CURTIS W MCGRAW FOUNDATION: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization: CURTIS W MCGRAW FOUNDATION (EIN 22-1761678)
Tax period: 2013-01-01 to 2013-12-31
Filed: 2014-04-03
IRS object ID: 201400939349100605
Schema version: 2013v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
All Oth Prog Rltd Investments Sch
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Land Schedule2
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2014-04-03T11:58:33-05:00	ReturnTs
Tax Period End	2013-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	Rockefeller & Co Inc	BusinessNameLine1

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	30 Rockefeller Pl - Rm 5600	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10112	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2013-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	221761678	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE CURTIS W MCGRAW FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of	% ROCKEFELLER & CO	InCareOfNm
Business Name Control	CURT	BusinessNameControlTxt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	C/O ROCKEFELLER CO	AddressLine1
Address Line2	30 ROCKEFELLER PLAZA Suite 5600	AddressLine2
City	NEW YORK	City
State	NY	State
ZIP Code	10112	ZIPCode

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	SAMUEL LAMBERT	PersonNm
Person Title	SECRETARY	PersonTitleTxt
Phone	2125495360	PhoneNum
Signature	2014-04-02	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Phone	2125495100	PhoneNum

Field	Value	IRS element (for citing)
Tax	2013	TaxYr
Build TS	2015-12-30 17:16:21Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$26,226,894	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$0	ContriRcvdRevAndExpnssAmt
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$102,214	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$102,214	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$341,290	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$341,290	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$1,783,648	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$10,508,570	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$1,783,648	CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss	$2,227,152	TotalRevAndExpnssAmt
Total Net Invst Incm	$2,227,152	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Legal Fees Rev And Expnss	$9,635	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$6,423	LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm	$0	LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl	$3,212	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$12,300	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$8,200	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$0	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$4,100	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$129,084	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$129,084	OtherProfFeesNetInvstIncmAmt
Interest Rev And Expnss	$91	InterestRevAndExpnssAmt
Interest Dsbrs Chrtbl	$91	InterestDsbrsChrtblAmt
Taxes Rev And Expnss	$57,470	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$22,577	TaxesNetInvstIncmAmt
Other Expenses Rev And Expnss	$44,684	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$40,737	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$3,684	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$253,264	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$207,021	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$0	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$11,087	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$1,121,730	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$1,121,730	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,374,994	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$207,021	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$0	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$1,132,817	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$852,158	ExcessRevenueOverExpensesAmt
Net Investment Income	$2,020,131	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$209,346	CashBOYAmt
Cash EOY	$717,357	CashEOYAmt
Cash EOYFMV	$717,357	CashEOYFMVAmt
Acct Rcvbl	$11,800	AcctRcvblAmt
Acct Rcvbl BOY	$0	AcctRcvblBOYAmt
Acct Rcvbl EOY	$11,800	AcctRcvblEOYAmt
Acct Rcvbl EOYFMV	$11,800	AcctRcvblEOYFMVAmt
US Government Obligations BOY	$2,473,847	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$2,006,349	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$1,993,691	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$10,407,977	CorporateStockBOYAmt
Corporate Stock EOY	$10,566,942	CorporateStockEOYAmt
Corporate Stock EOYFMV	$16,413,036	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$3,139,042	CorporateBondsBOYAmt
Corporate Bonds EOY	$3,216,265	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$3,225,626	CorporateBondsEOYFMVAmt
Other Investments BOY	$1,176,868	OtherInvestmentsBOYAmt
Other Investments EOY	$1,596,732	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$3,865,384	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$17,407,080	TotalAssetsBOYAmt
Total Assets EOY	$18,115,445	TotalAssetsEOYAmt
Total Assets EOYFMV	$26,226,894	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$38,881	AccountsPayableBOYAmt
Accounts Payable EOY	$0	AccountsPayableEOYAmt
Total Liabilities BOY	$38,881	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Capital Stock BOY	$17,368,199	CapitalStockBOYAmt
Capital Stock EOY	$18,115,445	CapitalStockEOYAmt
Retained Earning BOY	$0	RetainedEarningBOYAmt
Retained Earning EOY	$0	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$17,368,199	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$18,115,445	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$17,407,080	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$18,115,445	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$17,368,199	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$852,158	ExcessRevenueOverExpensesAmt
Subtotal	$18,220,357	SubtotalAmt
Other Decreases	$104,912	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$18,115,445	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (427 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
250 SH. ADVANCE AUTO PARTS, INC.	P	2012-08-29	2013-04-16	$20,052	$18,001	$2,051	$2,051
120 SH. ADVANCE AUTO PARTS, INC.	P	2012-08-29	2013-04-19	$9,383	$8,641	$742	$742
80 SH. AFLAC, INC.	P	2012-04-26	2013-01-15	$4,172	$3,594	$578	$578
400 SH. AFLAC, INC.	P	2012-04-27	2013-01-15	$20,858	$17,969	$2,889	$2,889
380 SH. AFLAC, INC.	P	2012-08-21	2013-01-15	$19,815	$17,750	$2,065	$2,065
280 SH. AFLAC, INC.	P	2012-04-27	2013-01-16	$14,606	$12,578	$2,028	$2,028
2000 SH. AMADA CO. LTD.	P	2013-01-07	2013-09-26	$17,554	$13,428	$4,126	$4,126
1000 SH. AMADA CO. LTD.	P	2013-01-07	2013-11-29	$8,817	$6,714	$2,103	$2,103
88000 SH. ANHEUSER-BUSCH 7.75% 01/15/19	P	2013-08-06	2013-08-28	$109,985	$111,664	-$1,679	-$1,679
40 SH. ARCOS DORADOS HOLDINGS, INC.	P	2013-01-07	2013-08-28	$420	$559	-$139	-$139
460 SH. ARCOS DORADOS HOLDINGS, INC.	P	2013-01-07	2013-09-26	$5,410	$6,423	-$1,013	-$1,013
120 SH. ARCOS DORADOS HOLDINGS, INC.	P	2013-01-07	2013-11-27	$1,428	$1,676	-$248	-$248
212 SH. ARCOS DORADOS HOLDINGS, INC.	P	2013-01-09	2013-11-27	$2,523	$2,917	-$394	-$394
30 SH. BAKER HUGHES INCORPORATED	P	2013-07-11	2013-08-28	$1,415	$1,483	-$68	-$68
170 SH. BAKER HUGHES INCORPORATED	P	2013-07-11	2013-11-27	$9,569	$8,403	$1,166	$1,166
97 SH. BAKER HUGHES INCORPORATED	P	2013-07-12	2013-11-27	$5,460	$4,761	$699	$699
20 SH. CAPITAL ONE FINANCIAL CORP.	P	2013-03-13	2013-08-28	$1,283	$1,098	$185	$185
181 SH. CAPITAL ONE FINANCIAL CORP.	P	2013-03-13	2013-11-27	$12,943	$9,938	$3,005	$3,005
30 SH. CHINA MOBILE (HONG KONG) LTD	P	2013-06-17	2013-08-28	$1,605	$1,504	$101	$101
190 SH. CHINA MOBILE (HONG KONG) LTD	P	2013-06-14	2013-09-26	$10,775	$9,365	$1,410	$1,410
470 SH. CHINA MOBILE (HONG KONG) LTD	P	2013-06-17	2013-09-26	$26,653	$23,563	$3,090	$3,090
471 SH. CHINA MOBILE (HONG KONG) LTD	P	2013-06-14	2013-11-27	$25,532	$23,214	$2,318	$2,318
30 SH. COACH, INC.	P	2013-08-08	2013-08-28	$1,562	$1,621	-$59	-$59
303 SH. COACH, INC.	P	2013-08-08	2013-11-27	$17,219	$16,373	$846	$846
97000 SH. COMCAST CORP. 5.70% 05/15/2018	P	2013-02-14	2013-08-28	$112,491	$114,511	-$2,020	-$2,020
10 SH. COPA HOLDINGS SA CL A	P	2013-07-22	2013-08-28	$1,266	$1,419	-$153	-$153
100 SH. COPA HOLDINGS SA CL A	P	2013-07-22	2013-09-26	$13,973	$14,186	-$213	-$213
20 SH. COPA HOLDINGS SA CL A	P	2013-07-22	2013-11-27	$3,034	$2,837	$197	$197
52 SH. COPA HOLDINGS SA CL A	P	2013-07-23	2013-11-27	$7,889	$7,349	$540	$540
40 SH. DELPHI AUTOMOTIVE PLC	P	2012-11-02	2013-08-28	$2,177	$1,339	$838	$838
70 SH. DNB HOLDING ASA	P	2013-05-08	2013-08-29	$1,102	$1,178	-$76	-$76
800 SH. DNB HOLDING ASA	P	2013-05-08	2013-09-26	$12,592	$13,463	-$871	-$871
829 SH. DNB HOLDING ASA	P	2013-10-30	2013-11-29	$14,895	$15,113	-$218	-$218
40000 SH. DOMINION RES 8.875% 01/15/19	P	2013-01-22	2013-08-28	$51,550	$53,681	-$2,131	-$2,131
85000 SH. DOMINION RES 8.875% 01/15/19	P	2013-07-25	2013-08-28	$109,544	$111,194	-$1,650	-$1,650
20 SH. DOVER CORP.	P	2012-11-19	2013-08-28	$1,702	$1,253	$449	$449
30 SH. EXPEDIA, INC.	P	2013-07-18	2013-08-28	$1,413	$1,963	-$550	-$550
228 SH. EXPEDIA, INC.	P	2013-07-18	2013-11-27	$14,396	$14,916	-$520	-$520
24000 SH. FEDEX CORP NTS, 8.0% 01/15/19	P	2013-01-23	2013-12-13	$30,090	$30,809	-$719	-$719
40000 SH. FEDEX CORP NTS, 8.0% 01/15/19	P	2013-01-29	2013-12-13	$50,150	$51,180	-$1,030	-$1,030
20 SH. FEDEX CORPORATION	P	2012-09-21	2013-08-28	$2,168	$1,690	$478	$478
100000 SH. GE CAP CORP 5.625% 05/01/18	P	2012-08-22	2013-03-15	$118,342	$116,577	$1,765	$1,765
100000 SH. GOLDMAN SACHS 6.15% 4/1/18	P	2012-08-29	2013-08-28	$113,062	$111,461	$1,601	$1,601
10 SH. GOLDMAN SACHS GROUP	P	2012-10-16	2013-08-28	$1,532	$1,234	$298	$298
70 SH. GOOGLE INC - CLASS A	P	2013-10-10	2013-10-28	$71,077	$60,441	$10,636	$10,636
22 SH. GOOGLE INC - CLASS A	P	2013-10-10	2013-10-29	$22,383	$18,996	$3,387	$3,387
50 SH. HYUNDAI MOTOR COMPANY LTD PFD	P	2012-12-13	2013-09-26	$5,095	$3,433	$1,662	$1,662
177 SH. INCYTE CORPORATION	P	2013-11-04	2013-11-27	$8,253	$7,182	$1,071	$1,071
220 SH. ING GROEP	P	2013-08-26	2013-08-28	$2,441	$2,544	-$103	-$103
70 SH. ING GROEP	P	2013-08-22	2013-09-26	$797	$807	-$10	-$10
2370 SH. ING GROEP	P	2013-08-26	2013-09-26	$26,968	$27,410	-$442	-$442
1182 SH. ING GROEP	P	2013-08-22	2013-11-29	$15,336	$13,422	$1,914	$1,914
