CNA CORPORATION: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: CNA CORPORATION (EIN 54-1558882)
Tax period: 2011-10-01 to 2012-09-30
Filed: 2013-08-14
IRS object ID: 201312269349304066
Schema version: 2011v1.5
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule F
Schedule J
Schedule L
Schedule O

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-08-14T17:38:10-05:00	Timestamp
Tax Period End Date	2012-09-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1301 K STREET NW SUITE 800W	AddressLine1
City	WASHINGTON	City
State	DC	State
ZIP Code	200053333	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2011-10-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	541558882	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	CNA CORPORATION	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of Name	% CHRISTOPHER WINSLOW	InCareOfName
Name Control	CNAC	NameControl
Phone	7038242000	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	4825 MARK CENTER DRIVE	AddressLine1
City	ALEXANDRIA	City
State	VA	State
ZIP Code	223111850	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	ROBERT MURRAY	Name
Title	PRESIDENT AND CEO	Title
Phone	2024164740	Phone
Date Signed	2013-08-13	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Phone	2024141000	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	MR ROBERT MURRAY	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	4825 MARK CENTER DRIVE	AddressLine1
City	ALEXANDRIA	City
State	VA	State
ZIP Code	22311	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	130428937	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	WWW.CNA.ORG	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1942	YearFormation
State Legal Domicile	VA	StateLegalDomicile
Activity Or Mission Description	CNA IS A NON-PROFIT RESEARCH ORGANIZATION THAT SPECIALIZES IN OBJECTIVE, EMPIRICAL RESEARCH AND ANALYSIS TO HELP DECISION MAKERS DEVELOP POLICIES, MAKE INFORMED DECISIONS, AND MANAGE PROBLEMS.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	17	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	17	NbrIndependentVotingMembers
Total Nbr Employees	810	TotalNbrEmployees
Total Nbr Volunteers	0	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	124027984	ContributionsGrantsPriorYear
Contributions Grants Current Year	119837858	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	0	ProgramServiceRevenuePriorYear
Program Service Revenue CY	0	ProgramServiceRevenueCY
Investment Income Prior Year	1865783	InvestmentIncomePriorYear
Investment Income Current Year	-434344	InvestmentIncomeCurrentYear
Other Revenue Prior Year	0	OtherRevenuePriorYear
Other Revenue Current Year	0	OtherRevenueCurrentYear
Total Revenue Prior Year	125893767	TotalRevenuePriorYear
Total Revenue Current Year	119403514	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	0	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	0	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	87103104	SalariesEtcPriorYear
Salaries Etc Current Year	85514778	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	0	TotalFundrsngExpCurrentYear
Other Expense Prior Year	35401248	OtherExpensePriorYear
Other Expenses Current Year	33203246	OtherExpensesCurrentYear
Total Expenses Prior Year	122504352	TotalExpensesPriorYear
Total Expenses Current Year	118718024	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	3389415	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	685490	RevenuesLessExpensesCY
Total Assets BOY	53358475	TotalAssetsBOY
Total Assets EOY	55093899	TotalAssetsEOY
Total Liabilities BOY	17168134	TotalLiabilitiesBOY
Total Liabilities EOY	16678548	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	36190341	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	38415351	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	CNA IS A NON-PROFIT RESEARCH ORGANIZATION THAT OPERATES THE CENTER FOR NAVAL ANALYSES, A FEDERALLY FUNDED RESEARCH CENTER THAT HAS SUPPORTED THE NAVY AND MARINE CORPS FOR NEARLY SEVENTY YEARS, AND THE INSTITUTE FOR PUBLIC RESEARCH THAT PROVIDES SUPPORT TO A BROAD RANGE OF GOVERNMENT CLIENTS IN EDUCATION, HEALTH CARE AND PUBLIC HEALTH, HOMELAND SECURITY, HUMAN CAPITAL MANAGEMENT AND AIR TRAFFIC MANAGEMENT. CNA SPECIALIZES IN OBJECTIVE, EMPIRICAL RESEARCH AND ANALYSIS TO HELP DECISION MAKERS DEVELOP SOUND POLICIES, MAKE BETTER-INFORMED DECISIONS, AND MANAGE PROGRAMS MORE EFFECTIVELY.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	17589404	Expense
Grants	0	Grants
Revenue	0	Revenue
Description	ADVANCED TECHNOLOGY & SYSTEMS ANALYSIS (ATSA) RESEARCH FOCUSES ON ANALYSES OF WAYS TO IMPROVE FUTURE MATERIAL READINESS FOR THE NAVY, MARINE CORPS, AND OTHER COMPONENTS OF THE DEPARTMENT OF DEFENSE. ANALYSTS ASSESS ALTERNATIVE TECHNICAL AND SYSTEMS APPROACHES TO ADDRESS EMERGING GAPS IN THE CAPABILITIES OF U.S. FORCES, AND ANALYZE THOSE ALTERNATIVES TO ASSESS THEIR COST, PERFORMANCE, AND RISKS.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	15976896	Expense
Grants	0	Grants
Revenue	0	Revenue
Description	SINCE 1942, THE OPERATIONS EVALUATION GROUP (OEG) HAS ASSIGNED ANALYSTS TO COMMANDERS OF NAVY AND MARINE FORCES (AND MORE RECENTLY JOINT COMMANDS) AROUND THE WORLD TO PROVIDE ON-SITE ANALYSES OF OPERATIONAL ISSUES. ITS RESEARCH IS FOCUSED ON OPERATIONAL ANALYSIS OF TACTICS, SYSTEMS EFFECTIVENESS AND READINESS AND TRAINING IN ORDER TO IMPROVE THE EFFECTIVENESS OF OUR DEPLOYED MILITARY FORCES.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	15664381	Expense
Grants	0	Grants
Revenue	0	Revenue
Description	CNA'S RESOURCE ANALYSIS DIVISION (RAD) PROVIDES ANALYTICAL SERVICES TO THE NAVY, MARINES AND OTHER DEPARTMENT OF DEFENSE ACTIVITIES - UTILIZING EMPIRICAL RESEARCH AND MODELING AND SIMULATION TO HELP DEVELOP, EVALUATE, AND IMPLEMENT POLICIES, PRACTICES, AND PROGRAMS THAT IMPROVE THE EFFECTIVENESS AND EFFICIENCY OF THEIR PEOPLE. MAJOR AREAS OF RESEARCH INCLUDE ENERGY AND ENVIRONMENT; MANPOWER MANAGEMENT; ACQUISITION AND COST; INFRASTRUCTURE, AND MILITARY READINESS.	Description

