STRATEGY STUDIO / NONPROFIT PEOPLE SEARCH

HEALTH RESEARCH AND EDUCATIONAL TRUST: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization
HEALTH RESEARCH AND EDUCATIONAL TRUST (EIN 36-2203931)
Tax period
2010-01-01 to 2010-12-31
Filed
2011-10-26
IRS object ID
201132999349300638
Schema version
2010v3.2
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-10-26T17:00:05-05:00Timestamp
Tax Period End Date2010-12-31TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1CROWE HORWATH LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line170 West Madison StreetAddressLine1
Address Line2Suite 700AddressLine2
CityChicagoCity
StateILState
ZIP Code606024903ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2010-01-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN362203931EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1HEALTH RESEARCH AND EDUCATIONAL TRUSTBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlHEALNameControl
Phone3124223200Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1155 North Wacker DriveAddressLine1
CityChicagoCity
StateILState
ZIP Code606061725ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameMAULIK JOSHIName
TitlePRESIDENTTitle
Date Signed2011-10-25DateSigned
Authorize Third PartytrueAuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
Phone3128997000Phone
FieldValueIRS element (for citing)
Tax Year2010TaxYear
Build TS2016-03-07 17:11:31ZBuildTS

Form 990 IRS990

Name Of Principal Officer Business NameOfPrincipalOfficerBusiness

FieldValueIRS element (for citing)
Business Name Line1MAULIK JOSHIBusinessNameLine1

