THIRD AND OAK CORPORATION: Form 990, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- THIRD AND OAK CORPORATION (EIN 31-0986103)
- Tax period
- 2009-07-01 to 2010-06-30
- Filed
- 2011-02-15
- IRS object ID
- 201120469349302137
- Schema version
- 2009v1.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-02-15T16:00:39-06:00 | Timestamp |
| Tax Period End Date | 2010-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DEMING MALONE LIVESAY & OSTROFF PSC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9300 SHELBYVILLE RD STE 1100 | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 402225187 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2009-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 310986103 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Third and Oak Corporation DBA | BusinessNameLine1 |
| Business Name Line2 | Treyton Oak Towers | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | THIR | NameControl |
| Phone | 5025893211 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 211 West Oak Street | AddressLine1 |
| City | Louisville | City |
| State | KY | State |
| ZIP Code | 40203 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ANN GEORGE | Name |
| Title | Assistant Executive Director | Title |
| Phone | 5025893211 | Phone |
| Date Signed | 2011-01-18 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DARRELL L MORRIS CPA | Name |
| Phone | 5024269660 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | ANN GEORGE | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 211 West Oak Street | AddressLine1 |
| City | Louisville | City |
| State | KY | State |
| ZIP Code | 40203 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 10858030 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c | X | Organization501c |
| Web Site | treytonoaktowers.com | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1980 | YearFormation |
| State Legal Domicile | KY | StateLegalDomicile |
| Activity Or Mission Description | OPERATE A CONTINUING CARE RETIREMENT COMMUNITY. SERVICES INCLUDE SKILLED NURSING CARE, PERSONAL CARE, AND INDEPENDENT LIVING. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 13 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 13 | NbrIndependentVotingMembers |
| Total Nbr Employees | 286 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Current Year | 0 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 10794440 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 10845965 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 4791 | InvestmentIncomePriorYear |
| Investment Income Current Year | -13850 | InvestmentIncomeCurrentYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 10799231 | TotalRevenuePriorYear |
| Total Revenue Current Year | 10832115 | TotalRevenueCurrentYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 4661242 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 4968789 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 6131374 | OtherExpensePriorYear |
| Other Expenses Current Year | 6424535 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 10792616 | TotalExpensesPriorYear |
| Total Expenses Current Year | 11393324 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 6615 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -561209 | RevenuesLessExpensesCY |
| Total Assets BOY | 15485651 | TotalAssetsBOY |
| Total Assets EOY | 15562902 | TotalAssetsEOY |
| Total Liabilities BOY | 24269351 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 24907811 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | -8783700 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | -9344909 | NetAssetsOrFundBalancesEOY |
| Mission Description | OPERATE A CONTINUING CARE RETIREMENT COMMUNITY. SERVICES INCLUDE SKILLED NURSING CARE, PERSONAL CARE, AND INDEPENDENT LIVING. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 9654621 | Expense |
| Revenue | 10845965 | Revenue |
| Description | OPERATE A CONTINUING CARE RETIREMENT COMMUNITY. SERVICES INCLUDE SKILLED NURSING CARE, PERSONAL CARE, AND INDEPENDENT LIVING. | Description |
| Total Program Service Expense | 9654621 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 0 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Balance Sheet Amounts Reported | 1 | BalanceSheetAmountsReported |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 0 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 1 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 1 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 1 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 1 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 0 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 286 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Nbr Voting Governing Body Members | 13 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 13 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 1 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 0 | ConflictOfInterestPolicy |