Activity Other ActivityOther

Field	Value	IRS element (for citing)
Expense	51431915	Expense
Grants	0	Grants
Revenue	0	Revenue
Description	OTHER PROGRAMS (SEE SCHEDULE O)	Description

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	51431915	TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt	0	TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev	0	TotalOfOtherProgramServiceRev
Total Program Service Expense	100662596	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	false	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	false	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	false	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	false	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	false	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	false	ReportFin48Footnote
Independent Audit Financial Stmt	true	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	false	ConsolidatedAuditFinancialStmt
School	false	School
Foreign Office	true	ForeignOffice
Foreign Activities	true	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	false	ProfessionalFundraising
Fundraising Activities	false	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	false	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	false	TaxExemptBonds
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	true	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	true	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	false	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	false	DeductibleNonCashContributions
Deductible Contributions Of Art	false	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	false	RelatedEntity
Related Org Controlled Entity	false	RelatedOrgControlledEntity
Transaction Related Entity	false	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	222	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Number Of Employees	810	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	false	UnrelatedBusinessIncome
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	false	QuidProQuoContributions
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	17	NbrVotingGoverningBodyMembers
Number Independent Voting Members	17	NumberIndependentVotingMembers
Family Or Business Relationship	true	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
States Where Copy Of Return Is Filed	CA	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	CHRISTOPHER WINSLOW	NamePerson
Telephone Number	7038242412	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	4825 MARK CENTER DRIVE	AddressLine1
City	ALEXANDRIA	City
State	VA	State
ZIP Code	22311	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (39 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
FREDERICK S BENSON
TRUSTEE	3.0	X	20125	0	0
WALTER D BROADNAX
TRUSTEE	3.0	X	19625	0	0
RICHARD N COOPER
TRUSTEE	3.0	X	21125	0	0
MAURA HARTY
TRUSTEE	3.0	X	18625	0	0
JOSEPH P HOAR
TRUSTEE	3.0	X	22625	0	0
PETER G KELLY
TRUSTEE	3.0	X	20125	0	0
JOSEPH T LOPEZ
TRUSTEE	3.0	X	20625	0	0
GILBERT S OMENN
TRUSTEE	3.0	X	16625	0	0
LOIS D RICE
TRUSTEE	3.0	X	19125	0	0
ROZANNE RIDGWAY
TRUSTEE	3.0	X	37625	0	0
RODERICK VON LIPSEY
TRUSTEE	3.0	X	22125	0	0
CAROL GRAHAM
TRUSTEE (FROM DEC 2011)	3.0	X	5125	0	0
ADAM M ROBINSON
TRUSTEE (FROM SEPT 2012)	3.0	X	0	0	0
LAURIE O ROBINSON
TRUSTEE (FROM SEPT 2012)	3.0	X	0	0	0
SARAH B SEWALL
TRUSTEE (FROM SEPT 2012)	3.0	X	0	0	0
DANIEL A DOMENECH
TRUSTEE (FROM DEC 2011)	3.0	X	0	0	0
GARY ROUGHEAD
TRUSTEE (FROM DEC 2011)	3.0	X	0	0	0
PHIL E DEPOY
TRUSTEE (UNTIL DEC 2011)	3.0	X	18625	0	0
GORDON M AMBACH
TRUSTEE (UNTIL DEC 2011)	3.0	X	19625	0	0
ELIZABETH JONES
TRUSTEE (UNTIL OCT 2011)	3.0	X	16625	0	0
ROBERT MURRAY
PRESIDENT & CEO	40.0		484163	0	54275	X
SHERRI GOODMAN
SR VP & GENERAL COUNSEL	35.0		273241	0	46705	X
CHRISTOPHER WINSLOW
SR VP CFO & TREAS (FROM 12/11)	40.0		529	0	0	X
WANDA COOK
VP FINANCE & CONTROLLER	40.0		211449	0	39870	X
KATHERINE MCGRADY
EXEC. VP & DIR OF RESEARCH	40.0		335236	0	64364		X
LEE F GUNN
PRES. - INST. PUB. RESEARCH	40.0		309064	0	25593		X
PAUL SPEER
PRES. - CTR FOR NAVAL ANALYSES	40.0		276402	0	49515		X
KEITH COSTA
VP/DIRECTOR	40.0		203658	0	36707		X
MARK GEIS
VP/DIRECTOR	40.0		240567	0	31922		X
LINDA CAVALLUZZO
VP RESEARCH DIVISION	40.0		183005	0	18613		X
JEFFERY MIERS
VP RESEARCH DIVISION	40.0		213598	0	36809		X
TIMOTHY BERES
VP/DIRECTOR	40.0		272176	0	45839		X
ROBERT GRITZ
VP/DIRECTOR	40.0		254422	0	43683			X
HERBERT BROYHILL
VP BUSINESS DEVELOPMENT	40.0		251091	0	29823			X
PETER OGDEN
SR RESEARCH SCIENTIST	40.0		250901	0	24032			X
SAMUEL KLEINMAN
PRINCIPAL RSRCH DIVISION	40.0		247295	0	50288			X
DANIEL P ROEK
SR. RESEARCH SCIENTIST	40.0		244811	0	28822			X
LUTHER LAU
SR VP CFO & TREAS (TIL 07/11)	40.0		167432	0	17517				X
MARK LEWELLYN
VP/DIRECTOR (UNTIL 04/11)	40.0		125365	0	10282				X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	4842780	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	654659	TotalOtherCompensation
Number Individuals GT100 K	332	NumberIndividualsGT100K
Formers Listed	true	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
PROMODEL CORPORATION
556 E TECHNOLOGY AVENUE	OREM	UT	84097	SUBCON ON DIR CNTRCT	1671610
BOOZ ALLEN HAMILTON INC
8323 GREENSBORO DRIVE	MCLEAN	VA	22102	SUBCON ON DIR CNTRCT	1214382
INNOVATIVE ARCHITECTS
3122 HILL STREET	DULUTH	GA	30096	SUBCON ON DIR CNTRCT	993507
BATTELLE MEMORIAL INSTITUTE
505 KING AVENUE	COLUMBUS	OH	43201	SUBCON ON DIR CNTRCT	917609
HASSETT WILLIS COMPANY
1455 PENNSYLVANIA AVENUE SUITE 100	WASHINGTON	DC	20004	SUBCON ON DIR CNTRCT	735154