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1155 North Wacker Drive Suite 400AddressLine1
CityChicagoCity
StateILState
ZIP Code606061725ZIPCode
FieldValueIRS element (for citing)
Gross Receipts15008889GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteWWW.HRET.ORGWebSite
Type Of Organization TrustXTypeOfOrganizationTrust
Year Formation1944YearFormation
State Legal DomicileILStateLegalDomicile
Activity Or Mission DescriptionHEALTH RESEARCH AND EDUCATIONAL TRUST IS ORGANIZED TO ASSIST HEALTH CARE ORGANIZATIONS AND THE COMMUNITIES TO IMPROVE THE EFFICIENCY, QUALITY AND ACCESSIBILITY OF HEALTH CARE SERVICES BY CONDUCTING APPLIED RESEARCH AND DEMONSTRATION PROJECTS AND DISSEMINATING RESULTS THROUGH EDUCATION, PUBLICATIONS, AND OTHER MEDIA AS APPROPRIATE.ActivityOrMissionDescription
Nbr Voting Members Governing Body14NbrVotingMembersGoverningBody
Nbr Independent Voting Members13NbrIndependentVotingMembers
Total Nbr Employees32TotalNbrEmployees
Total Nbr Volunteers13TotalNbrVolunteers
Total Gross UBI2325TotalGrossUBI
Net Unrelated Business Txbl Income0NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year5181183ContributionsGrantsPriorYear
Contributions Grants Current Year10281847ContributionsGrantsCurrentYear
Program Service Revenue Prior Year536782ProgramServiceRevenuePriorYear
Program Service Revenue CY671654ProgramServiceRevenueCY
Investment Income Prior Year-102428InvestmentIncomePriorYear
Investment Income Current Year4360InvestmentIncomeCurrentYear
Other Revenue Prior Year-36632OtherRevenuePriorYear
Other Revenue Current Year117714OtherRevenueCurrentYear
Total Revenue Prior Year5578905TotalRevenuePriorYear
Total Revenue Current Year11075575TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year2158898GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY329176GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year2323611SalariesEtcPriorYear
Salaries Etc Current Year4132973SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year0TotalFundrsngExpCurrentYear
Other Expense Prior Year3051501OtherExpensePriorYear
Other Expenses Current Year6271472OtherExpensesCurrentYear
Total Expenses Prior Year7534010TotalExpensesPriorYear
Total Expenses Current Year10733621TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-1955105RevenuesLessExpensesPriorYear
Revenues Less Expenses CY341954RevenuesLessExpensesCY
Total Assets BOY7979675TotalAssetsBOY
Total Assets EOY7456932TotalAssetsEOY
Total Liabilities BOY2985881TotalLiabilitiesBOY
Total Liabilities EOY2218770TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY4993794NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY5238162NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionHRET IS PRINCIPALLY ORGANIZED TO ASSIST HEALTH CARE ORGANIZATIONS AND THE COMMUNITIES THEY SERVE TO IMPROVE THE EFFICIENCY, QUALITY & ACCESSIBILITY OF HEALTH CARE SERVICES BY CONDUCTING APPLIED RESEARCH AND DEMONSTRATION PROJECTS & DISSEMINATING RESULTS THROUGH EDUCATION, PUBLICATIONS, & OTHER MEDIA.MissionDescription
Significant ChangefalseSignificantChange
Expense4089805Expense
Grants29400Grants
Revenue150Revenue
DescriptionQUALITY/COST/DISPARITIES: HRET CONDUCTS MANAGEMENT RESEARCH TO PROVIDE OPERATIONAL ADVICE ON IMPROVING QUALITY, REDUCING COSTS, AND ELIMINATING DISPARITIES. NUMEROUS RESEARCH PROJECTS WORKED WITH HOSPITALS NATIONALLY TO REDUCE INFECTIONS AND SAFETY CULTURE SCORES. IN ADDITION, HRET PROVIDES HOSPITALS WITH TOOLS AND TRAINING MATERIALS COMPLIED FROM VARIOUS SURVEYS CONDUCTED TO HELP EDUCATE HEALTHCARE PROFESSIONALS. EXAMPLES INCLUDE THE COMPREHENSIVE UNIT-BASED SAFETY PROGRAM (CUSP), WHICH TRANSFORMS CARE AND PATIENT SAFETY AT THE UNIT LEVEL BY IMPROVING CULTURE, WITH SUPPORT FROM THE AGENCY FOR HEALTHCARE RESEARCH AND QUALITY.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense3450482Expense
Revenue402422Revenue
DescriptionHRET'S TRANSLATIONAL RESEARCH PROGRAM IDENTIFIES AND EXECUTES STRATEGIES AND METHODS TO DISSEMINATE AND IMPLEMENT RESEARCH FINDINGS, KNOWLEDGE, TOOLS, AND BEST PRACTICES. HRET WORKS WITH PRIMARY CARE PROVIDERS TO REVIEW THEIR ELECTRONIC HEALTH RECORDS, IMPROVE PRIMARY CARE PREVENTION SERVICES AS WELL AS PROVIDE RESOURCES ON HIGH QUALITY CARE TO PATIENTS. HRET WAS AWARDED A CONTRACT BY THE AGENCY FOR HEALTHCARE RESEARCH AND QUALITY (AHRQ) TO ACCOMPLISH THE GOAL OF HELPING TO STRENGTHEN THE QUALITY AND SAFETY OF PATIENT CARE IN HOSPITALS AND OTHER PROVIDER SETTINGS BY USING CONSUMER-TARGETED RESOURCES THAT CAN BE CO-BRANDED AND SHARED WITH PATIENTS.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense596568Expense
Grants299776Grants
Revenue323250Revenue
DescriptionOTHER PROGRAM SERVICE ACCOMPLISHMENTS: CARE COORDINATION: MANAGEMENT AND POLICY RESEARCH TO IDENTIFY BEST PRACTICES IN CARE COORDINATION AND EVALUATION OF EFFECTIVE CARE COORDINATION PRACTICES. LEADERSHIP/GOVERNANCE: MANAGEMENT RESEARCH TO SUPPORT LEADERSHIP AND GOVERNANCE IN IMPROVEMENT. QUANTITATIVE RESEARCH: ANALYSIS OF SECONDARY DATA ASSOCIATED WITH HEALTH CARE PERFORMANCE ACROSS MULTIPLE DIMENSIONS.Description

