THE WALLACE RESEARCH FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- THE WALLACE RESEARCH FOUNDATION (EIN 42-6540579)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-06-27
- IRS object ID
- 201441789349100304
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-06-27T13:32:16-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 221 THIRD AVENUE SE STE 300 | AddressLine1 |
| City | CEDAR RAPIDS | City |
| State | IA | State |
| ZIP Code | 524011512 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426540579 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALLACE RESEARCH FOUNDATION CO MCGLADREY LLP | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3192985333 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ATTN KAY HEGARTY 221 THIRD AVE SE | AddressLine1 |
| Address Line2 | NO 300 | AddressLine2 |
| City | CEDAR RAPIDS | City |
| State | IA | State |
| ZIP Code | 52401 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY D WALLACE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3192985333 | PhoneNum |
| Signature | 2014-06-27 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CARLEY UMSTEAD | PreparerPersonNm |
| PTIN | P00982177 | PTIN |
| Phone | 3192985333 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $81,399,500 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $5,521 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $1,921,565 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,921,565 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,701,868 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $42,211,889 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,701,868 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $5,628,954 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,623,433 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $42,680 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $16,762 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $25,918 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $386,233 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $386,233 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $75,441 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $25,441 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $10,978 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $8,896 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,082 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $515,332 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $437,332 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $28,000 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,894,773 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,894,773 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,410,105 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $437,332 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,922,773 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,218,849 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,186,101 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $4,499,761 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $7,428,928 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $7,428,928 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $22,753,411 | CorporateStockBOYAmt |
| Corporate Stock EOY | $31,333,248 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $45,516,146 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,977,143 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,234,060 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,131,948 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $34,189,672 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $25,830,301 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,272,972 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $128,877 | OtherAssetsBOYAmt |
