THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION (EIN 30-0095044)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-10-23
- IRS object ID
- 201402969349100005
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-10-23T13:46:18-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 382322726 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAMA BUDAJ & RAAB PC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 32783 MIDDLEBELT ROAD | AddressLine1 |
| City | FARMINGTON HILLS | City |
| State | MI | State |
| ZIP Code | 483341726 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300095044 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SAMUEL AND JEAN FRANKEL | BusinessNameLine1 |
| Business Name Line2 | HEALTH AND RESEARCH FOUNDATION | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SAMU | BusinessNameControlTxt |
| Phone | 2486451307 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1004 BROOKWOOD | AddressLine1 |
| City | BIRMINGHAM | City |
| State | MI | State |
| ZIP Code | 48009 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JO ELYN NYMAN | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 2486451307 | PhoneNum |
| Signature | 2014-09-24 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHN W WEIPERT | PreparerPersonNm |
| PTIN | P00013175 | PTIN |
| Phone | 2486263800 | PhoneNum |
| Preparation | 2014-09-24 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $22,752,459 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $360,285 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $360,285 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $455,895 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $449,266 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $264,023 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,031,767 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $264,023 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,280 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,280 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,082,483 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,075,854 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $75,021 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $74,993 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $416 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $10,100 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $13,048 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $101,585 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $74,993 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,050,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,050,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,151,585 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $74,993 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,050,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$69,102 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,000,861 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,687,711 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,189,810 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,192,669 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $97,933 | AcctRcvblAmt |
| Acct Rcvbl BOY | $50,844 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $97,933 | AcctRcvblEOYAmt |
| US Government Obligations BOY | $5,089,015 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $4,696,625 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $4,930,711 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,872,658 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,276,868 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,003,050 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,477,577 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,712,407 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,752,096 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $10,500,808 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $10,655,458 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,873,933 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | -$19,590 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $20,678,613 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,609,511 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $22,752,459 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $20,678,613 | RetainedEarningBOYAmt |
