FLEMING ENDOWMENT: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: FLEMING ENDOWMENT (EIN 76-0555849)
Tax period: 2010-11-01 to 2011-10-31
Filed: 2012-06-13
IRS object ID: 201241659349100304
Schema version: 2010v3.4
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Other Liabilities Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-06-13T13:43:42-05:00	Timestamp
Tax Period End Date	2011-10-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	FERGUSON CAMP POLL PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1800 BERING DR STE 950	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	77057	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2010-11-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	760555849	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	FLEMING ENDOWMENT	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	FLEM	NameControl
Phone	7136217944	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2800 POST OAK BLVD NO 4000	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	770566109	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	GEORGE M FLEMING	Name
Title	TRUSTEE	Title
Phone	7136217944	Phone
Date Signed	2012-06-13	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	GEOFF POLL	Name
Phone	7137835200	Phone

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Address Change	X	AddressChange
Exempt PF	X	ExemptPF
FMV Assets EOY	6180436	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	284216	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	284216	InterestOnSavingsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	20632	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	1971889	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	20632	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	1086	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	1086	OtherIncomeNetInvstIncm
Total Revenue And Expenses	305934	TotalRevenueAndExpenses
Total Net Investment Income	305934	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Accounting Fees Rev And Expnss	5472	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	2736	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	0	AccountingFeesDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss	4000	TravConfMeetingRevAndExpnss
Trav Conf Meeting Net Invst Incm	0	TravConfMeetingNetInvstIncm
Trav Conf Meeting Dsbrs Chrtbl Prps	4000	TravConfMeetingDsbrsChrtblPrps
Other Expenses Rev And Expnss	5083	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	3025	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	63	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	14555	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	5761	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	4063	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	906967	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	906967	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	921522	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	5761	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	911030	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-615588	ExcessOfRevenueOverExpenses
Net Investment Income	300173	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	674895	CashBOY
Cash EOY	342736	CashEOY
Cash EOYFMV	342736	CashEOYFMV
Investments Corp Stock BOY	5719295	InvestmentsCorpStockBOY
Investments Corp Stock EOY	5465604	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	5590441	InvestmentsCorpStockEOYFMV
Investments Other BOY	555198	InvestmentsOtherBOY
Investments Other EOY	528462	InvestmentsOtherEOY
Investments Other EOYFMV	244014	InvestmentsOtherEOYFMV
Other Assets BOY	6247	OtherAssetsBOY
Other Assets EOY	3245	OtherAssetsEOY
Other Assets EOYFMV	3245	OtherAssetsEOYFMV
Total Assets BOY	6955635	TotalAssetsBOY
Total Assets EOY	6340047	TotalAssetsEOY
Total Assets EOYFMV	6180436	TotalAssetsEOYFMV