| Whistleblower Policy | 0 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANN GEORGE THE THIRD AND OAK Corporation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 5025893211 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 211 WEST OAK STREET | AddressLine1 |
| City | Louisville | City |
| State | KY | State |
| ZIP Code | 40203 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (15 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation |
|---|---|---|---|---|---|---|
| ROBERT E MCCARTER | ||||||
| PRESIDENT | 2.00 | X | X | 0 | 0 | 0 |
| JOHN SMITH | ||||||
| SECRETARY/TREASURER | 0.30 | X | X | 0 | 0 | 0 |
| DR RICHARD HOUZE | ||||||
| VICE PRESIDENT | 0.30 | X | X | 0 | 0 | 0 |
| JAMES GARY | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| Kathy Evits | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| DALE HYERS | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| JOYCE HOLMES | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| DR SUSAN BARNETT | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| CHARLES J JENKINS | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| JOE F RILEY | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| Tom Hardy | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| Priscilla Lyle | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| Allen Rose | ||||||
| MEMBER | 0.30 | X | 0 | 0 | 0 | |
| ANN GEORGE | ||||||
| ASST EXEC DIR | 30.00 | X | 83000 | 0 | 6000 | |
| DERRICK MOORE-See Sch O | ||||||
| EXECUTIVE DIRECTOR | 40.00 | X | 97000 | 0 | 0 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 180000 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 6000 | TotalOtherCompensation |
| Number Individuals GT100 K | 0 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 0 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (4 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| Rehab Care | |||||
| PO BOX 99341 | Chicago | IL | 60693 | THERAPY SERVICES | 674772 |
| Sysco | |||||
| 7705 National Turnpike | Louisville | KY | 40214 | Food Services | 370062 |
| Senior Lifestyle Corporation | |||||
| 111 EAST WACKER DR STE 2400 | CHICAGO | IL | 60601 | MANAGEMENT CO. | 264000 |
| Maverick Marketing & Media LLC | |||||
| 141 N Sherrin Ave | Louisville | KY | 40207 | Marketing Services | 108115 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 4 | NumberOfContractorsGT100K |
Program Service Revenue ProgramServiceRevenue (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| Monthly Svc/Ancillary | 623000 | 5745582 | 5745582 |
| HEALTH CARE | 623000 | 4849338 | 4849338 |
| Amort Deferred Endow | 525990 | 251045 | 251045 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 10845965 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 8065 | TotalRevenueColumn |
| Exclusion | $8,065 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | 4000 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | 25915 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | -21915 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -21915 | TotalRevenueColumn |
| Exclusion | -$21,915 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 10832115 | TotalRevenueColumn |
| Related Or Exempt Function Income | 10845965 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | -$13,850 | ExclusionAmount |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 180000 | Total |
| Program Services | 14670 | ProgramServices |
| Management And General | 165330 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3974724 | Total |
| Program Services | 3629690 | ProgramServices |
| Management And General | 345034 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 27301 | Total |
| Program Services | 23615 | ProgramServices |
| Management And General | 3686 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 438807 | Total |
| Program Services | 385594 | ProgramServices |
| Management And General | 53213 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 347957 | Total |
| Program Services | 318324 | ProgramServices |
| Management And General | 29633 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 46112 | Total |
| Management And General | 46112 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 48725 | Total |
| Management And General | 48725 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 30561 | Total |
| Program Services | 12925 | ProgramServices |
| Management And General | 17636 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1689336 | Total |
| Program Services | 1296974 | ProgramServices |
| Management And General | 392362 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8098 | Total |
| Program Services | 7446 | ProgramServices |
| Management And General | 652 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2922 | Total |
| Program Services | 1873 | ProgramServices |
| Management And General | 1049 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 535169 | Total |
| Program Services | 508411 | ProgramServices |