| Retained Earning EOY | $20,609,511 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,678,613 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,609,511 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,678,613 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $20,609,511 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,678,613 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$69,102 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $20,609,511 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $20,609,511 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (25 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| KAYNE ANDERSON MLP 10000 SH | P | 2011-05-03 | 2013-05-13 | $251,250 | $250,000 | $1,250 | $1,250 |
| CD GE CAPITAL BANK 64000 SH | P | 2009-10-07 | 2013-10-09 | $64,000 | $64,000 | $0 | $0 |
| CD PARAGON COMMERCIAL BK 246000 SH | P | 2009-10-05 | 2013-10-16 | $246,000 | $246,000 | $0 | $0 |
| CD MIDFIRST BANK 247000 SH | P | 2009-10-07 | 2013-01-14 | $247,000 | $247,000 | $0 | $0 |
| CD AMER EXPRESS CENT BK 246000 SH | P | 2009-10-07 | 2013-10-15 | $246,000 | $246,000 | $0 | $0 |
| PERMAL ALTERNATIVE CORE 584.797 SH | P | 2013-06-18 | 2013-09-30 | $8,977 | $8,678 | $299 | $299 |
| PRUDENTIAL SHORT TERM .075 SH | P | 2013-09-30 | 2013-09-30 | $1 | $1 | $0 | $0 |
| LOOMIS SAYLES STRATEGIC .457 SH | P | 2013-09-25 | 2013-09-30 | $5 | $5 | $0 | $0 |
| NUVEEN PREFERRED .249 SH | P | 2013-09-30 | 2013-09-30 | $4 | $4 | $0 | $0 |
| LORD ABBETT SHORT .368 SH | P | 2013-09-30 | 2013-09-30 | $2 | $2 | $0 | $0 |
| PIMCO GLOBAL MULTI 1323.369 SH | P | 2013-09-19 | 2013-09-30 | $13,684 | $14,789 | -$1,105 | -$1,105 |
| PERMAL ALTERNATIVE CORE 40 SH | P | 2012-06-19 | 2013-09-30 | $614 | $570 | $44 | $44 |
| PIMCO GLOBAL MULTI 79 SH SH | P | 2012-09-20 | 2013-09-30 | $817 | $917 | -$100 | -$100 |
| MORGAN STANLEY SER MTN 100000 SH | P | 2010-09-28 | 2013-09-30 | $100,000 | $98,000 | $2,000 | $2,000 |
| COLUMBUS OHIO VAR PURP BUILD 250000 SH | P | 2009-11-18 | 2013-03-06 | $267,408 | $253,119 | $14,289 | $14,289 |
| ILLINOIS ST BUILD AMER 250000 SH | P | 2010-01-28 | 2013-01-11 | $275,312 | $250,000 | $25,312 | $25,312 |
| CLEARBRIDGE ENERGY 10000 SH | P | 2010-06-24 | 2013-07-26 | $278,500 | $185,300 | $93,200 | $93,200 |
| SYSCO CORPORATION 1500 SH | P | 2010-05-25 | 2013-07-16 | $53,611 | $42,792 | $10,819 | $10,819 |
| PERMAL ALTERNATIVE CORE 11536 SH | P | 2011-12-29 | 2013-09-30 | $177,078 | $159,965 | $17,113 | $17,113 |
| PRUDENTIAL SHORT TERM 8795 SH | P | 2009-09-30 | 2013-09-30 | $100,000 | $100,175 | -$175 | -$175 |
| LOOMIS SAYLES STRATEGIC 10121 SH | P | 2011-02-07 | 2013-09-30 | $100,085 | $103,234 | -$3,149 | -$3,149 |
| NUVEEN PREFERRED 4396 SH | P | 2009-09-30 | 2013-09-30 | $74,996 | $64,753 | $10,243 | $10,243 |
| LORD ABBETT SHORT 16447 SH | P | 2009-10-14 | 2013-09-30 | $74,998 | $74,669 | $329 | $329 |
| PIMCO GLOBAL MULTI 31594 SH | P | 2011-12-28 | 2013-09-30 | $326,682 | $357,771 | -$31,089 | -$31,089 |
| CAPITAL GAINS DIVIDENDS | P | $124,743 | $124,743 | $124,743 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $264,023 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,116,912 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $21,549,192 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.051831 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,017,037 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $21,237,148 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.047890 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,044,096 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $21,354,958 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.048892 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $377,554 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $20,391,552 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.018515 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $58,242 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $8,769,663 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.006641 | DistributionYr5Rt |
| Total Distribution | 0.173769 | TotalDistributionRt |