Activity Other ActivityOther

FieldValueIRS element (for citing)
Expense502965Expense
DescriptionHRET'S PAYMENT REFORM PROGRAM CONDUCTS POLICY RESEARCH TO DEVELOP, TEST AND EVALUATE NEW MODELS OF PAYMENT REFORM. TO PROVIDE CURRENT INFORMATION ABOUT THE NATURE OF EMPLOYER-SPONSORED HEALTH BENEFITS, THE KAISER FAMILY FOUNDATION AND THE HEALTH RESEARCH & EDUCATIONAL TRUST CONDUCT AN ANNUAL NATIONAL SURVEY OF NONFEDERAL PRIVATE AND PUBLIC EMPLOYERS WITH THREE OR MORE WORKERS. THIS ANNUAL SURVEY OF APPROXIMATELY 2,000 RANDOMLY SELECTED EMPLOYERS--LARGE AND SMALL, PUBLIC AND PRIVATE, IN ALL MAJOR INDUSTRIES--SERVES AS A KEY RESOURCE FOR POLICYMAKERS, EMPLOYERS, AND HEALTH RESEARCHERS SEEKING NEW INFORMATION ABOUT THE INSURANCE MARKET.Description
FieldValueIRS element (for citing)
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Total Program Service Expense8639820TotalProgramServiceExpense
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SchoolfalseSchool
Foreign OfficefalseForeignOffice
Foreign ActivitiesfalseForeignActivities
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Tax Exempt BondsfalseTaxExemptBonds
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Number Forms Transmitted With109654NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
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Number Of Employees32NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
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Info In Schedule O Part VIXInfoInScheduleOPartVI
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Number Independent Voting Members13NumberIndependentVotingMembers
Family Or Business RelationshipfalseFamilyOrBusinessRelationship
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States Where Copy Of Return Is FiledILStatesWhereCopyOfReturnIsFiled
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Upon RequestXUponRequest

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Business Name Line1John EvansBusinessNameLine1
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Telephone Number3124223200TelephoneNumber

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Address Line1155 North Wacker Suite 400AddressLine1
CityCHICAGOCity
StateILState
ZIP Code606061725ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (22 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationOfficerOfficerHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
LORRIE WARNER
BOARD MEMBER1X000
MICHAEL CHERNEW
BOARD MEMBER1X000
DOUGLAS A CONRAD
BOARD MEMBER1X000
JIM CONWAY
BOARD MEMBER1X000
BRENITA CRAWFORD
BOARD MEMBER1X000
JEFF SELBERG
BOARD MEMBER1X000
JOHN RIVERS
BOARD MEMBER1X000
ALFRED G STUBBLEFIELD
BOARD CHAIR1X000X
CHARLOTTE YEH
BOARD MEMBER1X000
THOMAS F ZENTY
BOARD MEMBER1X000
RICHARD J UMBDENSTOCK
BOARD MEMBER1X01053630702302
R JOHN EVANS
TREASURER10399142108589X
JOHN G O'BRIEN
BOARD MEMBER1X000
JOAN Y REEDE
BOARD MEMBER1X000
CRYSTAL L HAYNES
BOARD MEMBER1X000
MAULIK JOSHI
PRESIDENT40393484091071X
DEBORAH BOHR
SENIOR DIRECTOR40134969011073X
STEVEN HINES
VICE PRESIDENT RESEARCH40187114031055X
MEGAN MCHUGH
DIR. RESEARCH40107066021340X
DAVID STRICKLAND
EXECUTIVE DIRECTOR40126753043762X
DAVID SCHULKE
VICE PRESIDENT40156490025357X
MARY PITTMAN
PAST PRESIDENT011494400X
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Total Reportable Comp Frm Rltd Orgs1452772TotalReportableCompFrmRltdOrgs
Total Other Compensation1034549TotalOtherCompensation
Number Individuals GT100 K7NumberIndividualsGT100K
Formers ListedtrueFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (4 entries)

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JOHNS HOPKINS UNIVERSITY
1101 EAST 33RD STREETBALTIMOREMD21218RESEARCH SUBCONTRACTOR934830
MI HOSPITAL ASSOC KEYSTONE CENTER
6215 WEST ST JOSEPH HIGHWAYLANSINGMI48917DATA RESEARCH616864
NATIONAL OPINION RESEARCH CENTER
4350 EAST-WEST HIGHWAY SUITE 800BETHESDAMD208144410DATA RESEARCH194020
NATIONAL RESEARCH LLC
4201 CONNECTICUT AVENUE NWWASHINGTONDC20008DATA RESEARCH145000
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Government Grants7140726GovernmentGrants
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Total Contributions10281847TotalContributions

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EDUCATION AND MEETINGS265135265135

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Exclusion$0ExclusionAmount
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Total Program Service Revenue671654TotalProgramServiceRevenue

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Personal0Personal

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Net Income From Gaming NetIncomeFromGaming

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Net Income Or Loss NetIncomeOrLoss

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FieldValueIRS element (for citing)
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Exclusion$65,581ExclusionAmount

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Grants To Domestic Individuals GrantsToDomesticIndividuals

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Total3000Total
Program Services3000ProgramServices

Foreign Grants ForeignGrants

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Benefits To Members BenefitsToMembers

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Comp Current Officers Directors CompCurrentOfficersDirectors

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Management And General285887ManagementAndGeneral

