STRATEGY STUDIO / PUBLIC DATA EXPLORER

JASPER L AND JACK DENTON WILSON CHARITABLE FOUNDATION: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization
JASPER L AND JACK DENTON WILSON CHARITABLE FOUNDATION (EIN 76-0285403)
Tax period
2010-01-01 to 2010-12-31
Filed
2011-05-05
IRS object ID
201111259349101961
Schema version
2010v3.2
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-05-05T09:57:50-05:00Timestamp
Tax Period End Date2010-12-31TaxPeriodEndDate
Return Type990PFReturnType
Tax Period Begin Date2010-01-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN760285403EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1JASPER L AND JACK DENTON WILSONBusinessNameLine1
Business Name Line2CHARITABLE FOUNDATION P63981008BusinessNameLine2
FieldValueIRS element (for citing)
Name ControlJASPNameControl
Phone4149771210Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1C/O JPMORGAN CHASE BANKNAPOBOX 3038AddressLine1
CityMILWAUKEECity
StateWIState
ZIP Code53201ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameJACK L UDOVICHName
TitleAUTHORIZED OFFICERTitle
Phone4149771210Phone
Date Signed2011-05-09DateSigned
FieldValueIRS element (for citing)
Tax Year2010TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Exempt PFXExemptPF
FMV Assets EOY13149400FMVAssetsEOY
Method Of Accounting CashXMethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Not Required To Attach Schedule BXNotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss113InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm113InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss213044DividendsRevAndExpnss
Dividends Net Invst Incm212841DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss-149374NetGainSaleAssetsRevAndExpnss
Gross Sales Price5481309GrossSalesPrice
Capital Gain Net Incm Net Invst Incm0CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss316121OtherIncomeRevAndExpnss
Other Income Net Invst Incm316121OtherIncomeNetInvstIncm
Total Revenue And Expenses379904TotalRevenueAndExpenses
Total Net Investment Income529075TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss124680CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm97362CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps27318CompOfcrDirTrstDsbrsChrtblPrps
Legal Fees Rev And Expnss1310LegalFeesRevAndExpnss
Legal Fees Net Invst Incm0LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps1310LegalFeesDsbrsChrtblPrps
Taxes Rev And Expnss6074TaxesRevAndExpnss
Taxes Net Invst Incm970TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps0TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss34148OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm31119OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps3029OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss166212TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm129451TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps31657TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss703000ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps703000ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss869212TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm129451TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps734657TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses-489308ExcessOfRevenueOverExpenses
Net Investment Income399624NetInvestmentIncome

Balance Sheets BalanceSheets

FieldValueIRS element (for citing)
Cash BOY200518CashBOY
Cash EOY112041CashEOY
Cash EOYFMV112041CashEOYFMV
Savings And Temp Cash Invst BOY127073SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY425959SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV425959SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY6713459InvestmentsCorpStockBOY
Investments Corp Stock EOY7215729InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV8263601InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY2998029InvestmentsCorpBondsBOY
Investments Corp Bonds EOY3653604InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV3779337InvestmentsCorpBondsEOYFMV
Investments Other BOY1996709InvestmentsOtherBOY
Investments Other EOY140062InvestmentsOtherEOY
Investments Other EOYFMV568462InvestmentsOtherEOYFMV
Total Assets BOY12035788TotalAssetsBOY
Total Assets EOY11547395TotalAssetsEOY
Total Assets EOYFMV13149400TotalAssetsEOYFMV
Total Liabilities BOY0TotalLiabilitiesBOY
Total Liabilities EOY0TotalLiabilitiesEOY
Org That Do Not Follow SFAS117XOrgThatDoNotFollowSFAS117
Capital Stock BOY12035788CapitalStockBOY
Capital Stock EOY11547395CapitalStockEOY
Paid In Or Capital Surplus BOY0PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY0PaidInOrCapitalSurplusEOY
Retained Earnings BOY0RetainedEarningsBOY
Retained Earnings EOY0RetainedEarningsEOY
Total Net Assets BOY12035788TotalNetAssetsBOY
Total Net Assets EOY11547395TotalNetAssetsEOY
Total Liabilities Net Assets BOY12035788TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY11547395TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