| Other Assets EOY | $49,506 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $49,506 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $64,548,864 | TotalAssetsBOYAmt |
| Total Assets EOY | $66,876,043 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $81,399,500 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $64,548,864 | RetainedEarningBOYAmt |
| Retained Earning EOY | $66,876,043 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $64,548,864 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $66,876,043 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $64,548,864 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $66,876,043 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $64,548,864 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,218,849 | ExcessRevenueOverExpensesAmt |
| Other Increases | $108,330 | OtherIncreasesAmt |
| Subtotal | $66,876,043 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $66,876,043 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| DELL INC SETTLEMENT | P | $84 | $84 | $84 | |
| SLM SETTLEMENT | P | $309 | $309 | $309 | |
| LEHMAN BROTHERS SETTLEMENT | P | $25,539 | $25,539 | $25,539 | |
| GOLDMAN SACH SETTLEMENT | P | $1,026 | $1,026 | $1,026 | |
| PUBLICLY TRADED SECURITIES | P | $14,189,684 | -$251,412 | -$251,412 | $14,441,096 |
| PUBLICLY TRADED SECURITIES | P | $27,838,794 | $3,818,957 | $3,818,957 | $24,019,837 |
| SCH K-1 US COMMODITY INDEX FD | P | -$49,088 | -$49,088 | $49,088 | |
| CAPITAL GAINS DIVIDENDS | P | $156,453 | $156,453 | $156,453 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,701,868 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $4,157,179 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $74,746,776 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.055617 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,518,346 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $75,433,652 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.046642 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,233,585 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $70,375,172 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.045948 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $4,206,810 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $64,554,182 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.065167 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $4,933,704 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $86,496,696 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.057039 | DistributionYr5Rt |
| Total Distribution | 0.270413 | TotalDistributionRt |
| Average Distribution | 0.054083 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $77,636,385 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,198,809 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $51,861 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,250,670 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,922,773 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $103,722 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $103,722 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $103,722 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $94,872 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $50,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $144,872 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $41,150 | OverpaymentAmt |
| Applied To ES Tax | $41,150 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | KAY HEGARTY | IndividualWithBooksNm |
| Phone | 3192985333 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 221 3RD AVE SE STE 300 | AddressLine1 |
| City | CEDAR RAPIDS | City |
| State | IA | State |
| ZIP Code | 52401 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY D WALLACE | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | PRESIDENT | 5.00 | $0 | $0 | $2,082 |
| LINDA WALLACE-GRAY | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | VP, SECY & TREAS | 20.00 | $0 | $0 | $0 |