Comp Disqual Persons CompDisqualPersons

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Other Salaries And Wages OtherSalariesAndWages

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Pension Plan Contributions PensionPlanContributions

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Other Employee Benefits OtherEmployeeBenefits

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Payroll Taxes PayrollTaxes

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Fees For Services Other FeesForServicesOther

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Advertising Advertising

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Information Technology InformationTechnology

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Royalties Royalties

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Occupancy Occupancy

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Travel Travel

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Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

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Conferences Meetings ConferencesMeetings

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Interest Interest

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Depreciation Depletion DepreciationDepletion

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Insurance Insurance

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OTHER24150166407510

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Fundraising0Fundraising

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EOY374887EOY

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EOY44452EOY

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EOY7456932EOY

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EOY703335EOY

Grants Payable GrantsPayable

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Other Liabilities OtherLiabilities

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EOY1137314EOY

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EOY2218770EOY
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Follow SFAS117XFollowSFAS117

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EOY4102784EOY

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EOY1135378EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

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BOY4993794BOY
EOY5238162EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

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BOY7979675BOY
EOY7456932EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses341954ReconcilationRevenueExpenses
Reconcilation Other Changes-97586ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteetrueAuditCommittee
Financial Statement BothXFinancialStatementBoth
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Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

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Supporting Org509a3 Type1XSupportingOrg509a3Type1
Certification CheckboxXCertificationCheckbox
Contrib By Controlling IndividualfalseContribByControllingIndividual
Contribution By Related PartyfalseContributionByRelatedParty
Contrib By35 Controlled EntityfalseContribBy35ControlledEntity

Supported Org Information SupportedOrgInformation

Name Name

FieldValueIRS element (for citing)
Business Name Line1AMERICAN HOSPITAL ASSOCIATIONBusinessNameLine1
FieldValueIRS element (for citing)
EIN360726140EIN
Type Of Organization501(c)(6)TypeOfOrganization
Listed In Governing DoctrueListedInGoverningDoc
Supported Organization NotifiedtrueSupportedOrganizationNotified
Organized In UStrueOrganizedInUS
Amount$0Amount
FieldValueIRS element (for citing)
Total Number Of Supported Orgs1TotalNumberOfSupportedOrgs
Sum Of Amounts0SumOfAmounts
General ExplanationPART I, LINE H, COLUMN VII, SCHEDULE A, HRET HAS BEEN A LEADER IN HELPING HOSPITALS, HEALTH SYSTEMS AND THEIR GOVERNING BODIES TO IMPROVE THE HEALTH OF THEIR PATIENTS AND THE COMMUNITIES THEY SERVE. HRET CONDUCTS RESEARCH AND DISSEMINATES THE FINDINGS AND ALSO PROVIDES EDUCATIONAL OPPORTUNITIES TO HELP THE MEMBERS OF THE AHA AND THE GENERAL HEALTH CARE FIELD. ,GeneralExplanation

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Exmpt Function Expenditures0TotalExmptFunctionExpenditures
Total Lobbying Expenditures IIB0TotalLobbyingExpendituresIIB
Non Ded Lobby Political Total0NonDedLobbyPoliticalTotal

Schedule D IRS990ScheduleD

Land Land

FieldValueIRS element (for citing)
Book Value0BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Book Value0BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Book Value0BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Book Value0BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Book Value0BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings0TotalOfBookValueLandBuildings

Financial Derivatives FinancialDerivatives

FieldValueIRS element (for citing)
Book Value0BookValue

Closely Held Equity Interests CloselyHeldEquityInterests

FieldValueIRS element (for citing)
Book Value0BookValue

Other Securities OtherSecurities

FieldValueIRS element (for citing)
DescriptionHEDGE FUNDSDescription
Book Value374887BookValue
Method Of ValuationFMethodOfValuation
FieldValueIRS element (for citing)
Total Of Book Value Securities374887TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (2 entries)

DescriptionDescriptionAmountAmount
DUE TO AHA AND AFFILIATES$1,092,862
DEFERRED COMPENSATION$44,452
FieldValueIRS element (for citing)
Total Of Amounts1137314TotalOfAmounts
Total Revenue11075575TotalRevenue
Total Expenses10733621TotalExpenses
Excess Or Deficit For Year341954ExcessOrDeficitForYear
Net Unrealized GL On Investments-97586NetUnrealizedGLOnInvestments
Other$0OtherAmount
Total Adjustments-97586TotalAdjustments
Excess Or Deficit Per FS244368ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt11043568TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments-97586NetUnrealizedGainsInvestments
Other Revenues80045OtherRevenues
Revenue Not Rptd F990-17541RevenueNotRptdF990
Revenue Subtotal11061109RevenueSubtotal
Investment Expenses Not Included14466InvestmentExpensesNotIncluded
Other Revenues Not Included0OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt14466RevenueNotRptdOnFinStmt
Total Revenue Per Form99011075575TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt10799200TotExpensesEtcAuditedFinclStmt
Other Expenses Included80045OtherExpensesIncluded
Expenses Not Rptd F99080045ExpensesNotRptdF990
Expenses Subtotal10719155ExpensesSubtotal
Investment Expenses Not Included214466InvestmentExpensesNotIncluded2
Other Expenses Not Included0OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt14466ExpensesNotRptdOnFinStmt
Total Expenses Per Form99010733621TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
FIN 48 (ASC 740) footnoteSchedule D, Part X, Line 2ON JANUARY 1, 2009, HRET ADOPTED THE PROVISIONS OF THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES SECTION OF THE INCOME TAXES TOPIC OF THE FASB ACCOUNTING STANDARDS CODIFICATION, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, HRET MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF HRET. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. THE ADOPTION AND IMPLEMENTATION OF THIS GUIDANCE IN THE CODIFICATION HAD NO EFFECT ON HRET'S CHANGE IN NET ASSETS FOR THE YEAR ENDED DECEMBER 31, 2009. HRET FILES FORMS 990 IN THE U.S. FEDERAL JURISDICTION AND THE STAET OF ILLINOIS. WITH FEW EXCEPTIONS, HRET IS NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR YEARS BEFORE 2007.
Other revenues in audited financial statements not in form 990Schedule D, Part XII, Line 2dSPECIAL EVENT EXPENSE - 80045;
Other expenses in audited financial statements not in form 990Schedule D, Part XIII, Line 2dSPECIAL EVENT EXPENSE - 80045;

Schedule G IRS990ScheduleG

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1AWARDS DINNERNameOfEvent1
Gross Receipts Event1118318GrossReceiptsEvent1
Charitable Contributions Event1100000CharitableContributionsEvent1
Gross Revenue Event118318GrossRevenueEvent1
Food And Beverage Event137388FoodAndBeverageEvent1
Other Direct Expenses Event142657OtherDirectExpensesEvent1
Gross Revenue Event20GrossRevenueEvent2
Gross Revenue Other Events0GrossRevenueOtherEvents
Gross Receipts Total118318GrossReceiptsTotal
Charitable Contributions Total100000CharitableContributionsTotal
Gross Revenue Total Events18318GrossRevenueTotalEvents
Cash Prizes Total Events0CashPrizesTotalEvents
Non Cash Prizes Total Events0NonCashPrizesTotalEvents
Rent Facility Costs Total Events0RentFacilityCostsTotalEvents
Food And Beverage Total Events37388FoodAndBeverageTotalEvents
Entertainment Total Events0EntertainmentTotalEvents
Other Direct Expenses Total Events42657OtherDirectExpensesTotalEvents
Direct Expense Summary Events80045DirectExpenseSummaryEvents
Net Income Summary-61727NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedtrueRecordsMaintained

Recipient Table RecipientTable (8 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrantAddress Line2AddressUS/AddressLine2
PRESIDENT & FELLOWS OF HARVARD COLLEGE
1033 MASSACHUSETTS AVENUECAMBRIDGEMA02138042103580501C3140000RESEARCH GRANT.
HEARTLAND FOUNDATION
518 SOUTH 6TH STREETST JOSEPHMO64501431262768501C3100000AWARD RECIPIENT.
ST VINCENT HEALTH INC
10330 MERIDIAN STREETINDIANAPOLISIN46290352052591501C310000AWARD RECIPIENT.
ALEGENT HEALTH
12809 WEST DODGE ROADOMAHANE68154470757164501C310000AWARD RECIPIENT.
LANCASTER GENERAL HEALTH
609 NORTH CHERRY STREETLANCASTERPA17604231365353501C310000AWARD RECIPIENT.
TEXAS A&M UNIVERSITY CORPUS CHRISTI
6300 OCEAN DRIVECORPUS CHRISTITX78412741760663501C38000NURSING GRANT.
UNIVERSITY OF MARYLAND MEDICAL SYSTEMS CORP
22 SOUTH GREENE STREETBALTIMOREMD21201521362793501C38000NURSING AWARD.
NEW YORK CITY HEALTH AND HOSPITALS CORP
346 BROADWAYNEW YORKNY10013132655001501C37950NURSING AWARD.SUITE 1136
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants8TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations0TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of GrantAONE SCHOLARSHIP AWARDSTypeOfGrant
Number Of Recipients2NumberOfRecipients
Amount Of Cash Grant3000AmountOfCashGrant
Amount Of Non Cash Assistance0AmountOfNonCashAssistance
Method Of ValuationN/AMethodOfValuation
Description Of Non Cash AssistanceN/ADescriptionOfNonCashAssistance

Form990 Schedule I Part IV Form990ScheduleIPartIV

FieldValueIRS element (for citing)
IdentifierProcedures for monitoring use of grant fundsIdentifier
Return ReferenceSchedule I, Part I, Line 2ReturnReference
ExplanationSCHOLARSHIPS AND AWARDS ARE PROVIDED TO ORGANIZATIONS AND INDIVIDUALS AFTER APPLICATIONS ARE SUBMITTED, REVIEWED AND APPROVED. THE RESTRICTIONS OF USE ARE INDICATED AND THE GRANTEE IS NOTIFIED OF THE PURPOSE OF THE FUNDS. HEALTH RESEARCH AND EDUCATIONAL TRUST (HRET) IS DIRECTLY INVOLVED WITH THE OUTCOME OF THE EDWIN L.CROSBY AWARD. OTHER AWARDS AND SUPPORT OF RESEARCH REQUIRE ATTENDANCE AND OR FOLLOW UP SUCH AS FINANCIAL REPORTS AND WRITTEN NARRATIVES OF PROGRAM PARTICIPATION.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Discretionary Spending AccountXDiscretionarySpendingAccount
Written Policy Re T And E ExpensestrueWrittenPolicyReTAndEExpenses
Substantiation RequiredtrueSubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymentfalseSeverancePayment
Supplemental Nonqual Retire PlantrueSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentsfalseAnyNonFixedPayments
Initial Contract ExceptionfalseInitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (7 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
RICHARD J UMBDENSTOCK
0898785083200071645051093101913710175593200
R JOHN EVANS
02764630279860946930772900312990507731062023
MAULIK JOSHI
3311400315000308440637670273040484555000
STEVEN HINES
17669300010421044050266500218169000
DAVID STRICKLAND
1260170007360169950267670170515000
DAVID SCHULKE
1553420001148035380218190181847000
MARY PITTMAN
00001149440000011494401149440

Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
Discretionary spending accountSchedule J, Part I, Line 1aA TAXABLE EXPENSE ACCOUNT WAS MADE AVAILABLE TO MR. JOSHI IN 2010.
Supplemental nonqualified retirement planSchedule J, Part I, Line 4bJOHN EVANS: SECTION 457(F) PAYOUT - $62,023 MARY PITTMAN: SECTION 457(F) PAYOUT - $114,944