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	38	NumberOfContractorsGT100K
Government Grants	119837858	GovernmentGrants
Total Contributions	119837858	TotalContributions
Total Program Service Revenue	0	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	368262	TotalRevenueColumn
Exclusion	$368,262	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	10219898	Securities
Other	2919	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	10790111	Securities
Other	235312	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	-570213	Securities
Other	-232393	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	-802606	TotalRevenueColumn
Exclusion	-$802,606	ExclusionAmount

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Field	Value	IRS element (for citing)
Total Other Revenue	0	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	119403514	TotalRevenueColumn
Exclusion	-$434,344	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	4129059	Total
Program Services	2024871	ProgramServices
Management And General	2104188	ManagementAndGeneral
Fundraising	0	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	57483442	Total
Program Services	50029553	ProgramServices
Management And General	7453889	ManagementAndGeneral
Fundraising	0	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	5854410	Total
Program Services	4968265	ProgramServices
Management And General	886145	ManagementAndGeneral
Fundraising	0	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	13765796	Total
Program Services	12322721	ProgramServices
Management And General	1443075	ManagementAndGeneral
Fundraising	0	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	4282071	Total
Program Services	3633921	ProgramServices
Management And General	648150	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	306224	Total
Program Services	0	ProgramServices
Management And General	306224	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	492666	Total
Program Services	0	ProgramServices
Management And General	492666	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	0	Total
Fundraising	0	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	13419239	Total
Program Services	12036620	ProgramServices
Management And General	1382619	ManagementAndGeneral
Fundraising	0	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	1570042	Total
Program Services	1309271	ProgramServices
Management And General	260771	ManagementAndGeneral
Fundraising	0	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	1701733	Total
Program Services	929346	ProgramServices
Management And General	772387	ManagementAndGeneral
Fundraising	0	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	8199688	Total
Program Services	7148932	ProgramServices
Management And General	1050756	ManagementAndGeneral
Fundraising	0	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	2527481	Total
Program Services	2362763	ProgramServices
Management And General	164718	ManagementAndGeneral
Fundraising	0	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	16920	Total
Program Services	0	ProgramServices
Management And General	16920	ManagementAndGeneral
Fundraising	0	Fundraising

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	2050082	Total
Program Services	1638303	ProgramServices
Management And General	411779	ManagementAndGeneral
Fundraising	0	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral
TRAINING/DEVELOPMENT	288644	206670	81974
EMPLOYMENT EXPENSE	434738	217558	217180
RELOCATION EXPENSE	1403577	1387138	16439
OTHER	792212	446664	345548