| ANGUS GILCHRIST | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| ALEX GILCHRIST | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | |||||
| 370 17TH STREET STE 2800 | DENVER | CO | 80202 | INVESTMENT CONSULT'G | $196,002 |
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT MGMT | $129,075 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $70,487,210 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $8,331,455 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $78,818,665 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $78,818,665 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,182,280 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $77,636,385 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,881,819 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,881,819 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $103,722 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $103,722 | TotalTaxAmt |
| Distributable Before Adj | $3,778,097 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $20,266 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,798,363 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,798,363 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,922,773 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,922,773 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,922,773 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,798,363 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $2,361,774 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,922,773 | QualifyingDistributionsAmt |
| Applied To Year1 | $2,361,774 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $560,999 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $3,237,364 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (42 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ARCHAEOLOGY SOUTHWEST | |||||||
| 300 ASH ALLEY | TUCSON | AZ | 85701 | NONE | PC | EXPERIMENTAL ARCHAEOLOGY FOR THE PUBLIC | $30,000 |
| ARIZONA STATE UNIVERSITY | |||||||
| PO BOX 876011 | TEMPE | AZ | 85287 | NONE | PC | RESEARCH RELATIONS AMONG PREHISPANIC CULTURES IN NORTHWEST MEXICO AND THE AMERICAN SOUTHWEST | $240,000 |
| CORNELL UNIVERSITY | |||||||
| 373 PINE TREE RD | ITHACA | NY | 14850 | NONE | PC | DEVELOPMENT OF SUSTAINABLE ROUTES TO HIGH PERFORMANCE ORGANIC MATERIALS | $50,000 |
| DELAWARE RIVERKEEPER NETWORK | |||||||
| 925 CANAL ST STE 3701 | BRISTOL | PA | 19007 | NONE | PC | TO MONITOR AND PROTECT THE DELAWARE RIVER FROM GAS DRILLING IMPACTS | $200,000 |
| FAIREWINDS ENERGY EDUCATION CORP | |||||||
| 70 S WINOOSKI AVE BOX 289 | BURLINGTON | VT | 05401 | NONE | PC | EDUCATIONAL OUTREACH TEACHING ABOUT NUCLEAR ENGINEERING, NUCLEAR POWER, AND NUCLEAR SAFETY ISSUES | $100,000 |
| FRIENDS OF SOUTH GEORGIA ISLAND | |||||||
| 25 DAKOTA MEADOWS DR | CARBONDALE | CO | 81623 | NONE | PC | ERADICATION OF INVASIVE RODENTS ON SOUTH GEORGIA ISLAND | $39,000 |
| HABITAT FOR HUMANITY TUCSON | |||||||
| 3501 N MOUNTAIN AVE | TUCSON | AZ | 85719 | NONE | PC | TO PROVIDE SERVICES FOR LOW-INCOME HOMEOWNERS | $40,000 |
| HAWK MOUNTAIN SANCTUARY ASSOCIATION | |||||||
| 1700 HAWK MOUNTAIN RD | KEMPTON | PA | 19529 | NONE | PC | STUDY OF THE MOVEMENT ECOLOGY AND CONSERVATION STATUS OF THE ENDANGERED HOODED VULTURE | $124,500 |
| HUMANE SOCIETY INTERNATIONAL | |||||||
| 700 PROFESSIONAL DR | GAITHERSBURG | MD | 20879 | NONE | PC | VETERINARY SERVICES TO THE COMMUNITY IN AND AROUND HOPKINS, BELIZE | $75,000 |
| HUMANE SOCIETY INTERNATIONAL | |||||||
| 700 PROFESSIONAL DRIVE | GAITHERSBURG | MD | 20879 | NONE | PC | VETERINARY SERVICES TO VARIOUS COMMUNITIES IN COSTA RICA | $44,000 |
| HUMANE SOCIETY OF SOUTHERN ARIZONA | |||||||
| 3450 N KELVIN BLVD | TUCSON | AZ | 85716 | NONE | PC | TREATMENT, REHABILITATION, AND RE-HOMING OF ANIMALS; SPAY/NEUTER SURGERIES | $100,000 |
| LOOMIS CHAFFEE SCHOOL | |||||||
