NY | 12601 | NONE | PC | GENERAL SUPPORT | $250 | |
| DESMOND FISH LIBRARY | ||||||||
| 472 NEW YORK RD | GARRISON | NY | 10524 | NONE | PC | GENERAL SUPPORT | $200 | |
| THE DOE FUND | ||||||||
| 232 EAST 84TH STREET | NEW YORK | NY | 10028 | NONE | PC | GENERAL SUPPORT | $350 | |
| DRAMA LEAGUE | ||||||||
| 359 WILLIS AVENUE | BRONX | NY | 10471 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| ETHS DISTRICT FOUNDATION | ||||||||
| 1600 DODGE AVENUE | EVANSTON | IL | 60201 | NONE | PC | GENERAL SUPPORT | $250 | |
| FRESH AIR FUND | ||||||||
| 633 THIRD AVENUE | NEW YORK | NY | 10017 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| GAY MEN'S DOMESTIC VIOLENCE PROJECT | ||||||||
| 955 MASSACHUSETTS AVE PMB 131 | CAMBRIDGE | MA | 02139 | NONE | PC | GENERAL SUPPORT | $500 | |
| GLYNWOOD CENTER INC | ||||||||
| PO BOX 157 | COLD SPRING | NY | 10516 | NONE | PC | GENERAL SUPPORT | $20,675 | |
| GODDARD-RIVERSIDE | ||||||||
| 593 COLUMBUS AVENUE | NEW YORK | NY | 10024 | NONE | PC | GENERAL SUPPORT | $13,000 | |
| GREENWICH HOUSE | ||||||||
| 27 BARRON STREET | NEW YORK | NY | 10014 | NONE | PC | GENERAL SUPPORT | $14,000 | |
| HARTLEY HOUSE | ||||||||
| 413 WEST 46TH STREET | NEW YORK | NY | 10036 | NONE | PC | GENERAL SUPPORT | $36,650 | |
| HISTORIC HOUSE TRUST OF NYC | ||||||||
| 830 FIFTH AVE ROOM 203 | NEW YORK | NY | 10065 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| HUDSON GUILD | ||||||||
| 441 WEST 26TH STREET | NEW YORK | NY | 10001 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| HUDSON HIGHLANDS LAND TRUST | ||||||||
| PO BOX | GARRISON | NY | 10524 | NONE | PC | GENERAL SUPPORT | $7,000 | |
| HUDSON HIGHLANDS NATURE MUSUEM | ||||||||
| PO BOX 451 | CORNWALL | NY | 12518 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| HUDSON VALLEY SHAKESPEARE FESTIVAL | ||||||||
| 155 MAIN STREET | COLD SPRING | NY | 10516 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| LENOX HILL NEIGHBORHOOD HOUSE | ||||||||
| 331 EAST 70TH STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| LIBRARY OF AMERICA | ||||||||
| 14 EAST 60TH STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL SUPPORT | $23,200 | |
| MUNICPAL ART SOCIETY | ||||||||
| 111 W 57TH STREET | NEW YORK | NY | 10019 | NONE | PC | GENERAL SUPPORT | $250 | |
| NEW DRAMATISTS | ||||||||
| 424 WEST 44TH STREET | NEW YORK | NY | 10036 | NONE | PC | GENERAL SUPPORT | $500 | |
| NEW YORK WOMEN'S FOUNDATION | ||||||||
| 34 WEST 22ND STREET | NEW YORK | NY | 10010 | NONE | PC | GENERAL SUPPORT | $500 | |
| PHILIPSTOWN DEPOT THEATRE | ||||||||
| PO BOX 221 GARRISON LANDING | GARRISON | NY | 10524 | NONE | PC | GENERAL SUPPORT | $2,500 | |
| POLICE ATHLETIC LEAGUE | ||||||||
| 34 1/2 EAST 12TH STREET | NEW YORK | NY | 10003 | NONE | PC | GENERAL SUPPORT | $300 | |
| PRESERVATION LEAGUE OF NEW YORK STATE | ||||||||
| 44 CENTRAL AVENUE | ALBANY | NY | 12206 | NONE | PC | GENERAL SUPPORT | $300 | |
| PUTNAM COUNTY HISTORICAL SOCIETY | ||||||||
| 63 CHESTNUT | COLD SPRING | NY | 10516 | NONE | PC | GENERAL SUPPORT | $200 | |
| RIVERKEEPER | ||||||||
| 828 SOUTH BROADWAY | FARRYTOWN | NY | 10591 | NONE | PC | GENERAL SUPPORT | $500 | |
| STANLEY M ISAACS NEIGHBORHOOD CENTER | ||||||||
| 415 EAST 93RD STREET | NEW YORK | NY | 10128 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| VASSAR COLLEGE | ||||||||
