EDWARD AND VERNA GERBIC FAMILY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- EDWARD AND VERNA GERBIC FAMILY FOUNDATION (EIN 22-3457387)
- Tax period
- 2011-05-01 to 2012-04-30
- Filed
- 2012-08-01
- IRS object ID
- 201242149349100104
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-08-01T08:16:34-05:00 | Timestamp |
| Tax Period End Date | 2012-04-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 060312590 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Cummings & Lockwood LLC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 271820 | AddressLine1 |
| City | West Hartford | City |
| State | CT | State |
| ZIP Code | 06127 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-05-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 223457387 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EDWARD & VERNA GERBIC FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | EDWA | NameControl |
| Phone | 8603134930 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Cummings Lockwood PO Box 271820 | AddressLine1 |
| City | West Hartford | City |
| State | CT | State |
| ZIP Code | 06127 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Paul L Bourdeau | Name |
| Title | Trustee | Title |
| Phone | 8603134930 | Phone |
| Date Signed | 2012-08-01 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Carol J DeRosier | Name |
| PTIN | P01246704 | PTIN |
| Phone | 8603134900 | Phone |
| Date Prepared | 2012-08-01 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 7265802 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 293243 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 16919 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 16919 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 204128 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 204128 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -116695 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1214800 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 397595 | TotalRevenueAndExpenses |
| Total Net Investment Income | 221047 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 14040 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 14040 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 4385 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 0 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 18425 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 14040 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 348000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 348000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 366425 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 14040 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 348000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 31170 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 207007 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 163886 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 209189 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 209189 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 99805 | InvestmentsGovtObligBOY |
| Investments Corp Stock BOY | 5284656 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 5370328 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 6744050 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 300678 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 300678 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 312563 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 5849025 | TotalAssetsBOY |
| Total Assets EOY | 5880195 | TotalAssetsEOY |
| Total Assets EOYFMV | 7265802 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 5849025 | RetainedEarningsBOY |
| Retained Earnings EOY | 5880195 | RetainedEarningsEOY |
| Total Net Assets BOY | 5849025 | TotalNetAssetsBOY |
| Total Net Assets EOY | 5880195 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 5849025 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 5880195 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 5849025 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 31170 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 5880195 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 5880195 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (17 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 3,326.68 Shs. Davis New York Venture Fund Inc. | P | 2006-05-18 | 2011-10-12 | 100000 | 115236 | -15236 | -15236 |
| 8,220.664 Shs. Davis New York Venture Fund Inc. | P | 2006-05-18 | 2012-01-25 | 281886 | 284764 | -2878 | -2878 |
| 82.788 Shs. Davis New York Venture Fund Inc. | P | 2006-12-01 | 2012-01-25 | 2839 | 3118 | -279 | -279 |
| 5,095.541 Shs. Davis New York Venture Fund Inc. | P | 2007-02-16 | 2012-01-25 | 174726 | 200000 | -25274 | -25274 |
| 177.866 Shs. Davis New York Venture Fund Inc. | P | 2007-12-03 | 2012-01-25 | 6099 | 7150 | -1051 | -1051 |
| 268.739 Shs. Davis New York Venture Fund Inc. | P | 2008-12-03 | 2012-01-25 | 9215 | 5713 | 3502 | 3502 |
| 118.158 Shs. Davis New York Venture Fund Inc. | P | 2009-12-03 | 2012-01-25 | 4052 | 3606 | 446 | 446 |
| 197.56 Shs. Davis New York Venture Fund Inc. | P | 2010-12-02 | 2012-01-25 | 6774 | 6484 | 290 | 290 |
| 2,000 Shs. Powershares QQQ Trust Unit Ser 1 | P | 2005-09-08 | 2011-10-12 | 105594 | 79468 | 26126 | 26126 |