FieldValueIRS element (for citing)
Total Net Assets Fund Balances BOY12035788TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses-489308ExcessOfRevenueOverExpenses
Other Increases1526OtherIncreases
Subtotal11548006Subtotal
Other Decreases611OtherDecreases
Total Net Assets Fund Balances EOY11547395TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)

Description Of AssetDescriptionOfAssetGross Sales PriceGrossSalesPriceCost Or Other BasisCostOrOtherBasisGain Or LossGainOrLossGains Minus Excess Or LossesGainsMinusExcessOrLossesHow AcquiredHowAcquired
PUBLICLY TRADED SECURITIES54744805630683-156203-156203
CAPITAL GAINS DIVIDENDS682968296829P
FieldValueIRS element (for citing)
Capital Gain Net Income-149374CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

FieldValueIRS element (for citing)
Liable For4942 Tax0LiableFor4942Tax
Qualifying Distributions Year1886763QualifyingDistributionsYear1
Noncharitable Assets Year113665528NoncharitableAssetsYear1
Distribution Ratio Year10.064891DistributionRatioYear1
Qualifying Distributions Year2561589QualifyingDistributionsYear2
Noncharitable Assets Year216164396NoncharitableAssetsYear2
Distribution Ratio Year20.034742DistributionRatioYear2
Qualifying Distributions Year31064996QualifyingDistributionsYear3
Noncharitable Assets Year317294024NoncharitableAssetsYear3
Distribution Ratio Year30.061582DistributionRatioYear3
Qualifying Distributions Year4526964QualifyingDistributionsYear4
Noncharitable Assets Year417076084NoncharitableAssetsYear4
Distribution Ratio Year40.030860DistributionRatioYear4
Qualifying Distributions Year5351881QualifyingDistributionsYear5
Noncharitable Assets Year511355960NoncharitableAssetsYear5
Distribution Ratio Year50.030986DistributionRatioYear5
Total Distribution Ratio0.223061TotalDistributionRatio
Average Distribution Ratio0.044612AverageDistributionRatio
Net Noncharitable Assets13469002NetNoncharitableAssets
Adjusted Noncharitable Assets600879AdjustedNoncharitableAssets
One Percent Net Investment Income3996OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One604875AdjNonchrtblAssetsAndOnePct
Qualifying Distributions734657QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eXDomesticOrgMeetingSect4940e
Investment Income Excise Tax3996InvestmentIncomeExciseTax
Tax Under Section5110TaxUnderSection511
Subtotal3996Subtotal
Subtitle A Tax0SubtitleATax
Tax Based On Investment Income3996TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment4765EstTaxPaymentsAndOverpayment
Total Credits And Payments4765TotalCreditsAndPayments
Overpayment769Overpayment
Amount Credited To Next Year769AmountCreditedToNextYear
Amount To Be Refunded0AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

FieldValueIRS element (for citing)
Legislative Political Activities0LegislativePoliticalActivities
More Than100 Spent0MoreThan100Spent
Form1120 POL Filed0Form1120POLFiled
Sect4955 Tax On Organization0Sect4955TaxOnOrganization
Sect4955 Tax On Managers0Sect4955TaxOnManagers
Reimbursement Of Tax0ReimbursementOfTax
Activities Not Prev Reported0ActivitiesNotPrevReported
Changes To Articles Or Bylaws0ChangesToArticlesOrBylaws
Unrelated Bus Income Over10000UnrelatedBusIncomeOver1000
Termination Etc0TerminationEtc
Requirements Of Sect508e1RequirementsOfSect508e
At Least5000 In Assets1AtLeast5000InAssets
States Filed WithTXStatesFiledWith
Form990 PF Filed With AG1Form990PFFiledWithAG
Private Operating Foundation0PrivateOperatingFoundation
New Substantial Contributors0NewSubstantialContributors
Interest In Controlled Entity0InterestInControlledEntity
Applicable Insurance Contract0ApplicableInsuranceContract
Comply With Public Inspection Rqr1ComplyWithPublicInspectionRqr
Website AddressN/AWebsiteAddress
Books In Care Of Person NameJPMORGAN CHASE BANK NABooksInCareOfPersonName
Books In Care Of Phone Number8178844022BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

FieldValueIRS element (for citing)
Address Line1420 THROCKMORTONAddressLine1
CityFORT WORTHCity
StateTXState
ZIP Code761023700ZIPCode
FieldValueIRS element (for citing)
Foreign Bank0ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