Other Liabilities BOY	353428	OtherLiabilitiesBOY
Other Liabilities EOY	353428	OtherLiabilitiesEOY
Total Liabilities BOY	353428	TotalLiabilitiesBOY
Total Liabilities EOY	353428	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	6602207	RetainedEarningsBOY
Retained Earnings EOY	5986619	RetainedEarningsEOY
Total Net Assets BOY	6602207	TotalNetAssetsBOY
Total Net Assets EOY	5986619	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	6955635	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	6340047	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	6602207	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-615588	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	5986619	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	5986619	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (42 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
22000 CORNING INC	P	2009-07-31	2010-11-10	24685	23325	1360	1360
5000 FHLMC PARTIAL CALL	P	2010-01-14	2010-11-15	5000	7185	-2185	-2185
270000 WACHOVIA BANK	P	2009-04-09	2010-11-18	50483	32600	17883	17883
67000 WACHOVIA BANK	P	2009-12-10	2010-11-18	12527	12606	-79	-79
125000 TRANSOCEAN	P	2010-06-10	2010-12-08	122025	110318	11707	11707
7000 FHLMC PARTIAL CALL	P	2010-01-14	2010-12-17	7000	10059	-3059	-3059
5000 FHLMC PARTIAL CALL	P	2010-01-14	2011-01-18	5000	7185	-2185	-2185
100000 ARCELORMITTAL SA LUX	P	2010-08-26	2011-02-03	98494	99000	-506	-506
643000 BANK OF AMERICA MTG	P	2010-08-30	2011-02-17	154838	153927	911	911
2000 FHLMC PARTIAL CALL	P	2010-01-14	2011-02-15	2000	2874	-874	-874
97000 JP MORGAN CHASE COML MTG	P	2009-12-15	2011-02-18	63	269	-206	-206
125000 CLAYTON WILLIAMS ENERGY	P	2010-05-20	2011-03-16	127423	124375	3048	3048
50000 SPECIALTY UNDERWRITING	P	2010-12-28	2011-03-25	35057	35913	-856	-856
2000000 TERWIN MTG	P	2010-10-01	2011-03-31	193862	190852	3010	3010
2000 FHLMC PARTIAL CALL	P	2010-01-14	2011-03-15	2000	2874	-874	-874
100000 ML CFC COML MTG TR	P	2010-06-30	2011-04-14	103224	99980	3244	3244
40000 SARA LEE CORP	P	2011-02-15	2011-04-25	38736	37046	1690	1690
2000 FHLMC PARTIAL CALL	P	2010-01-14	2011-04-15	2000	2874	-874	-874
675000 DSLA MTG LN	P	2010-12-07	2011-05-04	53635	53319	316	316
1250000 MASTER ADJ RATE MTG	P	2010-12-21	2011-05-24	22338	21266	1072	1072
2000 FHLMC PARTIAL CALL	P	2010-01-14	2011-05-14	2000	2874	-874	-874
100000 CONTINENTAL AIRLINES	P	2011-05-19	2011-06-17	49610	50665	-1055	-1055
50000 HASBRO INC	P	2011-04-28	2011-06-17	52744	53659	-915	-915
1000 FHLMC PARITAL CALL	P	2010-01-14	2011-06-15	1000	1437	-437	-437
1000 FHLMC PARITAL CALL	P	2010-01-14	2011-07-15	1000	1437	-437	-437
50000 GOLDMAN SACHS	P	2011-05-18	2011-08-02	49994	50857	-863	-863
63000 CWABS ASSET BKD REMIC	P	2011-07-19	2011-08-23	33134	34629	-1495	-1495
230000 BANKC AMERICA ALT LN	P	2010-06-04	2011-08-02	82897	86416	-3519	-3519
424000 CITIGROUP MTG LN TR	P	2010-06-11	2011-08-12	48938	48643	295	295
2000 FHLMC PARTIAL CALL	P	2010-01-14	2011-08-15	2000	2874	-874	-874
440000 HOME EQUITY ASSET TR	P	2010-06-25	2011-08-31	48913	47674	1239	1239
445000 HOME EQUITY ASSET TR	P	2010-06-24	2011-08-31	49469	48215	1254	1254
48000 CIT HOME EQUITY TR	P	2011-01-07	2011-09-29	21805	22294	-489	-489
3000 FHLMC PARTIAL CALL	P	2010-01-14	2011-09-15	3000	4311	-1311	-1311
52000 JP MORGAN CHASE COML MTG	P	2011-02-18	2011-10-26	39899	41708	-1809	-1809
4000 FHLMC PARTIAL CALL	P	2010-01-14	2011-10-17	4000	5748	-1748	-1748
35000 JP MORGAN CHASE COML MTG	P	2009-06-11	2011-10-26	11202	11036	166	166
230000 JP MORGAN CHASE COML MTG	P	2009-05-13	2011-10-26	73612	72521	1091	1091
65000 JP MORGAN CHASE COML MTG	P	2010-04-12	2011-10-26	20803	21299	-496	-496
200000 LB UBS COML MTG TR	P	2010-01-06	2011-10-26	200294	199875	419	419
150000 LB UBS COML MTG TR	P	2009-07-31	2011-10-26	98730	97873	857	857
25000 LB UBS COML MTG TR	P	2010-08-19	2011-10-26	16455	17365	-910	-910