| 4 BATCHELDER RD | WINDSOR | CT | 06095 | NONE | PC | TO IMPROVE ENVIRONMENTAL STEWARDSHIP AND SUSTAINABILITY WITHIN THE SCHOOL COMMUNITY | $250,000 |
| MALPAI BORDERLANDS GROUP | |||||||
| PO BOX 3596 | DOUGLAS | AZ | 85608 | NONE | PC | FOR PURCHASE OF A CONSERVATION EASEMENT EAST OF DOUGLAS, ARIZONA | $25,000 |
| MASSACHUSETTS AUDUBON SOCIETY | |||||||
| 208 S GREAT RD | LINCOLN | MA | 01773 | NONE | PC | WILDLIFE CONSERVATION EFFORTS | $65,000 |
| OXFORD LAFAYETTE HUMANE SOCIETY | |||||||
| PO BOX 1674 | OXFORD | MS | 38655 | NONE | PC | TO PLAN AND MAKE IMPROVEMENTS TO THE ANIMAL SHELTER | $16,397 |
| PRESCOTT COLLEGE | |||||||
| 2233 EAST SPEEDWAY | TUCSON | AZ | 85719 | NONE | PC | IRONWOOD TREE EXPERIENCE | $49,980 |
| RIVERKEEPER INC | |||||||
| 20 SECOR RD | OSSINING | NY | 10562 | NONE | PC | FOR GENERAL SUPPORT OF ECOLOGICAL PROGRAMS | $50,000 |
| SANTA CRUZ VALLEY HERITAGE ALLIANCE | |||||||
| PO BOX 3445 | TUCSON | AZ | 85722 | NONE | PC | ORGANIZATIONAL DEVELOPMENT, CAPACITY BUILDING, AND HERITAGE DEVELOPMENT PROGRAMS | $45,000 |
| SCIENTEK-12 INC | |||||||
| 3247 N CHRISTMAS AVE | TUCSON | AZ | 85716 | NONE | PC | EDUCATIONAL OUTREACH TO K-12 STUDENTS IN RURAL AND UNDER-SERVED AREAS OF ARIZONA | $35,000 |
| SENSORY PROCESSING DISORDER FOUNDATION | |||||||
| 5420 S QUEBEC ST STE 135 | GREENWOOD VILLAGE | CO | 80111 | NONE | PC | RESEARCH RELATED TO SENSORY PROCESSING DISORDER | $100,000 |
| THE NATURE CONSERVANCY | |||||||
| 1510 E FORT LOWELL RD | TUCSON | AZ | 85719 | NONE | PC | TO PURCHASE VEHICLES FOR USE IN CONSERVATION PROGRAMS | $70,000 |
| THE NATURE CONSERVANCY | |||||||
| 2021 21ST AVE SOUTH STE C400 | NASHVILLE | TN | 37212 | NONE | PC | CAVE CONSERVATION AND WHITE NOSE SYNDROME RESEARCH IN TENNESSEE | $50,000 |
| THE NATURE CONSERVANCY | |||||||
| 715 L STREET STE 100 | ANCHORAGE | AK | 95501 | NONE | PC | FOR GENERAL SUPPORT OF ALASKA'S CONSERVATION EFFORTS | $70,000 |
| THE NATURE CONSERVANCY | |||||||
| PO BOX 65 | KEENE VALLEY | NY | 12943 | NONE | PC | INVASIVE SPECIES CONTROL AND PREVENTION PROJECTS IN THE ADIRONDACK PARK | $20,000 |
| TOHONO CHUL PARK | |||||||
| 7366 N PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | GARDENS, FACILITIES, AND CONSERVATION EDUCATION INITIATIVES | $100,000 |
| TUCSON BOTANICAL GARDENS | |||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | NEW EDUCATIONAL EXHIBIT ON INVASIVE PLANTS; NEW TREE CARE AND REPLACEMENT PLAN | $40,000 |
| UMASS FOUNDATION | |||||||
| 100 WILLIAM T MORRISSEY BLVD | BOSTON | MA | 02125 | NONE | PC | TO FURTHER RESEARCH RELATED TO SENSORY PROCESSING DISORDER | $20,000 |
| UNION OF CONCERNED SCIENTISTS | |||||||
| TWO BRATTLE SQUARE | CAMBRIDGE | MA | 02138 | NONE | PC | TO INFORM THE AMERICAN PUBLIC ABOUT NUCLEAR SAFETY | $50,000 |
| UNIVERSITY OF ARIZONA FOUNDATION | |||||||
| 1111 N CHERRY AVE | TUCSON | AZ | 85721 | NONE | PC | PROGRAMS AT TUCSON VILLAGE FARMS | $30,000 |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | |||||||
| 1855 FOLSOM ST STE 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | RESEARCH OF SENSORY PROCESSING DISORDER USING EEG | $39,998 |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | |||||||
| 1855 FOLSOM ST STE 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | RESEARCH OF SENSORY PROCESSING DISORDER BY DEFINING RESTING STATE FUNCTIONAL CONNECTIVITY | $39,999 |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | |||||||
| 1855 FOLSOM ST STE 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | RESEARCH OF SENSORY PROCESSING DISORDER AND DEVELOP THE SPD CONSORTIUM | $40,001 |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | |||||||
| 1855 FOLSOM ST STE 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | RESEARCH OF SENSORY PROCESSING DISORDER USING EXOME SEQUENCING DATA | $39,998 |
| UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL | |||||||
| 104 AIRPORT DR STE 2200 CB 1350 | CHAPEL HILL | NC | 27599 | NONE | PC | INHERIT PROGRAM FOR ARCHAEOLOGICAL RESEARCH AND PRESERVATION OF MAYA CULTURAL HERITAGE | $60,000 |