560 SH. ING GROEP	P	2013-08-22	2013-11-29	$7,266	$6,460	$806	$806
4000 SH. KALBE FARMA TBK PT	P	2013-05-21	2013-08-29	$448	$637	-$189	-$189
42500 SH. KALBE FARMA TBK PT	P	2013-05-21	2013-09-26	$4,827	$6,765	-$1,938	-$1,938
30500 SH. KALBE FARMA TBK PT	P	2013-05-21	2013-11-29	$3,094	$4,855	-$1,761	-$1,761
480 SH. LIBERTY GLOBAL PLC - A	P	2012-12-13	2013-06-14	$35,118	$36,169	-$1,051	-$1,051
0.252 SH. LIBERTY GLOBAL PLC - A	P	2012-12-13	2013-07-03	$18	$19	-$1	-$1
358 SH. LIBERTY GLOBAL, PLC. - SER C	P	2012-12-13	2013-06-14	$24,606	$25,264	-$658	-$658
0.608 SH. LIBERTY GLOBAL, PLC. - SER C	P	2012-12-13	2013-07-05	$41	$43	-$2	-$2
0.75 SH. MALLINCKRODT PLC	P	2013-06-17	2013-07-29	$33	$34	-$1	-$1
20 SH. MALLINCKRODT PLC	P	2013-06-17	2013-08-28	$880	$903	-$23	-$23
169.25 SH. MALLINCKRODT PLC	P	2013-06-17	2013-11-27	$8,721	$7,644	$1,077	$1,077
39.75 SH. MALLINCKRODT PLC	P	2013-06-28	2013-11-27	$2,048	$1,791	$257	$257
409 SH. MERCK & CO. INC.	P	2013-10-03	2013-11-27	$20,368	$19,867	$501	$501
150 SH. MSCI INC.	P	2012-10-02	2013-07-12	$5,178	$3,938	$1,240	$1,240
50 SH. MSCI INC.	P	2012-10-03	2013-07-12	$1,726	$1,366	$360	$360
650 SH. MSCI INC.	P	2012-10-02	2013-07-15	$22,479	$17,064	$5,415	$5,415
570 SH. MSCI INC.	P	2012-10-02	2013-07-16	$19,622	$14,964	$4,658	$4,658
520 SH. MSCI INC.	P	2012-10-02	2013-07-17	$17,960	$13,651	$4,309	$4,309
520 SH. MSCI INC.	P	2012-10-02	2013-07-18	$18,068	$13,651	$4,417	$4,417
290 SH. MSCI INC.	P	2012-10-02	2013-07-19	$10,063	$7,613	$2,450	$2,450
20 SH. MSCI INC.	P	2012-10-15	2013-07-19	$694	$515	$179	$179
400 SH. MURATA MANUFACTURING COMPANY,	P	2013-02-06	2013-09-26	$30,053	$25,605	$4,448	$4,448
200 SH. MURATA MANUFACTURING COMPANY,	P	2013-02-05	2013-11-29	$17,068	$12,332	$4,736	$4,736
100 SH. MURATA MANUFACTURING COMPANY,	P	2013-02-06	2013-11-29	$8,534	$6,401	$2,133	$2,133
1000 SH. NGK SPARK PLUG CO., LTD.	P	2013-06-19	2013-09-26	$21,895	$19,720	$2,175	$2,175
512 SH. OPHIR ENERGY PLC - NIL PAID RT	P	2012-05-03	2013-03-15	$1,359		$1,359	$1,359
408 SH. OPHIR ENERGY PLC - NIL PAID RT	P	2012-05-04	2013-03-15	$1,083		$1,083	$1,083
370 SH. PHARMACYCLICS INC.	P	2012-06-18	2013-03-12	$33,788	$15,316	$18,472	$18,472
330 SH. PHARMACYCLICS INC.	P	2012-06-19	2013-03-12	$30,135	$14,077	$16,058	$16,058
888.8 SH. PICC PROP & CAS RT EXP 6/13/13	P	2012-11-05	2013-06-11	$378		$378	$378
1166 SH. PICC PROP & CAS RT EXP 6/13/13	P	2012-11-06	2013-06-11	$496		$496	$496
1768.8 SH. PICC PROP & CAS RT EXP 6/13/13	P	2012-11-12	2013-06-11	$753		$753	$753
1029.6 SH. PICC PROP & CAS RT EXP 6/13/13	P	2012-11-15	2013-06-11	$438		$438	$438
894.3 SH. PICC PROP & CAS RT EXP 6/13/13	P	2012-11-16	2013-06-11	$381		$381	$381
1372.8 SH. PICC PROP & CAS RT EXP 6/13/13	P	2012-11-19	2013-06-11	$584		$584	$584
1496 SH. PICC PROP & CAS RT EXP 6/13/13	P	2012-11-27	2013-06-11	$637		$637	$637
1980 SH. PICC PROP & CAS RT EXP 6/13/13	P	2013-02-04	2013-06-11	$843		$843	$843
1320 SH. PICC PROP & CAS RT EXP 6/13/13	P	2013-02-05	2013-06-11	$562		$562	$562
1320 SH. PICC PROP & CAS RT EXP 6/13/13	P	2013-02-06	2013-06-11	$562		$562	$562
2060.7 SH. PICC PROP & CAS RT EXP 6/13/13	P	2012-11-13	2013-06-11	$877		$877	$877
2000 SH. PICC PROP & CASUALTY CO. LTD.	P	2013-02-04	2013-08-29	$2,765	$3,088	-$323	-$323
14000 SH. PICC PROP & CASUALTY CO. LTD.	P	2013-02-04	2013-09-26	$19,814	$21,619	-$1,805	-$1,805
2000 SH. PICC PROP & CASUALTY CO. LTD.	P	2013-02-04	2013-11-29	$3,268	$3,088	$180	$180
8000 SH. PICC PROP & CASUALTY CO. LTD.	P	2013-02-06	2013-11-29	$13,072	$12,148	$924	$924
300 SH. QUALCOMM INC.	P	2013-04-25	2013-08-15	$19,991	$18,727	$1,264	$1,264
590 SH. QUALCOMM INC.	P	2013-04-25	2013-08-19	$39,649	$36,830	$2,819	$2,819
20 SH. REINSURANCE GROUP OF AMERICA,	P	2013-06-11	2013-08-28	$1,287	$1,336	-$49	-$49
249 SH. REINSURANCE GROUP OF AMERICA,	P	2013-10-29	2013-11-27	$18,581	$18,004	$577	$577
70 SH. ROYAL CARIBBEAN CRUISES LTD.	P	2013-04-18	2013-08-28	$2,526	$2,336	$190	$190
596 SH. ROYAL CARIBBEAN CRUISES LTD.	P	2013-04-18	2013-11-27	$26,527	$19,891	$6,636	$6,636
0.1088 SH. ROYAL DUTCH SHELL PLC-ADR A	P	2013-09-26	2013-10-08	$7	$7
47 SH. ROYAL DUTCH SHELL PLC-ADR A	P	2013-09-26	2013-11-27	$3,131	$3,001	$130	$130
30 SH. SAMSUNG ELECTRONICS CO., PFD	P	2013-08-19	2013-09-26	$24,128	$23,352	$776	$776
10 SH. SAMSUNG ELECTRONICS CO., PFD	P	2013-08-26	2013-09-26	$8,043	$7,846	$197	$197
10 SH. SAMSUNG ELECTRONICS CO., PFD	P	2013-08-19	2013-11-13	$9,162	$7,784	$1,378	$1,378
11 SH. SAMSUNG ELECTRONICS CO., PFD	P	2013-08-23	2013-11-13	$10,078	$8,558	$1,520	$1,520
19 SH. SAMSUNG ELECTRONICS CO., PFD	P	2013-08-23	2013-11-15	$17,843	$14,782	$3,061	$3,061
23 SH. SAMSUNG ELECTRONICS CO., PFD	P	2013-08-20	2013-11-18	$22,274	$17,829	$4,445	$4,445
17 SH. SAMSUNG ELECTRONICS CO., PFD	P	2013-08-20	2013-11-29	$16,016	$13,178	$2,838	$2,838
110 SH. SBERBANK - SPONSORED ADR	P	2013-03-12	2013-08-29	$1,187	$1,532	-$345	-$345
1240 SH. SBERBANK - SPONSORED ADR	P	2013-03-12	2013-09-26	$15,519	$17,269	-$1,750	-$1,750
480 SH. SBERBANK - SPONSORED ADR	P	2013-03-12	2013-11-29	$5,878	$6,685	-$807	-$807
401 SH. SBERBANK - SPONSORED ADR	P	2013-04-10	2013-11-29	$4,910	$5,255	-$345	-$345
20 SH. SEATTLE GENETICS, INC.	P	2013-01-22	2013-08-28	$831	$591	$240	$240
174 SH. SEATTLE GENETICS, INC.	P	2013-01-22	2013-11-27	$7,067	$5,141	$1,926	$1,926
100 SH. SMC CORPORATION	P	2012-12-21	2013-09-26	$24,070	$18,379	$5,691	$5,691
261 SH. ST. JUDE MEDICAL	P	2013-10-04	2013-11-27	$15,307	$14,745	$562	$562
70 SH. SUBSEA 7 SA	P	2013-07-17	2013-08-29	$1,457	$1,310	$147	$147
770 SH. SUBSEA 7 SA	P	2013-07-17	2013-09-26	$16,233	$14,407	$1,826	$1,826
546 SH. SUBSEA 7 SA	P	2013-07-17	2013-11-29	$10,657	$10,216	$441	$441
7 SH. TORONTO-DOMINION BANK	P	2013-10-29	2013-11-27	$642	$638	$4	$4
220 SH. TORONTO-DOMINION BANK	P	2013-10-31	2013-11-27	$20,174	$20,322	-$148	-$148
339 SH. UNITED CONTINENTAL HLD. INC.	P	2013-11-11	2013-11-27	$13,322	$11,957	$1,365	$1,365
301 SH. UNITEDHEALTH GROUP INC.	P	2013-11-04	2013-11-27	$22,373	$20,765	$1,608	$1,608
182000 SH. US TREAS INF IX 1.625% 1/15/15	P	2013-02-13	2013-11-05	$229,680	$228,212	$1,468	$1,468
97000 SH. US TREAS INF IX 1.625% 1/15/15	P	2013-01-16	2013-11-05	$122,412	$121,555	$857	$857
370000 SH. US TREAS INF IX 1.875% 7/15/13	P	2012-08-09	2013-07-15	$468,820	$462,774	$6,046	$6,046
85000 SH. US TREAS INFL 2.125% 01/15/19	P	2012-09-17	2013-06-12	$106,554	$109,317	-$2,763	-$2,763
130000 SH. US TREAS INFL 2.625% 7/15/17	P	2012-09-17	2013-06-12	$168,064	$170,076	-$2,012	-$2,012
5000 SH. US TREAS N/B 2.625% 11/15/20	P	2013-09-04	2013-10-01	$5,199	$5,080	$119	$119
125000 SH. US TREASURY 1.75% 05/15/23	P	2013-07-11	2013-10-24	$117,163	$116,009	$1,154	$1,154
94000 SH. US TREASURY TIPS 1.25% 4/15/14	P	2012-12-06	2013-11-05	$104,391	$103,696	$695	$695
14000 SH. US TRES INFL 2.5% 07/15/2016	P	2012-12-11	2013-02-14	$18,448	$18,354	$94	$94
32000 SH. US TRES INFL 2.5% 07/15/2016	P	2013-01-16	2013-02-14	$42,167	$42,031	$136	$136
45000 SH. US TRES INFL 2.5% 07/15/2016	P	2012-08-09	2013-07-11	$57,631	$57,069	$562	$562
127000 SH. US TRES INFL 2.5% 07/15/2016	P	2012-12-11	2013-07-11	$162,647	$163,730	-$1,083	-$1,083
960 SH. VIRGIN MEDIA INC.	P	2012-12-13	2013-02-12	$44,323	$34,125	$10,198	$10,198
100 SH. VODAFONE GROUP PLC - SP ADR	P	2013-03-12	2013-08-28	$2,932	$2,766	$166	$166
720 SH. VODAFONE GROUP PLC - SP ADR	P	2013-03-12	2013-09-26	$25,187	$19,912	$5,275	$5,275
1030 SH. VODAFONE GROUP PLC - SP ADR	P	2013-03-12	2013-10-03	$36,566	$28,486	$8,080	$8,080
63000 SH. WACHOVIA 6% 11/15/2017	P	2012-12-20	2013-07-16	$72,601	$74,306	-$1,705	-$1,705
20 SH. YUM! BRANDS, INC.	P	2013-04-22	2013-08-28	$1,417	$1,307	$110	$110
185 SH. YUM! BRANDS, INC.	P	2013-04-22	2013-11-27	$14,299	$12,090	$2,209	$2,209
FOREGIN EXCHANGE LOSS	P				$99	-$99	-$99
MERGER GAIN - VIRGIN MEDIA INC.	P			$27,927		$27,927	$27,927
90 SH. ADVANCE AUTO PARTS, INC.	P	2009-11-04	2013-04-19	$7,037	$3,449	$3,588	$3,588
210 SH. ADVANCE AUTO PARTS, INC.	P	2009-11-04	2013-04-19	$16,616	$8,048	$8,568	$8,568
200 SH. ADVANCE AUTO PARTS, INC.	P	2009-11-04	2013-04-22	$16,039	$7,665	$8,374	$8,374
1010 SH. ADVANCE AUTO PARTS, INC.	P	2009-11-04	2013-04-23	$83,942	$38,709	$45,233	$45,233
540 SH. ADVANCE AUTO PARTS, INC.	P	2009-11-04	2013-04-25	$44,750	$20,681	$24,069	$24,069
10 SH. ADVANCE AUTO PARTS, INC.	P	2009-11-03	2013-04-26	$829	$383	$446	$446
290 SH. AFLAC, INC.	P	2009-11-04	2013-04-26	$15,128	$12,951	$2,177	$2,177
960 SH. AFLAC, INC.	P	2011-12-06	2013-01-16	$49,334	$42,872	$6,462	$6,462
210 SH. AFLAC, INC.	P	2011-12-06	2013-01-17	$11,873	$8,659	$3,214	$3,214
280 SH. AFLAC, INC.	P	2011-10-12	2013-06-11	$15,831	$12,504	$3,327	$3,327
710 SH. AFLAC, INC.	P	2011-12-06	2013-06-11	$39,914	$29,274	$10,640	$10,640
30 SH. AFLAC, INC.	P	2011-10-12	2013-06-12	$1,744	$1,237	$507	$507
274 SH. AFLAC, INC.	P	2011-10-12	2013-08-28	$18,202	$11,297	$6,905	$6,905
10 SH. ALEXION PHARMACEUTICALS, INC.	P	2011-10-12	2013-11-27	$1,065	$229	$836	$836
310 SH. ALEXION PHARMACEUTICALS, INC.	P	2009-10-15	2013-08-28	$38,192	$7,091	$31,101	$31,101
70 SH. ALEXION PHARMACEUTICALS, INC.	P	2009-10-15	2013-11-04	$8,454	$1,601	$6,853	$6,853
58 SH. ALEXION PHARMACEUTICALS, INC.	P	2009-10-15	2013-11-05	$6,990	$1,327	$5,663	$5,663
20 SH. ANADARKO PETROLEUM CORPORATION	P	2009-10-15	2013-11-27	$1,847	$1,326	$521	$521
202 SH. ANADARKO PETROLEUM CORPORATION	P	2009-10-15	2013-08-28	$17,818	$13,388	$4,430	$4,430
20 SH. APACHE CORPORATION	P	2009-10-15	2013-11-27	$1,596	$1,842	-$246	-$246
149 SH. APACHE CORPORATION	P	2010-06-23	2013-08-28	$13,654	$13,415	$239	$239
60 SH. APACHE CORPORATION	P	2010-06-04	2013-11-27	$5,498	$5,525	-$27	-$27
20 SH. BIOMARIN PHARMACEUTICAL INC.	P	2010-06-23	2013-11-27	$1,283	$487	$796	$796
137 SH. BIOMARIN PHARMACEUTICAL INC.	P	2008-10-08	2013-08-28	$9,606	$3,335	$6,271	$6,271
20 SH. BOSKALIS WESTMINSTER - CVA	P	2008-10-08	2013-11-27	$796	$707	$89	$89
250 SH. BOSKALIS WESTMINSTER - CVA	P	2007-05-16	2013-08-28	$11,013	$8,840	$2,173	$2,173
61 SH. BOSKALIS WESTMINSTER - CVA	P	2007-05-16	2013-09-26	$3,059	$2,131	$928	$928
120 SH. BOSKALIS WESTMINSTER - CVA	P	2007-05-15	2013-11-29	$6,017	$4,237	$1,780	$1,780
60 SH. CAREFUSION CORPORATION	P	2007-05-21	2013-11-29	$2,110	$1,463	$647	$647
270 SH. CAREFUSION CORPORATION	P	2010-11-04	2013-08-28	$10,721	$6,376	$4,345	$4,345
220 SH. CAREFUSION CORPORATION	P	2010-11-03	2013-11-27	$8,736	$5,363	$3,373	$3,373
50000 SH. CATERPILLAR INC. 5.7% 8/15/16	P	2010-11-04	2013-11-27	$58,105	$55,911	$2,194	$2,194