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	118718024	Total
Program Services	100662596	ProgramServices
Management And General	18055428	ManagementAndGeneral
Fundraising	0	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	4490975	BOY
EOY	13426529	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	27736313	BOY
EOY	18082963	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	2947	EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	96168	BOY
EOY	114394	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	625842	BOY
EOY	584228	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	23914640	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	15426130	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	8092543	BOY
EOY	8488510	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	12068589	BOY
EOY	13349889	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	248045	BOY
EOY	1044439	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	53358475	BOY
EOY	55093899	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	11599479	BOY
EOY	12742689	EOY

Grants Payable GrantsPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	3170154	BOY
EOY	1977258	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Loans From Officers Directors LoansFromOfficersDirectors

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	2398501	BOY
EOY	1958601	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	17168134	BOY
EOY	16678548	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	36190341	BOY
EOY	38415351	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	36190341	BOY
EOY	38415351	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	53358475	BOY
EOY	55093899	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	685490	ReconcilationRevenueExpenses
Reconcilation Other Changes	1539520	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited
Audit Committee	true	AuditCommittee
Financial Statement Separate	X	FinancialStatementSeparate
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Publicly Supported Org509a2	X	PubliclySupportedOrg509a2

Gifts Grants Contrib Received509 GiftsGrantsContribReceived509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	109440105	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	111890221	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	117847919	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	124027984	CurrentTaxYearMinus1Year
Current Tax Year	119837858	CurrentTaxYear
Total	583044087	Total

Total509 Total509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	109440105	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	111890221	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	117847919	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	124027984	CurrentTaxYearMinus1Year
Current Tax Year	119837858	CurrentTaxYear
Total	583044087	Total

Field	Value	IRS element (for citing)
Public Support Total509	583044087	PublicSupportTotal509

Gross Investment Income509 GrossInvestmentIncome509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	380183	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	227361	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	259752	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	304489	CurrentTaxYearMinus1Year
Current Tax Year	368262	CurrentTaxYear
Total	1540047	Total

Investment Income And UBTI InvestmentIncomeAndUBTI

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	380183	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	227361	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	259752	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	304489	CurrentTaxYearMinus1Year
Current Tax Year	368262	CurrentTaxYear
Total	1540047	Total

Total Support Total TotalSupportTotal

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	109820288	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	112117582	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	118107671	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	124332473	CurrentTaxYearMinus1Year
Current Tax Year	120206120	CurrentTaxYear
Total	584584134	Total

Field	Value	IRS element (for citing)
Public Support Percentage509	0.99737	PublicSupportPercentage509
Prior Year Support Percentage	0.99681	PriorYearSupportPercentage
Investment Income Percentage	0.00263	InvestmentIncomePercentage
Prior Yr Invest Income Percentage	0.00319	PriorYrInvestIncomePercentage
Thirty Three Percnt Tests CY509	X	ThirtyThreePercntTestsCY509

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Art Public Exhibition Amts		ArtPublicExhibitionAmts
Held Works Of Art Amts		HeldWorksOfArtAmts
Current Year Minus3 Years		CurrentYearMinus3Years
Land		Land
Buildings		Buildings

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	7189256	OtherCostOrOtherBasis
Depreciation	5075127	Depreciation
Book Value	2114129	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	9794586	OtherCostOrOtherBasis
Depreciation	7271848	Depreciation
Book Value	2522738	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	6930798	OtherCostOrOtherBasis
Depreciation	3079155	Depreciation
Book Value	3851643	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	8488510	TotalOfBookValueLandBuildings
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	DEFERRED RENT	Description
Amount	$1,958,601	Amount

Field	Value	IRS element (for citing)
Total Of Amounts	1958601	TotalOfAmounts
Total Revenue	119403514	TotalRevenue
Total Expenses	118718024	TotalExpenses
Excess Or Deficit For Year	685490	ExcessOrDeficitForYear
Net Unrealized GL On Investments	1539520	NetUnrealizedGLOnInvestments
Total Adjustments	1539520	TotalAdjustments
Excess Or Deficit Per FS	2225010	ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt	121175427	TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments	1539520	NetUnrealizedGainsInvestments
Revenue Not Rptd F990	1539520	RevenueNotRptdF990
Revenue Subtotal	119635907	RevenueSubtotal
Other Revenues Not Included	-232393	OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt	-232393	RevenueNotRptdOnFinStmt
Total Revenue Per Form990	119403514	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	118950417	TotExpensesEtcAuditedFinclStmt
Other Expenses Included	232393	OtherExpensesIncluded
Expenses Not Rptd F990	232393	ExpensesNotRptdF990
Expenses Subtotal	118718024	ExpensesSubtotal
Total Expenses Per Form990	118718024	TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)

IdentifierIdentifier	ExplanationExplanation
SCHEDULE D, PART XII, LINE 4B	RECLASS LOSS ON FIXED ASSET DISPOSAL: ($232,393)
SCHEDULE D, PART XIII, LINE 2D	RECLASS LOSS ON FIXED ASSET DISPOSAL: $232,393

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (4 entries)