Field	Value	IRS element (for citing)
Capital Gain Net Income	20632	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	611040	QualifyingDistributionsYear1
Noncharitable Assets Year1	7104125	NoncharitableAssetsYear1
Distribution Ratio Year1	0.086012	DistributionRatioYear1
Qualifying Distributions Year2	1685280	QualifyingDistributionsYear2
Noncharitable Assets Year2	6311453	NoncharitableAssetsYear2
Distribution Ratio Year2	0.267019	DistributionRatioYear2
Qualifying Distributions Year3	2606769	QualifyingDistributionsYear3
Noncharitable Assets Year3	12135942	NoncharitableAssetsYear3
Distribution Ratio Year3	0.214797	DistributionRatioYear3
Qualifying Distributions Year4	1955909	QualifyingDistributionsYear4
Noncharitable Assets Year4	18187579	NoncharitableAssetsYear4
Distribution Ratio Year4	0.107541	DistributionRatioYear4
Qualifying Distributions Year5	683964	QualifyingDistributionsYear5
Noncharitable Assets Year5	16283526	NoncharitableAssetsYear5
Distribution Ratio Year5	0.042003	DistributionRatioYear5
Total Distribution Ratio	0.717372	TotalDistributionRatio
Average Distribution Ratio	0.143474	AverageDistributionRatio
Net Noncharitable Assets	6139466	NetNoncharitableAssets
Adjusted Noncharitable Assets	880854	AdjustedNoncharitableAssets
One Percent Net Investment Income	3002	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	883856	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	911030	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	3002	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	3002	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	3002	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	6247	EstTaxPaymentsAndOverpayment
Total Credits And Payments	6247	TotalCreditsAndPayments
Overpayment	3245	Overpayment
Amount Credited To Next Year	3245	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	0	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	TX	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	RAYMOND KINZER	BooksInCareOfPersonName
Books In Care Of Phone Number	7136217944	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	2800 POST OAK BLVD SUITE 4000	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	770566109	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
GEORGE M FLEMING
2800 POST OAK BLVD SUITE 4000	HOUSTON	TX	770566109	PRESIDENT/TRUSTEE	4.00	0	0	0
SCOTT FLEMING
2800 POST OAK BLVD SUITE 4000	HOUSTON	TX	770566109	VICE PRESIDENT/TRUSTEE	4.00	0	0	0
RAYMOND E KINZER
2800 POST OAK BLVD SUITE 4000	HOUSTON	TX	770566109	SECRETARY/TREASURER/TRUSTEE	4.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	6074407	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	158553	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	6232960	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	6232960	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	93494	CashDeemedCharitable
Net Noncharitable Assets	6139466	NetNoncharitableAssets
Minimum Investment Return	306973	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	306973	MinimumInvestmentReturn
Tax Based On Investment Income	3002	TaxBasedOnInvestmentIncome
Total Tax	3002	TotalTax
Distributable Amount Before Adj	303971	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	303971	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	303971	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	911030	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	911030	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	3002	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	908028	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	303971	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year3	2007828	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	1375387	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	262124	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	3645339	TotalExcessDistriCarryover
Qualifying Distributions	911030	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	303971	AppliedToCurrentYear
Remaining Distri From Corpus	607059	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	4252398	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	4252398	ExcessDistriCyovToNextYear
Excess From Year3	2007828	ExcessFromYear3
Excess From Year2	1375387	ExcessFromYear2
Excess From Year1	262124	ExcessFromYear1
Excess From Current Year	607059	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	GEORGE M FLEMING	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (19 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
BAY AREA COUNCIL OF BOY SCOUTS OF AMERICA - RETURN OF 2008 CONTRIBUTION
3020 53RD STREET	GALVESTON	TX	775515917	NONE	NON PROFIT ORGANIZAT	RETURN OF CONTRIBUTION DUE TO DEFAULT OF AGREEMENT	-$100,000
THE BRIARWOOD SCHOOL
12207 WHITTINGTON	HOUSTON	TX	77077	NONE	PRIVATE NON PROFIT S	UNDERWRITE EVENT	$12,500
HOUSTON LIVESTOCK SHOW & RODEO
PO BOX 20070	HOUSTON	TX	772250070	NONE	NON PROFIT ORGANIZAT	SCHOLARSHIP FUND	$1,000
MAGNIFICAT HOUSE INC
PO BOX 25415	HOUSTON	TX	772655415	NONE	PUBLIC CHARITY	LOAVES & FISHES PROGRAM FOR THE HOMELESS	$1,000
MD ANDERSON CANCER CENTER
PO BOX 301439	HOUSTON	TX	772301439	NONE	NON PROFIT ORGANIZAT	FLEMING ENDOWED FELLOWSHIP FOR MESOTHELIOMA RESEARCH	$80,000
MD ANDERSON CANCER CENTER
PO BOX 301439	HOUSTON	TX	772301439	NONE	NON PROFIT ORGANIZAT	UNDERWRITE CHARITABLE EVENT	$5,000
SOCIETY OF ST VINCENT DE PAUL
2430 HOLCOMBE BLVD	HOUSTON	TX	77021	NONE	NON PROFIT ORGANIZAT	UNDERWRITE 9/29/11 PARSLEY GOLF TOURNAMENT	$2,437
ST JOHN VIANNEY CATHOLIC CHURCH
325 NOTTINGHAM OAKS TRAIL	HOUSTON	TX	77079	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$900
ST MICHAEL'S CATHOLIC CHURCH
1801 SAGE ROAD	HOUSTON	TX	77056	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$1,000
ST AGNES ACADEMY
9000 BELLAIRE BLVD	HOUSTON	TX	77036	NONE	NON PROFIT SCHOOL	3 OF 5 PLEDGES	$50,000
UNIVERSITY OF HOUSTON LAW FOUNDATION
100 LAW CENTER	HOUSTON	TX	77204	NONE	NON PROFIT ORGANIZAT	UNDERWRITE EVENT	$3,500
UNIVERSITY OF TEXAS FOUNDATION
PO BOX 250	HOUSTON	TX	787670250	NONE	NON PROFIT ORGANIZAT	UT SYSTEM INITIATIVES	$5,000
STAR OF HOPE
PO BOX 1505	HOUSTON	TX	772519869	NONE	PUBLIC CHARITY	1000 THANKSGIVING DINNERS	$1,630
STRAKE JESUIT
8900 BELLAIRE BOULEVARD	HOUSTON	TX	77036	NONE	NON PROFIT SCHOOL	2010-11 ANNUAL FUND	$82,000
UNIVERSITY OF TEXAS LAW SCHOOL FOUNDATION
727 E DEAN KEETON ST	AUSTIN	TX	78705	NONE	NON PROFIT SCHOOL	GEORGE MCMILLAN FLEMING CENTER ON HEALTH LAW & POLICY	$500,000
UNIVERSITY OF TEXAS LAW SCHOOL FOUNDATION
727 E DEAN KEETON ST	AUSTIN	TX	78705	NONE	NON PROFIT ORGANIZAT	PLATINUM UNDERWRITER REUNION WEEKEND	$8,500
UNIVERSITY OF TEXAS MEDICAL BRANCH GALVESTON
301 UNIVERSITY BLVD	GALVESTON	TX	77555	NONE	NON PROFIT SCHOOL	PRESIDENT'S CABINET	$1,000
UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER
7000 FANNIN SUITE 1200	HOUSTON	TX	77030	NONE	NON PROFIT SCHOOL	GEORGE MCMILLAN FLEMING CENTER	$250,000
UNIVERSITY OF TEXAS SCHOOL OF PUBLIC HEALTH
1200 HERMAN PRESSLER	HOUSTON	TX	77030	NONE	NON PROFIT SCHOOL	GENERAL FUND	$1,500