430 SH. CENTRICA PLC	P	2011-07-08	2013-02-22	$2,602	$2,177	$425	$425
1850 SH. CENTRICA PLC	P	2011-05-10	2013-08-28	$10,886	$9,364	$1,522	$1,522
3632 SH. CENTRICA PLC	P	2011-05-10	2013-09-26	$20,142	$18,385	$1,757	$1,757
20 SH. CHEVRON CORPORATION	P	2011-05-10	2013-11-29	$2,432	$654	$1,778	$1,778
152 SH. CHEVRON CORPORATION	P	2003-03-28	2013-08-28	$18,507	$4,971	$13,536	$13,536
5000 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2003-03-28	2013-11-27	$2,525	$6,668	-$4,143	-$4,143
6880 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-04	2013-04-02	$3,475	$8,990	-$5,515	-$5,515
120 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-05	2013-04-02	$59	$157	-$98	-$98
5790 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-05	2013-04-03	$2,851	$7,444	-$4,593	-$4,593
3000 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-13	2013-04-03	$1,477	$3,879	-$2,402	-$2,402
3000 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-14	2013-04-03	$1,488	$3,803	-$2,315	-$2,315
210 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-12	2013-04-11	$104	$270	-$166	-$166
6830 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-13	2013-04-11	$3,388	$8,598	-$5,210	-$5,210
4700 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-11-24	2013-04-11	$2,254	$5,904	-$3,650	-$3,650
5000 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-06	2013-04-12	$2,398	$6,282	-$3,884	-$3,884
2170 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-17	2013-04-12	$1,041	$2,732	-$1,691	-$1,691
5930 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-11-24	2013-04-12	$2,788	$7,449	-$4,661	-$4,661
1370 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-06	2013-04-15	$632	$1,721	-$1,089	-$1,089
1000 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-06	2013-04-17	$462	$1,246	-$784	-$784
4570 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-18	2013-04-17	$2,110	$5,556	-$3,446	-$3,446
2000 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-11-26	2013-04-17	$923	$2,449	-$1,526	-$1,526
8430 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-11-29	2013-04-17	$3,823	$10,248	-$6,425	-$6,425
1000 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-11-26	2013-04-18	$454	$1,090	-$636	-$636
30 SH. CHINA MOBILE (HONG KONG) LTD	P	2011-07-05	2013-04-18	$1,606	$1,599	$7	$7
50000 SH. COMCAST CORP NOTES, 5.300%	P	2012-08-21	2013-08-28	$52,142	$51,878	$264	$264
30 SH. COMCAST CORPORATION - CL A	P	2011-06-24	2013-02-14	$1,261	$392	$869	$869
240 SH. COMCAST CORPORATION - CL A	P	2009-03-16	2013-08-28	$11,889	$3,135	$8,754	$8,754
20 SH. COMERICA INCORPORATED	P	2009-03-16	2013-11-27	$823	$759	$64	$64
195 SH. COMERICA INCORPORATED	P	2010-03-16	2013-08-28	$8,892	$7,396	$1,496	$1,496
20 SH. CONTINENTAL RESOURCES, INC.	P	2010-03-16	2013-11-27	$1,891	$472	$1,419	$1,419
156 SH. CONTINENTAL RESOURCES, INC.	P	2009-07-08	2013-08-28	$16,834	$3,678	$13,156	$13,156
20 SH. COVIDIEN PLC	P	2009-07-08	2013-11-27	$1,196	$674	$522	$522
820 SH. COVIDIEN PLC	P	2008-11-25	2013-08-28	$49,766	$27,630	$22,136	$22,136
570 SH. COVIDIEN PLC	P	2008-11-25	2013-10-03	$34,397	$19,206	$15,191	$15,191
500 SH. COVIDIEN PLC	P	2008-11-25	2013-10-04	$30,173	$16,729	$13,444	$13,444
540 SH. COVIDIEN PLC	P	2008-11-26	2013-10-04	$32,586	$17,984	$14,602	$14,602
110 SH. COVIDIEN PLC	P	2008-11-28	2013-10-04	$6,638	$3,158	$3,480	$3,480
670 SH. COVIDIEN PLC	P	2009-03-13	2013-10-04	$40,173	$19,235	$20,938	$20,938
341 SH. DELPHI AUTOMOTIVE PLC	P	2009-03-13	2013-10-07	$19,741	$11,419	$8,322	$8,322
141 SH. DOVER CORP.	P	2012-11-02	2013-11-27	$12,824	$8,831	$3,993	$3,993
50000 SH. E.I. DU PONT, 6% 07/15/18	P	2012-11-19	2013-11-27	$61,649	$48,154	$13,495	$13,495
200000 SH. FED HOME LOAN BANK 5% 11/17/17	P	2008-10-27	2013-02-22	$237,875	$225,004	$12,871	$12,871
40000 SH. FEDEX CORP NTS, 8.0% 01/15/19	P	2011-06-22	2013-02-13	$50,150	$49,006	$1,144	$1,144
35000 SH. FEDEX CORP NTS, 8.0% 01/15/19	P	2011-12-05	2013-12-13	$43,881	$43,426	$455	$455
740 SH. FEDEX CORPORATION	P	2012-01-26	2013-12-13	$96,802	$62,530	$34,272	$34,272
381 SH. FEDEX CORPORATION	P	2012-09-21	2013-10-31	$50,281	$29,805	$20,476	$20,476
310 SH. FEDEX CORPORATION	P	2010-02-09	2013-11-08	$40,911	$26,195	$14,716	$14,716
270 SH. FEDEX CORPORATION	P	2012-09-21	2013-11-08	$35,801	$14,850	$20,951	$20,951
880 SH. FEDEX CORPORATION	P	2009-04-22	2013-11-11	$116,684	$46,587	$70,097	$70,097
449 SH. FEDEX CORPORATION	P	2009-04-23	2013-11-11	$59,535	$35,125	$24,410	$24,410
150000 SH. FNMA 5.375 % 06/12/17	P	2010-02-09	2013-11-11	$178,997	$173,587	$5,410	$5,410
10000 SH. FREDDIE MAC 1.375% 02/25/14	P	2011-11-16	2013-04-17	$10,098	$10,059	$39	$39
100000 SH. GENERAL MILLS 5.7% 02/15/17	P	2011-08-02	2013-05-09	$117,500	$111,814	$5,686	$5,686
69 SH. GOLDMAN SACHS GROUP	P	2011-07-08	2013-01-16	$11,558	$8,512	$3,046	$3,046
10 SH. GOOGLE INC - CLASS A	P	2012-10-16	2013-11-27	$8,519	$7,173	$1,346	$1,346
78 SH. GOOGLE INC - CLASS A	P	2007-11-05	2013-08-28	$79,358	$55,953	$23,405	$23,405
17 SH. GOOGLE INC - CLASS A	P	2007-11-05	2013-10-29	$18,063	$12,195	$5,868	$5,868
23 SH. GOOGLE INC - CLASS A	P	2007-11-05	2013-11-27	$24,438	$15,845	$8,593	$8,593
710 SH. HEWLETT-PACKARD COMPANY	P	2012-10-18	2013-11-27	$18,969	$29,485	-$10,516	-$10,516
540 SH. HEWLETT-PACKARD COMPANY	P	2010-09-27	2013-08-08	$14,427	$23,244	-$8,817	-$8,817
3660 SH. HEWLETT-PACKARD COMPANY	P	2011-02-24	2013-08-08	$98,827	$151,992	-$53,165	-$53,165
180 SH. HEWLETT-PACKARD COMPANY	P	2010-09-27	2013-08-09	$4,860	$6,577	-$1,717	-$1,717
1770 SH. HEWLETT-PACKARD COMPANY	P	2011-07-01	2013-08-09	$47,793	$41,895	$5,898	$5,898
910 SH. HEWLETT-PACKARD COMPANY	P	2011-08-19	2013-08-09	$24,572	$22,743	$1,829	$1,829
50000 SH. HONEYWELL 5.0% DUE 2/15/19	P	2011-08-22	2013-08-09	$59,517	$55,128	$4,389	$4,389
30 SH. HONEYWELL INC.	P	2011-07-18	2013-01-23	$2,372	$1,148	$1,224	$1,224
274 SH. HONEYWELL INC.	P	2005-12-20	2013-08-28	$24,364	$10,385	$13,979	$13,979
10 SH. HONEYWELL INC.	P	2005-12-19	2013-11-27	$889	$383	$506	$506
20 SH. HYUNDAI MOTOR CO., LTD. - 2ND	P	2005-12-20	2013-11-27	$1,938	$1,592	$346	$346
170 SH. HYUNDAI MOTOR CO., LTD. - 2ND	P	2011-04-29	2013-08-29	$18,448	$13,531	$4,917	$4,917
20 SH. HYUNDAI MOTOR CO., LTD. - 2ND	P	2011-04-29	2013-09-26	$2,383	$1,540	$843	$843
130 SH. HYUNDAI MOTOR CO., LTD. - 2ND	P	2011-04-28	2013-11-29	$15,492	$10,347	$5,145	$5,145
60 SH. J.P. MORGAN CHASE & CO.	P	2011-04-29	2013-11-29	$3,046	$2,317	$729	$729
513 SH. J.P. MORGAN CHASE & CO.	P	2012-08-21	2013-08-28	$29,564	$19,807	$9,757	$9,757
30 SH. JOHNSON MATTHEY PLC	P	2012-08-21	2013-11-27	$1,302	$852	$450	$450
91.3634 SH. JOHNSON MATTHEY PLC	P	2006-10-30	2013-08-28	$4,131	$2,595	$1,536	$1,536
208.6366 SH. JOHNSON MATTHEY PLC	P	2006-10-30	2013-09-26	$9,434	$5,901	$3,533	$3,533
210 SH. JOHNSON MATTHEY PLC	P	2008-09-25	2013-09-26	$10,904	$5,939	$4,965	$4,965
125000 SH. KEYCORP 5.1% DUE 3/24/21	P	2008-09-25	2013-11-29	$138,006	$135,318	$2,688	$2,688
90 SH. KOREA ELECTRIC POWER CORP.	P	2012-03-21	2013-11-20	$2,407	$2,387	$20	$20
990 SH. KOREA ELECTRIC POWER CORP.	P	2011-06-24	2013-08-29	$27,252	$26,256	$996	$996
390 SH. KOREA ELECTRIC POWER CORP.	P	2011-06-24	2013-09-26	$11,747	$9,879	$1,868	$1,868
40 SH. KOREA ELECTRIC POWER CORP.	P	2010-09-09	2013-11-29	$1,205	$1,007	$198	$198
280 SH. KOREA ELECTRIC POWER CORP.	P	2010-11-24	2013-11-29	$8,434	$7,426	$1,008	$1,008
60 SH. LG ELECTRONICS INC. - PFD	P	2011-06-24	2013-11-29	$1,562	$2,253	-$691	-$691
110 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-08-23	$2,870	$4,130	-$1,260	-$1,260
70 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-08-26	$1,786	$2,628	-$842	-$842
110 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-08-29	$2,823	$4,130	-$1,307	-$1,307
80 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-08-30	$2,080	$3,004	-$924	-$924
100 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-09-04	$2,561	$3,754	-$1,193	-$1,193
60 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-09-05	$1,533	$2,253	-$720	-$720
100 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-09-06	$2,534	$3,754	-$1,220	-$1,220
110 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-09-09	$2,760	$4,130	-$1,370	-$1,370
110 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-09-10	$2,738	$4,130	-$1,392	-$1,392
120 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-09-11	$2,943	$4,505	-$1,562	-$1,562
110 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-09-12	$2,658	$4,130	-$1,472	-$1,472
30 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-09-13	$737	$1,126	-$389	-$389
60 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2013-09-16	$1,473	$2,043	-$570	-$570
110 SH. LG ELECTRONICS INC. - PFD	P	2011-03-15	2013-09-16	$2,644	$3,745	-$1,101	-$1,101
150 SH. LG ELECTRONICS INC. - PFD	P	2011-03-15	2013-09-17	$3,601	$5,107	-$1,506	-$1,506
50 SH. LG ELECTRONICS INC. - PFD	P	2011-03-15	2013-09-23	$1,200	$1,702	-$502	-$502
26 SH. MASTERCARD INC - CLASS A	P	2011-03-15	2013-09-24	$19,703	$4,653	$15,050	$15,050
189 SH. MASTERCARD INC - CLASS A	P	2008-09-30	2013-11-27	$153,493	$33,822	$119,671	$119,671
170 SH. MASTERCARD INC - CLASS A	P	2008-09-30	2013-12-24	$138,062	$27,377	$110,685	$110,685
425 SH. MCGRAW HILL FINANCIAL INC.	P	2008-10-13	2013-12-24	$31,497		$31,497	$31,497
30 SH. MERCK & CO. INC.	P	2001-01-01	2013-11-27	$1,415	$1,162	$253	$253
100 SH. MICROSOFT CORP.	P	2012-01-05	2013-08-28	$3,323	$2,947	$376	$376
790 SH. MICROSOFT CORP.	P	2007-08-07	2013-08-28	$29,688	$23,284	$6,404	$6,404
92 SH. MICROSOFT CORP.	P	2007-08-07	2013-11-27	$3,457	$2,691	$766	$766
290 SH. MSCI INC.	P	2012-11-08	2013-11-27	$10,019	$10,711	-$692	-$692
80 SH. MSCI INC.	P	2010-12-07	2013-07-08	$2,764	$2,966	-$202	-$202
340 SH. MSCI INC.	P	2010-12-08	2013-07-08	$11,594	$12,558	-$964	-$964
30 SH. MSCI INC.	P	2010-12-07	2013-07-09	$1,018	$1,108	-$90	-$90
490 SH. MSCI INC.	P	2010-12-07	2013-07-10	$16,631	$18,020	-$1,389	-$1,389
140 SH. MSCI INC.	P	2010-12-09	2013-07-10	$4,818	$5,149	-$331	-$331
210 SH. MSCI INC.	P	2010-12-09	2013-07-11	$7,226	$7,691	-$465	-$465
170 SH. MSCI INC.	P	2010-12-10	2013-07-11	$5,850	$6,229	-$379	-$379
320 SH. MSCI INC.	P	2010-12-13	2013-07-11	$11,046	$11,720	-$674	-$674
30 SH. NETAPP, INC.	P	2010-12-10	2013-07-12	$1,239	$1,093	$146	$146
268 SH. NETAPP, INC.	P	2011-09-08	2013-08-28	$10,980	$9,765	$1,215	$1,215
40 SH. NOVARTIS AG - ADR	P	2011-09-08	2013-11-27	$2,932	$2,429	$503	$503
210 SH. NOVARTIS AG - ADR	P	2011-07-01	2013-08-28	$16,073	$12,755	$3,318	$3,318