| 124 RAYMOND AVENUE | POUGHKEEPSIE | NY | 12604 | NONE | PC | GENERAL SUPPORT | $40,000 | |
| YOUNG PEOPLE CHORUS OF NEW YOUR CITY INC | ||||||||
| 1995 BROADWAY SUITE 305 | NEW YORK | NY | 10023 | NONE | PC | GENERAL SUPPORT | $25,500 | |
| CITY HARVEST | ||||||||
| 575 EIGHTH AVENUE | NEW YORK | NY | 10018 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| HIGH LINE | ||||||||
| 529 WEST 20TH STREET SUITE 8W | NEW YORK | NY | 10011 | NONE | PC | GENERAL SUPPORT | $500 | |
| MUSEUM OF MODERN ART | ||||||||
| 11 WEST 53RD STREET | NEW YORK | NY | 10019 | NONE | PC | GENERAL SUPPORT | $460 | |
| NATIONAL WOMEN'S MUSEUM | ||||||||
| 205 S WHITING STREET SUITE 254 | ALEXANDRIA | VA | 22304 | NONE | PC | GENERAL SUPPORT | $500 | |
| RIIS SETTLEMENT | ||||||||
| 10-25 41ST AVENUE | LONG ISLAND CITY | NY | 11101 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| ACLU | ||||||||
| 125 BROAD STREET 18TH FLOOR | NEW YORK | NY | 10004 | NONE | PC | GENERAL SUPPORT | $500 | |
| ARBOR BROTHERS INC | ||||||||
| 299 E 11TH STREET SUITE 4B | NEW YORK | NY | 10003 | NONE | PC | GENERAL SUPPORT | $40,000 | |
| BRONXWORKS | ||||||||
| 66 E TREMONT AVENUE | BRONX | NY | 10453 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| SHE SHOULD RUN FOUNDATION | ||||||||
| 1900 L ST NEW STE 500 | WASHINGTON | DC | 20036 | NONE | PC | GENERAL SUPPORT | $47,500 | |
| THE GARDEN CONSERVANCY | ||||||||
| PO BOX 219 | COLD SPRINGS | NY | 10516 | NONE | PC | GENERAL SUPPORT | $125 | |
| THERAPEUTIC EQUESTRIAN CENTER | ||||||||
| 115 STONECROP LANE | COLD SPRING | NY | 10516 | NONE | PC | GENERAL SUPPORT | $2,400 | |
| AMERICAN MUSEUM OF NATURAL HISTORY | ||||||||
| CENTRAL PARK WEST AT 79TH STREET | NEW YORK | NY | 10024 | NONE | PC | GENERAL SUPPORT | $200 | |
| ARTWORK NYC | ||||||||
| 975 PARK AVENUE 12C | NEW YORK | NY | 10028 | NONE | PC | GENERAL SUPPORT | $1,500 | |
| BROOKES PLACE | ||||||||
| 50 EAST 91ST STREET SUITE 103 | INDIANAPOLIS | IN | 46240 | NONE | PC | GENERAL SUPPORT | $2,000 | |
| GARRISON CENTER INC | ||||||||
| 23 GARRISONS LANDING | GARRISON | NY | 10524 | NONE | PC | GENERAL SUPPORT | $500 | |
| ICAAN | ||||||||
| PO BOX 53174 | INDIANAPOLIS | IN | 46253 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| LINC | ||||||||
| 237 WEST 35TH STREET STE 1202 | NEW YORK | NY | 10001 | NONE | PC | GENERAL SUPPORT | $800 | |
| NEW YORK LANDMARKS CONSERVANCY | ||||||||
| ONE WHITEHALL STREET | NEW YORK | NY | 10004 | NONE | PC | GENERAL SUPPORT | $200 | |
| OPEN SPACE | ||||||||
| 151 POST ROAD | OLD WESTBURY | NY | 11568 | NONE | PC | GENERAL SUPPORT | $500 | |
| SOHO ALLIANCE | ||||||||
| PO BOX 429 | NEW YORK | NY | 10012 | NONE | PC | GENERAL SUPPORT | $250 | PRINCE STREET STATION |
| THE CHAPEL RESTORATION | ||||||||
| 45 MARKET STREET | COLD SPRING | NY | 10516 | NONE | PC | GENERAL SUPPORT | $100 | |
| WNET | ||||||||
| ONE CENTER STREET | NEW YORK | NY | 10019 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| WOMENS DONOR NETWORK | ||||||||
| 565 COMMERICAL STREET | SAN FRANCISCO | CA | 94111 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| WNYC | ||||||||
| ONE CENTER STREET | NEW YORK | NY | 10007 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| ACE PROGRAMS FOR THE HOMELESS | ||||||||
| 598 BROADWAY 7TH FLOOR | NEW YORK | NY | 10012 | NONE | PC | GENERAL SUPPORT | $250 | |