RegionRegion	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures
East Asia and the Pacific	1	Program Services	ONSITE CLIENT ANALYSIS	2453083
Europe (Including Iceland and Greenland)	1	Program Services	ONSITE CLIENT ANALYSIS	788612
Middle East and North Africa	1	Program Services	ONSITE CLIENT ANALYSIS	564499
South Asia	1	Program Services	ONSITE CLIENT ANALYSIS	864734

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	0	SubtotalNumberOfOffices
Subtotal Number Of Employees	4	SubtotalNumberOfEmployees
Total Number Of Offices	0	TotalNumberOfOffices
Total Number Of Employees	4	TotalNumberOfEmployees
Subtotal Amount Spent	4670928	SubtotalAmountSpent
Total Amount Spent	4670928	TotalAmountSpent
Transfer To Foreign Corp	false	TransferToForeignCorp
Interest In Foreign Trust	false	InterestInForeignTrust
Own Foreign Corp	false	OwnForeignCorp
Passive Foreign Invest Co	false	PassiveForeignInvestCo
Foreign Partnership	false	ForeignPartnership
Boycott Countries	false	BoycottCountries

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Form990 Of Other Organizations	X	Form990OfOtherOrganizations
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	false	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	true	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (18 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
ROBERT MURRAY
408619	0	60000	0	15544	0	33456	0	20819	0	538438	0	0	0
SHERRI GOODMAN
209000	0	40000	0	24241	0	21831	0	24874	0	319946	0	0	0
WANDA COOK
171104	0	31029	0	9316	0	16769	0	23101	0	251319	0	0	0
KATHERINE MCGRADY
257554	0	55000	0	22682	0	42900	0	21464	0	399600	0	0	0
LEE F GUNN
226839	0	55000	0	27225	0	23382	0	2211	0	334657	0	0	0
PAUL SPEER
211708	0	40000	0	24694	0	26558	0	22957	0	325917	0	0	0
KEITH COSTA
188428	0	8000	0	7230	0	21842	0	14865	0	240365	0	0	0
MARK GEIS
200378	0	25000	0	15189	0	23890	0	8032	0	272489	0	0	0
LINDA CAVALLUZZO
157442	0	10000	0	15563	0	17293	0	1320	0	201618	0	0	0
JEFFERY MIERS
187181	0	15000	0	11417	0	20225	0	16584	0	250407	0	0	0
TIMOTHY BERES
208768	0	46000	0	17408	0	21128	0	24711	0	318015	0	0	0
ROBERT GRITZ
191422	0	41000	0	22000	0	19816	0	23867	0	298105	0	0	0
HERBERT BROYHILL
187091	0	42000	0	22000	0	19098	0	10725	0	280914	0	0	0
PETER OGDEN
234949	0	10000	0	5952	0	14881	0	9151	0	274933	0	0	0
SAMUEL KLEINMAN
213457	0		0	33838	0	25660	0	24628	0	297583	0	0	0
LUTHER LAU
129300	0	25000	0	13132	0	12591	0	4926	0	184949	0	0	0
MARK LEWELLYN
55316	0	37584	0	32465	0	6956	0	3326	0	135647	0	0	0
DANIEL P ROEK
104881	0	13318	0	126612	0	12582	0	16240	0	273633	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)

IdentifierIdentifier

ExplanationExplanation

SCHEDULE J, PART I, LINE 1:

TRAVEL FOR BUSINESS PURPOSES IS LIMITED TO ECONOMY CLASS FOR ALL MODES OF TRANSPORTATION. FIRST-CLASS TRAVEL MAY BE GRANTED TO ANY EMPLOYEE WHEN ECONOMY CLASS REQUIRES CIRCUITOUS ROUTING AND PROLONGED TRAVEL WOULD OFFSET TRANSPORTATION SAVINGS, OR IS NOT REASONABLY ADEQUATE FOR THE PHYSICAL OR MEDICAL NEEDS OF THE TRAVELER. FOR EMPLOYEES SENT OFF-SITE FOR FIELD ASSIGNMENTS, CNA OFFERS RELOCATION BENEFITS AS PART OF THE PACKAGE FOR RELOCATION. THESE INCLUDE TRAVEL COSTS FOR SPOUSE AND HOUSING ALLOWANCES DURING THEIR ASSIGNMENT. THESE BENEFITS ARE CORPORATE-WIDE POLICIES AND NOT OFFERED EXCLUSIVELY TO EXECUTIVES.

