TOMMY AND BETH KNAPP FAMILY FOUNDATION INC: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: TOMMY AND BETH KNAPP FAMILY FOUNDATION INC (EIN 20-0514525)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-08-09
IRS object ID: 201202229349100125
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Other Expenses Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-08-09T17:51:06-07:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	The Donovan Company	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	20 Pacifica Suite 1430	AddressLine1
City	Irvine	City
State	CA	State
ZIP Code	92618	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	200514525	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	The Tommy and Beth Knapp Family	BusinessNameLine1
Business Name Line2	Foundation Inc	BusinessNameLine2

Field	Value	IRS element (for citing)
Name Control	TOMM	NameControl
Phone	5626241848	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO Box 10294	AddressLine1
City	Newport Beach	City
State	CA	State
ZIP Code	92658	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	Thomas W Knapp	Name
Title	President	Title
Date Signed	2012-08-09	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Thomas G Donovan	Name
Phone	9497531430	Phone
Self Employed	X	SelfEmployed

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	517285	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	16449	DividendsRevAndExpnss
Dividends Net Invst Incm	16449	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	1594	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	885827	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	1594	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	18043	TotalRevenueAndExpenses
Total Net Investment Income	18043	TotalNetInvestmentIncome
Accounting Fees Rev And Expnss	1500	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	1500	AccountingFeesNetInvstIncm
Taxes Rev And Expnss	710	TaxesRevAndExpnss
Taxes Net Invst Incm	710	TaxesNetInvstIncm
Other Expenses Rev And Expnss	3163	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	3163	OtherExpensesNetInvstIncm
Tot Opr Expenses Rev And Expnss	5373	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	5373	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	43610	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	43610	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	48983	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	5373	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	43610	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-30940	ExcessOfRevenueOverExpenses
Net Investment Income	12670	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	1802	CashBOY
Cash EOY	792	CashEOY
Cash EOYFMV	57830	CashEOYFMV
Savings And Temp Cash Invst BOY	36484	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	61768	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	4587	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	526348	InvestmentsCorpStockBOY
Investments Corp Stock EOY	491450	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	454868	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	20316	InvestmentsCorpBondsBOY
Total Assets BOY	584950	TotalAssetsBOY
Total Assets EOY	554010	TotalAssetsEOY
Total Assets EOYFMV	517285	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Retained Earnings BOY	584950	RetainedEarningsBOY
Retained Earnings EOY	554010	RetainedEarningsEOY
Total Net Assets BOY	584950	TotalNetAssetsBOY