| UNIVERSITY OF SOUTHERN MISSISSIPPI | |||||||
| 118 COLLEGE DR BOX 5174 | HATTIESBURG | MS | 39406 | NONE | PC | TO STUDY THE BALD CYPRESS FOREST IN THE NORTHERN GULF OF MEXICO | $21,982 |
| UNIVERSITY OF WISCONSIN - MADISON | |||||||
| 21 N PARK ST STE 6401 | MADISON | WI | 53715 | NONE | PC | RESEARCH OF SENSORY OVER-RESPONSIVITY | $39,966 |
| URBANPROMISE MINISTRIES INC | |||||||
| PO BOX 1479 | CAMDEN | NJ | 08105 | NONE | PC | EXPERIENTIAL LEARNING PROGRAMS FOR INNER CITY YOUTH | $218,000 |
| VANDERBILT UNIVERSITY | |||||||
| 1215 21ST AVE S | NASHVILLE | TN | 37232 | NONE | PC | TO FURTHER RESEARCH RELATED TO SENSORY INTEGRATION DISORDER | $39,960 |
| WILDAID INC | |||||||
| 744 MONTGOMERY ST STE 300 | SAN FRANCISCO | CA | 94111 | NONE | PC | COLLECTION OF DATA ON SHARK POPULATIONS AND SHARK CONSERVATION EDUCATION | $20,000 |
| WILDCOAST | |||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | CONSERVATION OF COASTAL ECOSYSTEMS AND WILDLIFE ON MEXICO'S PACIFIC COASTLINE | $55,000 |
| WILDLIFE ALLIANCE INC | |||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | TO END WILDLIFE TRAFFICKING IN SOUTHEAST ASIA | $100,000 |
| YALE UNIVERSITY | |||||||
| 47 COLLEGE ST STE 203 | NEW HAVEN | CT | 06510 | NONE | PC | TO ADVANCE THE PRACTICE OF PEDIATRIC INTEGRATIVE MEDICINE | $50,992 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,894,773 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,921,565 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,701,868 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,623,433 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,623,433 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ERIC GILCHRIST CHARITABLE REMAINDER | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1919 DOUGLAS ST 2ND FL MAC N8000-00 | AddressLine1 |
| City | OMAHA | City |
| State | NE | State |
| ZIP Code | 681021317 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $5,521 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $42,680 | Amt |
| Net Investment Income | $16,762 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $25,918 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (45 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1280 AEGON NV 8% 8.000 2-15-42 | $34,815 | $36,083 |
| 2394 AFFILIATED MAN 6.380 8-15-42 | $61,248 | $54,463 |
| 2906 AFLAC INC 5.5% 5 1/2 9-15-52 | $71,453 | $61,665 |
| 500 ALLIED CAP 6.875% 6 7/8 4-15-47 | $11,293 | $11,410 |
| 892 AMER FINL GRP INC 7.000 9-30-50 | $23,248 | $22,612 |
| 955 AMERICAN FINL GRP 6 3/8 6-12-42 | $25,192 | $22,614 |
| 525 APOLLO INV-6.625% 6 5/8 10-15-42 | $12,939 | $10,826 |
| 2760 ARES CAPITAL CORP 7 3/4 10-15-40 | $70,876 | $69,856 |
| 490 ARES CAPT CORP 7.000 2-15-22 | $12,489 | $12,838 |
| 1502 ASSURED GUAR MUNI 6 1/4 11-01-02 | $37,164 | $30,626 |
| 2550 AVIVA PLC 8.25 8 1/4 12-01-41 | $67,344 | $69,870 |
| 1675 CITIGROUP CAPT 7 7/8 10-30-40 | $45,752 | $45,644 |
| 1005 CITIGROUP CAPT IX TRUST PFD 7.00 2-14-33 | $24,178 | $25,226 |
| 900 CITIGROUP CAPT XVII 6.35 3-15-67 | $22,199 | $22,545 |
| 2360 COMMONWEALTH REIT 5 3/4 8-01-42 | $55,851 | $44,840 |
| 1110 COMMONWEALTH REIT 7.50 11-15-19 | $22,980 | $23,288 |
| 905 COUNTRYWIDE CAP V 7.000 11-01-36 | $22,565 | $22,942 |
| 1375 COUNTRYWIDE IV 6 3/4 4-01-33 | $34,174 | $34,224 |
| 3555 DOMINION RES SR-A 8 3/8 6-15-64 | $91,653 | $91,506 |
| 3715 DTE ENERGY SER-I 6 1/2 12-01-61 | $99,541 | $89,829 |
| 4545 GOLDMAN SACHS GP 6 1/2 11-01-61 | $113,043 | $114,670 |
| 1585 HARTFORD FINL SVC 7 7/8 4-15-42 | $46,304 | $45,426 |
| 2835 INTEGRYS ENERGY 6.000 8-01-73 | $69,938 | $67,898 |
| 2566 KKR FINL HLDGS 8 3/8 11-15-41 | $66,366 | $68,794 |
| 5117 LLOYDS BANKING 7 3/4 7-15-50 | $131,884 | $136,368 |
| 1955 MERRILL LYNCH CAP TR I 6.45 12-15-66 | $48,309 | $48,299 |
| 1840 MORGAN ST CAP TR 6.600 10-15-66 | $45,106 | $44,712 |
| 920 MORGAN ST CAP TR 6.600 2-01-46 | $22,654 | $22,586 |
| 2780 MORGAN ST III CUM 6 1/4 3-01-33 | $49,291 | $66,692 |
| 3220 NEXTERA ENER CAP 5.700 3-01-72 | $80,500 | $67,298 |
| 44 NEXTERA ENER CAP 8.75 3-01-69 | $1,118 | $1,121 |
| 535 PRUDENTIAL FINANCIAL 5.75 12-15-52 | $13,619 | $11,299 |
| 950 QWEST CORPORATION 7 7-01-52 | $25,165 | $20,776 |
| 1675 QWEST CORPORATION 7 1/2 9-15-51 | $41,691 | $39,245 |
| 3700 QWEST CORPORATION 7 3/8 6-01-51 | $92,828 | $85,581 |
| 4470 RAYMOND JAMES FIN 6.900 3-15-42 | $114,221 | $111,750 |
| 2790 REINSURANCE GRP 6.200 9-15-42 | $75,386 | $67,713 |
| 1090 SELECTIVE INS GRP 5 7/8 2-09-43 | $26,814 | $21,549 |
| 3421 SENIOR HSG TRST 5 5/8 8-01-42 | $83,967 | $69,344 |
| 510 SOLAR CAP 6.75% 6 3/4 11-15-42 | $12,038 | $10,277 |
| 1535 STANLEY BLK SER-I 5 3/4 7-25-52 | $39,435 | $32,818 |
| 560 TELE DATA 5.875% 5 7/8 12-01-61 | $13,964 | $10,830 |
| 2815 TELE&DATA SYS INC 6 7/8 11-15-59 | $69,735 | $63,732 |
| 1395 US CELLULAR CORP 6.950 5-15-60 | $35,162 | $31,597 |
| 2642 VORNADO RLTY LP 7 7/8 10-01-39 | $68,568 | $68,666 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (151 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1800 3M COMPANY | $153,321 | $252,450 |
| 1211 ACCENTURE PLC IRELAND CL A | $81,985 | $99,568 |
| 2792 ADIDAS-SALOMON AG SPONS ADR | $111,102 | $179,330 |
| 1510 AEGON NV 6.3750% SERIES | $34,398 | $35,349 |
| 2275 AEGON NV SERIES 1 | $47,024 | $44,772 |
| 9150 AIA GROUP LTD SPON ADR | $145,509 | $184,372 |
| 10600 ALTERA CP | $232,472 | $344,617 |
| 1993 AMADEUS IT HLDG SA UNSPON ADR | $65,693 | $85,201 |
| 1148 ANHEUSER BUSCH INBEV SA SPON | $116,147 | $122,216 |
| 13351 AON PLC SHS CL-A | $655,267 | $1,120,015 |
| 3865 ARCH CAPITAL GRP LTD 6.7500% C | $92,438 | $88,624 |
| 1453 ARM HOLDINGS PLC ADS | $26,437 | $79,524 |
| 131 ASCENT CAPITAL GROUP A COM | $2,978 | $11,208 |
| 1265 ASML HOLDING NV NY REG NEW | $103,106 | $118,530 |
| 1760 ASPEN INSC HLDGS LTD PERP PFD | $45,830 | $44,528 |
| 1435 ASPEN INSURANCE HLDG LTD 5.95% | $34,655 | $32,531 |
| 915 ASPEN INSURANCE HLDG LTD 7.25% | $22,760 | $22,408 |
| 5049 ASSA ABLOY AB UNSP ADR | $76,714 | $133,546 |
| 1145 AXIS CAPITAL HLDGS LTD 5.50%-D | $22,731 | $21,285 |
| 652 BAIDU INC ADS | $76,324 | $115,978 |
| 7812 BANCO BILBAO VIZ ARG SA ADS | $86,410 | $96,790 |
| 895 BARCLAYS BANK PLC 8.125% ADR | $22,741 | $22,706 |
| 1875 BARCLAYS BK PLC 6.625 SER2 | $45,644 | $45,263 |
| 925 BARCLAYS BK PLC 7.1000 SER 3 | $23,157 | $23,282 |
| 13900 BERKLEY W R CORP | $356,276 | $603,121 |
| 9500 BERKSHIRE HATHAWAY CL-B NEW | $773,390 | $1,126,320 |
| 2542 BURBERRY GROUP PLC SPONS ADR | $111,664 | $128,498 |
| 2828 CANADIAN NATL RAILWAY CO | $99,849 | $161,252 |
| 1055 CAPITAL ONE FINANCIAL 6%-B | $23,062 | $22,936 |
| 3070 CARNIVAL CP NEW PAIRED COM | $108,778 | $123,322 |
| 2187 CHINA MOBILE LTD | $118,238 | $114,358 |
| 925 CITIGROUP INC 6.875%-K | $23,054 | $23,440 |
| 910 CITIGRP INC 7.125%-J | $22,586 | $23,605 |
| 455 CITY NATL CORP DEP 1/40 SR-D | $11,548 | $11,957 |
| 16000 COCA COLA CO | $398,214 | $660,960 |
| 12200 COMCAST CORP CL A SPECIAL NEW | $204,673 | $608,536 |
| 8126 COMPASS GROUP PLC SPON ADR NEW | $99,885 | $131,064 |
| 7000 CONSTELLATION BRANDS INC CL A | $308,597 | $492,660 |
| 684 DASSAULT SYSTEMS SA ADS | $59,555 | $85,021 |
| 1865 DEUTSCHE BANK CAP 6.6250 SER | $45,949 | $46,364 |
| 2167 DEUTSCHE BK AG REG SHS | $98,867 | $104,536 |
| 1895 DEUTSCHE BK CAP FD VIII 6.375 | $45,718 | $45,935 |
| 2460 DIGITAL REALTY TR INC 7% SER-E | $65,736 | $53,407 |
| 480 DISCOVER FINANCIAL SVS 6.5% B | $11,340 | $11,059 |
| 7500 DISH NETWORK CORP CLASS A | $286,179 | $434,400 |
| 10300 ECOLAB INC | $429,500 | $1,073,981 |
| 3083 EMBRAER S A ADR | $83,088 | $99,211 |
| 2715 ENDURANCE SPEC 7.7500 SERIES | $68,446 | $69,450 |
| 2765 ENDURANCE SPECIALTY HLDG 7.50% | $68,690 | $69,927 |
| 520 EPR PPTYS PFD CONV SER F % | $13,015 | $11,019 |
| 4430 EXPERIAN GP LTD ADR | $79,483 | $81,645 |