SCHEDULE J, PART I, LINE 7:

ALL BONUSES HAVE A WRITTEN JUSTIFICATION. BONUSES ARE APPROVED BY VICE PRESIDENTS FOR THEIR STAFFS AND APPROVED BY THE NEXT LEVEL EXECUTIVE (PRESIDENTS OR COO OR CFO) MAKING SURE THAT THE BONUSES ARE EQUITABLE AND REASONABLE AND WITHIN THE ALLOTTED POOL OF MONEY. EACH EXECUTIVE'S COMPLETE SET OF DATA IS THEN PRESENTED TO THE CEO FOR APPROVAL. THE CEO DESIGNATES BONUSES FOR VPS AND ABOVE. THE PEOPLE AND COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE CEO'S DIRECT REPORTS AND APPROVES THEM AS WELL AS DESIGNATING ANY BONUS FOR THE CEO. THE BONUS PAYMENTS WERE BASED ON: 1) SUPERIOR PERFORMANCE: IN RECOGNITION OF VARIOUS FORMS OF PERFORMANCE ABOVE AND BEYOND EXPECTATIONS. EXAMPLES OF SUCH ACTIONS ARE: PERFORMING WORK THAT HAS A SIGNIFICANT IMPACT ON A CLIENT'S DECISION OR GOVERNMENT PERFORMANCE; TURNING A BAD CLIENT RELATIONSHIP INTO A GOOD ONE THROUGH UNUSUAL EFFORTS; MAKING A SIGNIFICANT PERSONAL SACRIFICE TO SUPPORT CNA OBJECTIVES; MAKING CNA SIGNIFICANTLY MORE EFFICIENT THROUGH UNUSUALLY CREATIVE MANAGERIAL OR ADMINISTRATIVE ACTIONS; ACHIEVING ANALYTICAL EXCELLENCE OF AN OUT-OF-THE-ORDINARY MANNER. NORMALLY, SUSTAINED SUPERIOR PERFORMANCE IS NOT A CRITERION FOR THIS AWARD. 2) BUSINESS DEVELOPMENT: IN RECOGNITION OF UNCOMMON EFFORTS TO ATTRACT ABOVE-CEILING AND ABOVE-CORE BUSINESS. IN CERTAIN CASES, A PORTION OF A BONUS AWARD MAY BE EARNED EVEN IF THE EFFORT DOES NOT RESULT IN NEW BUSINESS. THE DEGREE OF DIFFICULTY INVOLVED IN PURSUING THE NEW BUSINESS AND THE DEGREE OF SUCCESS IN ACQUIRING NEW BUSINESS SHOULD BE CONSIDERED. DIRECTORS' AND OFFICERS' LIABILITY INSURANCE PREMIUMS HAVE BEEN PAID BY THE ORGANIZATION. BENEFIT IS BEING REPORTED IN TOTAL AND IS NOT SHOWN IN THE ALLOCATION OF PART VII/ SCHEDULE J. THE CURRENT YEAR PREMIUM IS $20,114.

Schedule L IRS990ScheduleL

Loan Table LoanTable (2 entries)

Purpose Of LoanPurposeOfLoan	Loan From OrganizationLoanFromOrganization	Original PrincipalOriginalPrincipalAmount	Balance DueBalanceDue	DefaultDefault	Approved By BoardApprovedByBoard	Written AgreementWrittenAgreement
TIMOTHY BERES
- COMPUTER LOAN	X	$850	800	false	false	true
DANIEL P ROEK
- COMPUTER LOAN	X	$2,232	2147	false	false	true

Field	Value	IRS element (for citing)
Total Balance Due	2947	TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
EDSEL MCGRADY
SPOUSE OF KEY EMPLOYEE	96843	EMPLOYMENT CONTRACT	false
LAURA GEIS
SPOUSE OF KEY EMPLOYEE	54723	EMPLOYMENT CONTRACT	false

Form990 Schedule L Part V Form990ScheduleLPartV

Field	Value	IRS element (for citing)
Identifier	SCHEDULE L, PART IV:	Identifier
Explanation	THERE IS A SPOUSAL RELATIONSHIP BETWEEN EDSEL MCGRADY AND KEY EMPLOYEE KATHERINE MCGRADY, AND LAURA GEIS AND KEY EMPLOYEE MARK GEIS. IMMEDIATE RELATIVES OF EMPLOYEES ARE CONSIDERED FOR EMPLOYMENT ON THE SAME BASIS AS OTHER CANDIDATES. RELATIVES ARE NOT HIRED BASED ON FAVORITISM; EMPLOYEES ARE NOT ADVANCED BASED ON FAMILY RELATIONSHIPS; AND HIRING AND PROMOTION DECISIONS MUST NOT LEAD TO INEQUITIES OR LAXITY IN THE APPLICATION OF POLICIES AND PROCEDURES OR STANDARDS OF PERFORMANCE AND CONDUCT. FURTHER, RELATIVES ARE NOT ALLOWED TO BE IN THE SAME MANAGEMENT CHAIN OF COMMAND. CONCERNS REGARDING THE APPLICATION OF THIS POLICY SHOULD BE DIRECTED TO THE VICE PRESIDENT, HUMAN RESOURCES. SITUATIONS THAT RESULT FROM THE MARRIAGE OF CURRENT EMPLOYEES MAY NECESSITATE REVIEW OF THE EMPLOYEES' POSITIONS AND RE-ASSIGNMENTS TO COMPLY WITH THIS POLICY.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (7 entries)

