NORDEMANN FOUNDATION INC: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: NORDEMANN FOUNDATION INC (EIN 11-2667115)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-10-29
IRS object ID: 201243039349100704
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
General Explanation Attachment
Investments Corp Stock Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-10-29T15:11:46-00:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ALAN REISNER CPA	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	137 BABYLON TPKE	AddressLine1
City	MERRICK	City
State	NY	State
ZIP Code	11566	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	112667115	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	NORDEMANN FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	NORD	NameControl
Phone	5168689500	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	C/O REISNER 137 BABYLON TPKE	AddressLine1
City	MERRICK	City
State	NY	State
ZIP Code	11566	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	DEBORAH NORDEMANN	Name
Title	DIRECTOR	Title
Date Signed	2012-10-29	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	ALAN REISNER	Name
Phone	5168689500	Phone
Date Prepared	2012-10-29	DatePrepared
Self Employed	X	SelfEmployed

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	978770	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Dividends Rev And Expnss	20163	DividendsRevAndExpnss
Dividends Net Invst Incm	20163	DividendsNetInvstIncm
Dividends Adj Net Incm	20163	DividendsAdjNetIncm
Net Gain Sale Assets Rev And Expnss	24316	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	106340	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	24316	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	1401	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	1401	OtherIncomeNetInvstIncm
Other Income Adj Net Incm	1401	OtherIncomeAdjNetIncm
Total Revenue And Expenses	45880	TotalRevenueAndExpenses
Total Net Investment Income	45880	TotalNetInvestmentIncome
Total Adjusted Net Income	21564	TotalAdjustedNetIncome
Other Prof Fees Rev And Expnss	8400	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	8400	OtherProfFeesNetInvstIncm
Other Prof Fees Adj Net Incm	8400	OtherProfFeesAdjNetIncm
Taxes Rev And Expnss	255	TaxesRevAndExpnss
Taxes Net Invst Incm	255	TaxesNetInvstIncm
Taxes Adj Net Incm	255	TaxesAdjNetIncm
Other Expenses Rev And Expnss	165	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	165	OtherExpensesNetInvstIncm
Other Expenses Adj Net Incm	165	OtherExpensesAdjNetIncm
Tot Opr Expenses Rev And Expnss	8820	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	8820	TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm	8820	TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	48500	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	48500	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	57320	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	8820	TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm	8820	TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps	48500	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-11440	ExcessOfRevenueOverExpenses
Net Investment Income	37060	NetInvestmentIncome
Adjusted Net Income	12744	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	16162	CashBOY
Cash EOY	81080	CashEOY
Cash EOYFMV	81080	CashEOYFMV
Investments Corp Stock BOY	800732	InvestmentsCorpStockBOY
Investments Corp Stock EOY	724257	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	897690	InvestmentsCorpStockEOYFMV
Total Assets BOY	816894	TotalAssetsBOY
Total Assets EOY	805337	TotalAssetsEOY
Total Assets EOYFMV	978770	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	35969	CapitalStockBOY
Capital Stock EOY	35969	CapitalStockEOY
Retained Earnings BOY	780925	RetainedEarningsBOY
Retained Earnings EOY	769368	RetainedEarningsEOY
Total Net Assets BOY	816894	TotalNetAssetsBOY
Total Net Assets EOY	805337	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	816894	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	805337	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	816894	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-11440	ExcessOfRevenueOverExpenses
Subtotal	805454	Subtotal
Other Decreases	117	OtherDecreases
Total Net Assets Fund Balances EOY	805337	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (3 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
1400 NFG	P	2009-06-12	2011-09-29	70125	49471	20654	20654
500 VZ	P	2009-09-25	2011-10-25	18124	14077	4047	4047
1000 ABB LTD	P	2010-06-15	2011-11-09	18091	18476	-385	-385