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (11 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
Description of other program servicesForm 990, Part III, Line 4dHRET'S PAYMENT REFORM PROGRAM CONDUCTS POLICY RESEARCH TO DEVELOP, TEST AND EVALUATE NEW MODELS OF PAYMENT REFORM. TO PROVIDE CURRENT INFORMATION ABOUT THE NATURE OF EMPLOYER-SPONSORED HEALTH BENEFITS, THE KAISER FAMILY FOUNDATION AND THE HEALTH RESEARCH & EDUCATIONAL TRUST CONDUCT AN ANNUAL NATIONAL SURVEY OF NONFEDERAL PRIVATE AND PUBLIC EMPLOYERS WITH THREE OR MORE WORKERS. THIS ANNUAL SURVEY OF APPROXIMATELY 2,000 RANDOMLY SELECTED EMPLOYERS--LARGE AND SMALL, PUBLIC AND PRIVATE, IN ALL MAJOR INDUSTRIES--SERVES AS A KEY RESOURCE FOR POLICYMAKERS, EMPLOYERS, AND HEALTH RESEARCHERS SEEKING NEW INFORMATION ABOUT THE INSURANCE MARKET.
Classes of members or stockholdersForm 990, Part VI, Section A, Line 6SEE NARRATIVE ABOVE.
Members or stockholders electing members of governing bodyForm 990, Part VI, Section A, Line 7aSEE NARRATIVE ABOVE.
Decisions requiring approval by members or stockholdersForm 990, Part VI, Section A, Line 7bTHE ORGANIZATION'S SOLE CORPORATE MEMBER IS AMERICAN HOSPITAL ASSOCIATION, A RELATED TAX-EXEMPT ORGANIZATION. AS THE ORGANIZATION'S SOLE CORPORATE MEMBER, AMERICAN HOSPITAL ASSOCIATION HAS THE RIGHT TO ELECT OR APPOINT MEMBERS OF THE ORGANIZATION'S GOVERNING BODY AND APPROVE OR DENY SIGNIFICANT DECISIONS OF THE ORGANIZATION'S GOVERNING BODY.
Review of form 990 by governing bodyForm 990, Part VI, Section B, Line 11bTHE FILING ORGANIZATION'S MANAGEMENT REVIEWS THE FORM 990 AND SHARES IT WITH THE HRET BOARD OF DIRECTORS PRIOR TO FILING WITH THE IRS.
Conflict of interest policyForm 990, Part VI, Section B, Line 12cON AN ANNUAL BASIS, THE ORGANIZATION'S TRUSTEES ARE REQUIRED TO READ, COMPLETE AND RETURN A CONFLICT OF INTEREST QUESTIONNAIRE. THE ORGANIZATION'S OFFICERS AND ALL OTHER EMPLOYEES ARE REQUIRED TO READ, COMPLETE AND RETURN A CONFLICT OF INTEREST QUESTIONNAIRE ON A BI-ANNUAL BASIS. THE RETURNED QUESTIONNAIRES ARE HANDLED JOINTLY BY LEGAL, HUMAN RESOURCES AND AUDIT AND COMPLIANCE STAFF. ANY QUESTIONNAIRE THAT RAISES A POTENTIAL ISSUE IS REVIEWED AND REFERRED TO THE ASSOCIATION'S PRESIDENT FOR A FINAL DETERMINATION OF ANY ACTION TO BE CONSIDERED OR UNDERTAKEN. ANY POTENTIAL CONFLICT OF INTEREST THAT ARISES AFTER THE QUESTIONNAIRE IS COMPLETED MUST BE PROMPTLY REPORTED. ANY RESTRICTIONS IMPOSED BASED ON INFORMATION DISCLOSED IN A CONFLICT OF INTEREST QUESTIONNAIRE OR OTHERWISE WOULD BE COMMENSURATE WITH THE TYPE OF CONFLICT IDENTIFIED AND WOULD BE DISCLOSED TO THE BOARD OF TRUSTEES.
Process used to establish compensation of top management officialForm 990, Part VI, Section B, Line 15aTHE PRESIDENT OF HRET REPORTS TO THE AMERICAN HOSPITAL ASSOCIATION (AHA) PRESIDENT. THE HRET BOARD, THE AHA PRESIDENT AND THE COMPENSATION COMMITTEE OF AHA PARTICIPATE IN SETTING GOALS FOR PERFORMANCE OF THE HRET PRESIDENT AND IN MEASURING PERFORMANCE AGAINST THESE GOALS. THE COMPENSATION COMMITTEE OF THE AHA BOARD DOES NOT INCLUDE ANY INDIVIDUAL WHOSE COMPENSATION IT REVIEWS. THE COMMITTEE ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT TO PRODUCE COMPARABLE SALARY DATA FOR THE PRESIDENT AS APPROPRIATE, AND MAKES RECOMMENDATIONS FOR COMPENSATION ADJUSTMENTS, CONSISTENT WITH EXISTING COMPENSATION AGREEMENTS, POLICIES AND PROCEDURES. ON AN ANNUAL BASIS, THE COMMITTEE EVALUATES THE PRESIDENT'S PERFORMANCE AGAINST ANNUAL PERFORMANCE GOALS AND DETERMINES WHETHER ANY ADJUSTMENT OR PERFORMANCE-BASED REWARD SHOULD BE MADE. THE FINAL COMPENSATION PACKAGE OF THE HRET PRESIDENT IS DOCUMENTED IN A WRITTEN EMPLOYMENT AGREEMENT. CONTEMPORANEOUS MINUTES OF THE COMMITTEE'S DELIBERATIONS ARE PREPARED AND REVIEW BY THE COMMITTEE IN A TIMELY MANNER.
Public DisclosureForm 990, Part VI, Section C, Line 19THE ORGANIZATION'S GOVERNING DOCUMENT AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. THE ORGANIZATION'S FINANCIAL STATEMENTS ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104 AND ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME.
PROCESS USED TO ESTABLISH COMPENSATION OF OTHER OFFICERSFORM 990, PART VI, LINE 15BTHE ORGANIZATION'S COMPENSATION COMMITTEE HAS AUTHORIZED THE CEO TO DETERMINE, REVIEW AND APPROVE THE COMPENSATION OF THE ORGANIZATION'S OTHER OFFICERS. THE CEO REVIEWS COMPARABLE SALARY DATA PROVIDED BY AN INDEPENDENT COMPENSATION CONSULTANT FOR THE ORGANIZATION'S OTHER OFFICERS AS APPROPRIATE, AND MAKES RECOMMENDATIONS FOR COMPENSATION ADJUSTMENTS, CONSISTENT WITH EXISTING COMPENSATION AGREEMENTS, POLICIES AND PROCEDURES. THE CEO EVALUATES THE OFFICERS' PERFORMANCE AGAINST ANNUAL PERFORMANCE GOALS, AND DETERMINES WHETHER ANY ADJUSTMENT OR PERFORMANCE-BASED REWARD SHOULD BE MADE.
COMPENSATION OF OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES, ETCFORM 990, PART VII, SECTION A, LINE 1(A), COLUMN (B)RICHARD J. UMBDENSTOCK, BOARD MEMBER, DEVOTES APPROXIMATELY 40 HOURS A WEEK TO AMERICAN HOSPITAL ASSOCIATION, A RELATED TAX-EXEMPT ORGANIZATION. THOMAS F. ZENTY, BOARD MEMBER, DEVOTES APPROXIMATELY 1 HOUR A WEEK TO AMERICAN HOSPITAL ASSOCIATION, A RELATED TAX-EXEMPT ORGANIZATION. CRYSTAL L. HAYNES, BOARD MEMBER, DEVOTES APPROXIMATELY 1 HOUR A WEEK TO AMERICAN HOSPITAL ASSOCIATION, A RELATED TAX-EXEMPT ORGANIZATION. R. JOHN EVANS, TREASURER, DEVOTES APPROXIMATELY 40 HOURS A WEEK TO AMERICAN HOSPITAL ASSOCIATION AND 1 HOUR A WEEK TO INSTITUTE FOR DIVERSITY IN HEALTH MANAGEMENT, BOTH OF WHICH ARE RELATED TAX-EXEMPT ORGANIZATIONS.
Other changes in net assets or fund balancesForm 990, Part XI, Line 5NET UNREALIZED GAINS (LOSSES) ON INVESTMENTS - -97586;