FieldValueIRS element (for citing)
Sale Or Exchange With Dsqfly Person0SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person0BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person0FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person1PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person0TransferAssetsToDsqflyPerson
Payment To Government Offical0PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions0ActsFailToQualifyAsExceptions
Uncorrected Prior Acts0UncorrectedPriorActs
Undistributed Income Prior Years0UndistributedIncomePriorYears
Business Holdings0BusinessHoldings
Jeopardy Investments0JeopardyInvestments
Uncorrected Jeopardy Investments0UncorrectedJeopardyInvestments
Influence Legislation0InfluenceLegislation
Influence Election0InfluenceElection
Grants To Individuals0GrantsToIndividuals
Grants To Organizations0GrantsToOrganizations
Noncharitable Purpose0NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract0RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract0PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn0ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)

Address Line1USAddress/AddressLine1Address Line2USAddress/AddressLine2CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleAvg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPositionCompensationCompensationContri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtcExpense Account Other AllowancesExpenseAccountOtherAllowances
JAMES L GASPARD
C/O JPMORGAN CHASE BANK NA 420THROCKMORTONFORT WORTHTX761023700TRUSTEE5.00500000
TIMOTHY R VAUGHAN
C/O JPMORGAN CHASE BANK NA 420THROCKMORTONFORT WORTHTX761023700TRUSTEE5.00500000
DR J DENTON DEWITT
C/O JPMORGAN CHASE BANK NA 420THROCKMORTONFORT WORTHTX761023700TRUSTEE5.00650000
ELDON R VAUGHAN
C/O JPMORGAN CHASE BANK NA 420THROCKMORTONFORT WORTHTX761023700TRUSTEE5.00000
JPMORGAN CHASE BANK NA
PO BOX 3038MILWAUKEEWI53201TRUSTEE10.0010818000
FieldValueIRS element (for citing)
Comp Of Highest Paid Empl NONENONECompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k0TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONENONECompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k0TotNumberOfCntrctPaidOver50k

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

FieldValueIRS element (for citing)
Description1N/ADescription1
Expenses10Expenses1

Sum Of Program Related Investments SumOfProgramRelatedInvestments

FieldValueIRS element (for citing)
Description1N/ADescription1
Amount10Amount1
All Oth Prog Rltd Investments Total0AllOthProgRltdInvestmentsTotal
Total0Total

Minimum Investment Return MinimumInvestmentReturn

FieldValueIRS element (for citing)
Avg Monthly FMV Of Securities12140940AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances506245AvgMonthlyCashBalances
FMV All Other Noncharitable Assets1026929FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets13674114TotalFMVOfUnusedAssets
Reduction Claimed0ReductionClaimed
Acquisition Indebtedness0AcquisitionIndebtedness
Adj Total FMV Of Unused Assets13674114AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable205112CashDeemedCharitable
Net Noncharitable Assets13469002NetNoncharitableAssets
Minimum Investment Return673450MinimumInvestmentReturn

Distributable DistributableAmount

FieldValueIRS element (for citing)
Minimum Investment Return673450MinimumInvestmentReturn
Tax Based On Investment Income3996TaxBasedOnInvestmentIncome
Total Tax3996TotalTax
Distributable Amount Before Adj669454DistributableAmountBeforeAdj
Recoveries Qlfy Distributions0RecoveriesQlfyDistributions
Distributable Amount Before Ded669454DistributableAmountBeforeDed
Deduction Fr Distributable$0DeductionFrDistributableAmount
Distributable Amount As Adjusted669454DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

FieldValueIRS element (for citing)
Expenses And Contributions734657ExpensesAndContributions
Program Related Investments Total0ProgramRelatedInvestmentsTotal
Qualifying Distributions734657QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm3996OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions730661AdjQualifyingDistributions

Undistributed Income UndistributedIncome

FieldValueIRS element (for citing)
Distributable Amount As Adjusted669454DistributableAmountAsAdjusted
Undistributed Income Prior Year663359UndistributedIncomePriorYear
Total For Prior Years0TotalForPriorYears
Total Excess Distri Carryover0TotalExcessDistriCarryover
Qualifying Distributions734657QualifyingDistributions
Applied To Year1663359AppliedToYear1
Applied To Prior Years0AppliedToPriorYears
Treated As Distri From Corpus0TreatedAsDistriFromCorpus
Applied To Current Year71298AppliedToCurrentYear
Remaining Distri From Corpus0RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus0ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY0ExcessDistriCyovAppliedCY
Total Corpus0TotalCorpus
Prior Year Undistributed Income0PriorYearUndistributedIncome
Prior Year Deficiency Or Tax0PriorYearDeficiencyOrTax
Taxable Amount10TaxableAmount1
Taxable Amount20TaxableAmount2
Undistributed Income CY598156UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g30DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year50ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year0ExcessDistriCyovToNextYear