327 SH. NOVARTIS AG - ADR	P	2011-07-01	2013-09-26	$25,672	$19,861	$5,811	$5,811
75000 SH. NY NASSAU CNTY 1.976% 11/15/19	P	2011-07-01	2013-11-27	$72,225	$75,822	-$3,597	-$3,597
50000 SH. NY TAXABLE 3.397% 10/01/15	P	2012-10-25	2013-12-16	$52,825	$52,497	$328	$328
10 SH. OCEANEERING INTERNATIONAL, INC	P	2011-11-10	2013-05-09	$798	$284	$514	$514
119 SH. OCEANEERING INTERNATIONAL, INC	P	2010-05-18	2013-08-28	$9,100	$3,384	$5,716	$5,716
660 SH. OPHIR ENERGY PLC	P	2010-05-18	2013-11-27	$3,970	$6,131	-$2,161	-$2,161
620 SH. OPHIR ENERGY PLC	P	2012-05-03	2013-05-24	$3,797	$5,759	-$1,962	-$1,962
1020 SH. OPHIR ENERGY PLC	P	2012-05-03	2013-05-28	$6,246	$9,143	-$2,897	-$2,897
40 SH. ORACLE CORPORATION	P	2012-05-04	2013-05-28	$1,268	$1,143	$125	$125
342 SH. ORACLE CORPORATION	P	2012-01-24	2013-08-28	$12,042	$9,774	$2,268	$2,268
150000 SH. PA BUILD AMERICA 4.75% 7/15/22	P	2012-01-24	2013-11-27	$174,759	$164,103	$10,656	$10,656
2040 SH. PEPSICO, INC	P	2011-10-20	2013-02-27	$156,644	$111,194	$45,450	$45,450
1030 SH. PEPSICO, INC	P	2008-12-17	2013-03-12	$79,090	$51,125	$27,965	$27,965
570 SH. PEPSICO, INC	P	2009-02-02	2013-03-12	$43,746	$28,293	$15,453	$15,453
90 SH. PRUDENTIAL PLC	P	2009-02-02	2013-03-13	$1,524	$936	$588	$588
970 SH. PRUDENTIAL PLC	P	2011-11-08	2013-08-28	$18,172	$10,084	$8,088	$8,088
693 SH. PRUDENTIAL PLC	P	2011-11-08	2013-09-26	$14,673	$7,204	$7,469	$7,469
210 SH. QUALCOMM INC.	P	2011-11-08	2013-11-29	$14,112	$7,965	$6,147	$6,147
30 SH. QUALCOMM INC.	P	2010-02-09	2013-08-19	$1,992	$1,138	$854	$854
244 SH. QUALCOMM INC.	P	2010-02-09	2013-08-28	$17,912	$9,255	$8,657	$8,657
590 SH. QUEST DIAGNOSTICS INCORPORATED	P	2010-02-09	2013-11-27	$34,243	$33,727	$516	$516
370 SH. QUEST DIAGNOSTICS INCORPORATED	P	2011-03-08	2013-01-31	$21,474	$21,203	$271	$271
1100 SH. QUEST DIAGNOSTICS INCORPORATED	P	2011-07-21	2013-01-31	$63,576	$62,880	$696	$696
10 SH. REGENERON PHARMACEUTICALS	P	2011-03-08	2013-02-01	$2,400	$296	$2,104	$2,104
260 SH. REGENERON PHARMACEUTICALS	P	2010-12-02	2013-08-28	$73,768	$7,706	$66,062	$66,062
90 SH. REGENERON PHARMACEUTICALS	P	2010-12-02	2013-11-04	$26,465	$2,667	$23,798	$23,798
25 SH. REGENERON PHARMACEUTICALS	P	2010-12-02	2013-11-05	$7,293	$741	$6,552	$6,552
10 SH. ROCHE HOLDINGS AG	P	2010-12-02	2013-11-27	$2,537	$1,722	$815	$815
90 SH. ROCHE HOLDINGS AG	P	2012-04-12	2013-08-28	$23,751	$15,496	$8,255	$8,255
66 SH. ROCHE HOLDINGS AG	P	2012-04-12	2013-09-26	$18,317	$11,364	$6,953	$6,953
30 SH. ROYAL DUTCH SHELL PLC-ADR A	P	2012-04-12	2013-11-29	$1,985	$2,127	-$142	-$142
158 SH. ROYAL DUTCH SHELL PLC-ADR A	P	2011-07-01	2013-08-28	$10,371	$8,680	$1,691	$1,691
89.7267 SH. ROYAL DUTCH SHELL PLC-ADR A	P	2009-01-05	2013-09-26	$5,890	$6,362	-$472	-$472
42.2733 SH. ROYAL DUTCH SHELL PLC-ADR A	P	2011-07-01	2013-09-26	$2,775	$2,780	-$5	-$5
161 SH. ROYAL DUTCH SHELL PLC-ADR A	P	2011-09-19	2013-09-26	$10,726	$8,845	$1,881	$1,881
40 SH. SAFRAN SA	P	2009-01-05	2013-11-27	$2,247	$1,164	$1,083	$1,083
260 SH. SAFRAN SA	P	2011-11-30	2013-08-28	$15,738	$7,563	$8,175	$8,175
358 SH. SAFRAN SA	P	2011-11-30	2013-09-26	$23,668	$10,414	$13,254	$13,254
4 SH. SAMSUNG ELECTRONICS CO., PFD	P	2011-11-30	2013-11-29	$3,768	$2,544	$1,224	$1,224
1910 SH. SANTOS LIMITED	P	2012-06-15	2013-11-29	$24,551	$28,613	-$4,062	-$4,062
1540 SH. SANTOS LIMITED	P	2011-03-09	2013-08-22	$20,237	$23,070	-$2,833	-$2,833
1390 SH. SANTOS LIMITED	P	2011-03-09	2013-08-23	$18,266	$20,374	-$2,108	-$2,108
250 SH. SANTOS LIMITED	P	2011-03-10	2013-08-23	$3,285	$3,688	-$403	-$403
3270 SH. SANTOS LIMITED	P	2011-07-01	2013-08-23	$43,454	$47,931	-$4,477	-$4,477
500 SH. SEMEN GRESIK (PERSERO) TBK	P	2011-03-10	2013-08-26	$544	$530	$14	$14
5000 SH. SEMEN GRESIK (PERSERO) TBK	P	2011-03-24	2013-08-29	$6,004	$5,296	$708	$708
3500 SH. SEMEN GRESIK (PERSERO) TBK	P	2011-03-24	2013-09-26	$3,711	$3,707	$4	$4
8000 SH. SINGAPORE TELECOM LTD	P	2011-03-24	2013-11-29	$24,202	$20,572	$3,630	$3,630
5000 SH. SINGAPORE TELECOM LTD	P	2012-05-10	2013-07-15	$15,126	$12,945	$2,181	$2,181
230 SH. SINGAPORE TELECOM LTD	P	2012-05-14	2013-07-15	$696	$585	$111	$111
11000 SH. SINGAPORE TELECOM LTD	P	2012-05-15	2013-07-15	$33,200	$27,994	$5,206	$5,206
11000 SH. SINGAPORE TELECOM LTD	P	2012-05-15	2013-07-16	$33,047	$27,994	$5,053	$5,053
11000 SH. SINGAPORE TELECOM LTD	P	2012-05-15	2013-07-17	$32,859	$27,994	$4,865	$4,865
8000 SH. SINGAPORE TELECOM LTD	P	2012-05-15	2013-07-18	$23,889	$20,360	$3,529	$3,529
4000 SH. SINGAPORE TELECOM LTD	P	2012-05-15	2013-07-19	$12,151	$10,097	$2,054	$2,054
6230 SH. SINGAPORE TELECOM LTD	P	2012-05-04	2013-07-22	$18,925	$15,716	$3,209	$3,209
770 SH. SINGAPORE TELECOM LTD	P	2012-05-09	2013-07-22	$2,339	$1,960	$379	$379
4000 SH. SINGAPORE TELECOM LTD	P	2012-05-15	2013-07-22	$12,308	$10,077	$2,231	$2,231
3000 SH. SINGAPORE TELECOM LTD	P	2012-05-07	2013-07-23	$9,231	$7,559	$1,672	$1,672
1770 SH. SINGAPORE TELECOM LTD	P	2012-05-08	2013-07-23	$5,446	$4,465	$981	$981
70 SH. SMITHS GROUP PLC	P	2012-05-09	2013-07-23	$1,399	$1,345	$54	$54
310 SH. SMITHS GROUP PLC	P	2004-08-18	2013-08-28	$6,900	$5,955	$945	$945
557 SH. SMITHS GROUP PLC	P	2004-08-18	2013-09-26	$12,335	$10,700	$1,635	$1,635
520 SH. SVENSKA HANDELSBANKEN AB - A S	P	2004-08-18	2013-11-29	$23,610	$14,244	$9,366	$9,366
520 SH. SVENSKA HANDELSBANKEN AB - A S	P	2011-12-08	2013-05-03	$23,274	$14,244	$9,030	$9,030
10 SH. SVENSKA HANDELSBANKEN AB - A S	P	2011-12-08	2013-05-06	$453	$273	$180	$180
1290 SH. SVENSKA HANDELSBANKEN AB - A S	P	2011-12-07	2013-05-07	$58,460	$35,336	$23,124	$23,124
710 SH. SVENSKA HANDELSBANKEN AB - A S	P	2011-12-08	2013-05-07	$31,564	$19,384	$12,180	$12,180
570 SH. SVENSKA HANDELSBANKEN AB - A S	P	2011-12-07	2013-05-10	$25,388	$15,562	$9,826	$9,826
1110 SH. SVENSKA HANDELSBANKEN AB - A S	P	2011-12-07	2013-05-13	$48,671	$29,797	$18,874	$18,874
380 SH. SVENSKA HANDELSBANKEN AB - A S	P	2011-12-06	2013-05-14	$16,662	$10,375	$6,287	$6,287
60 SH. SWEDBANK AB	P	2011-12-07	2013-05-14	$1,390	$635	$755	$755
690 SH. SWEDBANK AB	P	2009-12-03	2013-08-28	$16,022	$7,307	$8,715	$8,715
493 SH. SWEDBANK AB	P	2009-12-03	2013-09-26	$12,702	$5,221	$7,481	$7,481
130 SH. THERMO FISHER SCIENTIFIC INC.	P	2009-12-03	2013-11-29	$11,024	$5,652	$5,372	$5,372
200 SH. THERMO FISHER SCIENTIFIC INC.	P	2010-08-26	2013-06-19	$16,252	$8,695	$7,557	$7,557
920 SH. THERMO FISHER SCIENTIFIC INC.	P	2010-08-26	2013-06-20	$80,991	$39,997	$40,994	$40,994
190 SH. THERMO FISHER SCIENTIFIC INC.	P	2010-08-26	2013-07-12	$16,732	$8,260	$8,472	$8,472
1380 SH. THERMO FISHER SCIENTIFIC INC.	P	2010-08-26	2013-07-15	$121,527	$59,474	$62,053	$62,053
10 SH. TIFFANY & CO.	P	2010-08-27	2013-07-15	$780	$558	$222	$222
76 SH. TIFFANY & CO.	P	2012-07-26	2013-08-28	$6,715	$4,238	$2,477	$2,477
600 SH. TIFFANY & CO.	P	2012-07-26	2013-11-27	$54,492	$31,813	$22,679	$22,679
100 SH. TIFFANY & CO.	P	2012-07-17	2013-12-20	$9,082	$5,302	$3,780	$3,780
344 SH. TIFFANY & CO.	P	2012-07-17	2013-12-20	$31,242	$19,184	$12,058	$12,058
20 SH. TORONTO-DOMINION BANK	P	2012-07-26	2013-12-20	$1,670	$1,290	$380	$380
40 SH. TULLOW OIL PLC	P	2009-12-02	2013-08-28	$637	$818	-$181	-$181
410 SH. TULLOW OIL PLC	P	2009-10-16	2013-08-28	$6,914	$8,389	-$1,475	-$1,475
296 SH. TULLOW OIL PLC	P	2009-10-16	2013-09-26	$4,168	$6,056	-$1,888	-$1,888
20 SH. UNITEDHEALTH GROUP INC.	P	2009-10-16	2013-11-29	$1,439	$1,125	$314	$314
100000 SH. UPS 5.125% DUE 4/1/19	P	2012-07-18	2013-08-28	$115,003	$115,024	-$21	-$21
125000 SH. US BANCORP 2.2% 11/15/16	P	2011-08-19	2013-12-13	$128,401	$126,692	$1,709	$1,709
85000 SH. US TREAS INF IX 1.625% 1/15/15	P	2012-03-21	2013-07-16	$107,268	$105,914	$1,354	$1,354
155000 SH. US TREAS N/B 2.625% 11/15/20	P	2012-09-17	2013-11-05	$161,164	$159,594	$1,570	$1,570
160 SH. VEDANTA RESOURCES PLC	P	2011-08-25	2013-10-01	$2,535	$5,900	-$3,365	-$3,365
230 SH. VEDANTA RESOURCES PLC	P	2011-03-30	2013-07-10	$3,644	$8,756	-$5,112	-$5,112
320 SH. VEDANTA RESOURCES PLC	P	2011-03-31	2013-07-10	$5,070	$11,435	-$6,365	-$6,365
460 SH. VEDANTA RESOURCES PLC	P	2011-03-24	2013-07-10	$7,717	$16,407	-$8,690	-$8,690
470 SH. VEDANTA RESOURCES PLC	P	2011-03-29	2013-07-11	$7,885	$16,796	-$8,911	-$8,911
320 SH. VEDANTA RESOURCES PLC	P	2011-03-24	2013-07-11	$5,368	$11,405	-$6,037	-$6,037
900 SH. VEDANTA RESOURCES PLC	P	2011-03-25	2013-07-11	$14,980	$32,077	-$17,097	-$17,097
960 SH. VEDANTA RESOURCES PLC	P	2011-03-25	2013-07-15	$15,979	$33,740	-$17,761	-$17,761
120 SH. VEDANTA RESOURCES PLC	P	2011-03-28	2013-07-15	$1,984	$4,063	-$2,079	-$2,079
340 SH. VEDANTA RESOURCES PLC	P	2011-07-01	2013-07-16	$5,621	$11,950	-$6,329	-$6,329
800 SH. VEDANTA RESOURCES PLC	P	2011-03-28	2013-07-16	$13,227	$15,040	-$1,813	-$1,813
50000 SH. VERIZON COMM 6.35% 04/01/19	P	2011-11-14	2013-07-16	$62,987	$57,869	$5,118	$5,118
760 SH. VODAFONE GROUP PLC - SP ADR	P	2011-07-12	2013-01-16	$26,981	$20,125	$6,856	$6,856
413 SH. VODAFONE GROUP PLC - SP ADR	P	2011-07-01	2013-10-03	$15,314	$8,650	$6,664	$6,664
310 SH. VODAFONE GROUP PLC - SP ADR	P	2010-05-10	2013-11-27	$11,495	$8,209	$3,286	$3,286
4700 SH. VODAFONE GROUP PLC - SP ADR	P	2011-07-01	2013-11-27	$173,529	$87,440	$86,089	$86,089
828 SH. VODAFONE GROUP PLC - SP ADR	P	2009-04-29	2013-12-16	$30,571	$15,398	$15,173	$15,173
380 SH. VODAFONE GROUP PLC - SP ADR	P	2009-04-30	2013-12-16	$14,030	$7,602	$6,428	$6,428
2567 SH. VODAFONE GROUP PLC - SP ADR	P	2010-05-07	2013-12-16	$94,776	$53,764	$41,012	$41,012
1482 SH. VODAFONE GROUP PLC - SP ADR	P	2010-05-10	2013-12-16	$54,904	$27,561	$27,343	$27,343
100000 SH. WAL-MART STORES 5.8% 2/15/18	P	2009-04-30	2013-12-17	$122,313	$114,129	$8,184	$8,184
30 SH. WAL-MART STORES, INC.	P	2011-07-19	2013-01-16	$2,174	$1,431	$743	$743
20 SH. WAL-MART STORES, INC.	P	2005-04-21	2013-08-28	$1,617	$954	$663	$663
248 SH. WAL-MART STORES, INC.	P	2005-04-21	2013-11-27	$20,050	$11,461	$8,589	$8,589
60 SH. WELLS FARGO COMPANY	P	2005-08-24	2013-11-27	$2,482	$1,450	$1,032	$1,032
180 SH. WELLS FARGO COMPANY	P	2011-08-09	2013-08-28	$7,968	$4,348	$3,620	$3,620
326 SH. WELLS FARGO COMPANY	P	2011-08-09	2013-11-27	$14,432	$7,599	$6,833	$6,833
400 SH. WYNN MACAU, LIMITED	P	2011-08-10	2013-11-27	$1,179	$823	$356	$356
2400 SH. WYNN MACAU, LIMITED	P	2010-10-11	2013-08-29	$8,137	$4,938	$3,199	$3,199
1600 SH. WYNN MACAU, LIMITED	P	2010-10-11	2013-09-26	$6,133	$3,292	$2,841	$2,841
78000 SH. YUM! BRANDS 6.25% 3/15/18	P	2010-10-11	2013-11-29	$88,603	$89,852	-$1,249	-$1,249
22000 SH. YUM! BRANDS 6.25% 3/15/18	P	2012-03-07	2013-11-20	$25,718	$25,320	$398	$398
SECURITIES LIT - JUNIPER NETWORKS	P	2012-03-07	2013-12-02	$48		$48	$48