| Average Distribution | 0.034754 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $20,323,874 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $706,336 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $10,009 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $716,345 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,050,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $10,009 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $10,009 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $10,009 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $23,120 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $23,120 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $5 | EsPenaltyAmt |
| Overpayment | $13,106 | OverpaymentAmt |
| Applied To ES Tax | $13,106 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MI | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JO ELYN NYMAN | IndividualWithBooksNm |
| Phone | 2486451307 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1004 BROOKWOOD | AddressLine1 |
| City | BIRMINGHAM | City |
| State | MI | State |
| ZIP Code | 48009 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| BRUCE FRANKEL | ||||||||
| 700 ARDMOOR DRIVE | BLOOMFIELD | MI | 48301 | PRESIDENT AND TRUSTEE | 2.00 | $0 | $0 | $0 |
| JO ELYN NYMAN | ||||||||
| 1004 BROOKWOOD | BIRMINGHAM | MI | 48009 | VICE PRESIDENT, TREASURER, | 4.00 | $0 | $0 | $0 |
| GEORGE NYMAN | ||||||||
| 1004 BROOKWOOD | BIRMINGHAM | MI | 48009 | SECRETARY AND TRUSTEE | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $19,442,136 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,191,239 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $20,633,375 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $20,633,375 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $309,501 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $20,323,874 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,016,194 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,016,194 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $10,009 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $10,009 | TotalTaxAmt |
| Distributable Before Adj | $1,006,185 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,006,185 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,006,185 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,050,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,050,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $10,009 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,039,991 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,006,185 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $998,266 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,050,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $998,266 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $51,734 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $954,451 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | BRUCE FRANKEL | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| AMERICAN DIABETES ASSOCIATION | ||||||||
| 1701 NORTH BEAUREGARD STREET | ALEXANDRIA | VA | 22311 | NONE | 501(C)(3) | MEDICAL RESEARCH | $25,000 | |
| BEAR HUG FOUNDATION | ||||||||
| 139 W MAPLE SUITE F | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | OUTDOOR EDUCATIONAL AND RECREATIONAL ACTIVITIES FOR FOSTER CHILDREN | $30,000 | |
| CARE HOUSE OF OAKLAND COUNTY | ||||||||
| 44765 WOODWARD AVENUE | PONTIAC | MI | 48341 | NONE | 501(C)(3) | ASSISTANCE FOR ABUSED AND NEGLECTED CHILDREN | $125,000 | |
| CHRONS & COLITIS FOUNDATION | ||||||||
| 25882 ORCHARD LAKE ROAD SUITE 102 | FARMINGTON HILLS | MI | 48336 | NONE | 501(C)(3) | MEDICAL RESEARCH | $40,000 | |
| DETROIT INSTITUTE FOR CHILDREN | ||||||||
| 5447 WOODWARD AVENUE | DETROIT | MI | 48202 | NONE | 501(C)(3) | ASSISTANCE FOR CHILDREN WITH DISABILITIES | $35,000 | |
| FAR CONSERVATORY | ||||||||
| 1669 WEST MAPLE ROAD | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $30,000 | |
| HOSPICE OF MICHIGAN | ||||||||
| 43097 WOODWARD AVENUE SUITE 102 | BLOOMFIELD HILLS | MI | 48302 | NONE | 501(C)(3) | ASSISTANCE FOR GRIEF SUPPORT PROGRAM FOR CHILDREN. | $200,000 | |
| JARC | ||||||||
| 30301 NORTHWESTERN HIGHWAY SUITE | FARMINGTON HILLS | MI | 48334 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $200,000 | 100 |
| UNITED JEWISH FEDERATION | ||||||||
| 6735 TELEGRAPH ROAD | BLOOMFIELD HILLS | MI | 48303 | NONE | 501(C)(3) | ELDERCARE SERVICES | $275,000 | |
| YOGA BY DESIGN FOUNDATION | ||||||||