| CANAVAN FOUNDATION | ||||||||
| 110 RIVERSIDE DRIVE | NEW YORK | NY | 10024 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| CENTER FOR HUMANS & NATURE | ||||||||
| 152 BROADWAY OFFICE 3 | DOBBS FERRY | NY | 10522 | NONE | PC | GENERAL SUPPORT | $2,500 | |
| COMMUNITY FUNDS INC | ||||||||
| 2 PARK AVENUE | NEW YORK | NY | 10016 | NONE | PC | GENERAL SUPPORT | $15,000 | |
| FINCA SANTA MARTA SA | ||||||||
| 2901 VIRGINIA PLACE | DES MOINES | IA | 50321 | NONE | PC | GENERAL SUPPORT | $500 | |
| FRACTURED ATLAS | ||||||||
| 248 W 35TH STREET 10TH FL | NEW YORK | NY | 10001 | NONE | PC | GENERAL SUPPORT | $500 | |
| HABITAT FOR HUMANITY | ||||||||
| 334 FURMAN STREET | BROOKLYN | NY | 11201 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| LEGAL AID SOCIETY | ||||||||
| ONE BATTERY PARK PLAZA | NEW YORK | NY | 10004 | NONE | PC | GENERAL SUPPORT | $500 | |
| DOCTORS WITHOUT BORDERS | ||||||||
| PO BOX 5030 | HAGERSTOWN | MD | 21741 | NONE | PC | GENERAL SUPPORT | $500 | |
| NEW YORK NEEDIEST CASES FUND | ||||||||
| 7TH FLOOR EAST LOCKBOX 5193 | BROOKLYN | NY | 11245 | NONE | PC | GENERAL SUPPORT | $3,500 | |
| NATIONAL NEW PLAY NETWORK LTD | ||||||||
| 641 D STREET NW | WASHINGTON | DC | 20004 | NONE | PC | GENERAL SUPPORT | $400 | |
| QUEENS COMMUNITY HOUSE | ||||||||
| 108-25 62ND DRIVE | FOREST HILLS | NY | 11375 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| RAFIKIS | ||||||||
| PO BOX 711723 | SALT LAKE CITY | UT | 84171 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| SALVATION ARMY | ||||||||
| 615 SLATER LANE PO BOX 269 | ALEXANDRIA | VA | 22313 | NONE | PC | GENERAL SUPPORT | $2,000 | |
| SCENIC HUDSON | ||||||||
| ONE CIVIC CENTER PLAZA SUITE 200 | POUGHSKEEPSI | NY | 12601 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| SINGLE STOP USA | ||||||||
| 1825 PARK AVENUE SUITE 503 | NEW YORK | NY | 10035 | NONE | PC | GENERAL SUPPORT | $40,000 | |
| SPECIAL OLYMPICS | ||||||||
| 504 BALLTOWN ROAD | SCHENECTADY | NY | 12304 | NONE | PC | GENERAL SUPPORT | $500 | |
| THE COLLEGIATE CHORALE | ||||||||
| 115 EAST 57TH STREET SUITE 1121 | NEW YORK | NY | 10022 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| THE HILGOS FOUNDATION | ||||||||
| 406 WOODLAND ROAD | HIGHLAND PARK | IL | 60035 | NONE | PC | GENERAL SUPPORT | $500 | |
| THE NEIGHBORHOOD SCHOOL (TNSNY) | ||||||||
| 121 EAST 3RD STREET | NEW YORK | NY | 10009 | NONE | PC | GENERAL SUPPORT | $50 | |
| VOCAL EASE | ||||||||
| 240 WEST 73RD STREET SUITE 1403 | NEW YORK | NY | 10023 | NONE | PC | GENERAL SUPPORT | $200 | |
| WOMEN'S CAMPAIGN FUND | ||||||||
| 734 15TH STREET NW | WASHINGTON | DC | 20005 | NONE | PC | GENERAL SUPPORT | $7,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $486,310 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $90,785 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $240,510 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,291,050 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | Related Or Exempt Function IncmRelatedOrExemptFunctionIncmAmt |
|---|---|
| MISCELLANEOUS INCOME | $7,328 |
| MAI WEALTH OPPORTUNITY FUND K-1 | $22,820 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,622,345 | ExclusionAmt |
| Related Or Exempt Function Incm | $30,148 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,652,493 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | 200,000 GOLDMAN SACHS 4.5% | BondNm |