| 450 F N B CORP FLA DEP SHS REPSTG | $11,610 | $11,655 |
| 4922 FANUC CORPORATION UNSP ADR | $92,947 | $151,155 |
| 5000 FIDELITY NATL INFORMATION SE | $108,104 | $268,400 |
| 1860 FIFTH THIRD BANCORP 6.625%-I | $46,556 | $46,444 |
| 1590 FIRST NIAGARA FIN GP 8.625% B | $45,216 | $44,297 |
| 1875 FIRST REPUBLIC BANK SER-A 6.7% | $44,813 | $44,400 |
| 50000 FIRST TR MLP&ENRG INC FND | $1,000,000 | $1,000,500 |
| 17738 FIRST TRUST AMEX BIOTECH | $1,038,318 | $1,227,115 |
| 55529 FIRST TRUST ENERGY INFRASTRU | $1,115,117 | $1,156,676 |
| 3908 FRESENIUS MEDICAL CARE AG&CO | $103,057 | $139,047 |
| 2865 GOLDMAN SACHS GROUP PFD D | $57,160 | $52,687 |
| 2350 GOLDMAN SACHS GRP INC | $254,523 | $416,561 |
| 2005 GOLDMAN SACHS GRP INC 5.50%-J | $47,097 | $44,691 |
| 635 GOOGLE INC-CL A | $346,214 | $711,651 |
| 14856 HENNES & MAURITZ | $99,391 | $136,081 |
| 4746 HONG KONG EXCHANGES & CLEARING | $85,466 | $79,211 |
| 845 HSBC HOLDINGS PLC 8.00% | $22,908 | $22,764 |
| 2106 HSBC HOLDINGS PLC SPON ADR NEW | $101,201 | $116,104 |
| 1235 HSBC USA INC PFD SR F | $22,724 | $22,971 |
| 5534 INDUSTRIAL & COML BK CHINA ADR | $80,317 | $75,152 |
| 1500 ING GROEP NV 6.2000% SER | $34,839 | $35,175 |
| 455 ING GROEP NV 7.2% SER | $11,584 | $11,557 |
| 12380 ING GROEP NV ADR | $133,427 | $173,444 |
| 1395 ING GROUP NV 7.0500% SER PFD | $34,356 | $35,140 |
| 6587 INTESA SANPAOLO S.P.A. ADR | $91,618 | $98,476 |
| 31000 ISHARES HIGH DIVIDEND ETF | $1,699,899 | $2,177,750 |
| 10000 ISHARES S&P MID-CAP 400 V ETF | $920,511 | $1,162,300 |
| 5354 ITAU UNIBANCO MULTIPLE ADR | $91,384 | $72,654 |
| 8052 JULIUS BAER GROUP LTD UN ADR | $77,319 | $77,702 |
| 16270 KINGFISHER PLC SPONS ADR NEW | $134,116 | $208,907 |
| 3843 KOMATSU LTD SPON ADR NEW | $86,726 | $79,089 |
| 3400 KONE OYJ ADR | $73,801 | $76,840 |
| 1388 KUBOTA CP ADR | $105,547 | $116,037 |
| 1878 LAS VEGAS SANDS CORPORATION | $85,300 | $148,118 |
| 1240 LIBERTY GLOBAL PLC CL A NEW | $27,866 | $110,360 |
| 17618 LIBERTY GLOBAL PLC CL C NEW | $420,663 | $1,485,550 |
| 5900 LOEWS CORPORATION | $187,132 | $284,616 |
| 1956 LULULEMON ATHLETICA INC | $132,359 | $115,463 |
| 6258 LVMH MOET HENNESSY LOUIS VUITT | $171,365 | $229,042 |
| 729 MERCADOLIBRE INC | $56,902 | $78,579 |
| 6261 MICHELIN COMPAGNIE GENERALE DE | $103,146 | $133,672 |
| 27800 MICROSOFT CORP | $780,884 | $1,039,998 |
| 24815 MITSUBISHI UFJ FINCL GRP ADS | $144,303 | $165,764 |
| 15900 MONDELEZ INTL INC COM | $341,429 | $561,270 |
| 18600 MORGAN STANLEY | $271,346 | $583,296 |
| 2460 MORGAN STANLEY SER-A | $46,782 | $46,248 |
| 2985 NATIONAL RETAIL PROP 6.625%-D | $74,157 | $66,118 |
| 6400 NESTLE SPON ADR REP REG SHR | $276,239 | $470,976 |
| 2476 NESTLE SPON ADR REP REG SHR | $130,659 | $182,209 |
| 5775 NEWS CORPORATION CL A | $28,248 | $104,066 |
| 1400 NEWS CORPORATION CL B | $9,916 | $24,962 |
| 4836 NOKIA CP ADR | $39,107 | $39,220 |
| 2002 NOVARTIS AG ADR | $112,409 | $160,921 |
| 1221 NOVO NORDISK A/S ADR | $125,650 | $225,592 |
| 37100 ORACLE CORP | $1,148,123 | $1,419,446 |
| 2735 PARTNERRE LTD 7.25% SER E | $68,353 | $69,196 |
| 4813 PEARSON PLC SP ADR | $90,949 | $107,811 |
| 6500 PEPSICO INC NC | $416,948 | $539,110 |
| 5935 PNC FINL-P 6.125% FLTS 5/01/22 | $148,672 | $149,859 |
| 5100 PRAXAIR INC | $351,849 | $663,153 |
| 4155 PS BUSN PARKS 6.00% SER T | $103,920 | $83,931 |
| 4189 PT BK MANDIRI PERSERO TBK UNSP | $36,674 | $27,061 |
| 1535 PUBLIC STORAGE 5.75% SER-T | $38,325 | $32,389 |
| 11084 PUBLICIS GROUPE SA ADS | $159,788 | $254,599 |
| 1140 RBS CAP FNDG TRUST VII 6.08% G | $24,738 | $23,917 |
| 10043 RECKITT BENCKISER PLC SPNS ADR | $105,628 | $161,592 |
| 2000 REGENCY CENTERS 6.625% SER 6 | $50,673 | $43,400 |
| 2292 ROCHE HOLDINGS ADR | $141,638 | $160,898 |
| 940 ROYAL BK SCOTLND GP 7.25 SER-T | $23,087 | $22,560 |
| 2431 SABMILLER PLC SPONS ADR | $89,915 | $124,662 |
| 3405 SANTANDER FIN 10.50% SER 10 | $90,002 | $89,790 |
| 1250 SANTANDER FINANCE PRF SA FLR | $22,454 | $22,500 |