Supplementary Information SupplementaryInformation

FieldValueIRS element (for citing)
Only Contributes To PreselectedXOnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (3 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient RelationshipRecipientRelationshipRecipient Foundation StatusRecipientFoundationStatusPurpose Of Grant Or ContributionPurposeOfGrantOrContributionAmountAmount
MARY CROWLEY CANCER RESEARCH
1700 PACIFIC AVE SUITE 1100DALLASTX75201NONEPUBLIC CHARITYPROGRAM SUPPORT$401,000
TEXAS TECH UNIVERSITY HEALTH CENTER
3601 4TH STREETLUBBOCKTX79430NONEPUBLIC CHARITYPROGRAM SUPPORT$101,000
UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER
BOX 45025LUBBOCKTX79409NONEPUBLIC CHARITYPROGRAM SUPPORT$201,000
FieldValueIRS element (for citing)
Tot Grant Or Contri Paid During Year703000TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future0TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$113ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$213,044ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

FieldValueIRS element (for citing)
Exclusion Code15ExclusionCode
Exclusion$316,121ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

FieldValueIRS element (for citing)
Exclusion Code18ExclusionCode
Exclusion-$149,374ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

FieldValueIRS element (for citing)
Unrelated Business Income$0UnrelatedBusinessIncomeAmount
Exclusion$379,904ExclusionAmount
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
FieldValueIRS element (for citing)
Total Part XVIA379904TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

FieldValueIRS element (for citing)
Trnsfr Of Cash To Noncharitable EO0TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO0TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO0PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc0RentalOfFacilitiesEtc
Reimbursement Arrangements0ReimbursementArrangements
Loans Or Loan Guarantees0LoansOrLoanGuarantees
Performance Of Services Etc0PerformanceOfServicesEtc
Sharing Of Facilities Etc0SharingOfFacilitiesEtc
Relationships Noncharitable E Os0RelationshipsNoncharitableEOs

All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch

All Oth Prog Rltd Investments AllOthProgRltdInvestments

FieldValueIRS element (for citing)
DescriptionN/ADescription
Amount$0Amount

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (8 entries)

Name Of BondNameOfBondEOY Book ValueEOYBookValueEOYFMVEOYFMV
GOLDMAN SACHS TRUST HIGH YIELD FUND INSTITUTIONAL SHS - 35428.571 SHS250480258629
ISHARES BARCLAYS TIPS BOND FUND - 2600 SHS275641279552
EATON VANCE MUT FDS TR FLT RT CL I - 52944.981 SHS465916474387
JPM HIGH YIELD FD - SEL FUND 3580 6.12% - 57380.27 SHS450480467649
JPM SHORT DURATION BOND FD - SEL FUND 3133 1.20% - 162600.242 SHS17406821783725
JPM STR INC OPP FD FUND 3844 2.16% - 24193.834 SHS243858286213
BARCLAYS PP FRN CMS 5/28/14 3.603% CPN FLOAT RATE NTS 5/28/2009 - 100000 SHS105668104650
JPM INTL CURRENCY INCOME FD INCOME FUND 1.45% - 11069.505 SHS120879124532

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (38 entries)