| PO BOX 1055 | BIRMINGHAM | MI | 48012 | NONE | 501(C)(3) | CHILD OBESITY PROGRAM | $5,000 | |
| CAMP MAK-A-DREAM | ||||||||
| 121 W LONG LAKE ROAD | BLOOMFIELD HILLS | MI | 48304 | NONE | 501(C)(3) | ASSISTANCE FOR CHILDREN AND YOUNG ADULTS WITH CANCER | $10,000 | |
| YMCA | ||||||||
| 411 EAST THIRD STREET | FLINT | MI | 48503 | NONE | 501(C)(3) | YOUTH DEVELOPMENT | $50,000 | |
| GILDA'S CLUB OF METRO DETROIT | ||||||||
| 3517 ROCHESTER ROAD | ROYAL OAK | MI | 48073 | NONE | 501(C)(3) | CANCER SUPPORT COMMUNITY | $10,000 | |
| MICHIGAN LEAGUE FOR PUBLIC POLICY | ||||||||
| 1223 TURNER STREET | LANSING | MI | 48906 | NONE | 501(C)(3) | RESEARCH AND ADVOCACY | $15,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,050,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $360,285 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $455,895 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,280 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $264,023 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,082,483 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,082,483 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES | CategoryTxt |
| Amt | $3,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (15 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1000 SHS SANTANDER FIN PFD | $28,280 | $26,370 |
| 150000 SHS GENERAL ELEC CAP CORP | $150,000 | $157,544 |
| 20000 SHS TORTOISE ENERGY INFRAS CORP | $200,000 | $166,600 |
| 200000 SHS BANK OF AMERICA CORP | $200,000 | $201,500 |
| 3000 SHS BARCLAYS BANK PLC | $73,499 | $75,990 |
| 3000 SHS HSBC HLDGS PLC | $60,919 | $74,100 |
| 3000 SHS SANTANDER FINANCE | $53,400 | $54,000 |
| 4000 SHS ING GROUP NV | $70,916 | $101,600 |
| 5000 SHS DB CAPITAL FDG VIII | $92,563 | $121,200 |
| 8000 SHS AFFILIATED MANAGERS GROUP SENIOR NOTES | $200,000 | $204,212 |
| 3000 SHS HSBC HLDGS PLC | $83,548 | $80,820 |
| 4000 SHS WELLS FARGO & CO NEW | $116,160 | $111,840 |
| 100000 SHS GENERAL ELEC CAP CORP | $115,831 | $111,750 |
| 100000 SHS JPMORGAN CHASE & CO | $117,291 | $110,250 |
| 6000 SHS WELLS FARGO& COMPANY | $150,000 | $154,320 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (21 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1000 SHS EMERSON ELEC CO | $44,240 | $70,180 |
| 10000 SHS SP500 STEPUP ISSUER BAC | $100,000 | $142,300 |
| 1200 SHS NESTLE S A REP | $52,152 | $88,308 |
| 1500 SHS SYSCO CORP | $0 | $0 |
| 1500 SHS WASTE MANGEMENT | $47,441 | $67,305 |
| 15000 SHS DJIA MITTS ISSUER BAC | $175,722 | $229,950 |
| 15000 SHS DJIA MITTS ISSUER BAC | $168,272 | $206,550 |
| 15000 SHS MSCIWRL MITTS ISSUER BAC | $179,883 | $207,600 |
| 15000 SHS SP500 MITTS ISSUER BAC | $181,700 | $243,300 |
| 2000 SHS COCA COLA | $50,157 | $82,620 |
| 2000 SHS MICROSOFT CORP | $51,018 | $74,820 |
| 2000 SHS UNILEVER PLC | $51,538 | $82,400 |
| 20000 SHS DJIA MITTS ISSUER BAC | $234,127 | $299,400 |
| 20000 SHS DJIA MITTS ISSUER BAC | $223,129 | $291,200 |
| 3000 SHS INTEL CORP | $59,310 | $77,865 |
| 6000 SHS NISOURCE INC | $109,855 | $197,280 |
| 850 SHS DIAGEO PLC SPSD | $50,222 | $112,557 |
| 850 SHS JOHNSON AND JOHNSON | $50,633 | $77,852 |
| 900 SHS KELLOGG CO | $47,469 | $54,963 |
| 20000 SHS BASKET STEPUP ISSU | $200,000 | $191,800 |
| 20000 SHS SP500 STEPUP ISSU | $200,000 | $204,800 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $0 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $4,696,625 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $4,930,711 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (66 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 10000 SHS BLACKRCK DFND OPPR | AT COST | $133,878 | $136,100 |
| 10000 SHS CLEARBRIDGE ENERGY | AT COST | $0 | $0 |
| 10000 SHS DJUBS MITTS ISSUER BAC | AT COST | $120,859 | $98,400 |
| 10393 SHS THE MERGER FUND CL RETAIL | AT COST | $164,283 | $166,395 |
| 11339 SHS PIMCO DYNAMIC INCOME FD | AT COST | $289,320 | $330,299 |
| 10383 SHS EATON VANCE RCHRD BRSTN | AT COST | $103,332 | $147,857 |
| 10761 SHS IVY ASSET STRATEGY | AT COST | $240,230 | $247,379 |
| 11506 SHS JENSEN QUALITY GROWTH | AT COST | $280,786 | $434,726 |
| 12153 SHS UAM FPA CRESCENT PORT | AT COST | $301,086 | $400,568 |
| 11954 SHS LM PERMAL TACTICAL | AT COST | $0 | $0 |
| 13849 SHS PRINCIPAL GLOBAL DIVERSIFIED INCOME | AT COST | $183,292 | $194,712 |
| 10086 SHS NUVEEN PREFERRED | AT COST | $156,187 | $169,441 |
| 140679 SHS OZOFII ACCESS LTD LP | AT COST | $150,000 | $180,646 |