Field	Value	IRS element (for citing)
Capital Gain Net Income	$1,783,648	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$1,139,970	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$21,545,323	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.05291	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$1,133,241	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$21,394,416	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.052969	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$1,110,999	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$20,284,506	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.054771	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$1,030,564	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$18,092,944	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.056959	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$1,137,556	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$22,197,166	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.051248	DistributionYr5Rt
Total Distribution	0.268857	TotalDistributionRt
Average Distribution	0.053771	AverageDistributionRt
Net Vl Noncharitable Assets	$24,115,601	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$1,296,720	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$20,201	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$1,316,921	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$1,132,817	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$40,403	InvestmentIncomeExciseTaxAmt
Subtotal	$40,403	SubtotalAmt
Tax Based On Investment Income	$40,403	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$23,000	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$23,000	TotalPaymentsAndCreditsAmt
Es Penalty	$153	EsPenaltyAmt
Tax Due	$17,556	TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Org Report Or Register State	NJ	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (true)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd
Website Address	NA	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	ROCKEFELLER & CO	BusinessNameLine1

Field	Value	IRS element (for citing)
Phone	2125495100	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	30 ROCKEFELLER PLAZA ROOM 5600	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10112	ZIPCode

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	false	UncorrectedPriorActsInd
Undistributed Income PY	false	UndistributedIncomePYInd
Undistr Incm Sect4942a2 Not App	false	UndistrIncmSect4942a2NotAppInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
ELIZABETH McGRAW WEBSTER
C/O ROCKEFELLER CO	NEW YORK	NY	10112	TRUSTEE & CHAIRMAN	0	$0	$0	$0
CURTIS M WEBSTER
2 CORNELIA STREET	NEW YORK	NY	10014	TRUSTEE & PRESIDENT	0	$0	$0	$0
LISETTE M EDM0ND
5784 VIA LAS NOBES	RIVERSIDE	CA	92507	TRUSTEE & VP	0	$0	$0	$0
MARIANNA PAEN
117 N HIAWATHA	HAILEY	ID	83333	TRUSTEE & VP	0	$0	$0	$0
SAMUEL W LAMBERT III
115 NORTH ROAD	PRINCETON	NJ	08540	SECRETARY-TREASURER & TRUSTEE	0	$0	$0	$0
THEO M WEBSTER
62 STONE STREET	NEW BRUNSWICK	NJ	08901	VICE PRESIDENT & TRUSTEE	0	$0	$0	$0