| $100,000 Federal Home Loan Banks Debenture Stepped 4.0% ue 4/14/2025 | P | 2010-04-15 | 2011-07-14 | 100000 | 99805 | 195 | 195 |
| 86.146 Shs. Davis New York Venture Fund Inc. | P | 2011-12-22 | 2012-01-25 | 2954 | 2776 | 178 | 178 |
| 6,240.639 Shs. Capital World Growth & Income Fund Inc. (Exchange) | P | 2006-08-31 | 2011-10-11 | 193772 | 250000 | -56228 | -56228 |
| 31.392 Shs. Capital World Growth & Income Fund Inc. (Exchange) | P | 2006-09-19 | 2011-10-11 | 975 | 1248 | -273 | -273 |
| 37.6743 Shs. Capital World Growth & Income Fund Inc. (Exchange) | P | 2006-12-20 | 2011-10-11 | 1170 | 1568 | -398 | -398 |
| 131.5187 Shs. Capital World Growth & Income Fund Inc. (Exchange) | P | 2006-12-20 | 2011-10-11 | 4084 | 5474 | -1390 | -1390 |
| 5,925 Shs. Euro Pacific Growth Fund Class A | P | 2006-05-18 | 2012-01-24 | 219521 | 265085 | -45564 | -45564 |
| Capital Gains Dividends | P | 1139 | 1139 | 1139 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -116695 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 303000 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 6576635 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.046072 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 230000 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 6111572 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.037634 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 319198 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 5991925 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.053271 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 263500 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 6633191 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.039724 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 260500 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 6164707 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.042257 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.218958 | TotalDistributionRatio |
| Average Distribution Ratio | 0.043792 | AverageDistributionRatio |
| Net Noncharitable Assets | 7095053 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 310707 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2070 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 312777 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 348000 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 2070 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 2070 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 2070 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 3844 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 3844 | TotalCreditsAndPayments |
| Overpayment | 1774 | Overpayment |
| Amount Credited To Next Year | 1774 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CT | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 1 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | Paul L Bourdeau Esquire | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8603134930 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Cummings Lockwood PO Box 271820 | AddressLine1 |
| City | W Hartford | City |
| State | CT | State |
| ZIP Code | 06127 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| Peter E Gerbic | ||||||||
| PO Box 88 Wolfanger Road | Middlesex | NY | 14507 | Trustee | 0.00 | 0 | 0 | 0 |
| Joseph Caruso | ||||||||
| 1824 Seventh Street SW Apt 2 | Washington | DC | 20009 | Trustee | 0.00 | 0 | 0 | 0 |
| Celina Gerbic | ||||||||
| 1824 Seventh Street SW Apt 2 | Washington | DC | 20009 | Trustee | 0.00 | 0 | 0 | 0 |
| Paul L Bourdeau | ||||||||
| Cummings Lockwood PO Box 271820 | West Hartford | CT | 06127 | Trustee | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 7011822 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 191277 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 7203099 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 7203099 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 108046 | CashDeemedCharitable |
| Net Noncharitable Assets | 7095053 | NetNoncharitableAssets |
| Minimum Investment Return | 354753 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 354753 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2070 | TaxBasedOnInvestmentIncome |
| Total Tax | 2070 | TotalTax |
| Distributable Amount Before Adj | 352683 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 352683 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 352683 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 348000 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 348000 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 2070 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 345930 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 352683 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year3 | 5504 | ExcessDistriCarryoverYear3 |
| Total Excess Distri Carryover | 5504 | TotalExcessDistriCarryover |
| Qualifying Distributions | 348000 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 348000 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 4683 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 4683 | ExcessDistriCyovAppliedCY |
| Total Corpus | 821 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 821 | ExcessDistriCyovToNextYear |