| 142585 MONARCH DEBT RECOVERY | AT COST | $150,000 | $188,726 |
| 15215 SHS AQR DIVERSIFIED | AT COST | $165,074 | $165,847 |
| 15798 SHS JOHN HANCOCK STRATEGIC INCOME | AT COST | $174,118 | $170,621 |
| 6000 NUVEEN MORTGAGE OPPOR | AT COST | $150,000 | $138,840 |
| 15782 SHS LORD ABBETT FLOATING RATE FUND | AT COST | $140,627 | $149,780 |
| 17845 SHS BLACKROCK GLOBAL | AT COST | $318,254 | $382,428 |
| 18021 SHS BLACKROCK STRATEGIC INCOME | AT COST | $172,957 | $183,092 |
| 19722 SHS ALLIANZ | AT COST | $203,779 | $315,361 |
| 20442 SHS IVA WORLDWIDE | AT COST | $307,222 | $364,273 |
| 21131 SHS THIRD AVENUE FOCUSED | AT COST | $216,546 | $236,669 |
| 201842 SHS CLOUGH ACCESS LTD | AT COST | $200,000 | $202,387 |
| 20740 SHS WELLS FARGO ABSOLUTE RETURN | AT COST | $200,814 | $231,458 |
| 23950 SHS WELLS FARGO ADVANTAGE | AT COST | $272,302 | $338,420 |
| 25204 SHS JP MORGAN STRATEGIC | AT COST | $289,540 | $299,675 |
| 25752 SHS GOLDMAN SACHS STRATEGIC | AT COST | $262,212 | $274,521 |
| 250 SHS WESTERN ASSET MIDDLE MKT | AT COST | $254,375 | $251,980 |
| 26525 SHS EATON VANCE STRATEGIC INCOME | AT COST | $213,275 | $207,427 |
| 16687 SHS LOOMIS SAYLES STRATEGIC | AT COST | $169,500 | $167,708 |
| 27736 SHS PIMCO LOW DURATION FD | AT COST | $283,936 | $286,517 |
| 20252 SHS PRUDENTIAL SHORT TERM | AT COST | $231,667 | $230,059 |
| 30403 SHS PIMCO UNCONSTRAINED | AT COST | $330,726 | $337,116 |
| 3208 SHS THIRD AVENUE VALUE FD | AT COST | $142,989 | $183,698 |
| 32280 SHS PIMCO GLOBAL MULTI | AT COST | $0 | $0 |
| 34024 SHS T ROWE PRICE SHORT TERM | AT COST | $164,384 | $162,974 |
| 2643 SHS THE ENDOWMENT TEI FUND | AT COST | $150,986 | $149,010 |
| 37468 SHS PIMCO ALL ASSET | AT COST | $398,120 | $370,929 |
| 23186 SHS LORD ABBETT SHORT | AT COST | $105,619 | $105,494 |
| 4359 SHS FIRST EAGLE GLOBAL | AT COST | $210,634 | $234,614 |
| 4875 SHS DAVIS NEW YORK VENTURE | AT COST | $180,140 | $204,314 |
| 5000 SHS NUVEEN BUILD AMERICA | AT COST | $92,048 | $97,150 |
| 5000 SHS WESTERN ASSET MTG | AT COST | $100,000 | $115,900 |
| 66920 SHS FRANKLIN INCOME FD | AT COST | $135,294 | $161,278 |
| 6698 SHS MAINSTAY MARKETFIELD | AT COST | $100,492 | $124,052 |
| 7320 SHS FAIRHOLME FUND | AT COST | $217,460 | $286,951 |
| 73275 SHS YORK TOTAL ACCESS LTD | AT COST | $100,000 | $115,753 |
| 83118 SHS PAULSON RECOVERY | AT COST | $100,000 | $132,973 |
| 8258 SHS ASTON/LAKE PARTNERS | AT COST | $103,126 | $111,238 |
| 13245 SHS NEUBERGER BERMAN LONG SHORT | AT COST | $151,638 | $168,481 |
| 9318 SHS WEITZ PARTNERS VALUE FD | AT COST | $150,000 | $302,561 |
| 7292 SHS ARDEN-SAGE ACCESS LTD | AT COST | $7,775 | $8,151 |
| 102 SHS JOHN HANCOCK HIGH YIELD | AT COST | $357 | $395 |
| 10199 SHS PIMCO DIVIDEND AND INCOME BLDR | AT COST | $105,314 | $129,320 |
| 9945 SHS WINTERGREEN FUND | AT COST | $151,251 | $174,938 |
| 6500 SHS IVY HIGH INCOME OPPORTUNITY | AT COST | $112,124 | $116,870 |
| 3209 SHS FIRST EAGLE GOLD FUND | AT COST | $75,000 | $47,176 |
| 1435 SHS TOCQUEVILLE GOLD FUND | AT COST | $75,000 | $47,225 |
| 20660 SHS FAMCO MLP & ENERGY | AT COST | $257,030 | $259,700 |
| 2986 SHS FIRST EAGLE FUNDS OF AMERICA | AT COST | $102,018 | $110,738 |
| 5694 SHS DOUBLELINE INCOME SOLUTION | AT COST | $135,990 | $120,079 |
| 45 SHS CZECH II SENIOR LOAN | AT COST | $50,000 | $41,175 |
| 1250 SHS 1 MTH CZECH II SENIOR | AT COST | $0 | $1,144 |
| 5341 SHS ARDEN SAGE ACCESS | AT COST | $0 | $5,036 |
| 11286 SHS SENTINEL CONSERVATIVE | AT COST | $150,492 | $155,188 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BASIS ADJUSTMENTS - OTHER INVESTMENTS | Desc |
| EOY Book Value | -$19,590 | EOYBookValueAmt |
| EOYFMV | $0 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE FILING FEE | $20 | $0 | $0 |
| BOND PREMIUM AMORTIZATION | $6,658 | $0 | $0 |
| PORTFOLIO DEDUCTIONS | $6,308 | $0 | $0 |
| SYNDICATION COSTS | $62 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ORDINARY INCOME - CZECH SENIOR II | $2,269 | $2,269 | $2,269 |
| OTHER INCOME - ENDOWMENT FUND | $11 | $11 | $11 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT AND ADVISORY FEES | CategoryTxt |
| Amt | $75,021 | Amt |
| Net Investment Income | $74,993 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD | $1,831 | $0 | $0 |
| FEDERAL TAX WITHHELD - BOA | $61 | $0 | $0 |
| FEDERAL EXCISE TAX | $8,208 | $0 | $0 |