IdentifierIdentifier	ExplanationExplanation
FORM 990, PART III, LINE 4D:	THE OPERATIONS AND TACTICS ANALYSIS DIVISION (OTA) SUPPLEMENTS THE WORK OF THE INDIVIDUAL FIELD-BASED ANALYSTS OF THE OPERATIONS EVALUATION GROUP. THE DIVISION OFTEN INTEGRATES THE WORK OF THE FIELD ANALYSTS FROM MANY DIFFERENT FLEETS AND FORCES IN ORDER TO PROVIDE A BROADER VIEW OF PARTICULAR ISSUES. IT ALSO WORKS ON NEAR-TERM PROBLEMS FACING DECISION MAKERS IN WASHINGTON RELATED TO CURRENT OPERATIONAL SYSTEMS. THE CENTER FOR STRATEGIC STUDIES (CSS) CONDUCTS RESEARCH AND ANALYSES OF STRATEGIC, REGIONAL, AND POLICY ISSUES RELATED TO SECURITY AND POLITICAL-MILITARY MATTERS. MUCH OF THE CENTER'S WORK INFLUENCES U.S. STRATEGY AND FORCE ASSESSMENTS. THE CHINA STUDIES DIVISION (CHS) INCLUDES 20 ANALYSTS WHO HAVE LIVED, WORKED, OR STUDIED IN "GREATER CHINA". THE DIVISION ANALYZES CHINA'S EMERGING ROLE IN THE INTERNATIONAL ORDER, IMPORTANT ISSUES IN U.S. - CHINA RELATIONS, AND CRITICAL DEVELOPMENTS WITHIN CHINA ITSELF. AIR TRAFFIC MANAGEMENT (ATM) PROVIDES THE FEDERAL AVIATION ADMINISTRATION AND OTHER AVIATION SYSTEM CLIENTS WITH WIDE-RANGING TECHNICAL AND ANALYTICAL SUPPORT IN HELPING TO ENSURE A SAFE, SECURE, AND EFFICIENT GLOBAL AIRSPACE SYSTEM THAT CONTRIBUTES TO NATIONAL SECURITY AND U.S. ECONOMIC DEVELOPMENT. ATM ALSO SUPPORTS THE CIVIL AVIATION SECURITY RESPONSIBILITIES OF U.S. DEPARTMENT OF HOMELAND SECURITY. ATM'S TEAM OF ANALYSTS INCLUDES ENGINEERS, SCIENTISTS, MATHEMATICIANS, ECONOMISTS, AND INFORMATION SYSTEMS PROFESSIONALS. THESE EXPERTS WORK DIRECTLY WITH CLIENTS TO SOLVE COMPLEX TECHNICAL OPERATIONAL, AND POLICY PROBLEMS, AND CONSULT WITH THE BROADER AVIATION COMMUNITY TO OBTAIN REQUISITE TECHNICAL AND OPERATIONAL INPUT. CNA EDUCATION (EDU) HELPS POLICYMAKERS AND PRACTITIONERS TO IMPROVE THE QUALITY OF PUBLIC EDUCATION BY PROVIDING CRITICAL DECISION-MAKING SUPPORT. OUR APPROACH COMBINES THE SCIENTIFIC RIGOR OF A RESEARCH INSTITUTION WITH A FIRSTHAND UNDERSTANDING OF EDUCATION ISSUES AND THEIR REAL-WORLD IMPLICATIONS. WE ANALYZE AND SOLVE PROBLEMS WITH OBJECTIVE SCIENTIFIC METHODS, EVIDENCE-BASED ANALYSIS, ON-SCENE FIELD EXPERIENCE, AND ABSOLUTE DATA INTEGRITY. THROUGH THIS UNIQUE APPROACH, WE ASSIST A DIVERSE RANGE OF STAKEHOLDERS FROM STATE AND FEDERAL POLICYMAKERS TO HIGHER EDUCATION INSTITUTIONS TO SCHOOL DISTRICTS AND SCHOOLS. OUR TEAM'S EXTENSIVE EXPERIENCE WITH APPLIED ANALYSIS, RANDOMIZED TRIALS, PROGRAM EVALUATION, AND TECHNICAL ASSISTANCE ALLOWS US TO PROVIDE OUR CLIENTS WITH CLEAR, CREDIBLE ANALYSIS AND ACTIONABLE SOLUTIONS. ORGANIZATIONAL LEARNING & EFFECTIVENESS (OLE) PROVIDES FACT-BASED, IN-DEPTH ORGANIZATIONAL PERFORMANCE AND HUMAN CAPITAL MANAGEMENT CONSULTING SERVICES TO A RANGE OF CLIENTS, OFFERING EXPERT ASSISTANCE IN STRATEGIC, HUMAN CAPITAL, AND WORKFORCE PLANNING; ORGANIZATIONAL DEVELOPMENT; PERFORMANCE MEASUREMENT; AND BUSINESS PROCESS IMPROVEMENT. HEALTH RESEARCH & POLICY (HRP) COMBINES ROBUST RESEARCH AND ANALYSIS WITH A PRACTICAL, FIRSTHAND UNDERSTANDING OF THE HEALTH CARE INDUSTRY AT THE INDIVIDUAL, LOCAL, STATE, AND NATIONAL LEVELS. PARTICULAR AREAS OF EXPERTISE INCLUDE: ORGANIZING, FINANCING, AND DELIVERING HEALTH CARE; LONG-TERM CARE; QUALITY OF