| 1071 SAP AG | $57,883 | $93,327 |
| 4600 SCE TRUST I 5.625%-F | $118,027 | $92,460 |
| 665 SINA.COM | $41,540 | $55,184 |
| 1806 SOUTHERN COPPER CORP | $58,906 | $51,850 |
| 25000 SPDR S&P DIVIDEND | $1,358,771 | $1,815,500 |
| 18300 SPDR S&P MIDCAP 400 ETF TRUST | $2,119,110 | $4,468,860 |
| 26640 SUMITOMO MITSUI TR HLDGS INC | $135,054 | $140,926 |
| 3136 SWATCH GROUP AG ADR THE UNSPON | $65,494 | $104,115 |
| 1463 SYNGENTA AG ADR | $114,369 | $116,952 |
| 6525 TAIWAN SMCNDCTR MFG CO LTD ADR | $119,235 | $113,796 |
| 2495 TATA MOTORS LTD | $61,501 | $76,846 |
| 1911 TENCENT HLDGS LTD UNSPON ADR | $53,055 | $123,107 |
| 5400 THERMO FISHER SCIENTIFIC | $241,859 | $601,290 |
| 1664 TOYOTA MOTOR CP ADR NEW | $150,412 | $202,875 |
| 23100 TWENTY-FIRST CENTURY FOX CL A | $218,463 | $812,427 |
| 5600 TWENTY-FIRST CENTURY FOX CL B | $76,310 | $193,760 |
| 1555 UBS PFD FDG TR IV FLTG RT | $23,021 | $23,481 |
| 9608 UNITEDHEALTH GP INC | $316,839 | $723,482 |
| 2962 US BANCORP 6%-G FLTS 4/15/17 | $80,393 | $81,070 |
| 3900 US BANCORP-F 6.5% FLTS 1/15/22 | $102,570 | $102,570 |
| 19710 VANGUARD HEALTH CARE ETF | $1,745,408 | $1,992,683 |
| 25774 VANGUARD RUSSELL 1000 | $1,976,836 | $2,271,978 |
| 9100 WAL MART STORES INC | $470,438 | $716,079 |
| 1830 WELLS FARGO & COMPANY 6.625%-R | $45,724 | $47,068 |
| 1940 WELLS FARGO 5.85-Q FIXD-TO-FLT | $47,513 | $45,726 |
| 2870 WELLS FARGO 8% NON-CUM SER J | $81,593 | $80,245 |
| 3068 YANDEX N.V. A | $81,576 | $132,384 |
| 1977 YUM BRANDS INC | $135,661 | $149,481 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 1143 ARTISAN FDS INC INTL FND INV | AT COST | $24,077 | $34,838 |
| 828 ARTISAN FDS INC MID CAP VALUE FD INV SHS | AT COST | $15,438 | $22,364 |
| 2220 DIAMOND HILL LONG-SHORT FD CL I | AT COST | $35,210 | $50,000 |
| 6773 DODGE & COX INCOME FD | AT COST | $88,423 | $91,646 |
| 1353 HARRIS ASSOC INVT TR OAKMARK INTL FD CL I | AT COST | $17,257 | $35,600 |
| 152098 JP MORGAN LIMITED DUR BD SEL | AT COST | $1,502,734 | $1,501,212 |
| 358645.73 JP MORGAN STRAT INC OPP SEL | AT COST | $4,264,310 | $4,264,298 |
| 621 JPMORGAN MID CAP VALUE FD CL I | AT COST | $11,578 | $21,824 |
| 339084 LOOMIS SAYLES STRATEGIC INC Y | AT COST | $5,546,831 | $5,544,019 |
| 160512 LORD ABBETT FLT RT F | AT COST | $1,526,391 | $1,523,256 |
| 1091983 LORD ABBETT SHT DURATION INC F | AT COST | $5,006,652 | $4,968,523 |
| 452135 MAINSTAY HI YLD CORP BOND I | AT COST | $2,179,236 | $2,735,414 |
| 1049 PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD FD INSTL CL | AT COST | $11,768 | $11,229 |
| 303047 PIMCO TOTAL RETURN P | AT COST | $3,303,869 | $3,239,578 |
| 2428 PRINCIPAL FDS INC PREF SECS INTL CL | AT COST | $24,212 | $23,840 |
| 2473 ROYCE FD PA MUTUAL FD INVT CL | AT COST | $20,072 | $36,422 |
| 91367 TEMPLETON GLOBAL BD FD ADV | AT COST | $1,204,171 | $1,196,000 |
| 935 TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL | AT COST | $11,831 | $12,241 |
| 823 TWEEDY BROWNE FD INC GLOBAL VALUE FD | AT COST | $15,776 | $21,903 |
| 1696 VANGUARD GNMA FD CL I | AT COST | $17,676 | $17,668 |
| 96450 VIRTUS INSIGHT EMERG MKTS I | AT COST | $1,002,789 | $921,097 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $128,877 | BOYBookValueAmt |
| EOY Book Value | $49,506 | EOYBookValueAmt |
| EOYFMV | $49,506 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK SERVICE CHARGES | $129 | $129 | $0 |
| ADR FEES | $8,767 | $8,767 | $0 |
| GRANT MAKING EXPENSES | $2,082 | $0 | $2,082 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| BOOK/TAX DIFFERENCE SCH K-1 - US COMMODITY INDEX FUND LP 27-1987039 | $88,064 |
| RETURN OF PRIOR YEAR GRANTS | $20,266 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SB INVEST CONSULTING FEES | $196,002 | $196,002 | $0 |
| INVESTMENT MANAGEMENT FEES | $190,231 | $190,231 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $25,441 | $25,441 | $0 |
| EXCISE TAXES | $50,000 | $0 | $0 |