| Management And General | 26758 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 890848 | Total |
| Program Services | 846306 | ProgramServices |
| Management And General | 44542 | ManagementAndGeneral |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| CONTRACT LABOR | 1079520 | 1037240 | 42280 |
| FOOD PURCHASES | 616516 | 616516 | |
| SUPPLIES | 409671 | 379328 | 30343 |
| DRUGS | 175406 | 175406 | |
| LICENSES & TAXES | 168781 | 168641 | 140 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 722870 | Total |
| Program Services | 231662 | ProgramServices |
| Management And General | 491208 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11393324 | Total |
| Program Services | 9654621 | ProgramServices |
| Management And General | 1738703 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 803446 | BOY |
| EOY | 910405 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1269372 | BOY |
| EOY | 1467805 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 21571 | BOY |
| EOY | 22836 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 58319 | BOY |
| EOY | 62334 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 23040068 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 18356504 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5101314 | BOY |
| EOY | 4683564 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2714424 | BOY |
| EOY | 2404753 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5517205 | BOY |
| EOY | 6011205 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 15485651 | BOY |
| EOY | 15562902 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1103010 | BOY |
| EOY | 1143772 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 16638316 | BOY |
| EOY | 16736197 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 170000 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1479055 | BOY |
| EOY | 1554940 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5048970 | BOY |
| EOY | 5302902 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24269351 | BOY |
| EOY | 24907811 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -8783700 | BOY |
| EOY | -9344909 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -8783700 | BOY |
| EOY | -9344909 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 15485651 | BOY |
| EOY | 15562902 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | X | PubliclySupportedOrg509a2 |
Gross Receipts From Admissions GrossReceiptsFromAdmissions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 9339895 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 9749028 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 10216368 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 10794440 | CurrentTaxYearMinus1Year |
| Current Tax Year | 10902215 | CurrentTaxYear |
| Total | 51001946 | Total |
Total509 Total509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 9339895 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 9749028 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 10216368 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 10794440 | CurrentTaxYearMinus1Year |
| Current Tax Year | 10902215 | CurrentTaxYear |
| Total | 51001946 | Total |
Amts Recd From Disqual Persons AmtsRecdFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Amts From Subst Contributors AmtsFromSubstContributors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Support From DQ Ps Etc SupportFromDQPsEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | 51001946 | PublicSupportTotal509 |
Gross Investment Income509 GrossInvestmentIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 96394 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 127779 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 78945 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 28235 | CurrentTaxYearMinus1Year |
| Current Tax Year | 8065 | CurrentTaxYear |
| Total | 339418 | Total |
Investment Income And UBTI InvestmentIncomeAndUBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 96394 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 127779 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 78945 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 28235 | CurrentTaxYearMinus1Year |
| Current Tax Year | 8065 | CurrentTaxYear |
| Total | 339418 | Total |
Total Support Total TotalSupportTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 9436289 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 9876807 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 10295313 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 10822675 | CurrentTaxYearMinus1Year |
| Current Tax Year | 10910280 | CurrentTaxYear |
| Total | 51341364 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Percentage509 | 0.99340 | PublicSupportPercentage509 |
| Prior Year Support Percentage | 0.99260 | PriorYearSupportPercentage |
| Investment Income Percentage | 0.00660 | InvestmentIncomePercentage |
| Prior Yr Invest Income Percentage | 0.00740 | PriorYrInvestIncomePercentage |
| Thirty Three Percnt Tests CY509 | X | ThirtyThreePercntTestsCY509 |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | Volunteers |
| Paid Staff Or Management | 0 | PaidStaffOrManagement |
| Media Advertisements | 0 | MediaAdvertisements |
| Mailings Members | 0 | MailingsMembers |
| Publications Or Broadcast | 0 | PublicationsOrBroadcast |
| Grants Other Organizations | 1 | GrantsOtherOrganizations |
| Grants Other Organizations | $1,282 | GrantsOtherOrganizationsAmount |
| Direct Contact Legislators | 0 | DirectContactLegislators |
| Rallies Demonstrations | 0 | RalliesDemonstrations |
| Other Activities | 0 | OtherActivities |
| Total Lobbying Expenditures IIB | 1282 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | 0 | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Part II-B, Line 1i: | Identifier |
| Return Reference | Explanation of Other Lobbying Activities: | ReturnReference |
| Explanation | THE ORGANIZATION PAYS DUES TO KENTUCKY ASSOCIATION OF HEALTH CARE FACILITIES AND AMERICAN HEALTH CARE ASSOCIATION. A PERCENTAGE OF THE DUES IS CONSIDERED LOBBYING EXPENSES. | Explanation |
Schedule D IRS990ScheduleD
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 700000 | OtherCostOrOtherBasis |
| Book Value | 700000 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 18585574 | OtherCostOrOtherBasis |
| Depreciation | 15544001 | Depreciation |
| Book Value | 3041573 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 3742129 | OtherCostOrOtherBasis |
| Depreciation | 2812503 | Depreciation |
| Book Value | 929626 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 12365 | OtherCostOrOtherBasis |
| Book Value | 12365 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 4683564 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RESTRICTED INVESTMENTS | Description |
| Book Value | 2404753 | BookValue |
| Method Of Valuation | F | MethodOfValuation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 2404753 | TotalOfBookValueSecurities |
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PREPAID SERIES 1995B BONDS | Description |
| Book Value | 6011205 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | 6011205 | TotalBookValueOtherAssets |
Other Liabilities OtherLiabilities (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| DEFERRED ENDOWMENT FEES, NET OF AMORTIZATION | $1,379,414 |
| REFUNDABLE ENDOWMENT FEES, NET OF AMORTIZATION | $3,904,423 |
| DEPOSITS UNDER OCCUPANCY AGREEMENTS | $19,065 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 5302902 | TotalOfAmounts |
| Total Revenue | 10832115 | TotalRevenue |
| Total Expenses | 11393324 | TotalExpenses |
| Excess Or Deficit For Year | -561209 | ExcessOrDeficitForYear |
| Total Adjustments | 0 | TotalAdjustments |
| Excess Or Deficit Per FS | -561209 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 10888365 | TotRevenueEtcAuditedFinclStmt |
| Other Revenues | 56250 | OtherRevenues |
| Revenue Not Rptd F990 | 56250 | RevenueNotRptdF990 |
| Revenue Subtotal | 10832115 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 10832115 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 11449574 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 56250 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 56250 | ExpensesNotRptdF990 |
| Expenses Subtotal | 11393324 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 11393324 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Part X: | Description of Uncertain Tax Positions Under FIN 48: | On July 1, 2009, the Organization adopted new guidance for the financial statement recognition, measurement and disclosure of uncertain tax positions in an organization's financial statements. Income tax positions must meet a more-likely-than-not recognition threshold to be recognized. The adoption of this guidance did not have an effect on the Organization's financial position and results of operations. |
| Part XII, Line 2d - Other Adjustments: | UNCOLLECTIBLE CHARGES: 56250. | |
| Part XIII, Line 2d - Other Adjustments: | UNCOLLECTIBLE CHARGES: 56250. |
Schedule L IRS990ScheduleL
Loan Table LoanTable (11 entries)
| Purpose Of LoanPurposeOfLoan | Loan To OrganizationLoanToOrganization | Original PrincipalOriginalPrincipalAmount | Balance DueBalanceDue | DefaultDefault | Approved By BoardApprovedByBoard | Written AgreementWrittenAgreement |
|---|---|---|---|---|---|---|
| David Esarey | ||||||
| Reimburse expenses paid on behalf of the org as a former Board member. | X | $12,000 | 12000 | 0 | 1 | 1 |
| Kenton Hayes | ||||||
| reimburse expenses paid on behalf of the org as a former Board member. | X | $65,000 | 65000 | 0 | 1 | 1 |
| Charles Schmidt | ||||||
| reimburse expenses paid on behalf of the org as a former Board member. | X | $17,000 | 17000 | 0 | 1 | 1 |
| Lola Register | ||||||
| reimburse expenses paid on behalf of the org as a former Board member. | X | $12,000 | 12000 | 0 | 1 | 1 |
| Betty Baker | ||||||
| reimburse expenses paid on behalf of the org as a former Board member. | X | $12,000 | 12000 | 0 | 1 | 1 |