CARE AND PATIENT SAFETY; GOVERNMENT HEALTH PROGRAMS; SUBSTANCE ABUSE AND PREVENTION; AND EMERGENCY RESPONSE AND PREPAREDNESS. HRP ANALYZES AND EXPLORES THE MANY CRITICAL ISSUES THAT AFFECT THE NATION'S HEALTH CARE INDUSTRY INCLUDING ISSUES RELATING TO EXECUTIVE MANAGEMENT AND GOVERNANCE, OPERATIONS MANAGEMENT, CUSTOMER MANAGEMENT, CARE MANAGEMENT, PROVIDER NETWORK MANAGEMENT, FINANCIAL MANAGEMENT, AND HUMAN RESOURCES. BECAUSE OF THE TEAM'S EXPERIENCE IN, AND UNDERSTANDING OF, KEY HEALTH CARE ISSUES, HRP IS ABLE TO PROVIDE THE HIGH-QUALITY RESEARCH AND ANALYSIS THAT ENABLE HEALTH CARE POLICY-MAKERS AND PRACTITIONERS TO IMPROVE THE NATION'S HEALTH CARE SYSTEM. SAFETY & SECURITY (SAS) PROVIDES ANALYSIS AND GUIDANCE TO SUPPORT EVOLVING STANDARDS AND PRACTICES AND GIVES RECOMMENDATIONS FOR IMPROVING DECISION-MAKING AT ALL LEVELS DURING CRISIS OPERATIONS. WE WORK WITH SENIOR DECISION-MAKERS IN FEDERAL, STATE, AND LOCAL AGENCIES AS WELL AS WITH MEMBERS OF THE HOMELAND SECURITY PROFESSIONAL COMMUNITY OF LAW ENFORCEMENT OFFICIALS, FIREFIGHTERS, PUBLIC HEALTH OFFICIALS, AND EMERGENCY MEDICAL PERSONNEL. WE CONSULT WITH EXPERTS AND OFFICIALS RESPONSIBLE FOR THE SECURITY ISSUES RELATED TO TRANSPORTATION AND TO NUCLEAR, CHEMICAL, AND BIOLOGICAL CONCERNS. AND WE WORK WITH SPECIALISTS IN THE AREAS OF INFRASTRUCTURE AND COMMUNICATIONS AT THE FEDERAL, REGIONAL, STATE, AND LOCAL LEVELS TO IMPROVE THE COORDINATION AND COOPERATION AMONG THESE DISPARATE DECISION-MAKERS.
FORM 990, PART VI, LINE 2:	KATHERINE MCGRADY AND EDSEL MCGRADY HAVE A FAMILY RELATIONSHIP. MARK GEIS AND LAURA GEIS ALSO HAVE A FAMILY RELATIONSHIP.
FORM 990, PART VI, LINE 11B:	THE FORM 990 IS PREPARED BY CNA'S EXTERNAL TAX ADVISERS, REVIEWED BY CNA'S MANAGEMENT, AND PRESENTED TO THE AUDIT COMMITTEE. COPIES OF THE RETURN ARE PROVIDED TO ALL TRUSTEES. THE DRAFT VERSION IS THEN FINALIZED AFTER INCORPORATING FEEDBACK RECEIVED FROM THE AUDIT COMMITTEE. THE FINAL VERSION OF THE RETURN IS PROVIDED TO EACH VOTING BOARD MEMBER AND THEN FILED WITH THE IRS.
FORM 990, PART VI, LINE 12C:	THE CONFLICT OF INTEREST FORMS ARE FILED ANNUALLY BY OUR TRUSTEES AND KEY EXECUTIVES. BOARD MEMBERS AND KEY EXECUTIVES ARE PROVIDED INFORMATION ABOUT ORGANIZATIONS AND VENDORS WITH WHOM CNA IS CONDUCTING BUSINESS ON A QUARTERLY BASIS. THESE INDIVIDUALS USE THAT INFORMATION TO DETERMINE POSSIBLE CONFLICTS OF INTEREST THROUGHOUT THE YEAR. THIS INFORMATION IS REVIEWED BY OUR IN-HOUSE LEGAL COUNSEL TO DETERMINE IF ANY CONFLICTS OR RELATIONSHIPS REQUIRING DISCLOSURE OCCUR. IF A CONFLICT NEEDS TO BE DISCLOSED OR ADDRESSED, LEGAL COUNSEL DETERMINES THE APPROPRIATE COURSE OF ACTION.
FORM 990, PART VI, LINE 15A AND 15B:	CNA'S HUMAN RESOURCES DEPARTMENT USES COMPENSATION SURVEYS AND EXTERNAL DATA TO DETERMINE SALARIES OF ALL EMPLOYEES. THE CEO'S SALARY IS APPROVED BY THE CHAIRMAN OF THE COMPENSATION COMMITTEE. THE SALARIES OF OTHER OFFICERS AND KEY EMPLOYEES ARE APPROVED BY THE CEO. THE LAST COMPENSATION REVIEW BY A THIRD PARTY AND SALARY BENCHMARKING FOR EXECUTIVES WAS DONE IN YEAR 2012.
FORM 990, PART VI, LINE 19:	CNA CORPORATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC.
FORM 990, PART XI, LINE 5:	UNREALIZED GAIN ON INVESTMENTS 1,539,520