Total Net Assets EOY	554010	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	584950	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	554010	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	584950	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-30940	ExcessOfRevenueOverExpenses
Subtotal	554010	Subtotal
Total Net Assets Fund Balances EOY	554010	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (150 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
25 WISDOM TREE EMERGING MARKET	P	2011-08-12	2011-09-02	1405	1354	51	51
109 WISDOM TREE EMERGING MARKET	P	2011-08-01	2011-09-02	6126	6535	-409	-409
3 WISDOM TREE EMERGING MARKET	P	2011-03-10	2011-09-02	169	173	-4	-4
10 WISDOM TREE EMERGING MARKET	P	2011-02-18	2011-09-02	562	584	-22	-22
188 WISDOM TREE EMERGING MARKET	P	2010-08-02	2011-09-01	10750	9919	831	831
192 WISDOM TREE EMERGING MARKET	P	2010-08-02	2011-09-02	10790	10130	660	660
25 WISDOM TREE EMERGING MARKET	P	2010-08-02	2011-04-21	1587	1319	268	268
7 WISDOM TREE EMERGING MARKET	P	2010-08-02	2011-03-22	406	369	37	37
2 WESTERN ASSET MORTGAGE DEFINED	P	2011-01-24	2011-03-22	45	44	1	1
2 WESTERN ASSET MORTGAGE DEFINED	P	2011-01-24	2011-09-06	41	44	-3	-3
1,757.00 VIRTUS FOREIGN OPPORTUNTIES	P	2011-09-01	2011-10-03	36089	40868	-4779	-4779
3,739.01 VIRTUS EMERGING MARKETS	P	2011-09-01	2011-10-03	30286	35034	-4748	-4748
465.537 VICTORY FOCUSED GROWTH FUND CL	P	2011-04-21	2011-09-01	6629	7416	-787	-787
341.455 VICTORY FOCUSED GROWTH FUND CL	P	2011-01-14	2011-09-01	4862	5306	-444	-444
69 VICTORY FOCUSED GROWTH FUND CL	P	2010-10-01	2011-02-18	1106	926	180	180
25.016 VICTORY FOCUSED GROWTH FUND CL	P	2010-10-01	2011-03-22	377	336	41	41
16 VANGUARD SMALL-CAP	P	2011-02-09	2011-06-02	1234	1214	20	20
4 VANGUARD SMALL-CAP	P	2011-02-09	2011-06-02	309	304	5	5
17 VANGUARD SMALL-CAP	P	2011-02-09	2011-06-02	1312	1290	22	22
17 VANGUARD SMALL-CAP	P	2011-02-09	2011-06-02	1312	1290	22	22
162 VANGUARD SMALL-CAP	P	2010-10-01	2011-06-02	12498	10302	2196	2196
11 VANGUARD SMALL-CAP	P	2010-10-01	2011-02-18	864	700	164	164
4 VANGUARD SMALL-CAP	P	2010-10-01	2011-03-22	303	254	49	49
8 VANGUARD MSCI EUROPEAN ETF	P	2010-08-02	2011-03-22	409	381	28	28
3 VANGUARD MSCI EUROPEAN ETF	P	2010-08-02	2011-04-21	163	143	20	20
460 VANGUARD MSCI EUROPEAN ETF	P	2010-08-02	2011-08-01	23041	21932	1109	1109
48 VANGUARD MSCI EMERGING MKTS	P	2011-08-12	2011-09-01	2103	2038	65	65
132 VANGUARD MSCI EMERGING MKTS	P	2011-08-01	2011-09-01	5784	6362	-578	-578
5 VANGUARD MSCI EMERGING MKTS	P	2011-03-10	2011-09-01	219	231	-12	-12
470 VANGUARD MSCI EMERGING MKTS	P	2010-08-02	2011-09-01	20595	20213	382	382
9 VANGUARD MSCI EMERGING MKTS	P	2010-08-02	2011-03-22	419	387	32	32
29 VANGUARD MSCI EMERGING MKTS	P	2010-08-02	2011-04-21	1467	1247	220	220
18 VANGUARD MSCI EMERGING MKTS	P	2011-02-18	2011-09-01	789	844	-55	-55
15 VANGUARD MID-CAP	P	2011-02-09	2011-06-02	1205	1176	29	29
16 VANGUARD MID-CAP	P	2011-02-09	2011-06-02	1285	1255	30	30
21 VANGUARD MID-CAP	P	2011-02-09	2011-06-02	1687	1647	40	40
16 VANGUARD MID-CAP	P	2011-02-09	2011-06-02	1285	1255	30	30
4 VANGUARD MID-CAP	P	2010-08-02	2011-03-22	312	257	55	55
158 VANGUARD MID-CAP	P	2010-08-02	2011-06-02	12690	10133	2557	2557
8 VANGUARD MID-CAP	P	2010-08-02	2011-02-18	644	513	131	131
206 VANGUARD INTL EQUITY INDEX FD	P	2010-08-02	2011-01-14	10301	9822	479	479
24 VANGUARD INTL EQUITY INDEX FD	P	2010-08-02	2011-02-18	1259	1144	115	115
40.019 VANGUARD FIXED INCOME SECS	P	2011-02-18	2011-03-10	432	431	1	1
1,104.26 VANGUARD FIXED INCOME SECS	P	2010-08-02	2011-03-10	11926	11937	-11	-11
432.212 TEMPLETON GLOBAL TOTAL RETURN	P	2011-09-06	2011-10-03	5312	5783	-471	-471