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ROCKEFELLER & CO	BusinessNameLine1

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	30 ROCKEFELLER PLAZA ROOM 5600	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10112	ZIPCode

Field	Value	IRS element (for citing)
Service Type	INVESTMENT MGMT/ACTG	ServiceTypeTxt
Compensation	$0	CompensationAmt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Field	Value	IRS element (for citing)
Description1	NONE	Description1Txt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	NONE	Description1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$20,964,313	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$576,492	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$2,942,039	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$24,482,844	TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$24,482,844	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$367,243	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$24,115,601	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,205,780	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,205,780	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$40,403	TaxBasedOnInvestmentIncomeAmt
Total Tax	$40,403	TotalTaxAmt
Distributable Before Adj	$1,165,377	DistributableBeforeAdjAmt
Distributable Before Ded	$1,165,377	DistributableBeforeDedAmt
Distributable As Adjusted	$1,165,377	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$1,132,817	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid	$0	CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test	$0	SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test	$0	SetAsideCashDistriTestAmt
Qualifying Distributions	$1,132,817	QualifyingDistributionsAmt
Adjusted Qualifying Distri	$1,132,817	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,165,377	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Prior Year1	2011	PriorYear1Yr
Prior Year2	2010	PriorYear2Yr
Prior Year3	2009	PriorYear3Yr
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr5	$37,310	ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4	$129,821	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$118,436	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$84,866	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$93,221	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$463,654	TotalExcessDistributionCyovAmt
Qualifying Distributions	$1,132,817	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Current Year	$1,132,817	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$32,560	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$32,560	ExcessDistributionCyovAppCYAmt
Total Corpus	$431,094	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Excess Distri Cyov From Yr5	$4,750	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$426,344	ExcessDistriCyovToNextYrAmt
Excess From Year4	$129,821	ExcessFromYear4Amt
Excess From Year3	$118,436	ExcessFromYear3Amt
Excess From Year2	$84,866	ExcessFromYear2Amt
Excess From Year1	$93,221	ExcessFromYear1Amt