| Dr Richard Houze | ||||||
| reimburse expenses paid on behalf of the org as a former Board member. | X | $12,000 | 12000 | 0 | 1 | 1 |
| Jim Morris | ||||||
| reimburse expenses paid on behalf of the org as a former Board member. | X | $11,000 | 11000 | 0 | 1 | 1 |
| Frank Mather | ||||||
| reimburse expenses paid on behalf of the org as a former Board member. | X | $2,000 | 2000 | 0 | 1 | 1 |
| Ed Carlisle | ||||||
| reimburse expenses paid on behalf of the org as a former Board member. | X | $6,000 | 6000 | 0 | 1 | 1 |
| Carl Nussbaum | ||||||
| reimburse expenses paid on behalf of the org as a former Board member. | X | $1,000 | 1000 | 0 | 1 | 1 |
| DR WAYNE DEHONEY | ||||||
| Reimburse expenses paid on behalf of the org as a former Board member. | X | $20,000 | 20000 | 0 | 1 | 1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 170000 | TotalBalanceDue |
Form990 Schedule L Part IV Form990ScheduleLPartIV (3 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| Derrick Moore | |||
| Executive Director | 97000 | Derrick Moore is employed by the management company and his salary is paid out of the management fee paid by Third and Oak Corporation. | 0 |
| Kenton R Hayes Jr | |||
| Former Board Member's Son | 55500 | A former Board member's son has an ownership interest in the organization's insurance company. This transaction represents business liability insurance premiums paid. | 0 |
| Kenton R Hayes Sr | |||
| Former Board Member | 26572 | Kenton Hayes, Sr. is now a resident at Treyton Oak Towers. Transaction amount includes amounts paid for rent and other ancillary items, all at market rates. | 0 |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (6 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| Form 990, Part VI, Section A, line 3 | The Organization's executive director is an employee of the management company and all compensation decisions regarding this position are made by them. | |
| Form 990, Part VI, Section B, line 11 | The 990 will be delivered to the corporation by the independent accounting firm which prepares it. The 990 will be presented to the governing body for review and subsequent approval at the next scheduled governing body meeting, after it is received. Once the governing body has approved the 990 the Executive Director will sign it and it will be mailed to the IRS. | |
| Form 990, Part VI, Section B, line 15 | The Organization's executive director is an employee of the management company and all compensation decisions regarding this position are made by them. For other key employees an evaluation form is completed by appropriate personnel. It is submitted to the Human Resources Director who checks recommendations with industry guidelines and averages for the geographical area and then is submitted to the Executive Director for approval. | |
| Form 990, Part VI, Section C, line 19 | Available upon request via mail | |
| Form 990, Part VII, Section A | Derrick Moore's salary is paid through the management fee. | Derrick Moore's Salary FROM THE MANAGEMENT COMPANY |
| Form 990, Part XI, Line 2c | The following process has not changed from the prior year. THE ACCOUNTING FIRM SUBMITS AN ENGAGEMENT LETTER TO THE CORPORATION SEVERAL MONTHS BEFORE THE BEGINNING OF THE AUDIT ENGAGEMENT. THE AUDIT COMMITTEE REVIEWS THE ENGAGEMENT LETTER AND APPROVES IT TO BE TAKEN TO THE FULL GOVERNING BODY. THE GOVERNING BODY VOTES ON THE ACCEPTANCE OF THE AUDIT FIRM AT ITS NEXT REGULARLY SCHEDULED MEETING. THE ACCOUNTING DIRECTOR PROVIDES OVERSIGHT DURING THE AUDIT WORK AND REPORTS ANY CONCERNS TO THE HEAD OF THE AUDIT COMMITTEE. THE ACCOUNTING FIRM PRESENTS A DRAFT OF THE AUDITED FINANCIAL STATEMENTS AND THE REPORT TO MANAGEMENT TO THE FULL GOVERNING BODY AT ITS ANNUAL MEETING. ANY QUESTIONS OR CONCERNS OF THE AUDIT COMMITTEE AND THE FULL GOVERNING BODY ARE ADDRESSED AT THIS TIME, SO THAT THE REPORTS CAN BE APPROVED. AFTER THIS MEETING, THE ACCOUNTING FIRM FINALIZES THE REPORTS AND DELIVERS THE AUDITED FINANCIAL STATEMENTS AND REPORT TO MANAGEMENT OF THE CORPORATION. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Treyton Oak Towers Foundation Inc | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 211 West Oak Street | AddressLine1 |
| City | Louisville | City |
| State | KY | State |
| ZIP Code | 40203 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 263794482 | EIN |
| Primary Activities | Support for residents of Treyton Oak Towers | PrimaryActivities |
| Legal Domicile State | KY | LegalDomicileState |
| Exempt Code Section | 501(c)(3) | ExemptCodeSection |
| Public Charity Status | 509(a)(3) | PublicCharityStatus |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Third and Oak Cormporation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 0 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 1 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (2 entries)
| Transaction TypeTransactionType |
|---|
| Treyton Oak Towers Foundation Inc |
| Q |
| Treyton Oak Towers Foundation Inc |
| M |