| EOY Book Value | $200,000 | EOYBookValueAmt |
| EOYFMV | $197,800 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (42 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 9,4293.056 SHS VANGUARD INDEX | $1,223,238 | $1,790,483 |
| 7,382.12 SHS HARBOR CAPITAL | $243,367 | $432,002 |
| 36,428.491 SHS COLUMBIA ACORN | $874,277 | $1,163,890 |
| 14,418.298 SHS VANGUARD SMALL | $349,259 | $805,406 |
| 3,001 SHS TIME WARNER INC | $89,750 | $256,345 |
| 14,985.948 FIDELITY DIV INTL | $325,964 | $516,266 |
| 8,665.614 FIDELITY DIS EQTY | $225,195 | $291,425 |
| 10,963.467 MATTHEW CHINA FD | $182,975 | $235,276 |
| 18,379.018 MUTUAL BEACON | $275,390 | $302,702 |
| 15,731.953 TROWE PRICE NW ASIA | $250,246 | $256,274 |
| 2,400 SHS ISHARES FTSE/XINHUA | ||
| 12,309.384 MATTHEWS INDIA FD | $180,719 | $325,706 |
| 12,122.47 T.ROWE PRICE GRWTH | $377,876 | $629,762 |
| 2,720.263 THIRD AVE VALUE FD | $151,715 | $154,402 |
| 3,500 GUGGENHE ETF SABRIENT IN | $97,027 | $171,710 |
| 7,333.283 SHS DODGE & COX INTL | $324,066 | $308,805 |
| 19,060.853 SSGA EMERGING MKTS | $399,307 | $200,711 |
| 5,501 SHS TIME WARNER CABLE | $52,821 | $228,242 |
| 5,174.777 SHS MAI WEALTH INC. | $355,228 | $14,015 |
| 18,000 SHS JP MORGAN ALERIAN | $429,516 | $827,100 |
| 4,320.487 SHS GATEWAY INDEX | $108,426 | $127,800 |
| 25,035.021 GOLDMAN SACHS GRWTH | $599,276 | $694,694 |
| 8,135.938 SHS MERGER FUND | $128,253 | $126,758 |
| 18,639.158 SHS TEMPLETON GLOBA | $252,050 | $231,312 |
| 200,000 BARCLAYS BANK | $134,000 | $207,626 |
| 100,000 PNC BANK | $100,000 | $109,750 |
| 200,000 ENTERPRISE PRODUCTS | $215,750 | $219,376 |
| 200,000 GE CAP CORP | $221,950 | $232,750 |
| 4,539 SHS REINS GROUP | $122,963 | $126,003 |
| 22,831.098 FIDELITY FLOATING | $227,283 | $219,635 |
| 100,000 BARCLAYS BK STRUCTURED | $100,000 | $111,950 |
| 100,000 CREDIT SUISSE EEM NOTE | $100,000 | $99,700 |
| 100,000 GS EAFE NOTE | $100,000 | $97,448 |
| 22,699.553 SHS BLACKROCK STRAT | $230,020 | $229,492 |
| 200,000 BARCLAYS RUSSELL 2000 | $200,000 | $199,800 |
| 100,000 STANLEY B&D | $102,150 | $107,750 |
| 2,400 SHS SPDR 400 MIDCAP | $586,857 | $633,528 |
| 1 SH TIME, INC | $10 | $25 |
| 18,193.509 SHS DOUBLELINE TOTA | $201,489 | $199,583 |
| 16,561.670 SHS T ROWE GLOB TEC | $242,530 | $204,043 |
| 1,200 SHS SPDR S&P 500 ETF | $239,216 | $246,648 |
| 19,664.717 SHS STONERIDGE REIN | $200,000 | $199,980 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | DIVIDENDS RECEIVABLE | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $491 | BookValueAmt |
| EOYFMV | $491 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MCGUIRE WOODS | CategoryTxt |
| Legal Fees | $5,967 | LegalFeesAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| NEW YORK STATE FILING FEES | $750 | $750 |
| MISCELLANEOUS EXPENSE |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt |
|---|---|
| MISCELLANEOUS INCOME | $7,327 |
| MAI WEALTH INCOME OPP FUND K-1 | $22,850 |
| MAI WEALTH INCOME OPP FUND K-1 1231 | -$29 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| INVESTMENT ADVISORY FEES | $100,337 | $100,337 |
| MAI WEALTH INCOME OPP. FD | $5,246 | $5,246 |
| SERVICE FEES |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN INCOME TAXES | $4,084 | $4,084 |
| FEDERAL INVESTMENT INCOME TAX | $12,288 |