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	ELIZABETH M WEBSTER	ContributingManagerNm
Shareholder Manager	NONE	ShareholderManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (133 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line2RecipientUSAddress/AddressLine2
101
151 Moore Street	Princeton	NJ	08540	General Fund	$5,000
A Better Chance
240 West 35th Street 9th floor	New York	NY	10001	General Fund	$5,000
Aids Resource Foundation for Children
182 Roseville Avenue	Newark	NJ	07107	General Fund	$5,000
Alzheimer's Association
225 North Michigan Avenue	Chicago	IL	60601	General Fund	$3,000
American Cancer Society
POB 22718	Oklahoma City	OK	73123	General Fund	$10,000
American Red Cross
2025 E Street NW	Washington	DC	20006	General Fund	$2,500
American Repertory Ballet
80 Albany Street	New Brunswick	NJ	08901	General Fund	$10,000
Amnesty International of the USA Inc
5 Penn Plaza	New York	NY	10001	General Fund	$5,000
Assisting Children in Need
2 Cornelia Street Apt 402	New York	NY	10014	General Fund	$40,000
Blaine County Community Drug Coalition
1650 Aviation Drive	Hailey	ID	83333	General Fund	$8,000
Blaine County Education Foundation
P O Box 253	Hailey	ID	83333	General Fund	$20,000
Blue Curtain
115 Harris Road	Princeton	NJ	08540	General Fund	$20,000
Brooklyn Ballet
145 Hicks Street Suite A-45	Brooklyn	NY	11201	General Fund	$7,500
Cal Poly Pomona Foundation
3801 W Temple Ave	Pomona	CA	91768	General Fund	$7,000
Calpulli Mexican Dance Company
9110 34th Avenue Apt 5B	Jackson Heights	NY	11372	General Fund	$2,500
Cancer Hope Network
Two North Road Suite A	Chester	NJ	07930	General Fund	$5,000
CARE
151 Ellis Street NE	Atlanta	GA	30303	General Fund	$2,500
Carolyn E Wylie Center for Children Youth and Fa
7177 Potomac Street	Riverside	CA	92504	General Fund	$5,000
Cause Effective
505 Eighth Avenue Suite 1212	New York	NY	10018	General Fund	$2,500
Centurion Ministries
221 Witherspoon Street	Princeton	NJ	08542	General Fund	$5,000
City Parks Foundation
830 Fifth Avenue Room 280	New York	NY	10021	General Fund	$5,000
Citymeals-on-Wheels
355 Lexington Avenue	New York	NY	10017	General Fund	$2,500
Company of Fools
P O Box 329	Hailey	ID	83333	General Fund	$1,000
Corner House
369 Witherspoon Street	Princeton	NJ	08540	General Fund	$10,000
Council of NJ Grantmakers
101 West State Street	Trenton	NJ	08608	General Fund	$0
Council on Foundations
PO Box 0021	Washington	DC	20055	General Fund	$1,730
Crawford House Inc
362 Sunset Road	Skillman	NJ	08558	General Fund	$10,000
Creative Heartwork Inc
5 Drake Court	Boonton Township	NJ	07005	General Fund	$10,000
Drug Policy Alliance
925 Ninth Avenue	New York	NY	10019	General Fund	$5,000
El Puente de Williamsburg Inc
211 South 4th Street	Brooklyn	NY	11211	General Fund	$2,500
Environmental Defense Fund Inc
257 Park Avenue South	New York	NY	10010	General Fund	$2,500
First Baptist Church of Princeton
PO Box 501	Princeton	NJ	08540	General Fund	$5,000
Foxcroft School
PO Box 5555	Middleburg	VA	20118	General Fund	$25,000
Friends of NYC Lab School
333 West 17th Street	New York	NY	10011	General Fund	$2,500
MOTHERS2MOTHERS INTERNATIONAL
1622 N Curson Avenue	Los Angeles	CA	90046	General Fund	$10,000
Green Faith
46 Bayard Street Suite 401	New Brunswick	NJ	08901	General Fund	$1,000
Hailey Rotary Foundation Inc
P O Box 2190	Hailey	ID	83333	General Fund	$5,000
Hip-Hop Theater Festival Inc
57 Thames Street Suite 4B	Brooklyn	NY	11237	General Fund	$2,500
Historic Morven
55 Stockton Street	Princeton	NJ	08540	General Fund	$10,000
Hitops
21 Wiggins Street	Princeton	NJ	08540	General Fund	$10,000
Home Front
1880 Princeton Avenue	Lawrenceville	NJ	08648	General Fund	$10,000
Housing Initiatives of Princeton
11 Mercer Street	Princeton	NJ	08540	General Fund	$2,500
Interfaith Caregivers TrentonFaith In Action
229 Lawrence Road	Lawrenceville	NJ	08648	General Fund	$5,000
ISLES
10 Wood Street	Trenton	NJ	08618	General Fund	$10,000
Jewish Renaissance Foundation
PO Box 2506 149 Kearny Avenue	Perth Amboy	NJ	08862	General Fund	$1,000
La Mama
74A East 4th Street	New York	NY	10003	General Fund	$2,500
Lebanese American University
475 Riverside Drive	New York	NY	10115	General Fund	$25,000
Lighthouse International
111 East 59th Street	New York	NY	10022	General Fund	$2,500
Mariachi Academy of New York
1775 Third Avenue	New York	NY	10014	General Fund	$2,500
Mary Jacobs Memorial Library
64 Washington Street	Rocky Hill	NJ	08553	General Fund	$1,000
McCarter Theater
91 University Place	Princeton	NJ	08540	General Fund	$25,000
Mercer Street Friends
151 Mercer Street	Trenton	NJ	08611	General Fund	$10,000
Metropolitan Opera
Lincoln Center	New York	NY	10023	General Fund	$10,000
Montgomery Township Emergency Medical Services In
P O Box 105	Belle Mead	NJ	08502	General Fund	$2,500
Montgomery Township Fire Department #2
P O Box 267	Blawenberg	NJ	08504	General Fund	$2,500
NAMI Mercer NJ
88 Lakedale Drive	Lawrenceville	NJ	08648	General Fund	$5,000
Nassau Presbyterian Church
61 Nassau Street	Princeton	NJ	08542	General Fund	$15,000
National Sports Academy
12 Lake Placid Club Drive	Lake Placid	NY	12946	General Fund	$7,500
New Jersey Aids Partnership
15 Princess Road	Lawrenceville	NJ	08648	General Fund	$2,500
New Jersey Conservation Foundation
Bamboo Brook	Far Hills	NJ	07931	General Fund	$5,000
New Jersey SEEDS Center
303-309 Washington Street 4th floo	Newark	NJ	07102	General Fund	$1,000
New Yorkers for Parks
355 Lexington Avenue	New York	NY	10017	General Fund	$2,500
North Country SPCA
23 Lakeshore Road	Westport	NY	12993	General Fund	$5,000
North High School
1550 3rd Street	Riverside	CA	92503	General Fund	$17,000
Opera New Jersey
P O Box 3151	Princeton	NJ	08543	General Fund	$10,000
Partnership for the Delaware Estuary Inc
1009 Philadelphia Pike	Wilmington	DE	19809	General Fund	$2,500
Passage Theatre Company
P O Box 967	Trenton	NJ	08605	General Fund	$1,000
Pepperdine University
24255 Pacific Coast Highway	Malibu	CA	90263	General Fund	$50,000
Perris High School
175 East Nuevo Road	Perris	CA	92571	General Fund	$4,000
Philabundance
P O Box 37555	Philadelphia	PA	19148	General Fund	$2,500
Planned Parenthood of Mercer County
437 East State Street	Trenton	NJ	08608	General Fund	$20,000
Playgroup Cooperative
32 Carmine Street	New York	NY	10014	General Fund	$2,500
Presbyterian Church of the Big Wood
P O Box 660	Ketchum	ID	83340	General Fund	$5,000
Princeton Adult School
P O Box 701	Princeton	NJ	08542	General Fund	$1,000
Princeton Chamber Symphony
P O Box 250	Princeton	NJ	08540	General Fund	$5,000
Princeton Child Development Institute
300 Cold Soil Road	Princeton	NJ	08540	General Fund	$3,000
Princeton Day School
P O Box 75	Princeton	NJ	08542	General Fund	$25,000
Princeton Friends School
470 Quaker Road	Princeton	NJ	08540	General Fund	$10,000
Princeton Public Library
65 Witherspoon Street	Princeton	NJ	08542	General Fund	$5,000
Princeton Senior Resource Center
Spruce Circle	Princeton	NJ	08540	General Fund	$10,000
Princeton University
P O Box 46	Princeton	NJ	08544	General Fund	$5,000
Princeton YMCA
Paul Robeson Place	Princeton	NJ	08540	General Fund	$5,000
Princeton-Blairstown Center
158 Millbrook Road	Blairstown	NJ	07825	General Fund	$5,000
Princeton-YWCA
Paul Robeson Place	Princeton	NJ	08540	General Fund	$5,000
Ramona High School
7675 Magnolia Avenue	Riverside	CA	92504	General Fund	$2,000
Riverside Art Museum
3425 Mission Inn Avenue	Riverside	CA	92501	General Fund	$3,000
Rutgers University Foundation
7 College Avenue	New Brunswick	NJ	08901	General Fund	$10,000
Sarah Lawrence College
1 Mead Way	Bronxville	NY	10708	General Fund	$2,500
Second Wind
759 State Road	Princeton	NJ	08540	General Fund	$7,500
Sheenway School and Culture
10101-25 South Broadway	Los Angeles	CA	90003	General Fund	$20,000
Sheridan College Foundation
P O Box 6328	Sheridan	WY	82801	General Fund	$5,000
Small Animal Rescue League
900 Herrontown Road	Princeton	NJ	08540	General Fund	$20,000
Somerset Home for Temporarily Displaced Children
49 Brahma Avenue	Bridgewater	NJ	08807	General Fund	$2,500
South Brunswick Board of Education
PO Box 181 4 Executive Drive	Monmouth Junction	NJ	08852	General Fund	$5,000
Special Operations Warrior Foundation
P O Box 14385	Tampa	FL	33690	General Fund	$15,000
St Luke's WOOD RIVER FOUNDATION
P O Box 7005	KETCHUM	ID	83340	General Fund	$35,000
Stony Brook-Millstone Watersheds Assoc
31 Titus Mill Road	Pennington	NJ	08534	General Fund	$5,000
Synergos Institue Inc
51 Madison Avenue 21st Floor	New York	NY	10110	General Fund	$5,000
TASIS Foundation Inc
1640 Wisconsin Avenue NW	Washington	DC	20007	General Fund	$25,000
The Blaine County Police Activities League
1650 Aviation Drive	Hailey	ID	83333	General Fund	$3,000
The Builders Association
453 Broome Street 4C	New York	NY	10013	General Fund	$7,500
The Career Wardrobe
1211 Chesnut Street- Suite 205	Philadelphia	PA	19107	General Fund	$2,000
The Community Library Association Inc
P O Box 2168	Boise	ID	83340	General Fund	$1,000
The Crisis Ministry of Princeton and Trenton
61 Nassau Street	Princeton	NJ	08542	General Fund	$10,000
The Drumthwacket Foundation Inc
354 Stockton Street	Princeton	NJ	08540	General Fund	$5,000
The Foundation Fighting Blindness
14 Nassau Street	Princeton	NJ	08542	General Fund	$1,000
The Frick Collection
1 East 70th Street	New York	NY	10021	General Fund	$10,000
The Joy of Athletics Foundation
P O Box 216	Richmond	MA	01254	General Fund	$5,000
The Lawrenceville School
P O Box 6125	Lawrenceville	NJ	08648	General Fund	$20,000
The New Grange School
526 South Olden Avenue	Hamilton	NJ	08629	General Fund	$2,000
The Patriots Theater Foundation Inc
P O Box 232	Trenton	NJ	08625	General Fund	$5,000
The Princeton Hub Inc
70 Jefferson Road	Princeton	NJ	08540	General Fund	$1,000
The Smile Train
245 Fifth Avenue Suite 2201	New York	NY	10016	General Fund	$5,000
The Trenton Area Soup Kitchen
P O Box 872	Trenton	NJ	08605	General Fund	$10,000
TIGHAR
2812 Fawkes Drive	Wilmington	DE	19808	General Fund	$30,000
Trinity Counseling Service
22 Stockton Street	Princeton	NJ	08540	General Fund	$15,000
VOLUNTEERCONNECT INC
120 JOHN STREET SUITE 7	PRINCETON	NJ	08542	General Fund	$2,500
VOICES
P O Box 404	Princeton	NJ	08534	General Fund	$1,000
Womanspace Inc
1212 Stuyvesant Avenue	Trenton	NJ	08618	General Fund	$5,000
Women Helping Women
224 Main Street	Metuchen	NJ	08840	General Fund	$2,500
Women's Entrepreneurial Foundation
127 US Highway 206 Suite 28	Hamilton	NJ	08610	General Fund	$2,500
Women's Health and Counseling Center
95 Veterans Memorial Drive East	Somerville	NJ	08876	General Fund	$2,500
SOMEONE CARES SOUP KITCHEN & TUTORING
720 WEST 19 STREET	COSTA MESA	CA	92627	GENERAL FUND	$3,000
ST FRANCIS FOOD PANTIRES & SHELTERS
450 SEVENTH AVENUE	NEW YORK	NY	10123	GENERAL FUND	$5,000
THE CHALLIS JOINT SCHOOL DISTRICT 181
POB 304	CHALLIS	ID	83226	GENERAL FUND	$10,000
UIH FAMILY PARTNERS
764 BELLEVUE AVENUE	TRENTON	NJ	08618	GENERAL FUND	$2,500
LEARNING ALLY
20 ROSZEL ROAD	PRINCETON	NJ	08540	GENERAL FUND	$2,500
PRINCETON HEALTHCARE SYSTEM FOUNDATION
253 WITHERSPOON STREET	PRINCETON	NJ	08540	GENERAL FUND	$100,000
Special Operations Survivor Foundation
POB 181097	CORONADO	CA	92178	GENERAL FUND	$15,000
THE AMANDA FOUNDATION
351 NORTH FOOTHILL ROAD	BEVERLY HILLS	CA	90210	GENERAL FUND	$5,000
HIGHER GROUND
POB 6791	KETCHUM	ID	83340	GENERAL FUND	$5,000	120 SECOND AVENUE
POWDERMILL NATURE RESERVE
HC 64 BOX 453	RECTOR	PA	15677	GENERAL FUND	$10,000
THE INDEPENDENCE FUND INC
32379 COLLECTION CENTER DRIVE	CHICAGO	IL	60693	GENERAL FUND	$12,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$1,121,730	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Field	Value	IRS element (for citing)
Fees Contracts From Govt Ag		FeesContractsFromGovtAgGrp
Membership Dues And Assmnt		MembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$102,214	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$341,290	ExclusionAmt