619.619 TEMPLETON GLOBAL TOTAL RETURN	P	2011-04-21	2011-10-03	7615	8464	-849	-849
240.796 TEMPLETON GLOBAL TOTAL RETURN	P	2011-08-12	2011-10-03	2959	3205	-246	-246
15.655 TEMPLETON FRONTIER MARKETS	P	2011-03-10	2011-08-01	249	245	4	4
12.64 TEMPLETON FRONTIER MARKETS	P	2010-08-02	2011-03-22	198	190	8	8
725.1 TEMPLETON FRONTIER MARKETS	P	2010-08-02	2011-08-01	11536	10891	645	645
18.873 TEMPLETON FRONTIER MARKETS	P	2011-02-18	2011-08-01	300	308	-8	-8
2 RYDEX SGI MANAGED FUTURES	P	2011-01-03	2011-02-18	52	52
935.178 RYDEX SGI MANAGED FUTURES	P	2011-01-03	2011-08-01	23688	24090	-402	-402
15.561 RYDEX SGI MANAGED FUTURES	P	2011-01-03	2011-03-22	410	401	9	9
812.865 PUTNAM DIVERSIFIED INCOME	P	2011-09-06	2011-10-03	5926	6129	-203	-203
22.513 PUTNAM DIVERSIFIED INCOME	P	2011-08-12	2011-10-03	164	172	-8	-8
45.51 PUTNAM DIVERSIFIED INCOME	P	2011-02-18	2011-10-03	332	370	-38	-38
1,470.76 PUTNAM DIVERSIFIED INCOME	P	2010-01-13	2011-10-03	10722	11619	-897	-897
49.516 PUTNAM DIVERSIFIED INCOME	P	2009-12-28	2011-03-22	402	387	15	15
1,421.52 PUTNAM DIVERSIFIED INCOME	P	2009-12-28	2011-10-03	10363	11102	-739	-739
38.03 PUTNAM DIVERSIFIED INCOME	P	2010-05-06	2011-10-03	277	305	-28	-28
1,151.79 PRINCIPAL PREFERRED SECURITIES	P	2011-09-06	2011-10-03	10758	11276	-518	-518
18 PRINCIPAL PREFERRED SECURITIES	P	2011-02-11	2011-02-18	182	181	1	1
1,203.08 PRINCIPAL PREFERRED SECURITIES	P	2011-02-11	2011-10-03	11237	12091	-854	-854
20.018 PRINCIPAL PREFERRED SECURITIES	P	2011-02-11	2011-03-22	203	201	2	2
1,016.00 PIMCO UNCONSTRAINED BOND FUND	P	2009-10-21	2011-02-11	11339	11247	92	92
18.014 PIMCO UNCONSTRAINED BOND FUND	P	2009-10-21	2011-03-22	201	199	2	2
37 PIMCO UNCONSTRAINED BOND FUND	P	2009-10-21	2011-09-06	410	410
17 PIMCO UNCONSTRAINED BOND FUND	P	2009-10-21	2011-02-18	190	188	2	2
38.245 PIMCO FDS - ALL ASSET ALL AUTH	P	2009-11-09	2011-03-22	410	411	-1	-1
207.332 PIMCO ALL ASSET ALL AUTHORITY	P	2010-11-22	2011-09-06	2256	2299	-43	-43
80.056 PIMCO ALL ASSET ALL AUTHORITY	P	2010-05-06	2011-09-06	871	855	16	16
244.015 PIMCO ALL ASSET ALL AUTHORITY	P	2010-01-13	2011-09-06	2655	2528	127	127
28 PIMCO ALL ASSET ALL AUTHORITY	P	2009-11-09	2011-04-21	309	301	8	8
686.597 PIMCO ALL ASSET ALL AUTHORITY	P	2009-11-09	2011-09-06	7470	7387	83	83
1,109.99 NEUBERGER BERMAN EQUITY INCOME	P	2011-04-21	2011-10-03	11255	12776	-1521	-1521
44.828 NEUBERGER BERMAN EQUITY INCOME	P	2011-03-10	2011-03-22	502	501	1	1
2,694.12 NEUBERGER BERMAN EQUITY INCOME	P	2011-03-10	2011-10-03	27318	30093	-2775	-2775
12.089 METROPOLITAN WEST TOTAL	P	2011-02-11	2011-04-21	126	125	1	1
1,157.50 METROPOLITAN WEST TOTAL	P	2010-08-02	2011-04-21	12107	12142	-35	-35
18 METROPOLITAN WEST TOTAL	P	2010-08-02	2011-02-18	187	189	-2	-2
490 METROPOLITAN WEST TOTAL	P	2010-08-02	2011-02-02	5086	5140	-54	-54
19.461 METROPOLITAN WEST TOTAL	P	2010-08-02	2011-03-22	203	204	-1	-1
1,490.49 MANAGERS AMG SYSTEMATIC MID	P	2011-07-15	2011-09-01	15412	17826	-2414	-2414
1,540.87 MANAGERS AMG SYSTEMATIC MID	P	2011-06-22	2011-09-01	15933	18013	-2080	-2080
43.942 LORD ABBETT SHORT DURATION	P	2010-05-06	2011-03-22	202	202
787.725 LORD ABBETT EMERGING MARKETS	P	2011-09-06	2011-10-03	4876	5262	-386	-386
145 LORD ABBETT EMERGING MARKETS	P	2011-02-18	2011-10-03	898	986	-88	-88
2,499.85 LORD ABBETT EMERGING MARKETS	P	2010-09-13	2011-10-03	15474	16824	-1350	-1350
35 LORD ABBETT EMERGING MARKETS	P	2010-09-13	2011-04-21	248	236	12	12
44.591 LORD ABBETT EMERGING MARKETS	P	2010-09-13	2011-03-22	307	300	7	7
16.55 LORD ABBETT CONVERTIBLE FD	P	2011-02-02	2011-03-22	197	198	-1	-1
994.622 LORD ABBETT CONVERTIBLE FD	P	2011-02-02	2011-08-01	11369	11886	-517	-517
30 LORD ABBETT CONVERTIBLE FD	P	2011-02-02	2011-02-18	366	359	7	7
27.796 LOOMIS BOND FUND INST'L CLASS	P	2009-05-14	2011-03-22	403	310	93	93
1,999.14 JPMORGAN STRATEGIC INCOME	P	2011-09-06	2011-10-03	22470	23130	-660	-660
807 ISHARES TR DOW JONES SELECT	P	2011-09-01	2011-10-03	38292	40757	-2465	-2465
99 ISHARES S&P 500 GROWTH INDEX	P	2011-04-21	2011-09-01	6452	6896	-444	-444
26 ISHARES S&P 500 GROWTH INDEX	P	2010-10-01	2011-02-18	1810	1547	263	263
7 ISHARES S&P 500 GROWTH INDEX	P	2010-10-01	2011-03-22	468	416	52	52
348 ISHARES S&P 500 GROWTH INDEX	P	2010-10-01	2011-09-01	22679	20704	1975	1975
6 ISHARES MSCI PACIFIC EX-JAPAN	P	2011-08-12	2011-09-01	266	255	11	11
128 ISHARES MSCI PACIFIC EX-JAPAN	P	2011-08-01	2011-09-01	5675	6022	-347	-347
5 ISHARES MSCI PACIFIC EX-JAPAN	P	2010-08-02	2011-02-18	238	207	31	31
7 ISHARES MSCI PACIFIC EX-JAPAN	P	2010-08-02	2011-03-22	320	290	30	30
258 ISHARES MSCI PACIFIC EX-JAPAN	P	2010-08-02	2011-04-21	13045	10678	2367	2367
124 ISHARES MSCI PACIFIC EX-JAPAN	P	2010-08-02	2011-06-02	5950	5132	818	818
1,159.00 ISHARES MSCI JAPAN INDEX FUND	P	2010-10-01	2011-01-14	12901	11449	1452	1452
20 ISHARES MSCI EAFE SMALL CAP	P	2011-08-12	2011-09-01	775	769	6	6
18 ISHARES MSCI EAFE SMALL CAP	P	2010-08-02	2011-02-18	789	665	124	124
6 ISHARES MSCI EAFE SMALL CAP	P	2010-08-02	2011-03-22	255	222	33	33
276 ISHARES MSCI EAFE SMALL CAP	P	2010-08-02	2011-09-01	10698	10200	498	498
55 ISHARES MSCI CANADA INDEX	P	2010-08-02	2011-02-18	1828	1499	329	329
363 ISHARES MSCI CANADA INDEX	P	2010-08-02	2011-04-21	12267	9891	2376	2376
10 ISHARES MSCI CANADA INDEX	P	2010-08-02	2011-03-22	331	272	59	59
185 ISHARES MSCI CANADA INDEX	P	2010-08-02	2011-06-02	5902	5041	861	861
20,000.00 HAWAIIAN ELECT IND	P	2009-08-11	2011-08-15	20000	20000
28 HATTERAS ALPHA HEDGED	P	2010-05-06	2011-02-18	303	283	20	20
19.683 HATTERAS ALPHA HEDGED	P	2010-05-06	2011-03-22	210	199	11	11
25 FORWARD TACTICAL GROWTH FUND	P	2010-05-06	2011-02-18	687	653	34	34
12.027 FORWARD TACTICAL GROWTH FUND	P	2010-05-06	2011-03-22	320	314	6	6
2.326 FORWARD TACTICAL GROWTH FUND	P	2010-08-02	2011-08-01	61	60	1	1
14 FEDERATED STRATEGIC VALUE	P	2010-09-01	2011-02-18	63	58	5	5
1,635.02 EATON VANCE GLOBAL MACRO	P	2010-11-22	2011-10-03	16105	16514	-409	-409
30.897 EATON VANCE GLOBAL MACRO	P	2010-11-22	2011-03-22	310	312	-2	-2
112 EATON VANCE GLOBAL MACRO	P	2010-11-22	2011-09-06	1152	1131	21	21
48.715 EATON VANCE GLOBAL MACRO	P	2011-02-18	2011-10-03	480	493	-13	-13
97 EATON VANCE COMMODITY STRATEGY	P	2011-07-15	2011-09-06	1091	1105	-14	-14
2,547.93 EATON VANCE COMMODITY STRATEGY	P	2011-07-15	2011-10-03	24588	29021	-4433	-4433
3.199 DWS RREEF REAL ESTATE SEC	P	2011-08-12	2011-09-01	59	57	2	2
456.223 DWS RREEF REAL ESTATE SEC	P	2009-11-09	2011-09-01	8381	5940	2441	2441
814.672 DWS RREEF REAL ESTATE SEC	P	2010-01-13	2011-09-01	14966	11438	3528	3528
8.616 DWS RREEF REAL ESTATE SEC	P	2010-02-17	2011-09-01	158	117	41	41
3 DWS RREEF ESTATE SECURITIES	P	2009-11-09	2011-03-10	55	39	16	16
111 DWS RREEF ESTATE SECURITIES	P	2009-11-09	2011-02-18	2102	1445	657	657
22.307 DWS RREEF ESTATE SECURITIES	P	2009-11-09	2011-03-22	412	290	122	122
679.832 DWS FLOATING RATE PLUS FUND	P	2011-02-18	2011-08-12	6078	6472	-394	-394
643 DWS FLOATING RATE PLUS FUND	P	2010-12-17	2011-08-12	5748	6031	-283	-283
1,346.13 DWS FLOATING RATE PLUS FUND	P	2010-05-06	2011-08-12	12034	12519	-485	-485
663 DWS FLOATING RATE PLUS FUND	P	2010-02-17	2011-03-10	6299	6033	266	266
64.201 DWS FLOATING RATE PLUS FUND	P	2010-02-17	2011-03-22	609	584	25	25
1,128.34 DWS FLOATING RATE PLUS FUND	P	2010-02-17	2011-08-12	10087	10268	-181	-181
691 DWS ENHANCED COMMODITY	P	2010-08-02	2011-02-18	3082	2501	581	581
266.09 DWS ENHANCED COMMODITY	P	2010-08-02	2011-03-10	1205	963	242	242
109.772 DWS ENHANCED COMMODITY	P	2010-08-02	2011-03-22	505	397	108	108
78 DWS ENHANCED COMMODITY	P	2010-08-02	2011-04-21	380	282	98	98
5,151.44 DWS ENHANCED COMMODITY	P	2010-08-02	2011-07-15	23439	18648	4791	4791
1,306.60 DWS ENHANCED COMMODITY	P	2010-11-22	2011-07-15	5945	5148	797	797
19.143 DOUBLELINE TOTAL RETURN FUND	P	2011-03-10	2011-03-22	212	211	1	1
645.469 CALAMOS CONVERTIBLE FD CL I	P	2010-08-02	2011-02-02	12277	11373	904	904

Field	Value	IRS element (for citing)
Capital Gain Net Income	1594	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	28692	QualifyingDistributionsYear1
Noncharitable Assets Year1	599252	NoncharitableAssetsYear1
Distribution Ratio Year1	0.04788	DistributionRatioYear1
Qualifying Distributions Year2	33964	QualifyingDistributionsYear2
Noncharitable Assets Year2	607888	NoncharitableAssetsYear2
Distribution Ratio Year2	0.05587	DistributionRatioYear2
Qualifying Distributions Year3	33866	QualifyingDistributionsYear3
Noncharitable Assets Year3	735654	NoncharitableAssetsYear3
Distribution Ratio Year3	0.04604	DistributionRatioYear3
Qualifying Distributions Year4	18255	QualifyingDistributionsYear4
Noncharitable Assets Year4	750274	NoncharitableAssetsYear4
Distribution Ratio Year4	0.02433	DistributionRatioYear4
Qualifying Distributions Year5	18740	QualifyingDistributionsYear5
Noncharitable Assets Year5	437723	NoncharitableAssetsYear5
Distribution Ratio Year5	0.04281	DistributionRatioYear5
Total Distribution Ratio	0.21693	TotalDistributionRatio
Average Distribution Ratio	0.04339	AverageDistributionRatio
Net Noncharitable Assets	594275	NetNoncharitableAssets
Adjusted Noncharitable Assets	25783	AdjustedNoncharitableAssets
One Percent Net Investment Income	127	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	25910	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	43610	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	127	InvestmentIncomeExciseTax
Subtotal	127	Subtotal
Tax Based On Investment Income	127	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	402	EstTaxPaymentsAndOverpayment
Total Credits And Payments	402	TotalCreditsAndPayments
Overpayment	275	Overpayment
Amount Credited To Next Year	275	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Form990 T Filed	false	Form990TFiled
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Thomas Knapp	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	5626241848	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO Box 10294	AddressLine1
City	Newport Beach	City
State	CA	State
ZIP Code	92658	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Excess Business Holdings	false	ExcessBusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	false	TrFailToQualifyAsExceptions
Maint Expend Responsibility	false	MaintExpendResponsibility
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn
Proceeds Or Net Income	false	ProceedsOrNetIncome

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation
Wilson Knapp
Po Box 10294	Newport Beach	CA	92658	Vice President	0.00	0
Samantha Knapp
PO Box 10294	Newport Beach	CA	92658	Vice President	0.00	0
James P Knapp
PO Box 10294	Newport Beach	CA	92658	Vice President	0.00	0
Bethany M Knapp
PO Box 10294	Newport Beach	CA	92658	Vice Pres/Direc	0.00	0
Thomas W Knapp
PO Box 10294	Newport Beach	CA	92658	Pres/Director	0.00	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	541700	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	61625	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	603325	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Adj Total FMV Of Unused Assets	603325	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	9050	CashDeemedCharitable
Net Noncharitable Assets	594275	NetNoncharitableAssets
Minimum Investment Return	29714	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	29714	MinimumInvestmentReturn
Tax Based On Investment Income	127	TaxBasedOnInvestmentIncome
Total Tax	127	TotalTax
Distributable Amount Before Adj	29587	DistributableAmountBeforeAdj
Distributable Amount Before Ded	29587	DistributableAmountBeforeDed
Distributable Amount As Adjusted	29587	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	43610	ExpensesAndContributions
Qualifying Distributions	43610	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	127	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	43483	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	29587	DistributableAmountAsAdjusted
Undistributed Income Prior Year	27931	UndistributedIncomePriorYear
Qualifying Distributions	43610	QualifyingDistributions
Applied To Year1	27931	AppliedToYear1
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	15679	AppliedToCurrentYear
Undistributed Income CY	13908	UndistributedIncomeCY

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (10 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
Surf Industry Manufacturers Assoc
8 Argonaut Suite 170	Aliso Viejo	CA	92656	None	Public	Promote ecological and environmental organizations relating to the oceans.	$3,000
Ocean Institute
24200 Dana Point Harbor Drive	Dana Point	CA	92629	None	Public	Support hands on marine science and environmental and ocean education.	$1,000
University of Southern California
3551 Trousdale Pkwy	Los Angeles	CA	90089	None	Public	Support educational programs at USC	$10,000
USC Athletics
3501 Watt Way	Los Angeles	CA	90089	None	Public	Support Athletics at USC	$10,000
Lloyd Greif Ctr for Entr Studies
3670 Trousdayle Pkwy BRI	Los Angeles	CA	90089	None	Public	Help students acquire skills needed to be entrepreneurial	$3,000
USC Neighborhood Outreach
850 Childs Way Suite 400	Los Angeles	CA	90089	None	Public	Support quality of life in neighborhoods surrounding university park.	$1,000
NTAF
150 N Radnor Chester Rd Ste F-120	Radnor	PA	19087	None	Public	Support for people with challenges related to Transplant or catasstrophic injury	$1,000
NTFE
5301 Beethoven Suite 200	Los Angeles	CA	90066	None	Public	Entrepreneurial training for high school students	$2,610
School Power
733 Saint Anns Drive	Laguna Beach	CA	92651	None	Public	Support public education in community	$2,000
Challenged Athletes Inc
11199 Sorrento Valley Road	Del Mar	CA	92121	None	Public	Support athletes with physical disabilities	$10,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	43610	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$16,449	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$1,594	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$18,043	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	18043	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Amount	$1,500	Amount
Net Investment Income	1500	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (3 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
rounding	-2	-2
Investment Management Fees	2881	2881
CT Renewal Fee	284	284

Taxes Schedule TaxesSchedule

Taxes Taxes

Field	Value	IRS element (for citing)
Category	990-PF Taxes	Category
Amount	$710	Amount
Net Investment Income	710	NetInvestmentIncome