| Excess From Year3 | 821 | ExcessFromYear3 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | Paul L Bourdeau Esquire Cummings Lo | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 271820 | AddressLine1 |
| City | West Hartford | City |
| State | CT | State |
| ZIP Code | 06127 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8603134930 | RecipientPhoneNumber |
| Form And Info And Materials | N/A | FormAndInfoAndMaterials |
| Submission Deadlines | N/A | SubmissionDeadlines |
| Restrictions On Awards | N/A | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (50 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| American Friends Service Committee | ||||||||
| 1501 Cherry Street | Philadelphia | PA | 19102 | None | Public | Current Use for General Charitable Purposes | $5,000 | |
| American Indian College Fund | ||||||||
| 8333 Greenwood Blvd | Denver | CO | 80221 | None | Public | Current Use for General Charitable Purposes | $5,000 | |
| Anti-Cruelty Society | ||||||||
| 157 W Grand Avenue | Chicago | IL | 60654 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Borinquen Dance Theatre Inc | ||||||||
| PO Box 10493 | Rochester | NY | 14610 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Bristol Valley Theater (Friends of Brisol Valley Playhouse Foundation) | ||||||||
| PO Box 218 | Naples | NY | 14512 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Camp Good Days and Special Times Inc | ||||||||
| 1332 Pittsford-Mendon Road PO Box | Mendon | NY | 14506 | None | Public | Current Use for General Charitable Purposes | $1,000 | 665 |
| Center for Development in Central America (Jubilee House Community) | ||||||||
| 1019 Troy Medlin Road | Monroe | NC | 28112 | None | Public | Current Use for General Charitable Purposes | $3,000 | |
| Children's Defense Fund | ||||||||
| 25 E Street NW | Washington | DC | 20001 | None | Public | Current Use for General Charitable Purposes | $2,000 | |
| Crudem Foundation | ||||||||
| 362 Sewall St PO Box 804 | Ludlow | MA | 01056 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| Delancey Street Foundation | ||||||||
| 600 Embarcadero | San Francisco | CA | 94107 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Doctors Without Borders USA Inc | ||||||||
| 333 Seventh Ave 2nd Floor | New York | NY | 10001 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| Environmental Defense Fund Inc | ||||||||
| 257 Park Avenue South | New York | NY | 10010 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| Finger Lakes Land Trust | ||||||||
| 202 East Court Street | Ithaca | NY | 14850 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| Free Arts of Arizona | ||||||||
| 103 W Highland Ave Suite 200 | Phoenix | AZ | 85013 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Friends of Chicago Animal Care and Control Inc | ||||||||
| 9704 S Charles St | Chicago | IL | 60643 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Friends of Ganondagan Inc | ||||||||
| 1488 Route 444 | Victor | NY | 14564 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| Garth Fagan Dance Inc | ||||||||
| 50 Chestnut Street | Rochester | NY | 14604 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Hillside Children's Center | ||||||||
| 1183 Monroe Avenue | Rochester | NY | 14620 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| HOUSE Inc | ||||||||
| 24730 State Highway 171 | Webb City | MO | 64870 | None | Public | Current Use for General Charitable Purposes | $5,000 | |
| Human Rights Watch Inc | ||||||||
| 350 Fifth Avenue 34th Floor | New York | NY | 10118 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| Jobs for YouthChicago | ||||||||
| 17 North State Street 6th Floor | Chicago | IL | 60602 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| Make it Right Foundation | ||||||||
| PO Box 58009 | New Orleans | LA | 70158 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Middlebury College | ||||||||
| 5 Court Street | Middlebury | VT | 05753 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Mount Desert Island Biological Laboratory | ||||||||
| PO Box 35 Old Bar Harbor Road | Salisbury Cove | ME | 04672 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Native American Rights Fund | ||||||||
| 1506 Broadway | Boulder | CO | 80302 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| New Directions Youth and Family Services Inc | ||||||||
| 6395 Old Niagara Road | Lockport | NY | 14094 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Northwestern University | ||||||||
| 633 Clark Street | Evanston | IL | 60208 | None | Public | Current Use for General Charitable Purposes | $150,000 | |
| Peruvian Amazon Conservation Inc | ||||||||
| 1759 Dyson Dr NE | Atlanta | GA | 30307 | None | Public | Current Use for General Charitable Purposes | $2,000 | |
| Physicians for Social Responsibility Inc | ||||||||
| 1875 Connecticut Ave NW Suite 1012 | Washington | DC | 20009 | None | Public | Current Use for General Charitable Purposes | $5,000 | |
| Potters for Peace | ||||||||
| PO Box 1043 | Bisbee | AZ | 85603 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Rochester Rehabilitation Center Inc | ||||||||
| 1000 Elmwood Avenue | Rochester | NY | 14620 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Southern Poverty Law Center | ||||||||
| 400 Washington Avenue | Montgomery | AL | 36104 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| Spinal Cord Society | ||||||||
| 19051 Co Rd 1 | Fergus Falls | MN | 56537 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| The Sentencing Project | ||||||||
| 1705 Desales St NW 8th Floor | Washington | DC | 20036 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| The Tracking Project | ||||||||
| PO Box 266 | Corrales | NM | 87048 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| The Trevor Project | ||||||||
| 8704 Santa Monica Boulevard Suite | West Hollywood | CA | 90069 | None | Public | Current Use for General Charitable Purposes | $1,000 | 200 |
| Trust for Public Lands | ||||||||
| 666 Broadway 9th Floor | New York | NY | 10012 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| United Negro College Fund Inc | ||||||||
| 8260 Willow Oaks Corporate Dr | Fairfax | VA | 22031 | None | Public | Current Use for General Charitable Purposes | $5,000 | |
| US Fund for UNICEF | ||||||||
| 125 Maiden Lane | New York | NY | 10038 | None | Public | Current Use for General Charitable Purposes | $10,000 | |
| Water for South Sudan Inc | ||||||||
| PO Box 25551 | Rochester | NY | 14625 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Wheelchair Foundation (Global Health and Education Foundation) | ||||||||
| 3820 Blackhawk Road | Danville | CA | 94506 | None | Public | Current Use for General Charitable Purposes | $5,000 | |
| Yates County ARC (NYSARC INC) | ||||||||
| 235 North Avenue | Penn Yan | NY | 14527 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Yates County Arts Council | ||||||||
| 119 Elm Street | Penn Yan | NY | 14527 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Abbe Museum | ||||||||
| 26 Mount Desert St PO Box 286 | Bar Harbor | ME | 04609 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Brockport Foundation Inc | ||||||||
| 350 New Campus Drive | Brockport | NY | 14420 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Nancy Spanier Dance Theater of Colorado | ||||||||
| PO Box 2493 | Longmont | CO | 80502 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Rochester Chapter National Spinal Cord Injury Association | ||||||||
| PO Box 20516 | Rochester | NY | 14602 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Rochester Institute of Technology | ||||||||
| 7 Lomb Memorial Drive | Rochester | NY | 14623 | None | Public | Current Use for General Charitable Purposes | $5,000 | |
| Rotaplast International Inc | ||||||||
| 1663 Mission St Ste 320 | San Francisco | CA | 94103 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Habitat for Humanity (Yates County) | ||||||||
| PO Box 391 | Penn Yan | NY | 14527 | None | Public | Current Use for General Charitable Purposes | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 348000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $16,919 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $204,128 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$116,695 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $104,352 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 104352 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Verna A Gerbic Charitable Lead Annuity Trust DTD 7797 | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Cummings Lockwood PO Box 271820 | AddressLine1 |
| City | West Hartford | City |
| State | CT | State |
| ZIP Code | 06127 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 293243 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (3 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| $100,000 HSBC Finance Corp Internotes 6% 8/15/14 | 100000 | 106198 |
| $100,000 Southtrust Corp Nts 5.8% due 6/15/2014 | 100673 | 107809 |
| $100,000 Morgan Stanley Dean Witter Mtn Stepped Spn Isin 4% due 9/22/2020 | 100005 | 98556 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (11 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 7,300 Shs. Johnson & Johnson | 290744 | 475230 |
| 800 Shs. Standard & Poor's 500 Depositary Receipts Trust, Ser 1 | 68075 | 111896 |
| 2,754 Shs. Johnson & Johnson | 146995 | 179285 |
| 35,703 Shs. Johnson & Johnson | 1802466 | 2324265 |
| 17,000 Shs. Johnson & Johnson | 508937 | 1106700 |
| 5,167 Shs. Johnson & Johnson | 291109 | 336372 |
| 25,154.729 Shs. American Mutual Fund Class A | 626678 | 698295 |
| 17,464.15 Shs. Capital World Growth & Income Fund Inc | 720303 | 616485 |
| 5,924.398 Shs. Euro Pacific Growth Fund Class A | 253778 | 232829 |
| 12,555.804 Shs. Franklin Rising Dividends Fund Class A | 450000 | 465820 |
| 15,028.501 Shs. Templeton Global Bond Fund Class A | 211243 | 196873 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Cummings & Lockwood LLC | Category |
| Amount | $14,040 | Amount |
| Net Investment Income | 14040 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Verna A Gerbic Charitable Lead Annuity Trust | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Cummings Lockwood PO Box 271820 | AddressLine1 |
| City | West Hartford | City |
| State | CT | State |
| ZIP Code | 06127 | ZIPCode |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| U.S. Treasury - Excise Tax fye 4/30/11 | $541 | 0 | 0 |
| U.S. Treasury - Estimated Excise Tax fye 4/30/12 | $3,844 | 0 | 0 |