Name Of StockNameOfStockEOY Book ValueEOYBookValueEOYFMVEOYFMV
MATTHEWS PACIFIC TIGER FD - 15386.216 SHS233477360653
T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 14522.822 SHS175000278548
SPDR S&P 500 ETF TRUST - 2474 SHS265967311106
THORNBURG VALUE FUND FD CL I - 9373.011 SHS228514322900
ISHARES S&P MIDCAP 400 INDEX FUND - 2000 SHS135642181380
FMI FDS INC LARGE CAP FD - 37951.481 SHS500000592423
ARBITRAGE FUNDS - I CL I - 18718.997 SHS245219239416
JPM INTREPID AMERICA FD - SEL FUND 1206 - 13225.132 SHS310658303252
JPM MID CAP 3 FD - SEL FUND 689 - 4623.901 SHS142740134972
JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 20501.425 SHS143920220595
JPM INTL VALUE FD - SEL FUND 1296 - 9057.971 SHS100000121377
JPM ASIA 3 FD - SEL FUND 1134 - 15929.185 SHS435417603398
VANGUARD MSCI EMERGING MARKETS ETF - 10477 SHS491057504426
JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 28605.891 SHS510437591284
HARTFORD CAPITAL APPRECIATION FUND - 9153.738 SHS266923317085
MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 37656.456 SHS209416324222
EATON VANCE MUT FDS TR GLOBAL MACRO - I - 23715.557 SHS245219243559
MORGAN STANLEY ARN SPX 5/16/11 - 125000 SHS122500123681
DEUTSCHE BK ARN SPX 7/18/11 - 100000 SHS98000105490
CLAYTON, DUBILIER & RICE (CD&R) FUND 8, LLC (OFFSHORE INVESTORS)- 250000 SHS116275126097
DEUTSCHE BK ARN SPX 10/13/11 - 100000 SHS98000110820
ARTIO INTERNATIONAL 3 II - I - 30652.52 SHS495651381930
JPM RESEARCH MARKET NEUTRAL FD - SEL FUND - SEL - 12780.612 SHS200400197333
MS SPX CONT BUFF EQ NOTE 09/01/11 - 70000 SHS6912579601
DB ASIA BREN 03/24/11 - 50000 SHS4950057616
HIGHBRIDGE DYNAMIC COMM STRG FD -SEL STRATEGY FUND - SE - 7298.18 SHS122609141366
BARC COMMODITY CPN 5/9/11 CAPPED MRKT PLUS NOTES 4/16/10 - 50000 SHS4950053425
BARC EAFE NOTE 05/27/11 - 60000 SHS5893858872
BARC ASIA BREN 05/19/11 - 65000 SHS6435071910
HSBC EAFE BREN 06/30/11 - 115000 SHS113850122326
BARC SPX BREN 07/15/11 - 90000 SHS8910099135
GS BREN SPX 08/05/11 - 100000 SHS99000112336
GS BREN SPX 09/06/11 - 125000 SHS123750135900
GS CONT BUFF EQ SPX 04/20/12 75% CONTIN BARRIER - 122000 SHS120475129897
HSBC GOLD CPN NOTE 10/21/11 5%CPN, - 122000 SHS120780123891
DB CONT BUFF EQ MID 11/23/11 75% CONTIN BARRIER- 122000 SHS120780129234
MS BREN INDEX 11/23/11 10%BUFFER- 122000 SHS120780123995
GS BREN MID 12/02/11 10%BUFFER- 124000 SHS122760128150

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Category Or ItemCategoryOrItemListed At Cost Or FMVListedAtCostOrFMVBook ValueBookValueEOYFMVEOYFMV
SPECIALTY ASSETSAT COST6262
ARP STATE BANKAT COST140000568400

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

FieldValueIRS element (for citing)
CategoryLEGAL FEESCategory
Amount$1,310Amount
Net Investment Income0NetInvestmentIncome
Disbursements Charitable Prps1310DisbursementsCharitablePrps

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (2 entries)

DescriptionDescriptionAmountAmount
ADJUSTMENT - MUTUAL FUND TIMING DIFFERENCE$181
ADJUST CARRYING VALUE / BASIS$430

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionRevenue And Expenses Per BooksRevenueAndExpensesPerBooksNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
MINERAL INTEREST PRODUCTION TAX565456540
MINERAL INTEREST AD VALOREM TAX13432134320
ROYALTY - OTHER EXPENSE12033120330
FDTN MEETING EXPENSES302903029

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

FieldValueIRS element (for citing)
DescriptionROYALTY INCOMEDescription
Revenue And Expenses Per Books316121RevenueAndExpensesPerBooks
Net Investment Income316121NetInvestmentIncome
Adjusted Net Income316121AdjustedNetIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

FieldValueIRS element (for citing)
DescriptionRETURN OF CAPITALDescription
Amount$1,526Amount

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

CategoryCategoryAmountAmountNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
ESTIMATED EXCISE TAX - CURRENT YEAR$2,48900
FOREIGN TAXES WITHHELD$9709700
EXCISE TAXES PAID - 12/31/2009 EXTENSION$2,61500