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	906967	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$284,216	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Related Or Exempt Function Income	20632	RelatedOrExemptFunctionIncome

Other Revenue Described OtherRevenueDescribed

Field	Value	IRS element (for citing)
Description	OTHER INCOME	Description
Exclusion Code	14	ExclusionCode
Exclusion	$1,086	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$285,302	ExclusionAmount
Related Or Exempt Function Income	20632	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	305934	TotalPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Field	Value	IRS element (for citing)
Line Number	8	LineNumber
Relationship Statement	SALES OF SECURITIES PROVIDES CASH TO MAKE CONTRIBUTIONS, GIFTS, GRANTS	RelationshipStatement

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$5,472	Amount
Net Investment Income	2736	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Field	Value	IRS element (for citing)
Name Of Stock	AMERICAN ENTERPRISE INVESTMENT	NameOfStock
EOY Book Value	5465604	EOYBookValue
EOYFMV	5590441	EOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
GOLDENTREE HIGH YIELD PROPERTIES	AT COST	336158	51710
EQUITY HERITAGE "SIDE POCKET"	AT COST	192304	192304

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets

Field	Value	IRS element (for citing)
Description	PREPAID FEDRAL EXCISE TAX	Description
BOY Book Value	6247	BOYBookValue
EOY Book Value	3245	EOYBookValue
EOYFMV	3245	EOYFMV

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
EXPENSE REIMBURSEMENT	1995	0	0
OTHER DEDUCTIONS	63	0	63
INVESTMENT MANAGEMENT FEES	23	23	0
EXCISE TAX	3002	3002	0

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	OTHER INCOME	Description
Revenue And Expenses Per Books	1086	RevenueAndExpensesPerBooks
Net Investment Income	1086	NetInvestmentIncome
Adjusted Net Income	1086	AdjustedNetIncome

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (2 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue
EXCISE TAXES PAYBLE	3446	3446
UNREALIZED GAIN/LOSS	349982	349982