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (5 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1
AMERICAN HOSPITAL ASSOCIATION
155 NORTH WACKER DRIVE SUITE 400CHICAGOIL606061725360726140MEMBER ORGIL501(C)(6)N/ANA
INSTITUTE FOR DIVERSITY IN HEALTHCARE
155 NORTH WACKER DRIVE SUITE 400CHICAGOIL606061725582094118DIVERSITYIL501(C)(3)9AHA
AHAPAC
325 7TH STREET NWWASHINGTONDC20004362996517POLITICAL CAMPAIGNINGIL527N/AAHA
AMERICAN ORGANIZATION OF NURSE EXECUTIVES
155 NORTH WACKER DRIVE SUITE 400CHICAGOIL606061725363591337MEMBERSHIPIL501(C)(6)N/AAHA
AONE FOUNDATION FOR NURSING LEADERSHIP RESEARCH AND EDUCATION
325 7TH STREET NWWASHINGTONDC20004272399044SUPPORTING ORGANIZATIONDC501(C)(3)11 - Type IAONE
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiesfalseReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgfalseGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgtrueGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgsfalseRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgstrueRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgsfalsePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgstruePerformOfServicesByOtherOrgs
Sharing Of FacilitiesfalseSharingOfFacilities
Sharing Of Paid EmployeestrueSharingOfPaidEmployees
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgfalseReimbursementPaidByOtherOrg
Other Transfer To Other OrgfalseOtherTransferToOtherOrg
Other Transfer From Other OrgfalseOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (4 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolved
AMERICAN HOSPITAL ASSOCIATION
C1949597
AMERICAN HOSPITAL ASSOCIATION
J346114
AMERICAN HOSPITAL ASSOCIATION
L279437
AMERICAN HOSPITAL ASSOCIATION
N4090340