Field	Value	IRS element (for citing)
Net Rntl Incm Re Debt Fincd Prop		NetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Income Personal Prop		NetRentalIncomePersonalPropGrp
Other Investment Incm Part VII		OtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$1,783,648	ExclusionAmt

Field	Value	IRS element (for citing)
Net Income Loss From Special Evt		NetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of Invntry		GrossProfitLossSlsOfInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Exclusion	$2,227,152	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$2,227,152	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ROCKEFELLER&CO ACCOUNTING FEES	CategoryTxt
Amt	$12,300	Amt
Net Investment Income	$8,200	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$4,100	DisbursementsCharitablePrpsAmt

All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch

All Other Program Related Invst AllOtherProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Desc	NONE	Desc

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (35 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
64000 BANK OF AMERICA CORP	$114,433	$116,754
106000 ANHEUSER-BUSCH ABIBB	$109,897	$109,985
100000 BB&T CORPORATION 3.95%	$103,763	$106,457
50000 CATERPILLAR INC 5.7%	$0	$0
100000 CSX CORP DEBENTURES 6.2	$99,985	$106,884
50000 COMCAST CORP NOTES 5.3%	$0	$0
104000 CITIGROUP INC. 4.45%	$113,091	$112,715
100000 GENERAL ELECTRIC CAP	$113,647	$111,124
100000 GOLDMAN SACHS GROUP	$118,143	$121,044
125000 KEYCORP 5.1% DUE 2021	$0	$0
100000 GENERAL MILLS INC 5.70%	$0	$0
103000 DOMINION RESOURCES INC.	$109,853	$109,596
84000 LUBRIZOL CORP SR NOTES	$112,579	$108,984
170000 FEDERAL FARM CREDIT BK	$170,000	$166,999
125000 MORGAN STANLEY 6% 2015	$127,892	$133,129
100000 UNITED PARCEL SERVICE 5	$114,228	$113,285
125000 NBC UNIVERSAL MEDIA LLC	$117,900	$115,722
100000 WAL-MART STORES INC. 5.	$0	$0
125000 NVR INC CORP. 3.95%	$128,693	$118,141
120000 TORONTO DOMINION BANK 2	$121,059	$124,587
100000 PNC FUNDING CORP. 5.125	$110,028	$112,316
105000 SIMON PROPERTY GROUP LP	$112,829	$111,021
125000 US BANCORP 2.2% 2016	$120,037	$120,091
63000 WACHOVIA BANK NA 6%	$0	$0
100000 YUM! BRANDS INC. 6.25%	$103,839	$102,533
150000 FANNIE MAE FNMA 5.375%	$0	$0
200000 FHLB 5% DUE 11/17/2017	$0	$0
75000 FEDEX CORP NOTES, 8%	$169,650	$167,236
150000 FEDERAL FARM CREDIT BAN	$162,414	$168,155
300000 FREDDIE MAC FHLMC 1.375	$300,313	$300,550
50000 E.I. DU PONT DE NEMOURS,	$0	$0
50000 HONEYWELL INTERNATIONAL	$0	$0
50000 JP MORGAN CHASE 6%	$133,471	$137,294
50000 VERIZON COMMUNICATIONS 6	$111,634	$115,959
60000 DUKE ENERGY INDIANA INC.	$116,887	$115,065

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (93 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ADVANCE AUTO PARTS, INC.	$0	$0
ARCOS DORADOS HOLDINGS, INC.	$56,451	$55,364
AFLAC, INC.	$155,277	$251,569
ALEXION PHARMACEUTICALS, INC.	$17,732	$105,244
AMADA CO. LTD	$204,597	$246,965
DELPHI AUTOMOTIVE PLC	$152,248	$282,551
ANADARKO PETROLEUM CORPORATION	$158,443	$221,144
DOVER CORP.	$118,607	$187,191
APACHE CORPORATION	$230,864	$247,593
CAPITAL ONE FINANCIAL CORP.	$136,904	$191,448
ING GROEP NV	$227,935	$333,762
BAKER HUGHES INCORPORATED	$157,622	$202,970
J.P. MORGAN CHASE & CO.	$236,428	$412,693
BIOMARIN PHARMACEUTICAL INC.	$42,704	$133,172
MERCK & CO., INC.	$230,129	$281,832
BOSKALIS WESTMINSTER - CVA	$77,481	$132,110
CAREFUSION CORPORATION	$134,007	$268,785
CENTRICA PLC	$190,595	$287,867
CHEVRON CORPORATION	$68,614	$262,061
CHINA AGRI-INDUSTRIES HOLDINGS	$0	$0
PHARMACYCLICS INC.	$0	$0
CHINA MOBILE (HONG KONG) LIMIT	$291,879	$339,310
COACH INC.	$225,170	$233,894
COPA HOLDINS SA CLASS A	$137,251	$158,189
MURATA MANUFACTURING CO LTD	$228,127	$346,584
COMCAST CORPORATION - CL A	$42,989	$172,004
COMERICA INCORPORATED	$100,526	$127,645
OPHIR ENERGY PLC	$0	$0
CONTINENTAL RESOURCES, INC.	$50,787	$242,368
COVIDIEN PLC	$0	$0
ORACLE CORPORATION	$134,553	$180,128
CTRIP.COM INTERNATIONAL-ADR	$120,948	$124,348
FEDEX CORPORATION	$0	$0
DNB HOLDING ASA	$193,177	$204,048
GOLDMAN SACHS GROUP, INC.	$98,588	$168,574
GOOGLE INC - CLASS A	$307,423	$618,632
EXPEDIA, INC.	$189,856	$218,872
HEWLETT-PACKARD COMPANY	$0	$0
HONEYWELL INC.	$148,040	$356,891
HYUNDAI MOTOR CO., LTD. - PFD	$30,016	$59,425
HYUNDAI MOTOR CO., LTD. - 2ND	$123,203	$202,251
PICC PROPERTY & CASUALTY CO	$181,261	$209,214
INCYTE CORPORATION	$98,896	$123,689
KALBE FARMA TBK PT	$62,778	$43,002
MALLINCKRODT PLC	$118,230	$150,195
JOHNSON MATTHEY PLC	$80,992	$157,184
KOREA ELECTRIC POWER CORPORATI	$238,746	$321,154
LG ELECTRONICS INC. - PFD	$0	$0
MASTERCARD INC - CLASS A	$0	$0
MICROSOFT CORP.	$305,693	$454,083
RIO TINTO PLC - SPON ADR	$241,551	$258,054
SEATTLE GENETICS, INC.	$69,208	$95,576
MSCI INC. - A	$0	$0
NETAPP, INC.	$124,232	$151,889
REINSURANCE GROUP OF AMERICA	$217,720	$264,820
NGK SPARK PLUG CO., LTD.	$84,324	$142,150
NOVARTIS AG - ADR	$252,379	$361,951
ST. JUDE MEDICAL	$200,815	$222,338
OCEANEERING INTERNATIONAL, INC	$46,669	$129,442
SUBSEA 7 SA	$138,208	$143,774
PEPSICO, INC	$0	$0
UNITED CONTINENTAL HOLDINGS	$164,276	$176,704
VISA INC. - CLASS A	$248,509	$253,410
PRUDENTIAL PLC	$94,961	$211,617
QUALCOMM INC.	$126,620	$249,183
QUEST DIAGNOSTICS INCORPORATED	$0	$0
REGENERON PHARMACEUTICALS	$10,225	$94,958
ROCHE HOLDINGS AG	$156,700	$256,156
ROYAL DUTCH SHELL PLC-ADR A	$156,520	$206,852
SAFRAN SA	$140,393	$343,323
SAMSUNG ELECTRONICS CO., LTD P	$174,476	$283,171
SANTOS LIMITED	$0	$0
ROYAL CARIBBEAN CRUISES LTD	$248,889	$389,034
SEMEN GRESIK (PERSERO) TBK	$49,920	$56,414
SBERBANK-SPONSORED ADR	$146,736	$152,583
SMITHS GROUP PLC	$130,198	$187,800
SINGAPORE TELECOMMUNICATIONS	$0	$0
SMC CORPORATION	$127,755	$176,499
SVENSKA HANDELSBANKEN AB - A S	$0	$0
SWEDBANK AB	$70,513	$191,286
THE MCGRAW-HILL COMPANIES, INC	$0	$457,079
TIFFANY & CO.	$0	$0
THERMO FISHER SCIENTIFIC INC.	$0	$0
TORONTO-DOMINION BANK	$230,798	$294,312
TULLOW OIL PLC	$138,934	$124,279
VEDANTA RESOURCES PLC	$0	$0
VODAFONE GROUP PLC - SP ADR	$0	$0
WAL-MART STORES, INC.	$169,271	$290,523
WELLS FARGO COMPANY	$107,305	$316,166
WYNN MACAU, LIMITED	$49,483	$111,972
YUM! BRANDS, INC.	$98,780	$192,049
UNITEDHEALTH GROUP INC.	$244,807	$311,667
VIRGIN MEDIA INC.	$0	$0

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$1,157,343	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$1,141,299	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$849,006	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$852,392	StateLocalSecEOYFMVAmt

Investments Land Schedule2 InvestmentsLandSchedule2

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	5500 FUND LP	CategoryOrItemTxt
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMVCd
Book Value	$1,596,732	BookValueAmt
EOYFMV	$3,865,384	EOYFMVAmt

Land Etc Schedule2 LandEtcSchedule2

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	DRINKER BIDDLE & REATH LLP	CategoryTxt
Legal Fees	$9,635	LegalFeesAmt
Net Investment Income	$6,423	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$3,212	DisbursementsCharitablePrpsAmt

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Description	PRIOR YEAR DECREASE FOR 5500 FUND	Description
Amount	$104,912	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt
MEMBERSHIP DUES	$3,000	$3,000
FEES	$30	$30
PORTFOLIO DEDUCTIONS THRU K-1	$40,737		$40,737
BANK CHARGES	$654	$654
MISCELLANEOUS EXPENSE	$263

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt
ROCKEFELLER & CO - INVESTMENT	$118,584	$118,584
MERRILL LYNCH - CONSULTING FEE	$10,500	$10,500

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt
US EXCISE TAX-EST PYMTS	$34,893
FOREIGN TAX ON DIVIDENDS RECD	$22,577	$22,577