Field	Value	IRS element (for citing)
Capital Gain Net Income	24316	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	54883	QualifyingDistributionsYear1
Noncharitable Assets Year1	992346	NoncharitableAssetsYear1
Distribution Ratio Year1	000.055306	DistributionRatioYear1
Qualifying Distributions Year2	45000	QualifyingDistributionsYear2
Noncharitable Assets Year2	992858	NoncharitableAssetsYear2
Distribution Ratio Year2	000.045324	DistributionRatioYear2
Qualifying Distributions Year3	39000	QualifyingDistributionsYear3
Noncharitable Assets Year3	1089862	NoncharitableAssetsYear3
Distribution Ratio Year3	000.035784	DistributionRatioYear3
Qualifying Distributions Year4	60000	QualifyingDistributionsYear4
Noncharitable Assets Year4	1091012	NoncharitableAssetsYear4
Distribution Ratio Year4	000.054995	DistributionRatioYear4
Qualifying Distributions Year5	49500	QualifyingDistributionsYear5
Noncharitable Assets Year5	972144	NoncharitableAssetsYear5
Distribution Ratio Year5	000.050918	DistributionRatioYear5
Total Distribution Ratio	000.242327	TotalDistributionRatio
Average Distribution Ratio	000.048465	AverageDistributionRatio
Net Noncharitable Assets	988841	NetNoncharitableAssets
Adjusted Noncharitable Assets	47924	AdjustedNoncharitableAssets
One Percent Net Investment Income	371	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	48295	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	48500	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	371	InvestmentIncomeExciseTax
Subtotal	371	Subtotal
Tax Based On Investment Income	371	TaxBasedOnInvestmentIncome
Tax Paid With Extension	250	TaxPaidWithExtension
Total Credits And Payments	250	TotalCreditsAndPayments
Tax Paid Original Return	250	TaxPaidOriginalReturn
Tax Due	121	TaxDue

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	n/a	WebsiteAddress
Books In Care Of Person Name	ALAN REISNER CPA	BooksInCareOfPersonName
Books In Care Of Phone Number	5168689500	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	137 BABYLON TPKE	AddressLine1
City	MERRICK	City
State	NY	State
ZIP Code	11566	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation
DEBORAH NORDEMANN
PO BOX 815	SANTA FE	NM	87504	PRES	010.00	0
HANS B H NORDEMANN
332 SOUTHDOWN RD	HUNTINGTON	NY	11743	TREAS	010.00	0

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	N/A	Description1
Expenses1	0	Expenses1

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	955279	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	48621	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	1003900	TotalFMVOfUnusedAssets
Adj Total FMV Of Unused Assets	1003900	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	15059	CashDeemedCharitable
Net Noncharitable Assets	988841	NetNoncharitableAssets
Minimum Investment Return	49442	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	49442	MinimumInvestmentReturn
Tax Based On Investment Income	371	TaxBasedOnInvestmentIncome
Total Tax	371	TotalTax
Distributable Amount Before Adj	49071	DistributableAmountBeforeAdj
Distributable Amount Before Ded	49071	DistributableAmountBeforeDed
Distributable Amount As Adjusted	49071	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	48500	ExpensesAndContributions
Qualifying Distributions	48500	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	371	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	48129	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	49071	DistributableAmountAsAdjusted
Excess Distri Carryover Year4	5552	ExcessDistriCarryoverYear4
Excess Distri Carryover Year1	5500	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	11052	TotalExcessDistriCarryover
Qualifying Distributions	48500	QualifyingDistributions
Applied To Current Year	48500	AppliedToCurrentYear
Excess Distri Cyov App CY Corpus	571	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	571	ExcessDistriCyovAppliedCY
Total Corpus	10481	TotalCorpus
Undistributed Income CY	0	UndistributedIncomeCY
Excess Distri Cyov To Next Year	10481	ExcessDistriCyovToNextYear
Excess From Year4	4981	ExcessFromYear4
Excess From Year1	5500	ExcessFromYear1

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	NONE	ContributingManager
Shareholder Manager	NONE	ShareholderManager

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	DEBORAH NORDEMANN	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 815	AddressLine1
City	SANTA FE	City
State	NM	State
ZIP Code	87504	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	6315490505	RecipientPhoneNumber
Form And Info And Materials	NOT DEFINED	FormAndInfoAndMaterials
Submission Deadlines	NONE	SubmissionDeadlines
Restrictions On Awards	NONE	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (25 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
ACCION INTERNATIONAL
56 ROLAND ST SUITE 300	BOSTON	MA	02129	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,500
AMERICARES
88 HAMILTON AVE	STAMFORD	CT	06902	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$2,000
ASTHMA AND ALLERGEY FOUNDATION
8201 CORPORATE DRIVE SUITE 1000	LANDOVER	MD	20785	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,500
DOCTORS WITHOUT BORDERS
333 SEVENTH AVE 2nd FL	NEW YORK	NY	10001	NONE	501(C)3	TO FURTHER TAX EXEMPT PURPOSES	$2,500
FAMILY SERVICE LEAGUE
790 PARK AVE	HUNTINGTON	NY	11743	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$3,000
FEEDING AMERICA
35 E WACKER DR SUITE 2000	CHICAGO	IL	60601	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$2,000
GRENBERG BREAST CANCER FOUNDATION
16 EAST 98rth ST APT 1E	NEW YORK	NY	10029	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$15,000
HEART AND SOUL ANIMAL SANCTUARY
369 MONTEZUMA AVE 130	SANTA FE	NM	87501	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$750
HOLE IN THE WALL GANG
555 LONG WHARF DR	NEW HAVEN	CT	06511	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,500
HUNTINGTON COMMUNITY FIRST AID
2 RAILROAD STREET	HUNTINGTON STATION	NY	11746	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$500
HUNTINGTON FIRE DEPARTMENT
1 LEVERICH PL	HUNTINGTON	NY	11743	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,000
HUNTINGTON HOSPITAL
270 PARK AVE	HUNTINGTON	NY	11743	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,000
KNME
1200 UNIVERSITY BLVD NE	ALBUQUERQUE	NM	87502	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$500
LA FAMILA
PO BOX 5395	SANTA FE	NM	87502	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,000
LLOYD HARBOR POLICE
PO BOX 1350	HUNTINGTON	NY	11743	NOINE	501(C)3	TO FURTHER EXEMPT PURPOSES	$500
MEALS ON WHEELS
423 PARK AVE EAST WING	HUNTINGTON	NY	11743	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$2,500
MEMORIAL SLOAN KETTERING
1725 YORK AVE	NEW YORK	NY	10021	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,500
NY TIMES NEEDIEST CASES FUND
4 CHASE METROTECH CTR 7th FL	BROOKLYN	NY	11245	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,000
PLAN USA
155 PLAN WAY	WARWICK	RI	02886	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,000
SANTA FE OPERA
PO BOX 2408	SANTA FE	NM	87504	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$500
SCHOLARSHIP AMERICA
1550 AMERICAN BLVD EAST SUITE 155	BLOOMINGTON	MN	55425	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$2,000
SPECIAL OLYMPICS
1133 19th STREET NW 12th FL	WASHINGTON	DC	20036	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$750
THITEEN WNET
450 WEST 33rd ST	NEW YORK	NY	10001	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,000
US FUND FOR UNICEF
333 EAST 38th ST	NEW YORK	NY	10016	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$3,000
WORLD WILDLIFE FUND
1250 TENTY-FOURTH NW	WASHINGTON	DC	20077	NONE	501(C)3	TO FURTHER EXEMPT PURPOSES	$1,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	48500	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Related Or Exempt Function Income	20163	RelatedOrExemptFunctionIncome

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Unrelated Business Income	$24,316	UnrelatedBusinessIncomeAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$24,316	UnrelatedBusinessIncomeAmount
Related Or Exempt Function Income	21564	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	45880	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

General Explanation Attachment GeneralExplanationAttachment

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (23 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
1000 shares of AMGEN INC	52501	64210
1000 shares of BRISTOL MYERS SQUIBB	23068	35240
1400 shares of CVS CAREMARK	44592	57092
1000 shares of CISCO SYS INC	16448	18080
1000 shares of CORNING NC	16673	12980
1000 shares of EMC CORP	10500	21540
1000 shares of GENERAL ELECTRIC	36029	17910
150 shares of GOOGLE INC	52086	96885
1000 shares of INTEL CORP	14957	24250
500 shares of IBM	41644	91940
700 shares of KIMBERLY CLARK	47729	51492
1000 shares of MDU RESOURCES	18600	21460
1000 shares of MICROSOFT CORP	27430	25960
1000 shares of ROYAL DUTCH SHELL	21682	36545
1000 shares of SAN JUAN BASIN ROYALTY	37879	22760
1000 shares of SCHLUMBERGER LTD	38608	68310
700 shares of 3M COMPANY	55032	57211
100 shares of WALMART STORES	5551	5976
500 shares of BUNGE LTD	30429	28600
1000 shares of NEWMONT MINING	50879	60010
1000 shares of RIO TINTO PLC	54677	48920
6 shares of ROYAL DUTCH SHELL	389	439
500 shares of WALMART STORES	26874	29880

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	FEDERAL TAXES	Description
Amount	$117	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome
NYS DEPARTMENT OF LAW	100	100	100
SUNDRY	65	65	65

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	ROYALTIES	Description
Revenue And Expenses Per Books	1401	RevenueAndExpensesPerBooks
Net Investment Income	1401	NetInvestmentIncome
Adjusted Net Income	1401	AdjustedNetIncome

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	SMITH BARNEY MANAGEMENT FEES	Category
Amount	$8,400	Amount
Net Investment Income	8400	NetInvestmentIncome
Adjusted Net Income	8400	AdjustedNetIncome

Taxes Schedule TaxesSchedule

Taxes Taxes

Field	Value	IRS element (for citing)
Category	FOREIGN TAXES	Category
Amount	$255	Amount
Net Investment Income	255	NetInvestmentIncome
Adjusted Net Income	255	AdjustedNetIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps